Decay and Scattering in energy space for the solution of weakly coupled Schr\"odinger-Choquard and Hartree-Fock equations
Mirko Tarulli, George Venkov

TL;DR
This paper establishes decay estimates and scattering results for solutions to certain non-local Schrödinger equations, including Schrödinger-Choquard and Hartree-Fock systems, using new Morawetz inequalities.
Contribution
It introduces novel Morawetz inequalities and estimates that enable decay and large-data scattering results for these complex non-local Schrödinger systems.
Findings
Proved decay in Lebesgue norms for non-local Schrödinger equations.
Established large-data scattering in energy space for Schrödinger-Choquard and Hartree-Fock systems.
Extended scattering results to any space dimension d ≥ 3.
Abstract
We prove decay with respect to some Lebesgue norms for a class of Schr\"odinger equations with non-local nonlinearities by showing new Morawetz inequalities and estimates. As a byproduct, we obtain large-data scattering in the energy space for the solutions to the systems of defocusing Schr\"odinger-Choquard equations with mass-energy intercritical nonlinearities in any space dimension and of defocusing Hartree-Fock equations, for any dimension .
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Decay and Scattering in energy space for the solution of weakly coupled Schrödinger-Choquard and Hartree-Fock equations
M. Tarulli
Mirko Tarulli: Dipartimento di Matematica, Universit Degli Studi di Pisa Largo Bruno Pontecorvo 5 I - 56127 Pisa. Italy. Faculty of Applied Mathematics and Informatics, Technical University of Sofia, Kliment Ohridski Blvd. 8, 1000 Sofia, and IMI BAS, Acad. Georgi Bonchev Str., Block 8, 1113 Sofia, Bulgaria
and
G. Venkov
George Venkov: Faculty of Applied Mathematics and Informatics, Technical University of Sofia, Kliment Ohridski Blvd. 8, 1000 Sofia, Bulgaria
Abstract.
We prove decay with respect to some Lebesgue norms for a class of Schrödinger equations with non-local nonlinearities by showing new Morawetz inequalities and estimates. As a byproduct, we obtain large-data scattering in the energy space for the solutions to the systems of defocusing Schrödinger-Choquard equations with mass-energy intercritical nonlinearities in any space dimension and of defocusing Hartree-Fock equations, for any dimension .
Key words and phrases:
Nonlinear Schrödinger systems, Choquard equation, Hartree-Fock equations, scattering theory, weakly coupled equations
2010 Mathematics Subject Classification:
35J10, 35Q55, 35P25.
1. Introduction
The primary target of the paper is the study of the decaying and scattering properties of the solution to the following system of nonlinear evolution equations in dimension :
[TABLE]
characterized by the nonlinearities
[TABLE]
Here, for all , , and are coupling parameters such that , if . Henceforth, we name (1.1) as Schrödinger-Choquard (SCH) if and Hartree-Fock (HF) if for all in (1.2). We will require that the nonlinearity parameters satisfy the following relations
[TABLE]
that is the -supercritical and -subcritical regime. We shall assume also that if . The system (1.1) enjoys two important conserved quantities: we have the mass
[TABLE]
for any and the energy,
[TABLE]
The equation (1.1) has a strong physical meaning and its role is important in many models of mathematical physics. In fact, the special case of the Hartree-Newton equation, that is when , , , and in (1.2), was variously introduced in the scenario of quantum mechanics in order to represent the mean-field limit of large systems of bosons (the so-called Bose-Einstein condensates) by considering the self-interactions of the such charged particles. We suggest, in this direction, [12], [22], [26] and the references therein. About the HF equation, that is the case when , and in (1.2), it was applied in [14] for certain approximations in the theory of one component, for portraying an exchange term resulting from Pauli’s principle as well as for describing the fermions as an approximation of the equation overlooking the impact of their fermionic nature. Other relevant papers about this topic are [4] and [5] (see also the references inside). Furthermore, in [15] the Hartree-Fock equation was fundamental for developing models of white dwarfs. Turning to the SCH equation, the case of , , as in (1.3) and in (1.1) was introduced to sketch an electron trapped in its own hole, as showed in [10] and [11] and very recently in [35], to describe self-gravitating matter together with quantum entanglement and quantum information effects. Morivated by this and by [8], where the general case of systems of interacting particles is studied, we carry on with the analysis of the decay properties of the solution to (1.1) unfolding large-data scattering in for the Schrödinger-Choquard and the Hartree-Fock systems on particles. By pursuing the ideas initially introduced in [7] for systems of Nonlinear Schrödinger equations with local nonlinearities (see also [39], [40] for the single NLS and [37] for the fourth-order NLS), we introduce relevant breakthroughs extending the theory to the non-local setting. Namely, the system (1.1) is translation invariant so we can set up either the Morawetz viriel and action, or their bilinear analogues. As a main outcome, we are able to present new Morawetz identities, interaction Morawetz identities and their associated inequalities for (1.1). The succeeding step is to localize the Morawetz inequalities on space-time slabs having -cubes as space components, utilizing again the translation invariance of the equation and of all the estimates involved. We say, that at level of localized frame, the dichotomy between local and non-local interactions breaks down: the convolution functions appearing in the interaction Morawetz can be handled in the same manner as if we are treating pure power nonlinearities. The corresponding localized estimates accomplish a contradiction argument which implies the decay of -norms of the solutions , provided that , for and, if , for , with included for . Let us underline that our approach guarantees the possibility to deal with the SCH in low spatial dimension , bypassing the techniques of [33]. Now, this peculiar behaviour, jointly with a suitable reformulation of the theory developed in [9], bears to the asymptotic completeness and existence of the wave operators in the energy space for solution to (1.1). We point out now the novelties introduced in our paper. Looking at the Schrödinger-Hartree equation (that is, SCH with ) and at the HF systems in dimension , one knows that the aforementioned decay and the consequent scattering are similarly achieved in several papers like [18], [19], [34], [41], where the pseudo-conformal technique was successfully applied once one assumes the initial data laying in a weighted energy space. We improve all these results by selecting the initial data in only, showing a similar decay of the solution to (1.1) in the range . We refine also the decay property of the solutions and simplify some of the results released in [20] and [21], where the scattering in the energy space for the Schrödinger-Hartree equation is acquired, for , without imposing further regularity to the initial data. Let us move to the case of the defocusing SCH given by (1.1) with , , in (1.2). We earn in this setting the full decay of the solution of the system (1.1), the existence of the scattering states and that the wave operators are well-defined and bijective in the energy-space . Moreover, all such properties are transposed to the special case of , that is
[TABLE]
with . Currently, we are unaware of alike results, so we emphasize that ours are new in the whole literature. This explains the reason why we can not supply any kind of references.
The first main target of this paper is the following.
Theorem 1.1**.**
Let be the unique global solution to (1.1) with and in (1.2) such that (1.3) holds. Then, for all , one has the decay property
[TABLE]
with for , with for and with for . Let , if is the unique global solution to (1.1) with and in (1.2), then (1.8) remains valid along with
The second main result concerns the scattering of the solution in the energy space.
Theorem 1.2**.**
Assume and , such that (1.3), (1.4) hold or and , in (1.2). Let be the unique global solution to (1.1), then:
- •
(asymptotic completeness)* There exists such that for all *
[TABLE]
- •
(existence of wave operators)* For every there exists unique initial data such that the global solution to (1.1) satisfies (1.9).*
Remark 1.3**.**
We observe that (1.3) and (1.4) force to some restrictions on above. As long as , we need only that , for . This is equivalent to the condition . In dimensions the fact that and , grants the full range . Unlike above, if then one has to require . This compels to the conditions which are mandatory for the well-posedness and the asymptotic completness.
Then, Theorem 1.2 leads directly to other consequences. First we have the immediate one for the SCH equation:
Corollary 1.4**.**
Let and as in (1.3). Then, if , the unique global solution to (1.7) is such that:
- •
if , the decay property
[TABLE]
is verified for , for and for ;
- •
if , the scattering occurs, i.e. there exists such that
[TABLE]
In the Schrödinger-Hartree and HF systems framework we have:
Corollary 1.5**.**
Let , and in (1.2). Then, if , the unique global solution to (1.1) is such that:
- •
the decay property
[TABLE]
is fulfilled for ;
- •
the scattering occurs, i.e. there exists such that
[TABLE]
Remark 1.6**.**
The foregoing corollary summarizes different results. In the case and , we get (1.12) displaced for the system of coupled Schrödinger-Hartree equations and if and for all , we have the same decay property for the solution of the HF equation. Once (1.12) is proved, we can construct the scattering operators in the energy space.
The literature related to these subjects is not so wide and according to our knowledge, Morawetz and interaction Morawetz estimates were available for systems of NLS for the first time in [7] and successively in [37]. We come to an end by itemizing briefly some other achievements, different from the already cited ones, which regard particular versions of (1.1). The well-posedness for the Schrödinger-Hartree equation, both local and global, was examined in [9], [24] and [30] while the existence of the standing waves was discussed in [27]. The scattering in the focusing critical case was examined in [29] and the blow up of the solutions in the focusing framework, in [31] (we suggest the references contained therein also). As we said, little is known for the single SCH. On the other hand we cite here [13] for the well-posedness for the single SCH and [27] for the well-posedness and blow-up in the case of SCH perturbed by an inverse square potential. We remind [16], in which local and global well-posedness, existence of standing waves and blow up solutions were investigated for (1.7) with for in the focusing case . We mention also [6], [17] and [32], for more general informations about the solitary waves solution of the focusing (1.7). In closing, we recall that scattering for the focusing SCH in , was earned in [2] and in [3] for large radial data and small data, respectively.
Outline of paper.
After some preliminaries in Section 2, through the Section 3 we build, in Lemma 3.1 and Lemma 3.2, the Morawetz inequalities and their bilinear counterpart, respectively. The principal target of the Section 4 is to unveil the decay of some Lebesgue norms of the solutions to the systems (1.1), which is a fundamental property for catching the scattering states and is included in Proposition 1.1. Finally, all the remaining scattering theory associated to (1.1) takes place in Section 5. The last section is the Appendix A, in which a localized Gagliardo-Nirenberg inequality, an ancillary tool used extensively beside the paper, is obtained.
2. Preliminaries
We indicate by the Lebesgue space , and by and the inhomogeneous Sobolev spaces and , respectively (for more details see [1]). For any , we also define and introduce the Sobolev spaces and From now on and in the sequel we adopt the following notations: for any two positive real numbers we write (resp. ) to denote (resp. ), with we unfold the constant only when it is essential. We recall also some of the results concerning the well-posedness for (1.1) already available, such as [3] [13], [27] for the SCH and as [21], [34], [41] in the HF framework. Then we can summarize them as:
Proposition 2.1**.**
Let and assume (1.2) is such that , satisfy (1.3) or , . Then for all there exists a unique global solution to (1.1), moreover
[TABLE]
for all and
[TABLE]
with as in (1.6).
The proposition above can be obtained by standard energy method (see Theorem 3.3.9 and Remark 3.3.12 in [9]) combined with the inequality
[TABLE]
for (, if ), as well as the defocusing nature of the system.
3. Morawetz identities and nonlinear interaction Morawetz inequalities
We provide, thorough this section, the fundamental tools for the proof of our first main theorem. We start by obtaining Morawetz-type identities, which are comparable to the ones holding for the single NLS. From now on we hide the variable for simplicity, spreading it out only when necessary. Moreover, we find suitable to set up the following notations: given a function , we denote by
[TABLE]
the mass and momentum densities, respectively. We have the Morawetz identities for non-local nonlinearities.
Lemma 3.1**.**
Let and be as in Proposition 2.1, let be a sufficiently regular and decaying function, and indicate by
[TABLE]
The following identities hold:
[TABLE]
with if ,
[TABLE]
for any , is the Hessian matrix of and the bi-laplacian operator.
Proof.
We will proceed similarly to [7] (see also [37], [39]). We shall assume that is a smooth solution to (1.1), taking into account that the case can be established by a density argument (we cite, for example, [21]). The equation (3.2) is simple to derive. We carry out some details for providing (3.3) only. By means of an integration by parts and thanks to (1.1), we have
[TABLE]
First, one can get
[TABLE]
Furthermore we obtain
[TABLE]
with
[TABLE]
and
[TABLE]
An integration by parts of the the second term on the r.h.s. of the above identity (3.9) enhances to
[TABLE]
By a further integration by parts, one has for the last term in (3.9), instead,
[TABLE]
We can utilize now (3.8) in combination with (3.9), (3.10) and (3.11) to rewrite (3.7) as
[TABLE]
with as in (3.4). Then the above identities (3.6) and (3.12) bring us to the proof of (3.2). ∎
One can now apply the previous lemma for proving the following interaction Morawetz identities and inequalities for non-local nonlinearities.
Lemma 3.2**.**
Let be as in Proposition 2.1, be a convex radial, sufficiently regular and decaying function. Indicate by and by
[TABLE]
The following holds:
[TABLE]
where
[TABLE]
with
[TABLE]
[TABLE]
with if and as in (3.4).
Proof.
As formerly done, we prove the identities for a smooth solution of (1.1), moving to the general case by an usual density argument. First, we point out that (3.13), because of the symmetry of the function , is equivalent to
[TABLE]
Hence, (3.13) is straightforward from (3.2) and Fubini’s Theorem. We differentiate w.r.t. time variable working out now the equality
[TABLE]
By the identity (3.3), Fubini’s Theorem and the symmetry of we achieve
[TABLE]
The first term of (3.19) above arises from the linear part of the equation, while the other terms are connected to the nonlinearity contained in the equation. The linear term can be modified as follows
[TABLE]
by an integration by parts and taking again advantage of the property At the end, we have
[TABLE]
As well, by the Morawetz identities (3.2), (3.3) and Fubini’s Theorem we get
[TABLE]
here we applied, at this point, the symmetry of to drop the real part condition in the first two summands on the r.h.s. of the identity above. Once more, the fact that allows us to reshape (3) as
[TABLE]
and lastly to
[TABLE]
where we set
[TABLE]
Thus by (3.24), and since is a convex function one achieves , for any . We claim further that
[TABLE]
In fact by (see for instance to [36]), we obtain
[TABLE]
then the l.h.s. of (3.25) becomes equal to
[TABLE]
A straight computation displays
[TABLE]
where we employed along the calculation that the matrix is symmetric. Gathering together (3.26) and (3.27) we have that (3.25) is satisfied. With this last inequality in mind, we sum now with realizing that
[TABLE]
that is the desired (3.14). ∎
The proof of Lemma 3.2 accomplishes also the following proposition.
Proposition 3.3**.**
Let be as in Proposition 2.1 and , as in Lemma 3.2, then the following holds.
- •
(Low regularity Morawetz interaction inequality)
[TABLE]
- •
(High regularity Morawetz interaction inequality)
[TABLE]
Proof.
We will supply the proof in few lines. Here we shall make use of (3.28) along with (3.20), arriving to the inequalities (3.29) and (3.30). ∎
A direct consequence of Lemma 3.2 is that we can prove the following:
Proposition 3.4**.**
Assume , and let be as in Proposition 2.1. Then, selecting , one has the global estimate
[TABLE]
with as in (3.15). Moreover, let be , with and , one gets the following localized estimates: for ,
[TABLE]
*where and ;
for ,*
[TABLE]
with .
Proof.
We will use, there, the interaction inequality (3.14) with because of . Let us start by handling (3.16). Namely, by means of
[TABLE]
and inspired by [29], we can write,
[TABLE]
with and where
[TABLE]
Then, the elementary inequality
[TABLE]
bears to
[TABLE]
By combining now the previous (3.37) with (3.35) we obtain that for any . Then we achieved, at this stage, the following pointwise (in time) estimate
[TABLE]
which, after an integration w.r.t. time variable over the interval with , becomes
[TABLE]
We have also the following
[TABLE]
for the reason that the -norm of the solution is bounded according to the conservation laws (2.1),and (2.2). From the estimates (3), (3.38) and allowing we finally get (3.31) which displays, after recalling that
[TABLE]
as
[TABLE]
with , for and
[TABLE]
for . We are in position to go over the proof of (3.4) and (3.4). We notice that, for any ,
[TABLE]
as an outcome, we can bound the l.h.s. of (3) as
[TABLE]
Then the previous (3) and (3) guarantee that the estimate (3.4) holds. In a similar way we can manage the l.h.s of (3). To be specific we have, by utilizing again (3.42), that
[TABLE]
The above (3) and (3) give the way to (3.4). The proof of the proposition is finally completed. ∎
In addition we get also the following result for the pure HF:
Proposition 3.5**.**
Assume , and let be as in Proposition 2.1. Then we have, if one chooses ,
[TABLE]
Let be , with and , one gets the following estimates:
- •
for
[TABLE]
- •
for
[TABLE]
with .
Proof.
We notice from the steps above that in the case , the term will vanish and . We move now on the term (3.17) having the following
[TABLE]
for as in (3.36) and where we indicated by
[TABLE]
In addition we infer, by an use of the Cauchy-Schwartz inequality, the bound , for any . This observation, jointly again with (3.37), implies for any . Hence, by applying the high regularity interaction inequality (3.30) and then arguing as in (3.38) and (3), one can easily attain the (3.45), which reads, by recalling that
[TABLE]
as
[TABLE]
for and
[TABLE]
for . The proofs of (3.46) and (3.47) are exactly the same as in Proposition 3.4, considering also the bound (3.42). ∎
By the low and high regularity Morawetz interaction inequalities (3.29), (3.30), the Propositions 3.4 and 3.5 and taking into account that , one arrives at the following corollary, where some new linear correlation-type estimates associated to (1.1) are achieved. We have thus:
Corollary 3.6**.**
Let be as in Proposition 2.1. Then one has, assuming and such that (1.3) holds,
[TABLE]
In particular the following estimates are valid with , and :
- •
for ,
[TABLE]
- •
for ,
[TABLE]
4. The decay of solutions to (1.1)
Our main purpose in this section is to exhibit some decaying properties of the solution to (1.1) which is a essential property for the study of the scattering phenomena. With the aim of doing that, we present thus the proof of the of Theorem 1.1 and of the associated property (1.12) in Corollary 1.5.
Proof of Theorem (1.1)..
Let us set utilizing both notations where it is needed. We split the proof in three different parts:
Case It is sufficient to prove the property (1.8) for a suitable (for , if ), since the thesis for the general case can be acquired by the conservation of mass (2.1), the kinetic energy (2.2) and then by interpolation. Let us select , we need to prove then
[TABLE]
We treat only the case , the case can be dealt analogously. Proceeding now by absurd as in [7] (we also to [40]), we assume that there exists a sequence with and a
[TABLE]
Next we will make an use of the localized Gagliardo-Nirenberg inequality given in the Appendix A with and :
[TABLE]
where is the unit cube in centered in . By combining (4.2), (4.3), where we selected , with the bound , we notice that there exists and a such that
[TABLE]
We can assert now that there exists such that
[TABLE]
for all and where denotes the cube in with sidelenght centered at . Then (4.5) can be showed as follows. Fix a cut-off function , so as for and for . Then by applying (3.2) where we choose we get
[TABLE]
Consequently, by (2.2) and the fundamental theorem of calculus we deduce
[TABLE]
for a which does not depend on . Hence if we choose we get the elementary inequality
[TABLE]
which implies, having in mind the support property of the function ,
[TABLE]
Hence (4.5) follows by an application of (4.4), provided that we pick up such that . The inequality (4.5) is in contradiction with the Morawetz estimates (3.4). In fact, the lower bound (4.5) means that
[TABLE]
with as above and the time intervals chosen to be disjoint. By Hölder inequality we attain also
[TABLE]
Thus we can formulate the following
[TABLE]
where in the last inequality we employed (4.5) in combination with (4.9) and (4.10). This brings us to contradiction with (3.4).
Case . It can be handled in a similar manner, now by seeking for a . By an application of the Hölder inequality, one figures out the bound
[TABLE]
Therefore, we can proceed as above, getting a contradiction with (3.4) instead. Lastly, the conservation law (1.6), (1.8) and the Gagliardo-Nirenberg inequality
[TABLE]
ensure
[TABLE]
for any .
Case . We follow the same lines of the proof above. However, one can not use, at this level, the Proposition 3.4 because we are picking up . Then we are forced to focus on the Proposition 3.5: for , we make use of (4.9) attaining
[TABLE]
which contradicts (3.47). In the same manner we can treat the case . In fact by Hölder inequality and (4.9), we arrive at
[TABLE]
that is in contradiction with (3.47). Then the proof is now complete. ∎
5. Scattering for NLC and NLHF systems
We carry out, along this section, the proof of Theorem 1.2 and the corresponding scattering property (1.13) in Corollary 1.5. Albeit these results are classic (we suggest [9], [20] and references therein for additional reading), here we disclose them in a more general and self-contained form. We recall from [25], also:
Definition 5.1**.**
An exponent pair is Schrödinger-admissible if and
[TABLE]
Proposition 5.2**.**
Let be two Schrödinger-admissible pairs and . Then we have for and the following estimates:
[TABLE]
We want to prove Theorem 1.2, then we demand to gain the necessary space-time summability for the scattering. This is contained in the following:
Lemma 5.3**.**
Assume as in Theorem 1.2. Then we have
[TABLE]
for every Schrödinger-admissible pair .
Proof.
We consider the integral operator associated to (1.1), that is
[TABLE]
where and
[TABLE]
We start by dealing with and choose so that
[TABLE]
In this way the Strichartz estimates (5.2), the fractional chain rule, the Hölder and Hardy-Littlewood-Sobolev inequalities enhance, for , to the following (see [29])
[TABLE]
Summing up over , we see that the last term of the previous inequality is not greater than
[TABLE]
We single out now because of (1.3) and (1.4). Furthermore, direct calculations show that
[TABLE]
yielding for the last term on the r.h.s. of (5.7),
[TABLE]
with the constant independent from and . An use of (5.6), (5.7), (5.8) leads to
[TABLE]
where
[TABLE]
by (1.8) in Theorem 1.1. Then, picking up sufficiently large we infer that
[TABLE]
and consequently that Likewise, we can earn In conclusion, by a continuity argument and Strichartz estimates (5.1), one has for any Schrödinger-admissible pair .
Let us manage . We pick defined by
[TABLE]
then we get, analogously as above,
[TABLE]
where and such that
[TABLE]
This enables us to rewrite (5.10) as
[TABLE]
with
[TABLE]
again by (1.8) in Theorem 1.1. Thus one argues as in the previous lines carrying out again that for any admissible pair . ∎
Proof of Theorem 1.2.
We exploit the proof of Theorem 1.2 for and in a unified manner. We start from:
Asymptotic completeness: We write getting then from (5.4)
[TABLE]
An use of the Strichartz estimates (5.1) bears to
[TABLE]
with and admissible pairs as in (5.5) and (5.9). Then it suffices to display that
[TABLE]
which is verified by (5) on condition that
[TABLE]
which can be easily performed following the same lines of the proof of Lemma 5.3. One can see, as a final step, that there are and a map in when Notice that, by Proposition 2.1, we establish also the following conservation laws
[TABLE]
Existence of wave operators: The construction of the wave operators comes from standard arguments, we refer to [9] for more details about the matter. Then we skip the proof. ∎
Remark 5.4**.**
Once (1.8) is achieved in the range , we were able to set up the scattering operator in , as we did in the previous section. Now, similarly [40], we arrive by Sobolev embedding at
[TABLE]
Now the above estimate (5.4) combined with the classical dispersive estimate for the free propagator
[TABLE]
again the Sobolev-embedding and (1.9), allow also to
[TABLE]
The proof of Theorem 1.1 is now completed.
Appendix A A Gagliardo-Nirenberg inequality
The principal target of this section is to exhibit (4.3) that is a localized version of the Gagliardo-Nirenberg inequality which appears in the proof of Proposition 1.1. Although it is known so far in the literature in different forms (let us cite here [7], [40], [28] or [38] in the context of product space with a compact manifold), we show here a more general new one. We have:
Proposition A.1**.**
Let be , and , then for all vector-valued functions one gets the following
[TABLE]
with being a dilation of the unit cube centered at .
Proof.
Fix and consider connected to a covering of given by a family of cubes such that for , where is the Lebesgue measure in . Without loss of generality, we can take , such that for any , then by the classical Gagliardo-Nirenberg inequality we attain
[TABLE]
and
[TABLE]
An application of the Hölder inequality, gives that the r.h.s. of (A.2) is bounded as
[TABLE]
with a constant depending on . From (A.2) and (A.3) one can get
[TABLE]
Hence summing over we obtain
[TABLE]
which is the estimate (A.1), with the constants involved independent from because the estimate above is translation invariant.
∎
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