A gradient flow of isometric $\mathrm{G}_2$ structures
Shubham Dwivedi, Panagiotis Gianniotis, Spiro Karigiannis

TL;DR
This paper investigates a gradient flow of G2 structures that preserve the induced metric, establishing estimates, singularity behavior, and long-term convergence results, including entropy considerations and singularity analysis.
Contribution
It introduces a new flow for G2 structures, proves regularity and compactness results, and analyzes singularities and long-term behavior using entropy and blow-up techniques.
Findings
Flow exists as long as torsion remains bounded.
Low entropy initial data lead to smooth, long-term solutions.
Finite-time singularities have controlled structure and convergence properties.
Abstract
We study a flow of structures which induce the same Riemannian metric which is the negative gradient flow of an energy functional. We prove Shi-type estimates for the torsion tensor along the flow. We show that at a finite-time singularity the torsion must blow-up, so the flow exists as long as the torsion remains bounded. We prove a Cheeger-Gromov type compactness theorem for the flow. We describe an Uhlenbeck-type trick which together with a modification of the connection gives a nice diffusion-reaction equation for the torsion along the flow. We define a quantity for any solution of the flow and prove that it is almost monotonic along the flow. Inspired by the work of Colding-Minicozzi on the mean curvature flow, we define an entropy functional and after proving an -regularity theorem, we show that low entropy initial data lead to solutions of the flow which exist forâŚ
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A gradient flow of isometric -structures
Shubham Dwivedi
Department of Pure Mathematics, University of Waterloo
ââ
Panagiotis Gianniotis
Department of Mathematics, University of Athens
ââ
Spiro Karigiannis
Department of Pure Mathematics, University of Waterloo
Abstract
We study a flow of -structures that all induce the same Riemannian metric. This isometric flow is the negative gradient flow of an energy functional. We prove Shi-type estimates for the torsion tensor along the flow. We show that at a finite-time singularity the torsion must blow up, so the flow will exist as long as the torsion remains bounded. We prove a CheegerâGromov type compactness theorem for the flow. We describe an Uhlenbeck-type trick which together with a modification of the underlying connection yields a nice reaction-diffusion equation for the torsion along the flow. We define a scale-invariant quantity for any solution of the flow and prove that it is almost monotonic along the flow. Inspired by the work of ColdingâMinicozzi [colding-minicozzi] on the mean curvature flow, we define an entropy functional and after proving an -regularity theorem, we show that low entropy initial data lead to solutions of the flow that exist for all time and converge smoothly to a -structure with divergence-free torsion. We also study finite-time singularities and show that at the singular time the flow converges to a smooth -structure outside a closed set of finite -dimensional Hausdorff measure. Finally, we prove that if the singularity is of Type-I then a sequence of blow-ups of a solution admits a subsequence that converges to a shrinking soliton for the flow.
Contents
1 Introduction
The existence of torsion-free -structures on a manifold is a challenging problem. Geometric flows are a powerful tool to tackle such questions and one hopes that a suitable flow of -structures might help in proving the existence of torsion-free -structures. There has been a lot of work in this direction. General flows of -structures were considered by Karigiannis in [kar1]. Earlier in [bryant-remarks], Bryant introduced the Laplacian flow of closed -structures. Several foundational results for the Laplacian flow for closed -structures were established in a series of papers [lotay-wei1, lotay-wei2, lotay-wei3] by LotayâWei. The Laplacian flow for co-closed -structures was introduced by KarigiannisâMcKayâTsui in [kar2] and a modified co-flow was studied by Grigorian [grigorian2]. An approach via gradient flow of energy-type functionals was introduced by WeissâWitt [w-w] and AmmannâWeissâWitt in [a-w-w].
In the present paper, we study a different but related problem, in that we use a particular geometric flow to look for a -structure which is in some sense optimal. Specifically, we consider a flow of -structures on a manifold that preserves the Riemannian metric, which we call the isometric flow of -structures. This flow is the negative gradient flow of a natural energy functional restricted to the set of -structures inducing a fixed metric. The flow seeks a -structure amongst those -structures inducing the same fixed metric which has minimal norm of torsion.
One possible motivation for studying this isometric flow of -structures is that it can be coupled with âRicci flowâ of -structures, which is a flow of -structures that induces precisely the Ricci flow on metrics, in contrast to the Laplacian flow which induces Ricci flow plus lower order terms involving the torsion. In effect, one may hope to first flow the -form in a way that improves the metric, and then flow the -form in a way that preserves the metric but still decreases the torsion. More generally, the isometric flow is a particular geometric flow of -structures distinct from the Laplacian flow, and both fit into a broader class of geometric flows of -structures with good analytic properties. A detailed study of a general class of flows that includes both the Laplacian flow and the isometric flow is currently in preparation by the authors [dgk-flows].
We develop a comprehensive foundational theory for the isometric flow. A summary of the main results of the paper is as follows.
In §2 we discuss preliminary results on the isometric flow, including the gradient of the energy functional, short-time existence, parabolic rescaling, and solitons.
In §3 we prove Shi-type estimates for the flow (Theorem 3.3). We also prove local derivative estimates in Theorem 3.7. Using these we show that the flow (2.15) has a solution as long as the torsion tensor remains bounded along the flow (Theorem 3.8). We also derive a compactness theorem for solutions along the flow (Theorem 3.13).
In §4, we describe an Uhlenbeck-type trick which together with a modification of the underlying connection yields a nice reaction-diffusion equation for the torsion along the flow (Theorem 4.6).
Monotone quantities are a powerful tool in the study of any geometric flow. In  §5 we define a quantity for any solution of the flow. We derive the evolution of under (2.15) in Lemma 5.2 and prove that it is almost monotonic along the flow (Theorem 5.3). We also prove an -regularity result associated to (Theorem 5.7).
Inspired by work of ColdingâMinicozzi in [colding-minicozzi] and BolingâKelleherâStreets on the harmonic map heat flow [boling-kelleher-streets] and work of KelleherâStreets on the YangâMills flow [kelleher-streets] we define an entropy functional and use it in Theorem 5.15 to establish that, if we have sufficiently small entropy, then we have long time existence and convergence of the flow to a -structure with small divergence-free torsion.
When the entropy is not small the flow may develop singularities in finite time. However, in §5.4 we prove that we can only have singularities of co-dimension at least . Finally, in Theorem 5.20, we prove that if the singularity is of Type-I then a sequence of blow-ups of the flow has a subsequence that converges to a shrinking soliton of the flow.
Note. The almost simultaneous preprint [grigorian3] by Grigorian has substantial although independent overlap with our results. However, our entropy functional is different. We also describe an Uhlenbeck-type trick and derive a reaction-diffusion equation for the torsion, and we obtain results about the structure of singularities for the flow. Moreover, we use a more traditional geometric flows approach, with no use of octonion bundles. The authors believe that both contributions are valuable and complementary. A little bit later, another closely related preprint appeared by LoubeauâSĂ Earp [earp-loubeau], in which they consider the more general context of harmonic -structures for a fixed Riemannian metric.
Acknowledgements. All three authors acknowledge the hospitality of the Fields Institute, where a large part of this work was done in 2017 as part of the Major Thematic Program on Geometric Analysis. The second author also acknowledges both the University of Toronto and the University of Waterloo where he spent time as a Fields-Ontario Postdoctoral Fellow during much of this project. Finally, the third author acknowledges funding from NSERC of Canada that helped make this work possible.
Notation and Conventions. We use the symbol to denote various contractions between tensors whose precise form is not important, and thus we instead use for the Hodge star operator. The symbol is used to denote some positive constant, which may change from line to line in the derivation of an estimate. We very frequently use Youngâs inequality for any .
Throughout the paper, we compute in a local orthonormal frame, so all indices are subscripts and any repeated indices are summed over all values from to . The symbol always denotes the analystâs Laplacian which is the negative of the rough Laplacian .
Our convention for labelling the Riemann curvature tensor is
[TABLE]
in terms of coordinate vector fields. With this convention, the Ricci tensor is , and the Ricci identity is
[TABLE]
Schematically, the Ricci identity implies that
[TABLE]
for any tensor . We also have the Riemannian second Bianchi identity
[TABLE]
which when contracted on gives
[TABLE]
2 Preliminary Results on the Isometric Flow
In this section we discuss several preliminary properties of the isometric flow. This includes a derivation of the fact that it is the negative gradient flow of the energy functional, short-time existence, and parabolic rescaling which we use frequently as a crucial tool. We also discuss solitons for the isometric flow.
2.1 Review of -structures
Let be a smooth manifold. A -structure on is a reduction of the structure group of the frame bundle from to . It is well-known that such a structure exists on if and only if the manifold is orientable and spinnable, conditions which are respectively equivalent to the vanishing of the first and second StiefelâWhitney classes. More conveniently from the point of view of differential geometry, a -structure on can also be equivalently defined by a -form on that satisfies a certain pointwise algebraic non-degeneracy condition. Such a -form nonlinearly (but algebraically, depending only pointwise) induces a Riemannian metric and an orientation on and hence a Hodge star operator . We denote the Hodge dual -form by . Pointwise we have .
There are useful contraction identities involving the -form and the -form of a -structure, which we collect here. The proofs of (2.1), (2.2), and (2.3) below can be found in [kar1].
Contractions of with :
[TABLE]
Contractions of with :
[TABLE]
Contractions of with :
[TABLE]
If denotes the Levi-Civita connection of the metric then is interpreted as the torsion of the -structure . We say that the -structure is torsion-free if and is then called a manifold. A classical theorem of FernĂ ndezâGray says that is torsion-free if and only if it is closed and co-closed. Manifolds with a torsion-free -structures are Ricci-flat and have holonomy contained in the group .
In fact the data contained in the torsion of the -structure is equivalent to a -tensor on called the full torsion tensor. It is defined as the contraction
[TABLE]
It is more convenient to work with , and henceforth we will simply call the torsion of the -structure. In fact we have
[TABLE]
(See [kar1] for more details.) We write the above expressions in the useful schematic form
[TABLE]
where recall that denotes some contraction with the metric.
The torsion satisfies the â-Bianchi identityâ, introduced in [kar1, Theorem 4.2], which is
[TABLE]
The important identity (2.7) will be used crucially several times in the present paper.
2.2 The isometric flow of -structures
In this section we define the isometric flow, and establish that it is a negative gradient flow.
Definition 2.1** (Isometric -structures).**
Two -structures and on are called isometric if they induce the same Riemannian metric, that is if . We will denote the space of -structures that are isometric to a given -structure by .
Remark 2.2**.**
The space of torsion-free -structures that induce the same Riemannian metric was studied by Lin [lin]. We do not restrict to torsion-free -structures in the present paper.
Fix an initial -structure on .
Definition 2.3**.**
Define the energy functional on the set by
[TABLE]
where is the torsion of .
Note that is the same functional considered in [w-w], but here we only allow to vary in the class of isometric -structures, whereas in [w-w] the functional was considered on the space of all -structures.
The functional in (2.8) was considered by Grigorian in [grigorian1] in the context of âoctonionic bundlesâ over where he showed that the critical points of the functional are precisely the -structures with divergence-free torsion, that is, . Note that the underlying metric here is the same for all -structures in , so the divergence is unambiguously defined. A very natural question arises: given any initial -structure on what is the âbestâ -structure in the class . An obvious way to study this question is to consider the negative gradient flow of the functional (2.8). (In fact it is more convenient to take the negative gradient flow of . See Proposition 2.5.)
Before we can describe this flow, we need to introduce some notation. Let be a symmetric -tensor on . We define a -form on by the formula
[TABLE]
Note from (2.9) that if is the metric, we get
[TABLE]
Using this notation, the most general flow of -structures [kar1] is given by
[TABLE]
where is a time-dependent symmetric -tensor and is a time-dependent vector field. In this case the flow of the metric is given by
[TABLE]
To begin we consider the first variation of the torsion with respect to variations of the -structure that preserve the metric.
Lemma 2.4**.**
Let be a smooth family of -structures in the class with . By equations (2.11) and (2.12), we can write for some vector field . Let be the torsion of . Then we have
[TABLE]
Proof.
Since for all , the covariant derivative is independent of . Since , by [kar1, Theorem 3.5] we have . That is, we have
[TABLE]
From these observations and equation (2.4), we compute
[TABLE]
Using (2.5) and the contraction identities (2.2) and (2.3), the above becomes
[TABLE]
which is precisely (2.13). â
Now let be the energy functional from Definition 2.3, restricted to the set of -structures inducing the same metric as .
Proposition 2.5**.**
The gradient of at the point is , where is the torsion of and . That is, if is a smooth family in the class with and , then
[TABLE]
Proof.
Using Lemma 2.4 compute
[TABLE]
The second term vanishes because is symmetric in and is skew in . We integrate by parts on the first term to obtain
[TABLE]
Equation (2.3) implies that , so the above equation becomes
[TABLE]
The space of -forms decomposes into the pointwise orthogonal splitting
[TABLE]
where . Using this observation, the result follows immediately from (2.14). â
We can now define the isometric flow.
Definition 2.6** (The isometric flow).**
Let be a compact manifold with a -structure. Consider the negative gradient flow of the functional restricted to the class . By Proposition 2.5, this evolution of is given by
[TABLE]
We call (2.15) the isometric flow of -structures. Note from (2.11) that for the isometric flow and hence (2.15) is indeed a flow of isometric -structures.
2.3 Short time existence
The isometric flow (2.15) has short time existence and uniqueness, because it is equivalent to a strictly parabolic flow. This was first proved by Bagaglini in [bagaglini] using spinorial methods. A proof is also given in Grigorian [grigorian3, Section 5] using octonion algebra. In this section we explain how to derive the equivalent strictly parabolic flow, avoiding the use of spinors or octonions. The full details are quite laborious and unenlightening. We need to make extensive use of the various contraction identities in (2.1) and (2.2). We present just enough details so that the interested reader can fill in the gaps on their own.
Note: In this section only, for brevity, we use to denote the time derivative of .
The starting point is the following result of Bryant.
Proposition 2.7** ([bryant-remarks, Equation (3.6)]).**
Let be a manifold with -structure such that induces the Riemannian metric . Then all the other -structures on inducing the same metric can be parametrized by a pair where is a function and is a vector field satisfying . The explicit formula for the -structure corresponding to the pair is
[TABLE]
where and the norm of is taken with respect to . Note that the pair induces the same -structure as so in fact the -structures on inducing the metric correspond to sections of an -bundle over .
Fix a pair with and write for . In terms of a local orthonormal frame, equation (2.16) is
[TABLE]
Since induces the same metric as , they have the same Hodge star operator , so we have . Using equation (2.16) and the identity for a -form, we obtain
[TABLE]
Using the fact that is a derivation, this becomes
[TABLE]
In a local frame this is
[TABLE]
Note that all the contractions above are taken with respect to the fixed metric that is induced by both and .
Now suppose that is evolving by the isometric flow (2.15). Since the metric is constant, this time-dependent -structure will correspond by (2.16) to a time-dependent pair . We write for , with torsion . The initial condition corresponds to initial conditions and .
Proposition 2.8**.**
Under the isometric flow, the pair evolves by
[TABLE]
where is the cross product with respect to the initial -structure , given by , and is the inner product given by the metric .
Proof.
Let . Since and in equation (2.17) are constant in time, differentiating with respect to we get
[TABLE]
Let . Using (2.18) we have
[TABLE]
Under the flow we have , so we must have . Contracting both sides of this equation with gives an equivalent equation, as the map is a linear isomorphism from onto , the space of -tensors with no component. (See [kar1] for details.) Now using the contraction identities (2.1) and (2.2), one can compute that
[TABLE]
and similarly that
[TABLE]
Thus from , the right hand sides of equations (2.20) and (2.21) must be equal. If we take the trace of both sides, we find that
[TABLE]
On the other hand, if we contract both sides with , we find that
[TABLE]
Multiplying (2.23) with and summing over , we get
[TABLE]
Substituting (2.22) into the above, we obtain the first equation in (2.19). Then substituting that back into (2.23) gives the second equation in (2.19). Thus the two equations in (2.19) are necessary consequences of . However, substituting both equations in (2.19) back into (2.20) and (2.21) shows that these are in fact sufficient to ensure . Thus the proof is complete. â
In fact, from , it is easy to check that the first equation in (2.19) is a consequence of the second equation in (2.19). Thus the isometric flow (2.15) is completely determined by the single equation . In order to establish that this equation is strictly parabolic, we need to express the torsion and its divergence in terms of .
Lemma 2.9**.**
The torsion of is
[TABLE]
Proof.
Taking of (2.17) gives
[TABLE]
We now substitute the expressions for and from (2.5) into the above expression, and use (2.4) to write
[TABLE]
After an extremely lengthy computation using the various identities in (2.1) and (2.2), one indeed obtains the result (2.24). We omit the details. â
Corollary 2.10**.**
The divergence of the torsion of is
[TABLE]
Proof.
This again follows by applying to equation (2.24) and using the various identities in (2.1) and (2.2). We omit the details. â
We can now apply the above result as follows.
Proposition 2.11**.**
Under the isometric flow, the vector field evolves by
[TABLE]
Proof.
Once again this follows from equations (2.19) and (2.25) after a lengthy calculation, using also the relation . â
Equation (2.26) is just a heat equation for the vector field with lower order terms, and is thus strictly parabolic. Using classical parabolic theory, we have therefore established the following result.
Theorem 2.12**.**
Let be a compact manifold with -structure. Then the flow (2.15) has a unique solution for a short time .
2.4 Parabolic rescaling
As is usual for geometric evolution equations, the natural âparabolic rescalingâ of the problem involves scaling the by when we scale the space variables by . In this section we make this precise, as we will crucially use this property frequently in the rest of the paper.
Lemma 2.13**.**
Let be a constant. If is a solution of the isometric flow (2.15) with , then is a solution of (2.15) with .
Proof.
Define a new -structure . Then it follows [kar1, Theorem 2.23] that and . Hence from (2.4) we have . (Recall that we are suppressing the writing of the terms because we are using an orthonormal frame.) Therefore as a -form, , and so converting to vector fields using the metric, we have . But then it is clear from (2.15) that with , we obtain the desired conclusion. â
We note here for later use that if , then we also have
[TABLE]
2.5 Solitons for the isometric flow
In this section we study the relation between self-similar solutions and solitons for the isometric flow.
Let denote the Lie derivative with respect to . Consider the identity
[TABLE]
Using equations (2.5) and (2.9) we can rewrite the above as
[TABLE]
The second term above can be written as where and is a vector field on such that is the component of . Because is the kernel of , from the contraction identities (2.3) and (2.2) we deduce that
[TABLE]
Thus we have . (See [kar-notes] for more about the curl operator.)
Combining these observations we can write
[TABLE]
Definition 2.14**.**
Let be a solution of the isometric flow (2.15) where . We say that it is a self-similar solution if there exist a function with , a -structure , and a family of diffeomorphisms with such that
[TABLE]
for all . Since is a solution to the isometric flow, we have
[TABLE]
Lemma 2.15**.**
Given a self-similar solution of the isometric flow, there is a family of vector fields such that
[TABLE]
In particular, there is a vector field such that satisfies
[TABLE]
Proof.
Set and , and let be the infinitesimal generator of . That is,
[TABLE]
With we compute
[TABLE]
From (2.28) we also have
[TABLE]
On the other hand, since we find that
[TABLE]
Hence, combining (2.30) and (2.31), and using also (2.10), the expression (2.29) becomes
[TABLE]
as claimed. â
Definition 2.16**.**
An isometric soliton on is defined to be a triple where is a -structure on inducing the Riemannian metric , and is a vector field satisfying
[TABLE]
for some constant and
[TABLE]
Moreover, it is called shrinking, steady, or expanding, depending on whether is positive, zero, or negative, respectively.
We now relate isometric solitons to self-similar solutions of the isometric flow.
Lemma 2.17**.**
Let be a structure on with , let , and let be a vector field such that
[TABLE]
That is, is an isometric soliton.
- â˘
If , let and let be a 1-parameter family of diffeomorphisms such that
[TABLE]
Then
[TABLE]
is a self-similar solution of the isometric flow, with . Moreover, satisfies
[TABLE]
- â˘
If , let and let be a 1-parameter family of diffeomorphisms such that
[TABLE]
Then
[TABLE]
is a self-similar solution of the isometric flow, with . Moreover, satisfies
[TABLE]
- â˘
If , let and let be a 1-parameter family of diffeomorphisms such that
[TABLE]
Then
[TABLE]
is a self-similar solution of the isometric flow, with . Moreover, satisfies
[TABLE]
In particular, the vector fields in Lemma 2.15 are or , in the shrinking/expanding or steady case respectively.
Proof.
We only prove the case , , since the other cases are similar. In this case we have
[TABLE]
Now satisfies
[TABLE]
Moreover, if then
[TABLE]
Using (2.28), (2.10) and from (2.32), we get
[TABLE]
From the hypothesis (2.32) and the rescaling Lemma 2.13 we thus obtain
[TABLE]
We conclude that is a self-similar isometric flow, with .
Finally, again by Lemma 2.13 and the hypothesis (2.32) we have
[TABLE]
We observe that
[TABLE]
hence for all . This, together with (2.33), gives that
[TABLE]
completing the proof. â
Remark 2.18**.**
If is compact then every steady soliton in fact satisfies
[TABLE]
This is because satisfies for all , and therefore by Proposition 2.5 we have
[TABLE]
It is unclear if there exist any nontrivial expanding or shrinking solitons in the compact case. This is an important question for future study.
We now restrict to the special case when and .
Proposition 2.19**.**
Let be a soliton for the isometric flow on with the Euclidean metric . Then , where is the position (radial) vector field on and is a Killing vector field on . That is, induces an isometry of Euclidean space.
Proof.
In terms of the global coordinates on , the equation becomes . It is straightforward to verify that the only solutions are where is skew-symmetric. Thus generates a rigid motion of . â
A special class of solitons on are those for which . In this case, we have , so . Hence, by Lemma 2.17 the special class of isometric shrinking solitons on for which are precisely those which satisfy the equation
[TABLE]
The particular special case of shrinking isometric solitons of the form (2.34) arises in Theorem 5.3. See Remark 5.4.
It would be interesting to investigate whether any nontrivial examples of this special type of isometric soliton on actually exist. One would need to solve the underdetermined equations (2.34) on under the additional constraint that . Such solitons are important in the study of Type I singularities for the isometric flow. See Theorem 5.20 for more details.
3 Derivative Estimates, Blow-Up Time, and Compactness
In this section we first derive the global and local derivative estimates for the torsion (also known as BandoâBernsteinâShi estimates) for the flow. We prove a doubling time estimate for the torsion (Proposition 3.2), under the isometric flow which demonstrates that the assumption of a torsion bound is reasonable. Using the derivative estimates, in §3.3, we prove that any solution of the isometric flow exists as long as the torsion remains bounded, and we obtain a lower bound for the blow-up rate of the torsion. Finally, in §3.4 we prove a CheegerâGromov type compactness theorem for the solutions of the isometric flow.
3.1 Global derivative estimates of torsion
Let be a compact manifold with -structure and consider the evolution of by the isometric flow (2.15)
[TABLE]
We first determine the evolution of the torsion under the flow (2.15).
Lemma 3.1**.**
Let be an isometric flow on . Then the torsion evolves by
[TABLE]
where
[TABLE]
Proof.
Recall from [kar1, Theorem 3.8] that for a general flow of -structures
[TABLE]
we have
[TABLE]
Hence for (2.15), where and , we get
[TABLE]
We first compute . Using the -Bianchi identity (2.7) and the fact that is symmetric in , we get
[TABLE]
Applying the Riemannian second Bianchi identity to the fourth term above, we get
[TABLE]
Commuting covariant derivatives for the first term above with the Ricci identity (1.1), we get
[TABLE]
Combining equations (3.4) and (3.3), we deduce that
[TABLE]
as claimed. â
We write equation (3.5) schematically as
[TABLE]
For a solution of the isometric flow (2.15), define
[TABLE]
where is the torsion of . We next prove a doubling time estimate for the quantity , which roughly says that cannot blow up too quickly and therefore the assumption that is bounded for a short time is a reasonable one. Note that if , then is torsion-free, and does not flow under (2.15). Thus in the following proposition we can assume that .
Proposition 3.2** (Doubling-time estimate).**
Let be a solution to (2.15) on a compact -manifold for . Then there exists such that
[TABLE]
Moreover, satisfies for some .
Proof.
If at time [math], then by continuity we have for some small for , and since , the assertion holds. Thus we can assume that at time [math], and thus by continuity we can assume that for all for some .
We first compute a differential inequality for and then use the maximum principle. Since the metric is not evolving under (2.15), we have
[TABLE]
so using (3.6), we obtain
[TABLE]
where is a constant. Now since the metric is not evolving and is compact, both and are bounded by some constant which we still call . Thus we have
[TABLE]
Notice from (3.5) that the third term in (3.9) is due to the term. We need to estimate this term by using the explicit expression for rather than the schematic expression. Using the skew-symmetry of in and the -Bianchi identity (2.7), we have
[TABLE]
and hence (3.9) becomes
[TABLE]
Since we have for all , we have and and hence (3.10) becomes
[TABLE]
Recall that is a Lipschitz function, so applying the maximum principle to (3.11), we get
[TABLE]
in the sense of the lim sup of forward difference quotients. Thus we have . Integrating the inequality above from [math] to we deduce that
[TABLE]
and hence for all if we take \delta=\min\Big{\{}\delta^{\prime},\cfrac{3}{4C\mathcal{T}(0)^{2}}\Big{\}}. â
Next we derive the Shi type estimates for the flow in (2.15).
Theorem 3.3**.**
Suppose that is a constant and is a solution to the isometric flow on a closed manifold with . For all , there exists a constant depending only on such that if
[TABLE]
then for all we have
[TABLE]
Before we give the proof of Theorem 3.3, we remark that the form of the assumed bounds on in (3.13) is precisely as required by the rescaling properties of the curvature in equation (2.27).
Proof of Theorem 3.3.
Since the proof is quite long, we first summarize the strategy of the proof. The proof is by induction on . We first define a function (see (3.36) for the precise expression) for each , just as in the case of Ricci flow, which satisfies a parabolic differential inequality, and then we use the maximum principle.
For case, we define
[TABLE]
where is a constant to be determined later. Note that . To calculate the evolution of , we first need to calculate the evolution of .
Because the metric is not evolving, by differentiating (3.6) we have that
[TABLE]
where we have used the Ricci identity in the last equality. Thus we have
[TABLE]
From (2.6) we have
[TABLE]
Using (3.17) and the hypotheses (3.13) of the theorem, the estimate (3.16) becomes
[TABLE]
for some constant depending only on the dimension and the order of the derivative. Consider the third term in the right hand side of the inequality (3.18). By Youngâs inequality, for all , we have
[TABLE]
Substituting this into (3.18) gives
[TABLE]
We pause here for an important remark. In the Shi-type estimates for the Laplacian flow of LotayâWei [lotay-wei1], they assume a bound on . In contrast, we only assume a bound on , not . This remark has the following consequence. It turns out that the third and fourth terms in (3.19) can be dealt with easily, which we do below. However, the presence of the term on the right hand side of (3.19) would cause problems in trying to apply the maximum principle to the function and cannot be dealt with easily, so we have to work harder. Notice from (3.16) that the term comes from the term. We get rid of the problematic term by considering the explicit expression for rather than the schematic one, and using the -Bianchi identity (2.7) to get a lower order term. Specifically, the expression for is . So we have
[TABLE]
Since the first and the last term in the above equation do not cause any problems in (3.19), we focus on the second term. Using the fact that is skew-symmetric in , and the -Bianchi identity (2.7), we have
[TABLE]
Thus from (3.19) and (3.20) and using Youngâs inequality as before we get
[TABLE]
Hence, with a suitably chosen we have
[TABLE]
From (3.1) and (3.22), we get
[TABLE]
Using the hypotheses that , , and , and using Youngâs inequality on the term, the above inequality becomes
[TABLE]
Using Youngâs inequality again on the second term above we get
[TABLE]
Now choose large enough so that , so we have
[TABLE]
From (3.15) we have . Thus, applying the maximum principle to the above inequality and using , we get
[TABLE]
From the definition (3.15) of , we conclude that
[TABLE]
and thus the base case of the induction is complete.
Next we prove the estimate for by induction. Suppose holds for all . Looking at the definition of in (3.36) below, it is clear that we need to first determine the evolution equation for . Since the metric is not evolving, by differentiating (3.6) we have that
[TABLE]
Using the identity (1.2) with , we can write the above equation as
[TABLE]
Thus we find that
[TABLE]
Using the induction hypothesis, we estimate each term in (3.25) as follows.
Consider the third term . When we get
[TABLE]
When , using and the induction hypothesis, we get
[TABLE]
Thus the third term in (3.25) can be estimated as
[TABLE]
For the moment we skip the fourth term in (3.25) and consider the fifth and sixth terms. We need to first estimate the quantities and . From (2.6) we have , and thus
[TABLE]
Schematically have
[TABLE]
and hence
[TABLE]
Using the same equations again, we have
[TABLE]
and therefore
[TABLE]
Similarly, we have
[TABLE]
thus yielding, using the induction hypothesis, that
[TABLE]
A straightforward induction argument which we omit then shows that for we have
[TABLE]
Because is the Hodge star of , and the Hodge star is both parallel and an isometry, we deduce the same estimates for for . That is, we have
[TABLE]
Using the hypotheses (3.13) on , equation (3.28), and , the fifth term in (3.25) can thus be estimated as
[TABLE]
Next consider the expression , which is part of the sixth term of (3.25). Using the induction hypothesis and , for we get
[TABLE]
and for we get
[TABLE]
Hence, using (3.27) and the above two estimates, we get
[TABLE]
Using on the above, the sixth term in (3.25) can be estimated as
[TABLE]
Finally we return to the fourth term in (3.25). We have
[TABLE]
We break up the sum over into four terms: , , , and . Thus we have
[TABLE]
Using the induction hypothesis and equation (3.28) on the above, the fourth term in (3.25) can be estimated as
[TABLE]
Combining the estimates (3.26), (3.29), (3.30), and (3.31), equation (3.25) thus becomes
[TABLE]
Using Youngâs inequality for the fourth term in (3.32), we know that for any we have
[TABLE]
and hence
[TABLE]
Hence for suitably chosen , we deduce that
[TABLE]
The derivation of (3.34) in fact holds for replaced by for any . That is, we also have
[TABLE]
for . Using the induction hypothesis that (3.14) holds for all , the above inequality becomes
[TABLE]
for all . We emphasize here that we needed to use the induction hypothesis to get our simplified evolution inequality (3.35) when .
With these computations in hand, we define
[TABLE]
for some positive constants to be chosen later, where .
Using (3.34) and (3.35) we compute that
[TABLE]
Observe that in the first summation above, the term for vanishes. We reindex the second term in the last line above to sum from to , and throw away the negative term corresponding to . Collecting terms, the above then becomes
[TABLE]
Using Youngâs inequality on the third and the fourth terms above, we have
[TABLE]
and
[TABLE]
and hence we obtain
[TABLE]
Now we choose sufficiently large and use the fact that for to deduce that
[TABLE]
Since , from the definition (3.36) of we have that , so applying the maximum principle to (3.37) and using gives
[TABLE]
From the definition (3.36) of , we finally conclude that
[TABLE]
and the inductive step is complete. â
One of our goals is to study the long-time existence of the flow. We seek a criterion that characterizes the blow-up time for the flow. This will be established in Theorem 3.8 later. In order to prove Theorem 3.8 later, we require the following corollary to Theorem 3.3, whose proof is an adaptation of the argument in the case of Ricci flow, and can be found in [chow-knopf, §6.7].
Corollary 3.4**.**
Let be a solution to the isometric flow. Suppose there exists such that
[TABLE]
where and for all . Then for all there exists a constant depending only on such that
[TABLE]
Proof.
Fix t_{0}\in\Big{[}\frac{1}{K^{2}},\tau\Big{]} and let . Let and let solve the Cauchy problem
[TABLE]
Then by the uniqueness of solutions to the isometric flow given in Theorem 2.12, we deduce that for . So by the hypothesis on the solution , we have
[TABLE]
Applying Theorem 3.3 we have constants depending only on such that
[TABLE]
for all and .
Now when then
[TABLE]
so taking , we find that
[TABLE]
Since was arbitrary, we obtain (3.38). â
3.2 Local estimates of the torsion
In this section we prove the local estimates on the derivatives of the torsion. The proof is similar to the local bounds on the higher derivatives of a solution of the harmonic map heat flow by GraysonâHamilton [HamGray96] and to the local derivative estimates of the curvature for the Yang-Mills flow which was proved by Weinkove [weinkove]. We first define the parabolic cylinder
[TABLE]
We need the following lemma, which is proved in [HamGray96, Lemma 2.1]. We state the particular version that is given in [weinkove, Lemma 2.1].
Lemma 3.5**.**
Let be a compact manifold and be a smooth function on . Let and . There exists a constant and for every a constant , such that the following holds. Let . If at any point in the parabolic cylinder for which , we have
[TABLE]
then
[TABLE]
on the smaller parabolic cylinder .
Remark 3.6**.**
From the proof of [HamGray96, Lemma 2.1] we deduce that Lemma 3.5 in fact also holds when is complete, noncompact, with bounded geometry. That is, we require that there are for , and such that
[TABLE]
This observation is used for the noncompact case of Lemma 5.2.
We now state and prove the local estimates for the derivatives of the torsion.
Theorem 3.7**.**
Let be a solution to the isometric flow on . Let and such that is defined at least up to time . There exists a constant and constants for such that the following holds. Whenever and for all in some parabolic cylinder with and , then we have
[TABLE]
on the much smaller parabolic cylinder .
Proof.
The proof is similar to the proof of Theorem 3.3 and is by induction on . We have already derived all the evolution equations required for the proof in §3.1. By the discussion between the statement and the proof of Theorem 3.3, we can assume that .
We first prove the case. Define the function
[TABLE]
Applying Youngâs inequality to the third term of (3.21), we get
[TABLE]
Now using (3.41) and (3.11), and the fact that , we find from (3.40) that
[TABLE]
Observe that
[TABLE]
and similarly
[TABLE]
Combining the above two estimates and Cauchy-Schwarz gives
[TABLE]
Using the above we compute directly from (3.40) that
[TABLE]
From (3.42) and (3.43) and , we get
[TABLE]
We want to use Youngâs inequality on both the and the terms above, so that the net amount of terms that remain are still strictly negative and the net amount of terms that remain are also negative and can be discarded. This is a delicate balancing act. Explicitly, let and write
[TABLE]
Then (3.44) becomes
[TABLE]
We want to ensure that
[TABLE]
The second inequality in (3.45) is satisfied if we choose
[TABLE]
Then, assuming , the first inequality in (3.45) and (3.46) can be combined to yield
[TABLE]
It is clear that if and are chosen sufficiently small then will exit satisfying the above condition.
With these choices of , , and , we can discard the term (which now has a negative coefficient), and we are left with
[TABLE]
From (3.40) and , we have , so (3.47) finally becomes
[TABLE]
Now define, for the same constant as above, the function
[TABLE]
We compute using (3.49) and (3.48) that
[TABLE]
Let . If , then by the definition of in (3.49) we have at such a point. If , then since (3.50) holds, by Lemma 3.5 with we have
[TABLE]
Using the above, along with equation (3.49) and our assumption that , we deduce that
[TABLE]
and thus from (3.40) that
[TABLE]
which establishes the base case of the induction.
Now assume inductively that (3.39) holds for all . We prove the theorem for . Choose to be a constant such that
[TABLE]
for some . (We can take if we take .) Using this , define a function by
[TABLE]
We estimate each term in the evolution (3.25) of using the induction hypothesis (3.39) for . For the third term on the right hand side of (3.25), we get
[TABLE]
where we have used the hypothesis on and the induction hypothesis in the last inequality. Note that following the same procedure that lead to (3.27) with assumption (3.39) instead we get
[TABLE]
Thus for the fourth term on the right hand side of (3.25) is
[TABLE]
We decompose the sum above into four parts, corresponding to , , , and . Then using (3.54) we compute
[TABLE]
For the fifth term on the right hand side of (3.25), using (3.54) we have
[TABLE]
Similarly, for the last term on the right hand side of (3.25) we have
[TABLE]
We split the double sum above into two parts, the first part corresponding to and the second part corresponding to the rest. Then using the hypothesis on , the induction hypothesis, and (3.54) we have
[TABLE]
Substituting the estimates (3.53), (3.55), (3.56) and (3.57) into (3.25) we get
[TABLE]
Now we use Youngâs inequality on the third term and the last term above to write
[TABLE]
Substituting these into the expression for above gives
[TABLE]
The derivation of (3.58) in fact holds for replaced by . That is, we also have
[TABLE]
Using the induction hypothesis, the above inequality becomes
[TABLE]
From (3.58) and (3.59) and the definition (3.52) of , we have
[TABLE]
Using (3.51) and throwing away some but not all of the negative terms, this inequality becomes
[TABLE]
Observe that from the inductive hypothesis (3.39) for and (3.51) we have
[TABLE]
and also that
[TABLE]
Combining the above two estimates and Cauchy-Schwarz gives
[TABLE]
Using the above we compute directly from (3.52) that
[TABLE]
From (3.60) and (3.61) we get
[TABLE]
Applying Youngâs inequality on the final term we have
[TABLE]
Just as in the base case, we now have a delicate balancing act. We want to choose and above that the net amount of terms that remain are still strictly negative and the net amount of terms that remain are also negative and can be discarded. Explicitly, we demand that
[TABLE]
These can be rearranged to yield
[TABLE]
It is clear that if is chosen sufficiently small then will exit satisfying the above condition.
With these choices of and , we are left with
[TABLE]
Using Youngâs inequality on the third term, the above becomes
[TABLE]
From (3.52) and in (3.51), we have , so (3.62) finally becomes
[TABLE]
As in the case, for the same constant as above, define the function
[TABLE]
We compute using (3.64) and (3.63) that
[TABLE]
Let . If , then by the definition of in (3.64) and in (3.51) we have at such a point. If , then since (3.65) holds, by Lemma 3.5 with we have
[TABLE]
Using the above, along with equation (3.64) and our assumption that , we deduce that
[TABLE]
and thus from (3.52) and in (3.51) that
[TABLE]
which establishes the inductive step. â
3.3 Characterization of the blow-up time
Let be a compact -manifold and let be a -structure on . Then starting with , there exists a unique solution of the isometric flow on a maximal time interval where maximal means that either or . The case means that there does not exist any such that is a solution of the isometric flow for with for . We call the singular time for the flow.
In this section, we use the global derivative estimates (3.14) to prove that the quantity defined in (3.7) must blow up at a finite time singularity along the flow. Explicitly, we prove the following result.
Theorem 3.8**.**
Let be compact and let be a solution to the isometric flow (2.15) in a maximal time interval . If , then satisfies
[TABLE]
and there is a lower bound on the blow-up rate of given by
[TABLE]
for some constant .
Proof.
We prove the contrapositive of the theorem. That is, we show that if remains bounded along a sequence of times approaching , then the solution can be extended past . Let be a solution to the isometric flow which exists on a maximal time interval . We first prove by contradiction that
[TABLE]
Suppose that (3.68) does not hold, so there exists a constant such that
[TABLE]
Note that since the metric does not evolve along the flow, we use the metric induced by the initial -structure. We have from (3.14) and (3.69) that
[TABLE]
for some uniform positive constant . For any , we have
[TABLE]
which implies that converges to a -form continuously as . Since is a -structure, we know that for all we have
[TABLE]
where is the volume form of . Since and do not change along the flow, as the left hand side of (3.72) tends to a positive definite -form valued bilinear form and thus the limit -form is a -form and so is a -structure. Moreover from the right hand side of (3.72) we see that the limit induces the same metric . Thus, the solution of the isometric flow can be extended continuously to the time interval . We now show that the extension is actually smooth, which gives our required contradiction.
We pause to prove the following.
Claim 3.9**.**
For all , there exist constants such that
[TABLE]
Proof of Claim 3.9.
The proof is by induction on . For , at any , we have
[TABLE]
Here we are again using the fact that the metric does not evolve along the flow. We know from (3.69) and Corollary 3.4 that both and on the time interval for some . Since and are bounded on by some constant we get that
[TABLE]
and thus by integration we have
[TABLE]
because . (This is where we crucially use that the maximal existence time is finite.) We have thus established the case of the claim.
For the general case of the claim, we have
[TABLE]
By the induction hypothesis, we may assume that \Big{|}\frac{\partial}{\partial t}\nabla^{p}\varphi\Big{|} and hence has been estimated for all . Since contains as the highest order term, we just need to estimate the term. But again it follows from (3.69) and Corollary 3.4 that for some on and for some on . Thus from (3.73) we get that
[TABLE]
and the inductive step now follows from (3.74) by integration. This completes the proof of Claim 3.9. â
We now return to the proof of Theorem 3.8. Let be the domain of a fixed local coordinate chart. We know that is a continuous limit of -structures and in it satisfies
[TABLE]
Let be any multi-index with . We know from Claim 3.9 and (3.74) that
[TABLE]
are uniformly bounded on . So from (3.75) we have that is bounded on and hence is a smooth -structure. Moreover, from (3.75) we have
[TABLE]
and thus uniformly in any norm as , for .
Now, since is smooth, Theorem 2.12 gives a solution of the isometric flow with for a short time . Since smoothly as , it follows that
[TABLE]
is a solution of the isometric flow which is smooth and satisfies . This contradicts the maximality of . Thus we indeed have
[TABLE]
which is equation (3.68). Thus, if exists, it must be .
Next we show that in fact (3.66) is true. Suppose not. Then there exists and a sequence of times such that . By the doubling time estimate in Proposition 3.2, we get that
[TABLE]
for all times . Since as , there exists large enough such that . (Here again we crucially use the fact that is assumed to be finite.) But this implies that
[TABLE]
which cannot happen as we have already shown above that this leads to a contradiction to the maximality of . This completes the proof of (3.66).
To obtain the lower bound of the blow-up rate (3.67), we apply the maximum principle to (3.11). We get
[TABLE]
which implies that
[TABLE]
Since we proved above that , we have
[TABLE]
Integrating (3.77) from to and taking the limit as , we get
[TABLE]
This completes the proof of Theorem 3.8. â
Combining Proposition 3.2 and Theorem 3.8, we deduce the following result about the minimal existence time.
Corollary 3.10**.**
Let be a -structure on a compact -manifold with
[TABLE]
for some constant . Then the unique solution of the isometric flow with initial -structure exists at least for time where is the uniform constant from Proposition 3.2.
3.4 Compactness
In this section, we prove a CheegerâGromov type compactness theorem for solutions to the isometric flow for -structures. We also give a local version of the compactness theorem. Recall the following definition from [lotay-wei1].
Definition 3.11**.**
Let be a sequence of -manifolds with -structures and for each . Suppose the metric on associated to the -structure is complete for each . Let be a -manifold with and be a -structure on . We say that the sequence converges to in the CheegerâGromov sense and write
[TABLE]
if there exists a sequence of compact subsets exhausting with int for each , a sequence of diffeomorphisms with such that
[TABLE]
in the sense that and its covariant derivatives of all orders (with respect to any fixed metric) converge uniformly to zero on every compact subset of .
LotayâWei proved the following very general compactness theorem for -structures in [lotay-wei1, Theorem 7.1].
Theorem 3.12**.**
Let be a sequence of smooth -manifolds and for each we let and be a -structure on such that the metric on induced by is complete on . Suppose that
[TABLE]
for all and
[TABLE]
where , are the torsion and the Riemann curvature tensor of and respectively and denotes the injectivity radius of at .
Then there exists a -manifold , a -structure on and a point such that, after passing to a subsequence, we have
[TABLE]
The idea of the proof is to use CheegerâGromov compactness theorem [hamilton-compactness, Theorem 2.3] for complete pointed Riemannian manifolds to get a complete Riemannian -manifold and such that, after passing to a subsequence
[TABLE]
That is, there exist nested compact sets exhausting with for all and diffeomorphisms with such that smoothly as on any compact subset of . We then use the diffeomorphisms from the above convergence to pull-back the -structure to get -structures on and using (3.78) we show that covariant derivatives of all orders of are uniformly bounded. The ArzelĂĄâAscoli theorem [andrews-hopper, Corollary 9.14] then implies that there is a -form such that after passing to a subsequence, as . We then show that is a -structure and it induces the metric and hence we get that as .
We note that if all the metrics in the sequence are the same then the limiting -structure induces the same metric.
We now state and prove the compactness theorem for the isometric flow of -structures.
Theorem 3.13**.**
Let be a sequence of compact -manifolds and let for each . Let be a sequence of solutions to the isometric flow (2.15) for -structures on for , where . Suppose that
[TABLE]
where denotes the torsion of , and the injectivity radius satisfies
[TABLE]
Suppose further that there are uniform constants , for all , such that
[TABLE]
Then there exists a -manifold , a point and a solution of the flow (2.15) on for such that, after passing to a subsequence,
[TABLE]
The proof is similar in spirit to the compactness theorem for the Ricci flow by Hamilton [hamilton-compactness]. See also the compactness theorem for the Laplacian flow for closed -structures by LotayâWei [lotay-wei1]. The idea is to show that the bounds on the -structure and on covariant derivatives and time derivatives of the -structure at time extend to bounds on the -structures and covariant derivatives of the -structures at subsequent times in the presence of bounds on the torsion and covariant derivatives of the torsion for all time.
Proof of Theorem 3.13.
From the derivative estimates (3.14), Corollary 3.4 and (3.79), we have
[TABLE]
Since is compact for each , we know is bounded. Assumption (3.80) allows us to use Theorem 3.12 for to extract a subsequence of which converges to a complete limit . So there exist compact subsets exhausting with for each and diffeomorphisms with such that and smoothly on any compact subset as . Fix a compact subset and let be sufficiently large so that . Let . Now since are all solutions to the isometric flow, we have for each . Thus we trivially have
[TABLE]
Since the limit metric is uniformly equivalent to , we get
[TABLE]
for some positive constants and similarly
[TABLE]
for some positive constants .
Now let . Then is a sequence of solutions of the isometric flow on for . Using (3.82) and proceeding in a similar way as in the proof of Claim 3.9, we deduce that there exist constants , independent of , such that
[TABLE]
and since and converge uniformly to and with all their covariant derivatives on , we have
[TABLE]
Moreover, because the time derivatives can be written in terms of the spatial derivatives using the evolution equations of the isometric flow, we get for some uniform constants that
[TABLE]
It now follows from the ArzelĂĄâAscoli theorem that there exists a subsequence of that converges smoothly on . A diagonal subsequence argument then produces a subsequence that converges smoothly on any compact subset of to a solution of the isometric flow. â
The compactness theorem for the Ricci flow has natural applications in the analysis of singularities of the Ricci flow. We would also like to have a similar application for the isometric flow. The idea is to consider shorter and shorter time intervals leading up to a singularity of the isometric flow and to rescale the solutions on each of these time intervals to obtain solutions with uniformly bounded torsion. By doing this we hope that the limiting manifold will tell us something about the nature of the singularity and more information, such as whether the singularity is modelled on a soliton.
More precisely, suppose is a compact manifold and let be a solution to the isometric flow on a maximal time interval with . Theorem 3.8 then implies that defined in (3.7) satisfies . Consider a sequence of points with and
[TABLE]
Define a sequence of parabolic dilations of the isometric flow
[TABLE]
and define
[TABLE]
If then, as explained in the proof of Lemma 2.13, we have
[TABLE]
Hence, for each , we have that is a solution of the isometric flow (2.15) on the time interval . Note that for each and for all we have
[TABLE]
by the definition of . Thus by the doubling time estimate Proposition 3.2 and Corollary 3.10, there exists a uniform such that
[TABLE]
for any . Thus, if we have , then using the compactness Theorem 3.13, we can extract a subsequence of that converges to a solution of the isometric flow.
Just as in the Ricci flow (see [chow-etal1, §3.1]), from the proof of the compactness theorem for the isometric flow, we can prove a local version of Theorem 3.13 without much difficulty.
Theorem 3.14** (Local compactness).**
Let , and be a sequence of compact pointed solutions of the isometric flow. If there exist , independent of such that
[TABLE]
and
[TABLE]
and if there exist uniform constants , for all , such that
[TABLE]
then there exists a subsequence such that converges as to a pointed solution of the isometric flow, smoothly on any compact subset of . Furthermore, is an open manifold and the metric of is complete on the closed ball for all .
4 A Reaction-Diffusion Equation for the Torsion
Recall from Lemma 3.1 that the evolution equation for the torsion under the isometric flow is
[TABLE]
where is given by (3.2). This evolution equation fails to be of the reaction-diffusion type due to the presence of the first order term .
On the other hand, reaction-diffusion equations are important because one can apply Hamiltonâs maximum principle for systems [hamilton-4manifolds] to relate the behaviour of a system of PDEs to that of a system of ODEs. For the Ricci flow this point of view has been remarkably successful and has led to the discovery of many preserved conditions, which has been crucial in the study of the flow.
This section is devoted to the study of the curious term . We discover that part of this term can be absorbed into the diffusion part of the equation, leaving out some reaction terms. In order to do this, however, we need to express the equation with respect to a different connection and also apply an Uhlenbeck-type trick, where we evolve the gauge along the flow in a particular manner.
4.1 A modified connection
Let be a manifold with -structure. We write for the vector cross product induced by on vector fields (equivalently -forms) defined locally by .
Let be a vector bundle isomorphism and let . This is a fibre metric on . In what follows denotes a local -orthonormal frame for and denotes a local -orthonormal frame for .
Given any fixed constant , define a connection on the vector bundle by
[TABLE]
for any smooth section on and smooth vector field on .
Lemma 4.1**.**
For any choice of , the connection on defined in (4.1) is compatible with the fibre metric .
Proof.
Given any point consider two local sections of near of the form for , such that at . Thus, at we have
[TABLE]
for each . This gives
[TABLE]
by the skew-symmetry of . â
Remark 4.2**.**
Let , and let for . Suppose further that at a point , we have . A direct computation then gives that, at the point , we have
[TABLE]
Using the contraction identity in (2.1) the above becomes
[TABLE]
and after relabelling indices we finally get
[TABLE]
Thus, we deduce that if we choose then is -parallel. But it turns out that this choice is not the correct choice for our purposes.
Given any , we define by , where denotes the identity map. That is,
[TABLE]
By coupling the (dual of the) Levi-Civita connection on with the (dual of the) connection on , we get an induced connection on , which we also denote by .
Lemma 4.3**.**
Given any , the -covariant derivative of is given by
[TABLE]
Proof.
As in the proof of Lemma 4.1, at any point we can choose local vector fields near satisfying at and . Then at , we have
[TABLE]
and thus
[TABLE]
â
Lemma 4.4**.**
Let and consider the associated tensor defined by . Let denote the associated Laplacian on . Then we have
[TABLE]
In particular, the torsion of the -structure satisfies
[TABLE]
Proof.
Using Lemma 4.3 and taking the local frames and to be -parallel and -parallel at a point , respectively, we obtain
[TABLE]
Applying the definition (4.1) of and (2.5) this becomes
[TABLE]
Since is symmetric in and is skew in , the last term above vanishes, and we get
[TABLE]
Finally, using (2.1) the term becomes
[TABLE]
and the proof is complete. â
4.2 An Uhlenbeck-type trick
Suppose that a family of -structures evolves by
[TABLE]
for some vector field and that a family of vector bundle isomorphisms evolves by
[TABLE]
for some constant .
Let . For , we observe that
[TABLE]
Therefore, there is a fixed fibre metric on such that for all .
Remark 4.5**.**
A direct computation gives that the section satisfies an . Explicitly,
[TABLE]
Using the identity (2.1), we get
[TABLE]
We observe that if we choose , then is constant. However, we will see that this is not the right choice.
In the particular case of the isometric flow we have . As in Section 4.1, let be a local -orthonormal frame for , and let be a local -orthonormal frame for . Let . Then can be expressed with respect to these frames as
[TABLE]
Now consider the evolution under the isometric flow. Then we have
[TABLE]
4.3 The evolution of the torsion
In this section we show that for particular choices of constants , pulling back the torsion on and expressing the evolution equation of Lemma 3.1 in terms of the modified connection results in the cancellation of the problematic first order term in (3.5). Hence the torsion satisfies a reaction-diffusion equation, with respect to the Laplacian induced by the modified connection. Specifically, the following theorem takes and .
Theorem 4.6**.**
There is a vector bundle isomorphic to , such that if a family of isomorphisms evolves by
[TABLE]
and is equipped with the family of connections given by
[TABLE]
then there is a fibre metric on with for all , such that is compatible with , and such that evolves by
[TABLE]
where is the induced Laplacian on and
[TABLE]
Proof.
Recall from Lemma 3.1 that under the isometric flow the torsion evolves by
[TABLE]
where is given by (4.8).
Equations (4.2) and (4.4) imply that
[TABLE]
which becomes
[TABLE]
Thus, using (4.9), we obtain
[TABLE]
Hence choosing and completes the proof. â
4.4 Second variation of the energy
A similar modification of the Levi-Civita connection is also helpful to simplify the second variation of the energy functional, as described in the following proposition.
Lemma 4.7**.**
Let be -structure on which is a critical point for the energy functional
[TABLE]
with respect to variations preserving the metric. By Proposition 2.5, this means that
[TABLE]
Given any variation in the class with and satisfying
[TABLE]
we have
[TABLE]
where is the connection on given by
[TABLE]
Proof.
Since induce the same metric for all there is a family of vector fields such that
[TABLE]
and . Therefore, by Proposition 2.5 we have
[TABLE]
We now write for . Using and equations (2.13) and (2.5), we have
[TABLE]
The second term vanishes by symmetry considerations. Integrating by parts in the last term, we get
[TABLE]
which is the first line of (4.10).
To deduce the second line of (4.10) we compute using (4.11) that
[TABLE]
Applying the contraction identity (2.1), we obtain
[TABLE]
The above expression is rearranged to give the second line of (4.10). â
Remark 4.8**.**
Both Theorem 4.6 and Lemma 4.7 make use of the connection from (4.1) with the particular value . It would be interesting to determine the geometric significance, if any, of this particular choice.
5 Monotonicity, Entropy, -Regularity, and Consequences
In this section we first consider a quantity that is almost monotonic along the isometric flow. Then we introduce the entropy, and use the almost monotonicity formula to prove an -regularity result and to prove that small entropy controls torsion. These in turn are used, together with the results from §3 to establish long-time existence and convergence of the flow given small entropy and to obtain results about the structure of singularities for the flow.
5.1 An almost monotonicity formula
Given a complete Riemannian manifold with bounded curvature and , we denote by the kernel of the backwards heat equation on starting at at time . Explicitly, for we have
[TABLE]
We also define the smooth function by the relation
[TABLE]
Definition 5.1**.**
Let be an isometric flow on inducing the metric and define
[TABLE]
From the discussion in Section 2.4, it follows that the quantity is invariant under parabolic rescaling. In what follows we will simply write for .
One can think of as a kind of âlocalized energyâ, but we will not use this terminology.
Lemma 5.2**.**
Let be an isometric flow on a complete Riemannian manifold with bounded geometry, as in Remark 3.6. If is noncompact suppose further that the torsion has at most polynomial growth. Then evolves by
[TABLE]
Proof.
To justify the following argument in the case when is noncompact, note that the local derivative estimates of Theorem 3.7 imply that the derivatives of the torsion also have polynomial growth. This is because for any we can apply Theorem 3.7 in parabolic balls of a uniform radius and some that grows at most polynomially at infinity. Then Theorem 3.7 provides bounds
[TABLE]
that also grow at most polynomially at infinity. We also need the fact that the heat kernel decays exponentially [li-yau, Corollary 3.1]. With these observations all the integrals below are well-defined even in the noncompact case.
We now proceed with the proof. Using (5.3) and (5.1) we compute
[TABLE]
Substituting the evolution of from (3.3) we get
[TABLE]
The part of the first term with only one derivative of torsion vanishes because is symmetric in . Integrating by parts on the first and third terms, we obtain
[TABLE]
Using the -Bianchi identity (2.7) we obtain
[TABLE]
Integrating by parts on the first term of the second line gives
[TABLE]
The first term in the second line vanishes by symmetry considerations. The two terms where appears linearly combine. Using also that from (5.2), we have
[TABLE]
Next we complete the square and manipulate the expression algebraically to get
[TABLE]
The first two terms above are now in the form in which they appear in (5.4). Thus, in order to complete the proof we need to show that the last term above can be written as
[TABLE]
To establish (5.6), we first integrate by parts to get
[TABLE]
In the above expression, we use the identity (1.3) in the first term, equation (2.5) in the second term, and the skew-symmetry of in in the third term to obtain
[TABLE]
Using the skew-symmetry of in the first line and the -Bianchi identity (2.7) in the second line, the above becomes
[TABLE]
The first term on the right hand side above is now in the form in which it appears in (5.6). Thus, in order to complete the proof we need to show that the second term above can be written as
[TABLE]
Applying the contraction identity (2.1) to the left hand side above and using symmetries of we get
[TABLE]
as required. This completes the proof of (5.4). â
Next we prove an almost monotonicity formula for the quantity .
Theorem 5.3** (Almost monotonicity formula).**
This theorem has two versions, as follows.
- (1)
Let be compact and let be an isometric flow inducing the metric . Then for any and , there exist depending only on the geometry of such that the following monotonicity formula holds:
[TABLE] 2. (2)
Let and let be an isometric flow inducing . Then for any and we have strict monotonicity
[TABLE]
with equality if and only if for all
[TABLE]
Proof.
(1) Let . We first control the last two terms in (5.4) in terms of the geometry of . For the third term in (5.4), since the curvature is not evolving and thus is uniformly bounded, applying Youngâs inequality, , and , we obtain
[TABLE]
For the fourth term in (5.4) again using the same facts as above, we get
[TABLE]
We now focus on the second term of (5.4). Our estimates depend on the control of the backwards heat kernel allowed by the geometry. Recall that from [Ham93_monotonicity], there are constants depending only on such that for we have
[TABLE]
Therefore, following [Ham93_monotonicity], we can bound for the second term in (5.4) using (5.11) as
[TABLE]
Since is evolving by the negative gradient flow of , the function is non-increasing, thus we can say
[TABLE]
Combining the estimates (LABEL:curv_term_1), (LABEL:curv_term_2), and (LABEL:AM-term2), from (5.4) we obtain
[TABLE]
Now consider the function
[TABLE]
which satisfies
[TABLE]
Multiplying (5.13) by the integrating factor , we obtain
[TABLE]
Dropping the first term above, which is nonpositive, we deduce that
[TABLE]
for some constant , since is bounded for . Hence, for any we can integrate (5.14) to obtain
[TABLE]
from which the result (5.8) follows.
(2) When , the backwards heat kernel is explicitly
[TABLE]
with and thus it satisfies
[TABLE]
Therefore, because there are no curvature terms in (5.4) and , we obtain
[TABLE]
which immediately implies the result. â
Remark 5.4**.**
We note that in Theorem 5.3 (2), the case of equality corresponds to a particular special type of shrinking isometric soliton on , as described in (2.34).
5.2 Entropy and -regularity
The energy functional, although quite natural, has the disadvantage that it is not scale invariant. As a result, it is not strong enough to control the small scale behaviour of a -structure . In this section, motivated by analogous functionals for the mean curvature flow [colding-minicozzi], the high dimensional Yang-Mills flow [kelleher-streets] and the Harmonic map heat flow [boling-kelleher-streets], we introduce an entropy functional, and use it and the almost monotonicity of Section 5.1 to establish an -regularity result, as well as to show that small entropy controls torsion.
Definition 5.5**.**
Let be a compact manifold with -structure inducing the Riemannian metric . Let denote the backwards heat kernel, with respect to , that becomes as . For we define
[TABLE]
We call the entropy of . The precise value of is not important, only that . One should think of as the âscaleâ at which we are analyzing the flow.
Note that in the definition above the maximum is achieved, because is assumed to be compact. Moreover, the entropy functional is invariant under parabolic rescaling in the sense that
[TABLE]
To see this, first note that . Using this and the discussion from Section 2.4 to compute
[TABLE]
We need the following technical result, which is a consequence of work of Hamilton [Ham93_harnack].
Lemma 5.6**.**
Let be a compact Riemannian manifold and let be an isometric flow with and . Then, for every there exist and such that
[TABLE]
then, for , we have that
[TABLE]
Proof.
By [Ham93_harnack, Theorem 3.1] and the symmetry of the heat kernel (see also [HamGray96, Theorem 3.2]), for every and there is an such that for any , and we have
[TABLE]
Multiplying both sides by and integrating with respect to we conclude from (5.3) that
[TABLE]
for every , where , as long as we choose small enough, which proves the result. â
We can now establish an -regularity result for the isometric flow, using our almost monotonicity formula from part (1) of Theorem 5.3.
Theorem 5.7** (-regularity).**
Given compact and there exist such that for every there exist and such that the following holds:
If is an isometric flow with and , and if is such that
[TABLE]
then
[TABLE]
in , where
[TABLE]
Proof.
We prove this by contradiction. Suppose the result does not hold. Then for any sequences and there exist such that for any and there are counterexamples with , , and , such that
[TABLE]
but
[TABLE]
Passing to a subsequence and applying Lemma 5.6 we can choose such that
[TABLE]
for every .
Now set
[TABLE]
and let attain the maximum in (5.18). Then, setting
[TABLE]
we have
[TABLE]
for all . Moreover, by (5.18) we have
[TABLE]
and thus
[TABLE]
since . In particular, since and , we deduce from this and (5.24) that
[TABLE]
Now consider the rescaled flow
[TABLE]
for , and the pointed sequence . By (5.22), each satisfies
[TABLE]
By (2.27) and the definition of in (5.21) we have
[TABLE]
If , then . Using this and the triangle inequality we have
[TABLE]
Also, if , then and
[TABLE]
Therefore, for , with
[TABLE]
we have by (5.28) and (5.29) and the definition (5.20) of that
[TABLE]
Hence, by the above inequality together with (5.23) and (5.26), we deduce that for every and large enough, any satisfies
[TABLE]
We now want to invoke the compactness Theorem 3.13. The remaining hypotheses of this theorem are satisfied trivially, because under these rescalings, the curvature goes to zero and the injectivity radius goes to infinity. For this reason the limiting manifold is the Euclidean . Hence, by Theorem 3.13 we obtain a subsequence that converges to a limit ancient isometric flow with
[TABLE]
due to (5.27).
Let . It follows from (5.25) and (5.24) that, for sufficiently large, we have
[TABLE]
Applying the almost monotonicity formula (5.8) and using scale invariance of , we obtain
[TABLE]
By (5.19) and (5.25), the right hand side above goes to zero as .
Let . It follows from (5.25) and (5.24) that, for sufficiently large, we have
[TABLE]
Applying the almost monotonicity formula (5.8) and using scale invariance of , we obtain
[TABLE]
By (5.19) and (5.25), the right hand side above goes to zero as .
Hence, we have
[TABLE]
By standard estimates on the heat kernel, we also know that
[TABLE]
for all , where is a sufficiently small constant. As a consequence, the rescaled heat kernels
[TABLE]
satisfy
[TABLE]
on , where .
Recall that by CheegerâGromov convergence, converge smoothly to up to diffeomorphisms with , as in Definition 3.11. Moreover, the functions solve the backwards heat equation on with a bound of the form (5.34). This, together with parabolic estimates provide uniform bounds on all derivatives of , in compact subsets of and large . Hence, by passing to a subsequence we may assume they converge to a smooth limit backward solution of the heat equation on that starts from at time , which by uniqueness is
[TABLE]
Now, since in addition the isometric flows converge smoothly to the isometric flow , uniformly in compact sets of the form , and the heat kernels decay exponentially, we see that for
[TABLE]
Hence, for
[TABLE]
and we conclude that , which contradicts (5.30), thus completing the proof. â
We use the -regularity Theorem 5.7 in Section 5.4 to study singularities of the flow.
Another powerful consequence of Theorem 5.3 is the following corollary, which is used in Section 5.3 to establish long-time existence and convergence of the flow given small entropy of the initial data.
Corollary 5.8** (Small initial entropy controls torsion).**
Let be a compact Riemannian manifold. For every there exist and such that if a -structure induces and
[TABLE]
then the isometric flow starting at satisfies
[TABLE]
for all .
Proof.
By (5.15) and (5.3), the small entropy assumption (5.36) implies that
[TABLE]
for every .
We argue again by contradiction. Suppose there exists a , a sequence and counterexamples , with admitting and such that
[TABLE]
and . Thus in particular, we have .
Let and consider the rescaled pointed sequence
[TABLE]
Let . Note that . Applying scale invariance and the almost monotonicity formula (5.8) as we did in the proof of Theorem 5.7, we find that for sufficiently large we have
[TABLE]
As in the proof of Theorem 5.7, it follows that the converge to a -structure on , with . On the other hand, as in the proof of Theorem 5.7, we have
[TABLE]
giving us our contradiction. â
Remark 5.9**.**
Because the backwards heat kernel satisfies
[TABLE]
we have
[TABLE]
Therefore, in order to be able to bound in terms of for , we would also need a positive lower bound on , which unfortunately fails for small times . This is precisely why control of the stronger quantity is needed.
5.3 Long time existence
In this section we consider the isometric flow on a compact manifold from initial data satisfying certain smallness assumptions on the torsion, and prove long time existence and convergence.
In particular, we first prove the result under the assumption that the torsion of the initial -structure is pointwise small, in Theorem 5.13. Then, because small entropy implies controlled torsion for some time, by Corollary 5.8, we can combine our derivative estimates for the torsion in Theorem 3.3 with interpolation (Lemma 5.12 below) to prove that the torsion in fact does become pointwise small after some time.
Crucial in the establishment of convergence is the convexity of the energy functional
[TABLE]
along an isometric flow with small torsion. (See Remark 5.14.) For this, we begin with the following lemma.
Lemma 5.10**.**
Along an isometric flow the energy
[TABLE]
satisfies
[TABLE]
Proof.
Recall that from the proof of Proposition 2.5 that
[TABLE]
and that from (3.3) the torsion evolves under the isometric flow by
[TABLE]
Thus we have
[TABLE]
This gives
[TABLE]
Integrating by parts, we get
[TABLE]
which is what we wanted to show. â
The required convexity is provided by the following result.
Lemma 5.11**.**
Let be the first non-zero eigenvalue of the rough Laplacian
[TABLE]
Then
[TABLE]
as long as .
Proof.
Using Lemma 5.10, Youngâs inequality, and , we estimate
[TABLE]
Now consider the non-negative elliptic operator , namely . The operator has discrete spectrum and by compactness its kernel consists of the parallel vector fields (that is, ). Therefore, is strictly positive on the subspace -orthogonal to the parallel vector fields. In other words, there exists such that
[TABLE]
for every vector field .
Next we observe that is always orthogonal to , because for any vector field with we have
[TABLE]
It follows that
[TABLE]
Hence, we deduce that
[TABLE]
Now suppose that . Then the above becomes
[TABLE]
as claimed. â
The following interpolation result is crucial.
Lemma 5.12** (Interpolation).**
Let be a -structure on a compact manifold inducing the Riemannian metric , and let be its torsion. Suppose that and that for every and we have
[TABLE]
for some small constant . Then, for every there exists a such that if
[TABLE]
then .
Proof.
The proof is quite standard, but we include it for the sake of completeness. The bound implies that
[TABLE]
for an appropriate constant . Therefore,
[TABLE]
at points where .
Fix . Suppose that for any , there exists with
[TABLE]
Thus, by (5.43) and the mean value theorem on the smooth function , if we take then
[TABLE]
It follows that
[TABLE]
However, if we choose , then the above contradicts (5.42). This completes the proof. â
We are now able to prove the following convergence result.
Theorem 5.13** (Long time existence given small initial torsion).**
Let be a -structure on a compact manifold inducing the metric . Then, for every there exists an such that if then the isometric flow starting from exists for all time and converges smoothly to a -structure inducing the metric on , and satisfying
[TABLE]
Proof.
Recall that the isometric flow is the negative gradient flow of a multiple of the energy, and hence for all for which the flow exists. By rescaling, we may assume that . By the doubling time estimate in Proposition 3.2, there is an such that whenever
[TABLE]
we have that
[TABLE]
First suppose that . By the derivative estimates Theorem 3.3 applied for in the time interval there is a constant such that
[TABLE]
Hence, applying Lemma 5.12, we deduce that for every there exists a depending also on and such that if then , because .
Therefore if we take we obtain , which contradicts the maximality of . Thus, we must have and so in fact the flow exists for all time.
Now let be the constant of Lemma 5.11, where is the first non-zero eigenvalue of the rough Laplacian acting on vector fields on .
If we take , we obtain a flow that exists for all time and satisfies the conditions of Lemma 5.11 for all time, since is nondecreasing. Hence,
[TABLE]
for all time, which leads to the decay estimate
[TABLE]
for all .
Thus, for every , we can estimate
[TABLE]
Hence, has a unique limit in as , in fact exponentially.
Moreover, the uniform torsion bound for all gives estimates on all derivatives of the torsion, for all times , by Theorem 3.3. This implies that given any sequence , a subsequence of converges smoothly to a limit, which must be by uniqueness. Therefore, the flow converges smoothly to as . Finally, the inequality (5.46) implies that , and choosing small enough we can also achieve , using the interpolation Lemma 5.12. â
Remark 5.14**.**
Note that the convexity Lemma 5.11 was crucial to obtain (5.47), which implies uniqueness of all limits of sequences with . Without it, we can only assert that any sequence with has a subsequence that converges smoothly to some limit, which may depend on the subsequence.
We now have all we need to prove long time existence and convergence given small entropy.
Theorem 5.15** (Low entropy convergence).**
Let be a compact manifold with -structure inducing the metric . Then, there exist constants depending only on such that for every small and , there exists such that if
[TABLE]
then the isometric flow starting at exists for all time and converges smoothly to a -structure satisfying
[TABLE]
and
[TABLE]
for all .
Proof.
By Corollary 5.8, if is small enough then we obtain a solution of the isometric flow satisfying
[TABLE]
for all . Moreover, by the derivative estimates in Theorem 3.3, satisfies , for some constant . Hence, by the interpolation Lemma 5.12, for every , if is even smaller we obtain . Then by Theorem 5.13, the flow converges to a -structure with divergence-free small torsion, with derivative bounds. â
We also have the following corollary.
Corollary 5.16**.**
Let . Given a metric , define by
[TABLE]
If then there exists a torsion-free -structure that induces , hence is Ricci flat with holonomy in .
Proof.
Consider a sequence and let be obtained by Theorem 5.15. By (5.49) there is a sequence of -structures inducing such that
[TABLE]
Theorem 5.15 then implies that the isometric flows starting from each converge to -structures satisfying
[TABLE]
with uniform derivative estimates. By the compactness Theorem 3.12 we obtain a limit torsion-free -structure on inducing the Riemannian metric . â
An interesting question is whether it is possible to prove Corollary 5.16 without using the isometric flow, but rather by using direct minimization methods.
5.4 Singularity structure
In this section we investigate the structure of singularities of the isometric flow. Consider an isometric flow on a compact -manifold encountering a finite time singularity at .
Fixing the constants of the -regularity Theorem 5.7 we define the singular set
[TABLE]
The next result explains why is called the singular set for the isometric flow.
Lemma 5.17**.**
The isometric flow restricted to converges as , smoothly and uniformly away from , to a smooth -structure on . In particular, is open in , and hence is closed. Moreover, for every there is a sequence with and such that
[TABLE]
Thus, is indeed the singular set of the isometric flow.
Proof.
By Theorem 5.7, for every there exist and such that
[TABLE]
for all , where
[TABLE]
Thus, with , we have
[TABLE]
for all . Hence, by the local derivative estimates Theorem 3.7 there exist constants , for any , such that
[TABLE]
in .
As in the proof of Theorem 3.8, it follows that as , the flow converges smoothly and uniformly away from to a -structure on , which induces the same Riemannian metric on . â
We now establish an upper bound on the âsizeâ of the singular set .
Theorem 5.18** (Singularity structure).**
Let be a -structure inducing the metric with
[TABLE]
and consider the maximal smooth isometric flow with .
Suppose that . Then as the flow converges smoothly to a -structure outside a closed set with finite -dimensional Hausdorff measure satisfying
[TABLE]
for some constant depending on . In particular the Hausdorff dimension of is at most .
Proof.
From Lemma 5.17, all that remains is to prove the estimate on , where denotes the -dimensional Hausdorff measure on .
Consider any subset with finite measure. As in [HamGray96], there is such that
[TABLE]
and
[TABLE]
satisfies
[TABLE]
Then for every , using the definition (5.50) of and that , we can then estimate
[TABLE]
By the definition (5.3) of , and the estimate (5.53) and (5.51), this becomes
[TABLE]
The result now follows from (5.52) and the arbitrariness of . â
Remark 5.19**.**
Theorem 5.18 says that the singular set is at most -dimensional. It would be interesting to find a geometric interpretation of the singular set in terms of geometry. If such a description exists, then it is likely that would be at most -dimensional, as there are no distinguished -dimensional subspaces in geometry.
Finally, we prove that if a singularity is of Type-I then a sequence of blow-ups of the flow admits a subsequence that converges to a shrinking soliton of the flow.
Theorem 5.20** (Type I singularities).**
Let be a -structure inducing the metric on a compact -manifold , and consider the maximal smooth isometric flow , with . Suppose that and the flow encounters a Type I singularity. That is,
[TABLE]
Let and and consider the rescaled sequence . Then, after possibly passing to a subsequence, converges smoothly to an ancient isometric flow on induced by a shrinking soliton. That is,
[TABLE]
Moreover if and only if is the stationary flow induced by a torsion-free -structure on .
Proof.
The subconvergence of the blow-up sequence to an ancient isometric flow on follows directly from the compactness theorem. That the limit is a shrinking soliton is a consequence of the almost monotonicity formula (5.8), just as in [HamGray96]. â
Remark 5.21**.**
It is an interesting open problem whether there exist any nontrivial shrinking solitons on the Euclidean . If there do not exist any such solitons, then Theorem 5.20 would imply that no Type I singularities can occur along the isometric flow.
References
