Oscillating Wandering Domains for Functions with Escaping Singular Values
Kirill Lazebnik

TL;DR
This paper constructs a transcendental entire function with a bounded singular set that exhibits a wandering domain, where all singular values escape to infinity, advancing understanding of complex dynamics.
Contribution
It introduces a new example of a transcendental entire function with a bounded singular set and a wandering domain, where all singular values escape to infinity.
Findings
Existence of a transcendental entire function with a wandering domain.
All singular values of the constructed function escape to infinity.
The function has a bounded singular set.
Abstract
We construct a transcendental entire such that (1) has bounded singular set, (2) has a wandering domain, and (3) each singular value of escapes to infinity under iteration by .
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Oscillating Wandering Domains for Functions with Escaping Singular Values
Kirill Lazebnik
Abstract.
We construct a transcendental entire such that (1) has bounded singular set, (2) has a wandering domain, and (3) each singular value of escapes to infinity under iteration by .
Contents
- 1 Introduction
- 2 Preliminaries
- 3 Disc-Component Maps
- 4 A Base Family of Quasiregular Maps
- 5 Quasiconformal Surgery and Fixpoints
1. Introduction
Associated with any transcendental entire function is a dynamical partition of into two sets: the Fatou set and its complement, the Julia set . The Fatou set is defined as the maximal region of normality for the family of iterates , and is itself further partitioned into connected open components termed Fatou components. A Fatou component is said to be periodic if for some , and pre-periodic if is periodic for some . There are two immediate questions which arise in the study of : (1) classifying, up to conjugacy, the dynamics of on any periodic Fatou component, and (2) determining whether all Fatou components of are pre-periodic. We first discuss (1).
The classification of the dynamics of on periodic components of was given already by Fatou in [Fat20]. It is remarkable that for each possible periodic component in this classification, there is a necessary (and, in most cases, easy to state) relationship with a singular value of : some point in the plane at which it is not possible to define all branches of . We denote the collection of singular values of by . The simplest example of the aformentioned relationship is that a basin of attraction (a Fatou component on which is conjugate to dilation on by a complex factor with modulus strictly smaller than one) must contain a singular value of (see, for instance, Theorem 37 in [Ber95]).
The question (2) was answered for transcendental with finitely many singular values in [EL92], [GK86] (using techniques of [Sul85]), where it was shown that all Fatou components must be pre-periodic for such . It was already known that non pre-periodic Fatou components, termed wandering domains, could exist for with infinitely many singular values [Bak76] (see also [Her84], [EL87], [FH09], [Bis15], [FGJ15], [Laz17], [FJL19], [MS20]). In analogy with the problem (1), an active line of research is in determining relationships between a wandering domain of a function and the singular values of (see, for instance, [BFJK20]). One precise question in this area is as follows, where we note that denotes the class of transcendental entire with bounded singular set:
Question**.**
[MBRG13]** Let , and suppose that the singular values of tend to infinity uniformly under iteration, that is, . Can have a wandering domain?
The present work is concerned with the following variant of Question Question:
Question**.**
Let , and suppose that the singular values of tend to infinity under iteration. Can have a wandering domain?
Question Question was posed in a work in which the authors demonstrated the non-existence of wandering domains for a certain subclass of . Outside of this subclass, the existence of with a wandering domain was proven in [Bis15], and this is the approach that the present work most closely follows (for a different approach, see [MS20]). The wandering domain for the function of [Bis15] is oscillating (see [OS16]) and contains infinitely many singular values in its grand orbit. Nevertheless, it was shown in [FJL19] that, with appropriate modifications, a similar approach yields a univalent wandering domain for a function . In particular, there is a wandering Fatou component for the function of [FJL19] whose forward orbit contains no singular values of . The constructions in [Bis15], [FGJ15], [Laz17], [FJL19], [MS20] of wandering domains in class do not answer Question Question (nor Question Question): for as in [Bis15], [FGJ15], [Laz17], [MS20] there are oscillating singular values, and the orbits of the singular values in [FJL19] are not sufficiently well understood for this purpose. The present work shows that the answer to Question Question is yes:
Theorem 1.1**.**
There exists an entire function with a wandering Fatou component, such that for all , as .
Remark 1.2*.*
We note that for the function of Theorem 1.1, the convergence is not uniform in . In other words, as , and so Question Question remains open.
The wandering Fatou component of as in Theorem 1.1 is oscillating, whereas the singular values of escape. This is surprising in that it demonstrates that the dynamics of on a wandering Fatou component can differ markedly from the dynamics of on . This is in contrast to the situation, already discussed, of the necessary relationship between the dynamics of on any periodic Fatou component and the singular values of . For a related result outside of class , we refer to [KS08].
We conclude the Introduction with a brief, non-technical outline of the proof of Theorem 1.1. We remark that the following is purely expository and is also meant to motivate the necessity of some of the more technical aspects of the present work. Precise definitions and arguments will follow in Sections 2-5. We will refer to Figure 1 throughout our discussion.
Let
[TABLE]
We will define a quasiregular function (see (4.1) in Section 4) such that:
,
as for , and
.
We will consider a sequence of pairwise disjoint discs with radii and centers satisfying (see Section 4). The map is defined so that there is a subsequence of natural numbers (see Definition 4.12 in Section 4) such that each has an preimage close to , where denotes a branch of the inverse of . For the purposes of this outline and to simplify notation, we will assume (we will be more precise in Sections 4-5).
We may extend the definition of the map to a quasiregular map so that
[TABLE]
(see Figure 1, and Sections 3, 4). This essentially describes the desired behavior for the wandering domain we wish to construct: a subdisc of is mapped to a preimage of a subdisc of , whence iterates to a subdisc of . Then this subdisc of is mapped to a preimage of a subdisc of , and so on.
In order to construct an entire function with a wandering domain, we will first extend the definition of (so far given only on and the discs ) to a quasiregular function defined on all of via the Folding Theorem of Bishop [Bis15]. The entire function of Theorem 1.1 is then defined as , where is a quasiconformal mapping obtained by applying the Measurable Riemann Mapping Theorem (see Theorem 2.2) to the Beltrami coefficient of (see Section 2).
A fundamental difficulty is that the relation (1.1) need not hold when is replaced by : the map differs from by precomposition with , and so even if is “close to the identity”, the maps and may still differ significantly for large . We will prove that we can define such that the relation:
[TABLE]
holds in a subsequence of (see the proof of Theorem 1.1 at the end of Section 5), whence it will follow that is contained in a wandering Fatou component for . It is not clear how to define such that (1.2) holds. As already explained, the validity of relation (1.1) will not directly imply that a similar relation holds for . Moreover, changing the definition of will change the correction map (via the Measurable Riemann mapping theorem), and hence , in a non-explicit manner.
A procedure of defining so that the map has a wandering domain was described already in [Bis15], [FGJ15], [Laz17], [FJL19]. The strategy therein consists of carefully estimating the differences for within the relevant region where the wandering domain of is being constructed, and ensuring that the differences are sufficiently small so that a relation such as (1.1) for persists even for the function . The contribution of the present work is in being able to also ensure that all critical values of iterate to . This requires a more delicate analysis because one requires finer information on the behavior of rather than an estimate on : one needs fine control on the iterates at all critical values of . The approach presented here involves combining continuous dependence on parameters (Theorem 2.3) together with Brouwer’s Fixpoint Theorem (Theorem 2.1). A similar approach was developed for a different purpose in [BL19], and independently in [MS20]. We will comment further on our strategy in Remark 5.1 (see Section 5) after we have established some necessary notation.
In Section 2 we will record some classical results we will make frequent use of. Section 3 will focus on a definition for in the discs . In Section 4 we extend the definition of to all of . Section 5 sets up an application of Brouwer’s Fixpoint Theorem and contains the main technical contributions of the present work.
Acknowledgements. The author would like to thank Chris Bishop, Núria Fagella, Xavier Jarque, and Lasse Rempe-Gillen for various conversations pertaining to the present work.
Remark 1.3*.*
Our convention will be to use the notation for the open Euclidean disk centered at of radius , and for the closed Euclidean disk centered at of radius .
2. Preliminaries
In this Section we will list, for the reader’s convenience, several classical results from function theory (Theorems 2.5 and 2.6) and from the theory of quasiconformal mappings (Theorems 2.2, 2.3, 2.4), but we first start with the classical Brouwer Fixpoint Theorem:
Theorem 2.1**.**
[Bro10]* Let be non-empty, compact, and convex. Any continuous function has a fixpoint.*
Theorems 2.2 and 2.3 below are (respectively) referred to as the Measurable Riemann Mapping Theorem, and continuous dependence on parameters. For proofs, history, and references, we refer the reader to Chapter 4 of [Hub06]. The last Theorem we will record that concerns quasiconformal mappings is Theorem 2.4, and is exposited as Theorem 5.2 in [LV73]. We first remark that for a function , we have the definitions and . For functions which are quasiregular but not necessarily , and are defined using distributional derivatives (see, for instance, Chapter VI of [LV73] for details).
Theorem 2.2**.**
If with , there exists a quasiconformal mapping so that a.e.. Moreover, given any other quasiconformal with a.e., there exists a conformal so that .
Theorem 2.3**.**
Let and be such that there exists with and for all . Denote by the unique quasiconformal solution of satisfying some fixed normalization, and similarly for . If a.e. as , then as uniformly on compact subsets. Consequently, for any fixed , the map given by is continuous.
Theorem 2.4**.**
[Ber57]* Let be a sequence of -quasiconformal mappings converging to a quasiconformal mapping with complex dilatation uniformly on compact subsets of . If the complex dilatations of tend to a limit almost everywhere, then almost everywhere.*
The last two theorems we record in this Section are classical results from function theory. Theorem 2.5 is a well known distortion estimate due to Koebe. Theorem 2.6 is due to Grunsky [Gru32] and estimates the arguments of the quantities whose moduli are estimated in Theorem 2.5. We refer the reader to Sections II.4 and IV.1 of [Gol69] for proofs.
Theorem 2.5**.**
Let be a univalent function on the disk for some and . Then
- (a)
For all ,
[TABLE]
- (b)
For all ,
[TABLE]
Theorem 2.6**.**
Let be a univalent function on the disk for some and . Then
For all ,
[TABLE]
For all ,
[TABLE]
We remark that the proof of Theorem 1.1 will depend, as already described in the Introduction, on the Folding Theorem of Bishop [Bis15]. The crucial application of [Bis15] will be in extending a quasiregular function defined on a subset of to all of , such that:
is independent of a number of parameters described in Section 3, and
the singular values of are well-understood as described in Theorem 4.1.
The techniques of Bishop were applied in a similar manner in the constructions of [Bis15], [FGJ15], [Laz17], [FJL19], where a detailing of the techniques of [Bis15] are given as they apply to the construction of entire functions with wandering domains. Thus we will forego a detailed discussion of the Folding Theorem, citing it only in the proof of Theorem 4.1.
3. Disc-Component Maps
In this Section we describe a quasiregular function of the unit disc (see Figure 4), depending on several parameters, that we will use in constructing the function of Theorem 1.1. The term Disc-Component comes from [Bis15], though we will not need to make explicit use of this definition here. We begin with a description of the map as given in [FJL19]. The map will be an interpolation between on with on , where and . In order to interpolate we will make use of a standard smooth bump function:
[TABLE]
We use the transformation in order to define the modified smooth bump function:
[TABLE]
and we define .
Lemma 3.1**.**
Let for with . There exist , , and such that if and , then and .
For the proof of Lemma 3.1, see Lemma 3.1 of [FJL19]. We note here that the critical points of are , and the critical values of are . We will use the notation when we wish to emphasize the dependence of the map on the parameters . In order to later apply Theorem 2.1, we will need the following Lemma:
Lemma 3.2**.**
Let as in Lemma 3.1. The -valued map is a continuous function of .
Proof.
We first compute:
[TABLE]
Note that depends on a choice of . Indeed, unraveling the definition, we have:
[TABLE]
where we have used the notation to emphasize the dependence on . Given and such that , we claim that as uniformly over . First observe that as pointwise over . Since, moreover, the functions are equicontinuous (this follows from the mean value theorem together with the derivative bound for as observed in the proof of Lemma 3.1 in [FJL19]), the convergence is uniform (see, for instance, Exercise 7.16 of [Rud76]). Similar considerations yield that in , and in . The result then follows from (3.1).
∎
Remark 3.3*.*
The -valued map is not an analytic function of , as the reader may verify. Thus analytic dependence on parameters will not be employable in the proof of Theorem 1.1, but continuous dependence on parameters (Theorem 2.3) will suffice.
Next we define a quasiconformal map whose purpose it will be to perturb the critical values of the map defined above. Enumerate, counter-clockwise, the roots of as , where we assume is odd and take . We define, for , the following subset of :
[TABLE]
where we understand that and . The set also depends on , but we suppress it from the notation since the value of will always be understood from the context.
We define, for , , and , a map on a subset of :
[TABLE]
We will usually use the notation , with the implicit dependence on parameters understood. We will sometimes abbreviate in place of , when is clear from the context. Our goal is to extend to a quasiconformal map of the complex plane whose dilatation has an upper bound which is essentially independent of , and , provided is sufficiently small depending only on and not on . This is formulated precisely and proven in Proposition 3.5 below, but we will first need to record the following preliminary computation:
Lemma 3.4**.**
Let be triangles with vertices and , respectively, as shown in Figure 2 with and . The affine map sending to , respectively, satisfies
[TABLE]
Proof.
It suffices to bound the dilatation of the affine map sending the translate of by to the translate of by . The coefficients are given by
[TABLE]
whence the inequality (3.4) follows from applying the triangle inequality to both numerator and denominator of .
∎
Proposition 3.5**.**
There exist constants , and such that if , , and with , then the map defined in (3.3) may be extended to a quasiconformal map such that
[TABLE]
Moreover, the -valued map is continuous as a function of .
Proof.
See Figure 3: we define a -periodic, piecewise-linear map in the covering space of such that descends to an extension of the map with the desired properties. The definition is also illustrated in Figure 3. There are two triangulations of shown: the left-hand side is triangulated with vertices in , , whereas the right-hand side is triangulated with vertices in , , . The map is defined piecewise: in each triangle on the left-hand side of Figure 3, is the affine map to the corresponding triangle on the right-hand side of Figure 3.
It follows from the definition that is -periodic, for , and for , so that descends to a map which is an extension of in . It remains to verify the bound on the dilatation of this extension, for which it will suffice to bound the dilatation of the affine map between any two corresponding triangles pictured in Figure 3. We will use Lemma 3.4 to perform the calculation for the triangles shaded in Figure 3 with vertices , , and , , . The calculation for the other triangles is similar. We have:
[TABLE]
for . Furthermore,
[TABLE]
where the first inequality follows from Theorem 2.5 and (3.2), and the second inequality follows from (3.2). Note that as , , and for , as . Thus for any , we have that for all sufficiently large , , and . Similarly, by using the left-hand sides of the inequalities in Theorem 2.5, we can show that for all sufficiently large , , and . Lastly, by using the analogous estimates of Theorem 2.6 to estimate the argument of , we can ensure that for any , we have for sufficiently large , , and . This means that we can fix and so that for , and , we have that (the constant can be replaced here with any positive real number, perhaps by allowing for larger , ). Ensure furthermore that so that the right-hand side of (3.6) is less than . Thus from (3.4), we see that
[TABLE]
The statement of continuity of the -valued map follows from the expression (3.5).
∎
It will be necessary to perturb the rescaled roots of , so that for we make the definition . One has that , and for , as needed. In order to apply Theorem 2.1, we will need to establish the set is convex:
Lemma 3.6**.**
For any and , is a convex subset of .
Proof.
Denote . It is readily verified that
[TABLE]
so that by Theorem 2.11 of [Dur83], is convex. The same Theorem 2.11 of [Dur83] applied to a rescaled version of similarly shows that is convex for any . We fix and for the remainder of the proof.
Next we show that for any choice of and , . Note that since is convex (it is a product of convex sets). That the other condition in (3.2) is satisfied follows from the calculation:
[TABLE]
∎
We will henceforth suppress the parameter in the definition of , as we will always choose as in Proposition 3.5. Lastly, we recall, from [Bis15], the definition of a quasiconformal map which is the identity on , conformal on a region containing [math], and perturbs the origin to :
[TABLE]
Lemma 3.7**.**
There exists a constant independent of such that . The -valued map is continuous as a function of .
For the proof of Lemma 3.7, see Lemma 3.4 of [MS20] or Section 3 of [FGJ15]. Let
[TABLE]
We will consider, in ensuing sections, the following composition:
[TABLE]
(see Figure 4) where the terms and in the second factor are chosen so that perturbs precisely the critical values of . We will sometimes suppress the superscripts in (3.8) and simply write . We have established in Lemma 3.1, Proposition 3.5, and Lemma 3.7 a bound on the dilatation of (3.8) which is essentially independent of the parameters, and we will wish to vary those parameters so that the support of the dilatation of (3.8) is as small as desired:
Proposition 3.8**.**
Let , , and . Then there exists (depending on , , ) such that if , , , and , then .
Proof.
The map is holomorphic, by definition, for , and for sufficiently large . Next we consider the map , which is holomorphic for . Note that for sufficiently large , , whence for and hence the pullback of the dilatation of under is supported in (note that for and small ).
Lastly we consider the pullback of under . We want to show that for large , and , we have . Well since , it suffices to show , which can be rearranged to . We have
[TABLE]
whereas as . It follows that for sufficiently large and , we have that the pullback of under is contained in .
∎
Proposition 3.9**.**
For fixed and , the -valued map
[TABLE]
is continuous as a function of for as in Lemma 3.1.
Proof.
This follows from the continuity of the -valued maps of Lemma 3.2, Proposition 3.5, Lemma 3.7, and the transformation formula: (see, for instance, Section IV.5.2 of [LV73])
[TABLE]
for the dilatation of the composition of two quasiconformal maps . ∎
Remark 3.10*.*
Recall that for , we defined . We will have occasion to consider the degenerate case , where we define . Note that either by convention or suitable interpretation of the definition in Lemma 3.1, so that for the mapping (3.8) becomes .
4. A Base Family of Quasiregular Maps
In this Section, we construct a family of quasiregular maps depending on several sets of parameters and provide relevant estimates. In the next Section, we prove that for some particular choice of these parameters, is the desired function in the statement of Theorem 1.1, where is an appropriately normalized straightening map of Theorem 2.2. This Section largely follows Section 4 of [FJL19], and we will omit those proofs which can be found there.
We define the horizontal half-strip , points (see Section 4.1 of [FJL19] for a precise definition of the points ), and discs . One defines the quasiregular map
[TABLE]
where for (see Section 4.1 of [FJL19] for further discussion of the map ). We have emphasized the dependence in the definition of on several sets of parameters: (see Section 3 for a discussion of the parameters ). We have noted in (4.1), furthermore, that are allowed to depend on . We will use the notation to denote the vector , and similarly for , , . We will use either of the notations or to denote the element of , and similarly for , , . We will use the notation to denote the sequence of vectors , …. The following is an application of the Folding Theorem of [Bis15]:
Theorem 4.1**.**
There exist , , and such that if
[TABLE]
for all , then, for any , as in (4.1) may be extended to a quasiregular map such that . The function satisfies , for all . The singular set of consists only of the critical values
[TABLE]
and their copies under the symmetries , , where are the roots of .
Proof.
The proof closely resembles the proof of Theorem 4.1 of [FJL19], but we summarize it as it is essential to the proof of Theorem 1.1. The bound follows from considering , , , for constants as in Lemma 3.1, Proposition 3.5, Lemma 3.7 and Proposition 3.8. The extension of and the bound on are consequences of Theorem 7.2 of [Bis15] (perhaps by increasing ) as described in Section 17 of [Bis15] (see also Section 3 of [FGJ15]). The symmetry , is built into the definition of . The singular values
[TABLE]
arise from the critical values of . That the only other singular values of are reflected copies of the above critical values and follows from Theorem 7.2 of [Bis15]. ∎
Remark 4.2*.*
Let , and let , where denotes the complex conjugate of the set . Note that the extension of in is independent of a choice of , , , since varying these parameters does not change the definition of on .
The remainder of Section 4 is dedicated to recording a number of results which roughly state that, for a class of parameters (which we will call permissible), the behavior of and is sufficiently similar in some precise sense which we will need for the proof of Theorem 1.1.
Definition 4.3**.**
Let be as given in Theorem 4.1. We call the parameters , , , permissible if , , , and for all .
Proposition 4.4**.**
There exist , , such that if , , , are permissible, , , and for all , then there exist constants such that
[TABLE]
where is any quasiconformal mapping as in Theorem 2.2 such that is holomorphic.
The proof of Proposition 4.4 in [FJL19] applies once one requires sufficiently quickly as .
Remark 4.5*.*
Given as in Proposition 4.4 satisfying (4.2), we may normalize so that:
[TABLE]
for some . This is the normalization we will always use henceforth.
Proposition 4.6**.**
For any , , , there exist , , , such that if , , the parameters , , , are permissible, and for all , then there exists a quasiconformal mapping satisfying (4.3) such that is holomorphic and:
[TABLE]
[TABLE]
Again, the proof is the same normal family argument as the proof of Proposition 4.6 in [FJL19]. The proofs of Proposition 4.10 and Corollary 4.14 below are also the same as the proofs of Proposition 4.11 and Corollary 4.14 (respectively) in [FJL19], and hence are omitted.
Definition 4.7**.**
Let , , be as given in Proposition 4.6 for , and . We call the parameters , permissible if and , for all .
Remark 4.8*.*
Permissible parameters , , , , , determine a quasiregular function via (4.1) and Theorem 4.1. If, in addition, for all , then satisfies (4.4) and (4.5) with and , where is a quasiconformal map normalized as in (4.3) such that is holomorphic.
Remark 4.9*.*
We will henceforth begin considering the local inverse , which will always be defined in a neighborhood of with such that . There are no positive critical points of by (4.1) so that this inverse is always well defined, at least locally near . The domain of the branch will always map (under ) to a subset of . The same remarks apply to the local inverse .
Proposition 4.10**.**
Suppose that for , that , , , , , are permissible, and for all . Assume furthermore that . Then
[TABLE]
Remark 4.11*.*
We will henceforth fix as in Proposition 4.6, with several extra conditions: we assume that is sufficiently large so that for , and that is sufficiently large so that as (see Lemma 3.2 of [FGJ15]). Furthermore, we assume is sufficiently large so that (see the definition of as in Theorem 1.1 of [Bis15]). Lastly, we assume that is sufficiently large so that (4.8) tends to [math] as . Note that (4.6) and (4.8) are independent of permissible , , , , . Furthermore, observe that the map and the points as in (4.1) are now both fixed henceforth as they depend only on .
Definition 4.12**.**
Define the sequence such that is minimized.
Remark 4.13*.*
The reason for the notation in Definition 4.12 is that we will later more frequently use a subsequence of in Section 5: see Remark 5.2. It is for this subsequence of that we will later reserve the notation . We also remark here that the sequence depends only on (and in particular is independent of , , , , ), and has been fixed in Remark 4.11.
Corollary 4.14**.**
There exists such that if , , , , are permissible, and for all , then for all .
5. Quasiconformal Surgery and Fixpoints
Recall that the function as defined in (4.1) and Theorem 4.1 depended on parameters , , , , , . Our goal is to assign values to the parameters , , , , , such that the associated entire function is as in Theorem 1.1. We have already fixed in Remark 4.11, and in Proposition 5.3 below we will assign values to the parameters , by an inductive procedure. Later in this Section the parameters , , will be assigned in Proposition 5.7 using the fixpoint Theorem 2.1. It is in Theorems 2.1 and 2.3, used in this Section to control the orbits of singular values, where the approach in the present work differs most notably from [FJL19].
Remark 5.1*.*
The following remark is purely expository and is meant to motivate the more technical aspects of Section 5.
The difficulty of the proof of Theorem 1.1 lies in choosing parameters for such that the critical values of escape to , while still ensuring possesses the desired wandering domain. Figure 5 illustrates the desired behavior: we wish to choose parameters , , , , so that, for instance, the critical points of are eventually mapped (under ) to , whence as . It is not evident, however, how such a choice of parameters is to be achieved: the iterates of the critical points of depend on a choice of the parameters , , , , . Moreover, this dependence is not explicit: the Beltrami coefficient of , and hence the behavior of the correction map , depend on a choice of , , , , . The straightening Theorem 2.2 is not constructive, and so it is not evident what the pointwise dependence of iterates of is on the parameters , , , , .
The solution to this, as mentioned in the Introduction, is to employ the fixpoint Theorem 2.1: we will study the dependence of at a given point on the parameters , , , , . A fixpoint of an aptly chosen map (see (5.18) and the proof of Proposition 5.5) will yield the desired choice of parameters. There are important hypotheses we need to verify in order to employ Theorem 2.1. To this end, we need to verify a number of estimates which we will discuss below in Remark 5.2.
Remark 5.2*.*
In Proposition 5.3 below, we will fix a choice of , so that for a large class of choices of , , , the resulting maps and satisfy certain estimates (5.1)-(5.6) listed below. Before stating Proposition 5.3, we will introduce each of these estimates with some brief motivation. Each of (5.1)-(5.6) will be necessary either in verifying the hypotheses of the fixpoint Theorem 2.1, or in the construction of a wandering domain for .
First, so that the estimates of the previous Section 4 may be applied to the correction map , we will need to establish that satisfies:
[TABLE]
In order to lighten notation, it will be useful to employ the following convention. Given a sequence of natural numbers, and the subsequence of Definition 4.12, we define the sequence by . We are omitting the dependence of on the sequence in our notation, but this will not cause confusion as we will only consider one sequence defined in Proposition 5.3.
In order for the map (5.18) (see the proof of Proposition 5.5) to satisfy the hypotheses of the fixpoint Theorem 2.1, we will need to find a subsequence so that the following holds:
[TABLE]
Next, in order to be able to apply Proposition 3.8, we will need to find positive constants so that the following estimate holds:
[TABLE]
In order to be able to apply the estimate of Lemma 3.7, we will need that:
[TABLE]
Lastly, we will need the following estimate on the contraction of in order to construct a wandering Fatou component:
[TABLE]
The left-hand side of (5.6) roughly signifies the contraction of , and the right-hand side of (5.6) is roughly the radius of a disc contained in . Thus, establishing (5.6) will allow us to conclude there is sufficient contraction of in order to construct a wandering domain for : see the proof of Theorem 1.1 at the end of this Section for details.
With the above discussion, we now state the following:
Proposition 5.3**.**
There exists a subsequence of natural numbers, a choice of permissible parameters , , and positive constants such that: for any choice of permissible , , with for all and for , the relations (5.1)-(5.6) hold.
Proof.
In order to define the sequences , , , , our logic will be as follows. We start by defining so that . We first choose , , , (in that order) so that (5.2), (5.5) hold with and (5.4), (5.6) hold with if , , , , are any permissible extension of the choices , and , under the extra assumption that (5.1) holds. For each , we then recursively choose , , , (in that order) based on our previous choices , , , for , so that (5.2), (5.5) hold with and (5.3), (5.4), (5.6) hold with if , , , , are any permissible extension of the choices , and for , under the extra assumption that (5.1) holds. This inductively defines the sequences , , , , whence we will be able to observe that this definition is such that (5.1) indeed holds for any permissible , , with for all , and , and for .
As already mentioned, we define , so that . (see Definition 4.12). Consider where is as in Definition 4.7. Define permissible so that . Let and let , , , , be any permissible extension of such that (5.1) holds. So as to ensure (5.2) for , we consider
[TABLE]
The three terms on the right-hand side of (5.7) tend to as (apply Theorem 2.5(a) and Theorem 2.6(a) to the first term, apply (4.4) to the second term, and apply Theorem 2.5(b) and Theorem 2.6(b) to the third term) uniformly over . This means we can find such that (5.7) with is contained in . By Corollary 4.14, we can further impose the condition that is chosen sufficiently large so that (5.5) holds for . In order to later prove (5.6) when , we need another condition on , for which we consider the following expression:
[TABLE]
The first, third, and fourth terms of the right-hand side of (5.8) tend to 1 as (apply Theorem 2.5(a) to the first term, Theorem 2.5(b) to the third term, and (4.4) to the fourth term). Thus we can ensure that is sufficiently large so that
[TABLE]
with . We need one last condition on for the purpose of later being able to prove (5.3) when . Consider:
[TABLE]
where are the roots of for some . Again, by Theorems 2.5 and 2.6, the first and third terms on the right-hand side of (5.10) tend to as , independently of . Thus we can ensure that is sufficiently large so that the product of the first and third terms in (5.10) with is contained in . We would like to estimate the remaining term
[TABLE]
appearing on the right-hand side of (5.10), so as to ensure (5.10) is contained in
, but we will need to postpone this estimate until later in the proof, when will already be fixed and we vary the parameter . For now, we let be such that if
[TABLE]
then (5.10) is contained in . Fix of sufficiently small modulus so that
[TABLE]
Ensure, using (4.4), that is sufficiently large such that
[TABLE]
The inequalities (5.14) and (5.15) will later be used in conjunction with Theorems 2.5, 2.6 to estimate (5.11). This concludes our definition of , and hence the definition of .
Having fixed , Proposition 4.10 gives a lower bound under the extra assumption of (5.1), and this lower bound is independent of permissible , , , , . We now proceed to choose . By Proposition 3.8, we can choose to be sufficiently large so that for and any permissible , . Ensure furthermore that so that the lower bound in (5.4) follows for . The upper bound in (5.4) is deduced from the upper bound in Proposition 4.10. We impose another condition on our selection of for the purpose of proving (5.6) for . Note that the left-hand side of (5.6) for tends to as (the term depends on , however the convergence as is uniform over in the interval in which is contained by (5.4)). Thus by (5.8) and (5.9), we may further ensure is chosen sufficiently large so that (5.6) holds for and any permissible extension of , such that (5.1) holds and . Lastly, we ensure that is sufficiently large so that
[TABLE]
where are the ordered roots of unity. This concludes the definition of , , , .
We define , , , similarly. Define permissible so that . Again, since (5.7) tends to as for any permissible extension , , , , such that (5.1) holds, we can find with such that (5.7) with is contained in . Proposition 4.10 gives a lower bound . By Proposition 3.8, we can choose with to be sufficiently large so that for . Again, the lower bound in (5.4) holds for since , and the upper bound in (5.4) follows from the upper bound in Proposition 4.10. Ensuring , are chosen so that (5.6) also holds when is similar to the argument given when . Lastly, we estimate (5.11) with and the ordered roots of unity. Since the dilatation of vanishes as , by a normal family argument and Theorem 2.4 we may assume, for the purposes of estimating (5.11), that is conformal in . Two applications of Theorem 2.5(a) together with the estimates (5.14), (5.15), and (5.16) then prove (5.13), and (5.12) is proven similarly. It follows that (5.3) holds for .
The rest of the sequences , , , are chosen similarly. For any permissible extension , , , , with for all , under the extra assumption that (5.1) holds, the relations (5.2), (5.3), (5.4), and (5.6) follow from construction, and (5.5) follows from Corollary 4.14.
Now define , for . This completes the definition of , . Note that if for , then is holomorphic so that (5.1) holds for such . That (5.1) holds for for any index and any permissible , , with was ensured by the above selection of , . Thus, for our definitions of , , , we have that if , , are permissible with for all and for , then (5.1)-(5.6) hold.
∎
Remark 5.4*.*
We henceforth fix , as in the statement of Proposition 5.3, and continue to use the sequences , as given in Proposition 5.3. Note that for , one has , and by the proof of Proposition 5.3.
Proposition 5.5**.**
Let . There exist permissible , , (depending on ) such that for , one has:
[TABLE]
for any critical point of with .
Remark 5.6*.*
Note that and share the same critical values ( differs from by pre-composition with a homeomorphism), and that as .
Proof.
Let us consider the case . For , define and for . In order to choose , , , consider the following map:
[TABLE]
where we recall the notation for the roots of , and . Our goal is to find a fixpoint of (5.18), since for such a fixpoint we would have
[TABLE]
for any . As ranges between and , the left-hand side of (5.19) ranges over all critical values of arising from critical points of in , whereas the right-hand side is mapped to by for each , as
[TABLE]
where the last equality holds since as noted in the proof of Proposition 5.3 (see also Figure 5).
Why does (5.18) have a fixpoint? This is a consequence of Theorem 2.1 once we have established the necessary hypotheses. Indeed, note that is convex by Lemma 3.6, and so the domain of (5.18) is convex because it is a product of convex sets. The image of under (5.18) is contained in by Proposition 5.3: (5.5) ensures the first factor in the image is contained in , (5.4) ensures the second factor is contained in , and (5.2), (5.3) ensure the third factor is contained in . Lastly, continuity of (5.18) follows from Proposition 3.9 and Theorem 2.3. Namely, (5.18) is a composition of two maps: the first is an -valued map sending any to , and this is continuous by Proposition 3.9 and Remark 4.2. The second map in the composition maps into , and is as described in Theorem 2.3 (and in particular is continuous by Theorem 2.3). Thus the hypotheses of Theorem 2.1 are satisfied, and so (5.18) has a fixpoint, as needed.
For larger and , a similar argument holds. Namely, for , one defines and for . A version of the mapping (5.18) with product factors is considered, and is continuous for completely analogous reasons to the case , whence a fixpoint corresponds to a choice of
[TABLE]
satisfying the conclusions of Proposition 5.5.
∎
Proposition 5.7**.**
There exist permissible , , such that for , one has
[TABLE]
for any critical point of with . Furthermore, for :
[TABLE]
Proof.
For each , Proposition 5.5 guarantees the existence of parameters
[TABLE]
such that the associated entire function satisfies (5.22) for . We have emphasized notationally the dependence, for fixed , of on . The left-hand side of the first line in (5.23) embeds into the compact space
[TABLE]
whence we can take a convergent subsequence. In other words, there exist , , and such that
[TABLE]
for each , where we have suppressed the subsequence in to ease notation. We claim that the parameters
[TABLE]
satisfy the conclusions of Proposition 5.7. Let , denote the quasiconformal mappings, normalized as in (4.3), associated with the parameters as in (5.23), (5.26), respectively. Note that a.e. as by (5.25) and Remark 4.2, so that by taking a further subsequence in if necessary, we claim that
[TABLE]
Indeed, the maps converge in a subsequence to some quasiconformal map by normality of , and since converges a.e. to , one has a.e. by Theorem 2.4, whence by the uniqueness of Theorem 2.2 it follows that .
Let be as associated with the parameters in (5.26). For any and , (5.22) holds true with replaced by , whence the corresponding statements for follow from (5.25) and (5.27). The last conclusion in the statement of Proposition 5.7 also follows from (5.25) and (5.27).
∎
of Theorem 1.1.
Take for parameters as chosen in Remark 4.11, , as chosen in Proposition 5.3, and , , as chosen in Proposition 5.7. We claim that is contained in a wandering Fatou component for the map . Note that:
[TABLE]
for , since by Proposition 5.7, and the inequality follows from (5.6). In other words, (see Figure 5). Similar reasoning shows that
[TABLE]
It follows then that the family of iterates is normal on for any , since any subsequence of is either bounded on , or contains a further subsequence converging to the constant limit function . We claim that for , and can not belong to the same Fatou component. To see this, note first that belongs to the Julia set of , since , and iterates to under . Next note that for , there always exists some for which but . Thus and are separated by the Julia set, and hence can not belong to the same Fatou component. Thus is contained in a wandering Fatou component for the map . It remains to show that each singular value of escapes to infinity. Note that the critical values
[TABLE]
of iterate to by Proposition 5.7. Since for , the only other singular values of are [math], by Theorem 4.1. Since [math], escape to under , the Theorem is proven.
∎
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