Morse-Novikov cohomology of almost nonnegatively curved manifolds
Xiaoyang Chen

TL;DR
This paper proves that for certain almost nonnegatively curved manifolds with nonzero first cohomology, the Morse-Novikov cohomology groups vanish, extending to Ricci curvature under bounded curvature operator conditions.
Contribution
It establishes vanishing results for Morse-Novikov cohomology on almost nonnegatively curved manifolds with nonzero first de Rham cohomology, including Ricci curvature cases.
Findings
Morse-Novikov cohomology vanishes for manifolds with almost nonnegative sectional curvature and nonzero first cohomology.
Vanishing also holds for manifolds with almost nonnegative Ricci curvature when curvature operator is bounded below.
Results extend classical cohomology vanishing theorems to the Morse-Novikov setting under curvature conditions.
Abstract
Let be a closed manifold of almost nonnegative sectional curvature and nonzero first de Rham cohomology group. For any , we show that the Morse- Novikov cohomology group vanishes for any . A similar result holds for a closed manifold of almost nonnegative Ricci curvature under the additional assumption that its curvature operator is uniformly bounded from below.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Geometry and complex manifolds · Geometric and Algebraic Topology
Morse-Novikov cohomology of almost nonnegatively curved manifolds
Xiaoyang Chen111School of Mathematical Sciences, Institute for Advanced Study, Tongji University, Shanghai, China. email: .
Abstract
Let be a closed manifold of almost nonnegative sectional curvature and nonzero first de Rham cohomology group. Using a topological argument, we show that the Morse-Novikov cohomology group vanishes for any and . Based on a new integral formula, we also show that a similar result holds for a closed manifold of almost nonnegative Ricci curvature under the additional assumption that its curvature operator is uniformly bounded from below.
1 Introduction
Let be a smooth manifold and a real valued closed one form on . Set the space of real smooth -forms and define as for . Then we have a complex
[TABLE]
whose cohomology is called the -th Morse-Novikov cohomology group of with respect to . If are two representatives in the cohomology class , then . Hence only depends on the de Rham cohomology class of . This cohomology shares many properties with the ordinary de Rham cohomology. See [10, 16, 17] and section for details.
If , the Novikov cohomology group is isomorphic to the de Rham cohomology group . There are lots of work relating de Rham cohomology to curvature properties of Riemannian manifolds. See for example [18]. In particular, a celebrated theorem of Gromov says that the Betti number of a closed manifold with almost nonnegative sectional curvature is bounded above by a constant depending only the dimension of the manifold [9]. Here we say that a Riemannian manifold has almost nonnegative sectional curvature if it admits a sequence of Riemannian metrics such that
[TABLE]
[TABLE]
where is the sectional curvature of and is the diameter of .
However, there are quite few work discussing the relationship between Morse-Novikov cohomology and curvature when . This paper is trying to make an attempt towards this direction. Our first result is the following theorem.
Theorem 1.1**.**
Let be a closed Riemannian manifold of almost nonnegative sectional curvature and nonzero first de Rham cohomology group, then the Morse-Novikov cohomology for any (including ) and any .
From the work in [7, 13], we know that a closed Riemannian manifold of almost nonnegative sectional curvature is an almost nilpotent space. Namely, there is a finite cover of , denoted by , such that is a nilpotent group that operates nilpotently on for every . Recall that an action by automorphisms of a group on an abelian group is called nilpotent if admits a finite sequence of -invariant subgroups
[TABLE]
such that the induced action of on is trivial for any . Now Theorem 1.1 is a consequence of the following topological result.
Theorem 1.2**.**
Let be a smooth manifold with nonzero first de Rham cohomology group. If is an almost nilpotent space, then the Morse-Novikov cohomology for any and any .
For a smooth manifold which is an almost nilpotent space, its Morse-Novikov cohomology does not necessarily vanish as the following example shows.
Example 1**.**
[13]** Let be defined by
[TABLE]
This map is a diffeomorphism with inverse given by
[TABLE]
Let be the mapping torus of . Then has the structure of a fiber bundle:
[TABLE]
The induced map on is given by the matrix
[TABLE]
Notice that the eigenvalues of are different from in absolute value. Hence is an almost nilpotent space. Let be a eigenvalue of with and a generator of . We claim that . To see this, observe that defines a linear representation of the fundamental group of :
[TABLE]
The representation defines a complex rank one local system over [5]. We denote by the -th cohomology group of with coefficients in this local system. By Theorem 2.2 in section , for any , we have
[TABLE]
On the other hand, by Wang’s exact sequence in Proposition 6.4.8 in [5] page 212, we have
[TABLE]
where is the linear map induced by . As is an eigenvalue of , we see that and .
By Theorem 2.1 in section , we see that is equal to the Euler characteristic number of . Hence we get the following
Corollary 1.3**.**
Let be a smooth manifold with nonzero first de Rham cohomology group. If is an almost nilpotent space, then its Euler characteristic number vanishes.
Theorem 1.1 fails for closed manifolds of almost nonnegative Ricci curvature. Recall that a Riemannian manifold has almost nonnegative Ricci curvature if it admits a sequence of Riemannian metrics such that
[TABLE]
[TABLE]
where is the Ricci curvature of and is the diameter of . Let be the manifold performing surgery along a meridian curve in , i.e, removing a tubular neighborhood of the curve and attaching a copy of . In [1], Anderson showed that admits a sequence of Riemannian metrics such that
[TABLE]
[TABLE]
Moreover, its fundamental group is isomorphic to and its Euler characteristic number is nonzero. For any , by Theorem 2.1 and Theorem 2.3 in section , we get for and . However, the sectional curvature of constructed by Anderson can have a uniform lower bound. Otherwise, there will be also an upper bound of the sectional curvature and by Theorem in [20], will fiber over which is impossible by the construction. In particular, the curvature operator of can have a uniform lower bound. By the following Theorem 1.4 and its Corollary 1.5, in fact can admit a sequence of Riemannian metrics of almost nonnegative Ricci curvature with curvature operator uniformly bounded from below.
Theorem 1.4**.**
Let be a closed Riemannian manifold with nonzero first de Rham cohomology group and admits a sequence of Riemannian metrics such that
[TABLE]
[TABLE]
If the curvature operator of is uniformly bounded from below by , then for any , there exists some such that for any , where is the Morse-Novikov cohomology group with respect to .
Corollary 1.5**.**
Let be a closed Riemannian manifold with nonzero first de Rham cohomology group. If admits a sequence of Riemannian metrics of almost nonnegative Ricci curvature with curvature operator uniformly bounded from below, then the Euler characteristic number of vanishes.
It has been known that the fundamental group of a closed manifold of almost nonnegative Ricci curvature is almost nilpotent [14]. By Theorem 2.3, for any without any additional assumption. See [12] for related work on noncollapsed almost Ricci flat manifolds.
Finally, we point out that for a closed Riemannian manifold of nonnegative Ricci curvature and nonzero first de Rham cohomology group, then the Morse-Novikov cohomology for any and . This follows from the Cheeger-Gromoll splitting theorem [4] and Theorem 2.1.
The proof of Theorem 1.2 is based on Cartan-Leray spectral sequence on equivalent homology [3]. By passing to a finite cover, we can assume that is a nilpotent space. The closed one form on defines a linear representation of the fundamental group of :
[TABLE]
The representation defines a complex rank one local system over [5]. We denote by the -th cohomology group of with coefficients in this local system. By Theorem 2.2 in section , for any , we have
[TABLE]
By duality, it suffices to show that , where is the -th homology group of with coefficients in this local system. Let be the universal cover of . By the Cartan-Leray spectral sequence [3], we have
[TABLE]
where is the -th homology group of with coefficients in the -module . Then we prove by induction to get the vanishing of .
The proof of Theorem 1.4 is based on Hodge theory of Morse-Novikov cohomology. Let be the formal adjoint of with respect to the Riemannian metric . We can also define an operator as the formal adjoint of with respect to . Further, is the corresponding Laplacian. These operators are lower-order perturbations of the corresponding operators in the usual Hodge-de Rham theory and therefore have much the same analytic properties. For example, the usual proof of the Hodge decomposition theorem goes through, and one obtains an orthogonal decomposition
[TABLE]
where is the space of harmonic forms, which is isomorphic to .
By Hodge theory, for each we can choose a harmonic form in the cohomology class . Let be the volume of , the volume form of and the dual vector field of defined by Set . Choose a harmonic form in . The idea is to show that for sufficiently large , which relies on the following crucial integral inequality proved in Corollary 4.3.
[TABLE]
for some constant depending only on .
As , applying Bochner formula to , we get
[TABLE]
Combing 1.3 and 1.4, for sufficiently large we will show
[TABLE]
Hence . See section for details.
Acknowledgements
The author is partially supported by National Natural Science Foundation of China No.11701427 and Institute for Advanced Study, Tongji University no. 8100141347. He thanks Professor Binglong Chen, John Lott and Andrei Pajitnov for helpful discussions.
2 Basic properties of Morse-Novikov cohomology
In this section we collect some basic properties of Morse-Novikov cohomology.
Theorem 2.1**.**
*Let be a compact -dimensional manifold and a closed one form on . Then:
(1) If , then for any , we have and the isomorphism is given by the map ;
(2) If and is connected and orientable, then and vanish. Moreover, the integration induces an isomorphism .
(3) is equal to the Euler characteristic number of ;
(4) If be a -dimensional manifold and be a closed one form on , then we have , where are the projection maps.
(5) If is a covering space with finite sheet, then is injective for any .*
Proof.
See page 476-480 in [10] and Proposition 1.2 in [16] for the proof of parts 1-4. For part 5, by Theorem 2.2, we have
[TABLE]
where is the complex rank one local system defined by the linear representation
[TABLE]
and is the -th cohomology group of with coefficients in this local system.
As is a covering space with finite sheet, one can construct a transfer map (see e.g. [8]) such that , where is the degree of . It follows that is injective.
∎
As a corollary of Theorem 2.1, we get
Example 2**.**
Let be -dimensional torus, then for any and by Theorem 2.1.
Let be a closed one form on . Consider the following linear representation of the fundamental group of :
[TABLE]
The representation defines a complex rank one local system over [5]. We denote by the -th cohomology group of with coefficients in this local system.
Theorem 2.2**.**
* for any .*
Proof.
The proof is contained in [17]. For the convenience of the reader, we provide the details here. Let be the universal cover of . The cohomology groups are isomorphic to , the cohomology groups of the complex , consisting of the -equivariant differential forms on relative to the usual differential (the proof is analogous to the sheaf-theoretic proof of de Rham’s theorem). Let be a function on such that . We give a mapping by the formula . It is easy to see that is one-to-one and commutes with the differentials. Hence
[TABLE]
∎
Theorem 2.3**.**
Let be a -dimensional manifold and a closed one form on . If the fundamental group of has a finitely generated nilpotent subgroup of finite index, then for any .
Proof.
Let be a finitely generated nilpotent subgroup of finite index and the covering space of with . The closed one form defines a linear representation of :
[TABLE]
The representation defines a complex rank one local system over . We denote by the -th cohomology group of with coefficients in the local system . Let be the topological space such that and the complex rank one local system over defined by . Since the classifying map induces over a cohomology isomorphism in degree one, we get
[TABLE]
As is a finite cover, implies that . Then is a nontrivial local system over . As is a finitely generated nilpotent group, by Theorem 2.2 in [15], for any , we have
[TABLE]
In particular,
[TABLE]
By Theorem 2.1 and Theorem 2.2, we have
[TABLE]
[TABLE]
[TABLE]
∎
3 Cartan-Leray spectral sequence
In this section we apply Cartan-Leray spectral sequence to prove Theorem 1.2. By passing to a finite cover, we can assume that is a nilpotent space. The closed one form induces a linear representation of :
[TABLE]
By Theorem 2.2, for any , we have
[TABLE]
where is the complex rank one local system over defined by . By duality, it suffices to prove the vanishing of , which is the homology group of with coefficients in the local system . Let be the universal cover of . The representation together with the action on by deck transformation induces the diagonal action on . By the Cartan-Leray spectral sequence ( Theorem 7.9, page 173 in [3]), we have
[TABLE]
where is the -th homology group of with coefficients in the -module . See [3] for more details of homology of groups. For us, we only need the following long exact sequence (Proposition 6.1, page 71 in [3]).
Lemma 3.1**.**
For any short exact sequence of -modules, there is the following long exact sequence:
[TABLE]
[TABLE]
As is a nilpotent space, then is a nilpotent group that operates nilpotently on for every . By Lemma 2.18 in [11], operates nilpotently on for every , that is admits a finite sequence of -invariant subgroups
[TABLE]
such that the induced action of on is trivial for any . The representation of induces a diagonal action on and we have the following short exact sequence of modules:
[TABLE]
We now prove for any by induction. It is clear that As , we see that is a nontrivial representation of . By assumption, the induced action of on is trivial for any . Then the diagonal action of on is nontrivial. As is a finitely generated nilpotent group, by Theorem 2.2 in [15], we get
[TABLE]
By Lemma 3.1 and induction, for any , we get
[TABLE]
In particular,
[TABLE]
By the Cartan-Leray spectral sequence [3], we have
[TABLE]
Hence for any , we have
[TABLE]
Then we get for any and
4 An integral formula of harmonic forms
In section we derive an integral formula of harmonic forms which will be crucial in the proof of Theorem 1.4.
Let be a closed Riemannian manifold and a closed real one form on . Define as for . Let be the formal adjoint of with respect to . We can also define an operator as the formal adjoint of with respect to . Further, is the corresponding Laplacian. These operators are lower-order perturbations of the corresponding operators in the usual Hodge-de Rham theory and therefore have much the same analytic properties. For example, the usual proof of the Hodge decomposition theorem goes through, and one obtains an orthogonal decomposition
[TABLE]
where is the space of harmonic forms, which is isomorphic to .
Let be the volume form of and the dual vector field of defined by Choose a harmonic form in . Then
[TABLE]
[TABLE]
The following integral formula and its corollary 4.3 will be crucial in the proof of Theorem 1.4.
Theorem 4.1**.**
[TABLE]
where and is the Lie derivative of in the direction .
Remark 4.2**.**
When is exact and for some smooth function on , we believe that the integral formula in Theorem 4.1 is the same as [6]. It is also possible to adapt the method in [6] to prove Theorem 4.1. However, we present a different proof here.
Corollary 4.3**.**
[TABLE]
for some constant depending only on .
Proof.
The Riemannian metric on induces a linear map between and defined by
[TABLE]
[TABLE]
Let be the inverse of the above map and the endomorphism of the bundle by
[TABLE]
The derivation of the Grassmann algebra induced by is denoted by . This is a linear map such that, if , then , and
[TABLE]
for any The following formula is proved in [19].
[TABLE]
for any .
Let be the divergence of with respect to . As
[TABLE]
for all , we see that Then by Theorem 4.1, we get
[TABLE]
for some constant depending only on . ∎
Now we prove Theorem 4.1. We firstly need the following lemmas.
Lemma 4.4**.**
For any form , we have
[TABLE]
where is the Hodge star operator with respect to .
Proof.
For any form , we have
[TABLE]
[TABLE]
[TABLE]
Hence
[TABLE]
∎
Lemma 4.5**.**
Let , then
[TABLE]
Proof.
As and , we get
[TABLE]
Hence
[TABLE]
By Lemma 4.4, we have
[TABLE]
It follows that
[TABLE]
So
[TABLE]
∎
Now we proceed to prove Theorem 4.1. As , we get
[TABLE]
So
[TABLE]
On the other hand, as , we get
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So
[TABLE]
Then
[TABLE]
[TABLE]
Combined with
[TABLE]
[TABLE]
we get
[TABLE]
Since
[TABLE]
we get
[TABLE]
On the other hand, we have
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[TABLE]
[TABLE]
[TABLE]
As , we get
[TABLE]
Moreover,
[TABLE]
[TABLE]
[TABLE]
Hence
[TABLE]
[TABLE]
5 Proof of Theorem 1.4
In this section we give a proof of Theorem 1.4. The proof is based on Corollary 4.3. Another crucial tool is the following Poincar-Sobolev inequality ([2], page 397).
Theorem 5.1**.**
Let be a closed smooth Riemannian manifold such that for some constant ,
[TABLE]
where is the diameter of , is the Ricci curvature of and
[TABLE]
Let , where is the unique positive root of the equation
[TABLE]
Then for each and , we have
[TABLE]
[TABLE]
where is the volume of , and is the Sobolev constant of the canonical unit sphere defined by
[TABLE]
Let in Theorem 5.1 and apply Theorem 3 and Proposition 6 in [2] pages 395-396, then we get the following mean value inequality.
Theorem 5.2**.**
Let and be a closed -dimensional smooth Riemannian manifold such that for some constant ,
[TABLE]
If is a nonnegative continuous function such that (here is a negative operator) in the sense of districution for some positive number , then
[TABLE]
where and is a function defined by
[TABLE]
The function satisfies the inequalities
[TABLE]
[TABLE]
In particular, and for .
Let be a closed Riemannian manifold with nonzero first de Rham cohomology group and admits a sequence of Riemannian metrics such that
[TABLE]
[TABLE]
Moreover, the curvature operator of is uniformly bounded from below by . For any , we are going to prove that there exists some such that for any . If , since the first Betti number of is bounded by (see e.g. [2]), the genus of is at most and by Example 2. Now we assume that Let be the formal adjoint of with respect to . By Hodge theory, we can choose a harmonic one form in the cohomology class . Then
[TABLE]
[TABLE]
[TABLE]
Let , where is the volume of , is the volume form of , and is the dual vector field of defined by We claim that for sufficiently large , for any . Choose a harmonic form in . Then
[TABLE]
[TABLE]
The goal is to prove that As , applying Bochner formula to [18], we get
[TABLE]
where is the Laplacian acting on functions which is a negative operator. Then
[TABLE]
Let be the divergence of with respect to . As is a harmonic one form, we see (see e.g. Proposition 31 in [18] page 206). By Corollary 4.3, we have
[TABLE]
for some constant depending only on . Applying Hlder’s inequality on 5.3 and using 5.2, we get
[TABLE]
[TABLE]
[TABLE]
where
Lemma 5.3**.**
[TABLE]
[TABLE]
where , are defined in Theorem 5.1 and Theorem 5.2 and is a positive constant depending only on .
Proof.
Since is a harmonic one form, . As , applying Bochner formula to , we get
[TABLE]
where is the Laplacian acting on functions which is a negative operator. On the other hand, by Kato’s inequality [2], we have . It follows that
[TABLE]
Since , , we have
[TABLE]
Apply Theorem 5.2 to , we get
[TABLE]
where . Since the curvature operator of is bounded from below by , applying Bochner formula to [18], we get
[TABLE]
for some positive constant depending only on .
Lemma 5.4**.**
[TABLE]
Proof.
Firstly, we have
[TABLE]
[TABLE]
[TABLE]
By Lemma 4.4, we get
[TABLE]
[TABLE]
Hence
[TABLE]
[TABLE]
[TABLE]
Since , we get
[TABLE]
∎
Given Lemma 5.4, we have
[TABLE]
By Kato’s inequality, we have . It follows that
[TABLE]
Apply Theorem 5.2 to , we get
[TABLE]
∎
Lemma 5.5**.**
[TABLE]
for some constant depending only .
Proof.
Let and . By Theorem 5.1 in the case , we get
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
It follows that
[TABLE]
∎
Lemma 5.6**.**
Let be the function defined in Theorem 5.1. Namely, is the unique positive root of the equation
[TABLE]
Then
[TABLE]
for some constant depending only on .
Proof.
Let Then
[TABLE]
On the other hand, for any sequence , we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Hence for some constant depending only on , we have
[TABLE]
∎
By 5.4, 5.5, 5.6 and 5.19, we get
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where
[TABLE]
As , we see
[TABLE]
Recall that and . By 5.20, 5.21 and 5.22, using the properties of in Theorem 5.2, we see that for sufficiently large ,
[TABLE]
Hence and when
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