An analogue of the Grothendieck-Springer resolution for symmetric spaces
Spencer Leslie

TL;DR
This paper generalizes Grothendieck's resolution to symmetric spaces, enabling new insights into automorphism sheaves and Springer theory applications within this context.
Contribution
It introduces a novel resolution for symmetric pairs, extending classical geometric tools to new settings in representation theory.
Findings
Constructed a resolution for symmetric pairs
Proved a relative automorphism sheaf result
Provided partial progress in Springer theory for symmetric spaces
Abstract
Motivated by questions in the study of relative trace formulae, we construct a generalization of Grothendieck's simultaneous resolution over the regular locus of certain symmetric pairs. We use this space to prove a relative version of results of Donagi and Gaitsgory about the automorphism sheaf of regular stabilizers. We also obtain partial results toward applications in Springer theory for symmetric spaces.
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An analogue of the Grothendieck-Springer resolution for symmetric spaces
Spencer Leslie
Department of Mathematics, Duke University, 120 Science Drive, Durham, NC, USA
Abstract.
Motivated by questions in the study of relative trace formulae, we construct a generalization of Grothendieck’s simultaneous resolution over the regular locus of certain symmetric pairs. We use this space to prove a relative version of results of Donagi-Gaitsgory about the automorphism sheaf of regular stabilizers. We also obtain partial results toward applications in Springer theory for symmetric spaces.
Key words and phrases:
Symmetric pair, regular stabilizers, resolution of singularities, Springer theory, relative trace formulae
2010 Mathematics Subject Classification:
Primary 20G05 ; Secondary 17B08, 32S45
Let be a connected reductive group over an algebraically closed field , and let denote its Lie algebra. We assume throughout that the characteristic of is zero or sufficiently large with respect to . An important construction in the representation theory of is the simultaneous resolution of singularities of Grothendieck
[TABLE]
where is the flag variety of Borel subgroups of . This space plays a central role in Springer theory, where one needs both the property that it simultaneously resolves the singularities of the quotient map with respect to the adjoint action , and the existence of the Cartesian diagram
[TABLE]
where is the Weyl group acting on a Cartan subalgebra , is the projection, and we have made use of the Chevalley isomorphism . This diagram may be used to induce Springer’s -action on the cohomology of Springer fibers.
The variety also arises in the theory of -Higgs bundles as studied by Donagi and Gaitsgory. In [DG02], the authors identify abstract Hitchin fibers as a gerbe over a certain abelian group scheme which acts on the Hitchin fibration. In their analysis, the restriction of the Grothendieck-Springer resolution to the regular locus of is used to compare the moduli space of regular centralizers with the moduli space of regular orbits of . In his study of the Langlands-Shelstad fundamental lemma, Ngô [Ngo06] utilized this connection in an important way. One of the goals of this present article is to establish an analogous statement in the case of a symmetric space (see Theorem 4.4).
More precisely, assume now that admits an involutive automorphism , and let be the fixed-point subgroup of . The pair is called a symmetric pair. Passing to the Lie algebra , the differential of (which we also denote by ) produces the decomposition
[TABLE]
where is the -eigenspace of . Then acts on the infinitesimal symmetric space by restriction of the adjoint action. Studying the -orbits on gives a natural generalization of the adjoint representation. In fact, the adjoint representation may be recovered by considering the involution of given by swapping the two factors.
0.1. An analogue of the Grothendieck-Springer resolution
In this paper, we construct and study a generalization of Grothendieck’s resolution for the quotient of by the action of over the regular locus of under the assumption that is quasi-split. This is equivalent to the existence of a Borel subgroup such that is a torus. In this setting, we define a sub-scheme and, setting , we prove that the induced map behaves like an analogue of Grothendieck’s resolution:
Theorem 0.1**.**
Let be a quasi-split symmetric pair with . There is a closed subscheme equipped with a proper surjective morphism . We have a commutative diagram
[TABLE]
where is the universal Cartan of the symmetric pair, is the categorical quotient map, and is the restriction of to . Furthermore, the restriction
[TABLE]
*is smooth, and the corresponding diagram is Cartesian. *
See Section 3 for more details. The family of quasi-split symmetric pairs includes the “diagonal” symmetric space as well as the stable (or split) involutions which feature in representation-theoretic approaches to arithmetic invariant theory (see [Tho13]).
Remark 0.2*.*
Our initial motivation for seeking such a result comes from considering the comparison of relative trace formulae. In many cases of interest (see [Les19], for example), one needs to generalize results of Ngô on the Langlands-Shelstad fundamental lemma [Ngo06] to the setting of symmetric spaces in order to stabilize these formulae. As noted above, the analogues of the results of Donagi and Gaitsgory we prove here will play a role for such generalizations.
Our reason for restricting to symmetric spaces is the current lack of a general theory of the fine structure of spherical varieties in positive characteristic. We nevertheless hope that our results here will aid in generalizations to spherical varieties. Our restriction to quasi-split involutions is also very natural from the perspective of harmonic analysis. For example, Prasad recently showed that generic representations over non-archimedean fields can be -distinguished only for such involutions [Pra19].
Remark 0.3*.*
Despite the notation, is not a simultaneous resolution of singularities of the categorical quotient . Even for the diagonal symmetric space, the space is not isomorphic to the Grothendieck-Springer resolution , though their pullbacks to the regular locus are obviously isomorphic. In Section 5, we identify a (Zariski-dense) interstitial space
[TABLE]
which is a family of resolutions of the singularities of . In particular, is isomorphic to the Grothendieck-Springer resolution in the diagonal setting. We discuss this object in more detail toward the end of the introduction and in Section 5.
The proof of Theorem 0.1 occupies Sections 3, using several results from Sections 1 and 2. A key idea is to show (see Proposition 1.12) that the universal Cartan subspace of may be equipped with a canonical involution associated to the symmetric pair. This allows us to identify the universal Cartan subspace of the symmetric pair as a distinguished subspace of . The Grothendieck-Springer resolution is equipped with a smooth map , and we define
[TABLE]
and show that this space has all the desired properties. This relies on a classification of the irreducible components of the fiber product , which we characterize with the aid of a Kostant-Weierstrass section to the categorical quotient map along with -conjugacy results from [Lev07]. This section gives a distinguished component of the fiber product corresponding to
This component is intimately related to constructions of Knop in the context of spherical varieties [Kno94] in characteristic zero. We expound further on this relationship in Appendix A, showing how Knop’s sections do not recover the Kostant-Weierstrass section in our setting. Our contribution is to show that Knop’s construction works in positive characteristic for symmetric spaces, which is of interest to number theory. Additionally, our use of a Kostant-Weierstrass section allows for a much more explicit analysis of this space over the entire regular locus. Such an analysis is important for applications in number theory and symplectic geometry; we consider some applications below.
For clarity, we state our explicit description of here:
[TABLE]
To be more precise, we associate to an element two subgroups of . The first is the largest -stable subgroup contained in , given by . For example, if is -split, then is a maximal torus. Second, if we denote by the semi-simple part of , then and the centralizer of in is a Borel subgroup of the centralizer . Finally, we define a -stable Borel subgroup to be regular if its Lie algebra contains a regular nilpotent element that lies in . This notion arises naturally from studying the action induces on the Springer resolution of the nilpotent cone (see Section 2).
0.2. Applications
In proving Theorem 0.1, we have two main applications in mind: the study of regular centralizers in for the action on (Section 4) and potential applications to Springer theory for symmetric spaces (Section 5).
In Section 4, we introduce the moduli space of regular stabilizers of the action of on , denoted where is the stabilizer in of a Cartan subspace of . As the notation indicates, this space is a partial compactification of the space which parameterizes Cartan subspaces of [Lev07, Section 2]. We show that this is naturally a smooth scheme. This space may be equipped with a natural -cover , where is the centralizer of in and is the little Weyl group of the symmetric space. This cover is a partial compactification of the space of pairs , with a Cartan subspace of and where is a -split Borel subalgebra111Since we allow the characteristic to be positive, we work with the definition that a Borel subalgebra is simply the Lie algebra of a Borel subgroup. of (Proposition 1.9). In Section 4.1, we prove that there is a Cartesian diagram
[TABLE]
and we show that the horizontal arrows in this diagram are smooth (see Proposition 4.1 and Theorem 4.4). A corollary of this is that the two -covers and are étale-locally isomorphic in the strong sense that they become isomorphic after a smooth base change. This implies that one is étale-locally a pull-back of the other and vice versa, whence the terminology. This is the analogue for quasi-split symmetric spaces of the results of [DG02, Section 10].
In Section 4.2, we study the tautological sheaf of regular stabilizers
[TABLE]
on . We prove that this group scheme is smooth and isomorphic to an abelian group scheme built out of the fixed point subgroup of the canonical involution on the universal Cartan . More precisely, let and consider the group scheme
[TABLE]
for any -scheme , where . We show (see Theorem 4.7) that there is a canonical isomorphism . Such a model for the sheaf of regular stabilizers is crucial for generalizing the approach of Ngô to studying fundamental lemmas in the context of relative trace formulae.
Remark 0.4*.*
While we assume for simplicity that is simply connected for much of the article, we address the necessary changes to obtain an isomorphism in the general case in Section 4.3.
Remark 0.5*.*
This group scheme is intimately related to the automorphism group schemes used by Knop [Kno96] in his analysis of collective invariant motion of a -variety in characteristic zero. Recently, Sakellaridis [Sak18] utilized Knop’s group scheme in a crucial manner to prove a “beyond endoscopic” transfer statement for rank one spherical varieties. Interestingly, it is the “complimentary subgroup” that is central to endoscopic phenomena in the symmetric case.
Aside from motivations arising from relative trace formulae, we expect to have other applications in the representation theory of symmetric pairs. For example, Chen, Grinberg, Vilonen, and Xue (see [CVX15, GVX18, VX18]) have recently studied analogues of Springer theory for symmetric pairs. While their initial work sought to generalize an approach of Lusztig which relies on , their most general results rely on a near-by cycles construction in [GVX18]. As noted above, the variety does not give a simultaneous resolution of singularities for the quotient , so it is natural to ask if there is an interstitial space
[TABLE]
which generalizes the Grothendieck-Springer resolution in this sense. Toward this question, we consider in Section 5 such a subspace , which recovers the classical Grothendieck-Springer resolution in the case of the case of the diagonal symmetric space . Our proposal for is quite natural: we simply extend the construction of from (2) to all of .
Theorem 0.6**.**
Consider the subspace of defined by
[TABLE]
and consider the map . For each , there is a decomposition into connected components
[TABLE]
such that each component is smooth and the map is a resolution of singularities. Here, denotes the induced reduced scheme structure.
This is Theorem 5.2, and give a sufficient criterion in Lemma 5.5 for this space to be smooth. Additionally, Proposition 5.1 shows that this recovers the Grothendieck-Springer resolution as a special case. Thus, there is a precise way in which one may systematically delete -orbits from to obtain a family of resolutions. As we note below, this family can fail to be smooth, or even irreducible, in general.
Our argument is similar to the analysis of in [Slo80, Chapter 3]. In particular, we need a good understanding of the resolution of singularities of irreducible components of nilpotent cones of symmetric spaces. We review the construction and relevant properties of the resolution given by Sekiguchi and Reeder [Sek84, Ree95] in Section 2, where we introduce the notion of a regular -stable Borel subgroup and identify the subset of the fixed-point locus of the Springer resolution which arises in .
However, there are very basic cases when the morphism does not admit a simultaneous resolution. In such cases, our space cannot be smooth and may not even give rise to an irreducible scheme. We describe a family of such examples using a monodromy argument in Section 5, but for a simple example, consider the case of a quasi-split symmetric pair . Then , , and these isomorphisms may be chosen so that corresponds to the map
[TABLE]
In this case, only the fiber over is singular, given by two affine lines meeting transversely at one point. However, is a cone, so that there is no way to resolve the singularity of at [math] while remaining birational to . In this case, is the blow-up at the cone point and where denotes the open -orbit of the exceptional fiber. The two remaining points of the exceptional fiber parameterize the two regular -stable Borel subgroups of , or equivalently the two components of the nilpotent cone of .
This example illustrates both that is as close to the Grothendieck-Springer resolution for symmetric spaces as is possible in general and how one may obtain the resolution of singularities of fibers of by systematically deleting -orbits. In this sense, is the appropriate object to study in the case of symmetric spaces and we expect it to have applications to representation theory of the symmetric pair beyond those studied in the present article. We hope to study the connections between these spaces with the Springer theory developed in [CVX15, GVX18, VX18] in future work.
Let us now summarize the paper. We review notation and certain basic properties of symmetric pairs in Section 1. We then focus on quasi-split involutions, culminating in Proposition 1.12. In Section 2, we review the theory of the nilpotent cone , studying the resolutions of the components of . This will be used in the proof of Theorem 5.2. We also introduce the notion of a regular -stable Borel subgroup in this section. Section 3 introduces , and proves Theorem 0.1. In Section 4, we turn to the primary application of studying the space of regular stabilizers and the sheaf of regular stabilizers on this space. Finally, with an eye toward applications in Springer theory, we end by introducing the space which is a (potentially non-smooth) family of resolutions of singularities of the quotient map. We give a criterion for when this space is smooth.
0.3. Notation
Algebraic groups will be denoted in Roman font, while Lie algebras will be in fraktur font.
For any -variety on which an endomorphism acts, we denote by the fixed point subvariety of . For any subspace , we denote its centralizer in a subgroup by . In particular, for we have
[TABLE]
We set to be the center of . Similarly, we denote the centralizer of in the Lie algebra by . For any group on which acts, we denote .
For any group , we use to denote the connected component of the identity.
0.4. Acknowledgements
I want to thank Jayce Getz for introducing me to questions which led directly to this project, as well as for many helpful conversations. I also thank Ngô Bao Chau, Aaron Pollack, and David Treumann for helpful discussions. We thank the anonymous referee for several helpful suggestions. Finally, I want to thank Jack Thorne for comments that led to the discovery of an error in an earlier version of this article.
Contents
- 1 Preliminaries
- 2 Nilpotent cones of symmetric spaces
- 3 A simultaneous resolution over the regular locus
- 4 Moduli space of regular stabilizers
- 5 Smoothness and resolution of singularities
- A Comparison with Knop’s section
1. Preliminaries
Let , , , and be as above. We assume that is either [math] or greater than , where is the supremum of the Coxeter numbers of the simple components of .
Remark 1.1*.*
Much of this article works for very good for , which is a much weaker assumption. The only aspect relying on the restriction to is the theory of the resolutions of singularities of the nilpotent cone from [Ree95]. We expect that appropriate application of the techniques used in [Lev07] should allow for Reeder’s results to be extended to good characteristic.
For simplicity, we assume that the derived subgroup of is simply connected, except in Section 4.3. This is not a serious restriction since for any isogenous group with involution there exists a unique involution of such that, if is the surjective isogeny, the diagram
[TABLE]
commutes; see [Ste68, 9.16] and [Lev07, Lemma 1.3]. In particular, and induce the same involution on . We abuse notation and also denote by the associated linear involution of .
There is a direct-sum decomposition , where is the -eigenspace of in . Let be the fixed point subgroup of in . The assumption that is simply connected means that the connected components of is controlled by its image in the abelianization map . The restriction of the adjoint action to normalizes , and . We will often use as a subscript to indicate objects associated to the corresponding -eigenspace; for example, we denote by the cone of nilpotent elements in (see Section 2).
1.1. Basics of symmetric pairs
Let be a symmetric pair with associated involution . We record here some structural facts about and point the reader to [Lev07] for more detail. We begin by noting that the Jordan decomposition behaves well with respected to the decomposition of .
Lemma 1.2**.**
For and for , if and only if where is the Jordan decomposition of .
In particular, there is a well-defined notion of the semi-simple locus of , namely . A toral subalgebra is a Cartan subspace of if it is maximal in the collection of toral subalgebras of . Such a subalgebra lies in the semi-simple locus of . Define the rank of the symmetric space to be for a Cartan subspace (see [Lev07, Theorem 2.11]). A torus in is -split if for all . A maximal such torus is called a maximal -split torus. Any two maximal -split tori of are conjugate by an element of [Lev07, Section 2].
We say an element is regular if its centralizer has the smallest possible dimension, and denote as the set of regular elements. We refer to [KR71] for properties of regular elements. An element is regular semi-simple if it is both regular and semi-simple, and set to be the regular semi-simple locus.
1.2. Quasi-split symmetric pairs
Define a parabolic subgroup to be -split if is a Levi subgroup of . Fix a maximal -split torus .
Proposition 1.3**.**
[Vus74, Section 1]** Let be a -split parabolic subgroup. Then is minimal among -split parabolic subgroup if and only if . Any two minimal -split parabolic subgroups of are conjugate by an element of .
Definition 1.4**.**
A symmetric pair with associated involution is called quasi-split if there exists a Borel subgroup that is -split. This is equivalent to being a torus. The pair (resp., ) is split if it is quasi-split and the torus is -split.
We will be exclusively interested in quasi-split symmetric pairs in the sequel. The following characterizations are well known.
Proposition 1.5**.**
A symmetric pair is quasi-split if and only if the following equivalent statements hold:
- (1)
There exists a -split Borel subgroup of . 2. (2)
The centralizer of a maximal -split torus is abelian. 3. (3)
There exists a regular element of contained in ; that is,
Proof.
Note that (1) and (2) are equivalent by Proposition 1.3.
Now let be a Cartan subspace of and let be the unique maximal -split torus satisfying [Lev07, Lemma 2.4]. Then the centralizing Levi subgroup is abelian if and only if it is a maximal torus of . The equivalence between (2) and (3) now follows from Lemma 4.3 of [Lev07], which implies that the dimension of is constant for all . ∎
We assume now and for the remainder of the paper that is quasi-split. Let be a maximal -split torus. By Proposition 1.5, is a maximal torus.
1.3. The little Weyl group and -split Borel subgroups
Associated to the tori , we have the absolute Weyl group and the little Weyl group . For a general symmetric pair, the little Weyl group is not naturally a subgroup of , but a subquotient. When the symmetric pair is quasi-split, may be identified with the fixed-point subgroup
Lemma 1.6**.**
When is quasi-split, there is a natural embedding
[TABLE]
where is the -stable maximal torus containing , where under this inclusion .
Proof.
By definition , and in this case . This implies that , giving the first claim.
Let and suppose represents . Then for some . We need to show that . Indeed, for any , and
[TABLE]
so that giving the inclusion. Then the second claim now follows easily. ∎
Remark 1.7*.*
The above proposition gives an inclusion when is a maximal -split torus and is its centralizer. If we instead consider a -fixed Borel subgroup and -stable maximal torus and set , then we have the inclusions
[TABLE]
The subscript [math] is motivated by the fact that it is possible to choose such that is a maximal torus in and is the Weyl group of . This distinction will be relevant in our discussion of resolutions of singularities of nilpotent cones in Section 2.
Example 1.8*.*
Consider the simply connected form of , and the following involution: let be the automorphism induced by the non-trivial diagram automorphism, and let , where is the highest root, and is the corresponding cocharacter of . Set , where is conjugation by . Setting , we have that is a Weyl group of type . On the other hand, is the Weyl group of (which is type ). Thus, , and .
On the other hand, this corresponds to the split involution of type listed in [Lev07, pg. 549]. It follows that . ∎
Returning to our maximal -split torus and centralizer , note that there are Borel subgroups containing . By [S*+*85, Proposition 2.9], we know that there exists a -split Borel subgroup . The following proposition says that the -split Borel subgroups containing is a -torsor.
Proposition 1.9**.**
Fix a -split Borel . Then any other -split Borel is of the form for some . In particular, for any maximal -split torus , the set of -split Borel subgroups containing it form a -torsor.
Remark 1.10*.*
A slight variation of this argument shows that there is a -torsor of minimal -split parabolic subgroups containing a maximal -split torus for arbitrary symmetric pairs. We leave the details to the reader.
Proof.
Recall is the fixed-point subgroup of the induced action on . Any takes to another -split Borel subgroup. Indeed,
[TABLE]
To finish, for any other Borel where , we claim that
[TABLE]
Conjugating by , the claim is equivalent to for some . This last claim is obvious by general theory, so we conclude that is not -split. ∎
1.4. Canonical involution on the universal Cartan
We end this section by recalling the universal Cartan subspace of a quasi-split symmetric pair , and showing that the universal Cartan of inherits a canonical involution such that may be identified as the -eigenspace. While we expect this is well known, we do not know of a reference for this result. We will make use of the induced embedding of universal Cartans in Section 3.
1.4.1. Canoncial Cartan of the symmetric variety
Let be a homogeneous variety of admitting an open orbit for some Borel subgroup . Such varieties are called spherical, and symmetric varieties are special cases. To any such variety, one may attach a conjugacy of parabolic subgroups characterized as follows: let be a Borel subgroup, and let be the open -orbit on . We set to be the maximal standard parabolic subgroup stabilizing :
[TABLE]
Define the universal Cartan subgroup of as the quotient . Note that for any other Borel subgroup , there is a canonical isomorphism
[TABLE]
justifying the name. This quotient inherits an action of the Weyl group of , and the restriction of the quotient to any maximal torus induces a -equivariant isomorphism . We also have the Lie algebra version ; this is the universal Cartan subalgebra, which also inherits a -action.
There is a canonical torus associated to the variety , known as the universal Cartan of . One may realize as the quotient of through which acts on the quotient where is the unipotent radical of . In particular, we have quotient homomorphism of universal Cartans , and a corresponding map of Lie algebras Moreover, there is a finite Coxeter group associated to , called the little Weyl group of , which may be realized as a subquotient of and so that the quotient is equivariant with respect to the appropriate subgroup of . The rank of is defined to be the rank of .
While there are general issues with extending the theory of spherical varieties to fields of positive characteristic, this is not an issue in the case of a symmetric space (see [Ric82] and [Lev07]), at least for large enough characteristics. We merely reference the terminology of general spherical varieties above for convenience. In this case, is conjugate to a minimal -split parabolic subgroup. In particular, is a Borel subgroup under the quasi-split assumption. Moreover, is precisely the little Weyl group associated to a maximal -split torus.
Lemma 1.11**.**
For any maximal -split torus , there is an isogeny of tori In particular, the two Lie algebras and are (non-canonically) isomorphic by an isomorphism which intertwines the actions of .
Proof.
Let . For any -split Borel subgroup , consider the canonical isomorphism . Restricting the quotient to induces an isomorphism .
The -split condition implies that if , then . It follows from [Lev07, Lemma 1.3] that is an isogeny. Passing to Lie algebras gives the second statement, and the statement about Weyl group actions follows from the -equivariance of . ∎
1.4.2. The canonical involution
Hereafter, we will denote the universal Cartan of simply by , its Lie algebra by , and the little Weyl group by . Additionally, the notation will always denote the the Lie algebra of the universal Cartan of . The previous lemma and discussion imply that this is consistent with our previous notation, at least up to a non-canonical isomorphism. In particular, we have an inclusion of the Weyl groups .
As is visible in the proof of the lemma, the isomorphism induced by any -split Borel descends through the quotient to give a commutative diagram
[TABLE]
There is a natural splitting of induced by the involution acting on
[TABLE]
where , and corresponds to the projection onto the first factor. The commutativity of the diagram induces a splitting for any choice of -stable Borel subgroup. We claim that the image of this splitting is in fact independent of , , and .
Proposition 1.12**.**
There exists a canonical involution inducing a decomposition
[TABLE]
Moreover and the image of the splitting is .
Proof.
For any Borel subgroup , there exists such that is -split, where is the conjugate involution. Moreover, any other such involution is of the form for some . Note that if is the -stable maximal torus of determined by , then for any . Thus for any pair , there exists a conjugate involution such that is -split and is the distinguished -stable Cartan subgroup.
Fix a Borel with an involution as above, and denote by be the induced involution on . We have the induced isomorphism
[TABLE]
and consider the involution on induced by this isomorphism. For any other Borel subgroup and involution such that is -split with corresponding stable torus , there is a such that . The choice of is determined up to the -action , so that the induced map is independent of all choices and is equivariant with respect to the involutions:
[TABLE]
Let denote the involution on induced by . We have the commutative diagram
[TABLE]
Indeed, the unique isomorphism is induced by . Note that for there exists a unique such that and a unique such that . Then the above diagram implies , so that
[TABLE]
where every isomorphism used is the canonical one. In particular, the two involutions are identified. We conclude that induced involution is independent of the choices involved. Let be the induced decomposition, where is the -eigenspace of .
Now consider the case of a -split Borel with maximal -split torus . Then the construction of implies we have an -equivariant isomorphism
[TABLE]
In particular, we obtain an isomorphism of -eigenspaces. By the commutative diagram (4), it follows that the section is an isomorphism onto . ∎
We remark that a similar argument produces a canonical involution which differentiates to the involution discussed in the proposition.
Corollary 1.13**.**
Let be the universal Cartan of . There is a canonical involution . In particular, there is a universal regular fixed-point subgroup .
We will use this corollary in Section 4 when the universal fixed-point torus is used to study the universal stabilizer group scheme.
2. Nilpotent cones of symmetric spaces
In this section, we discuss the nilpotent cone and desingularizations of nilpotent -orbits. We introduce the notion of a regular -stable Borel subgroup for use in Section 3. Aside from this definition, this section will be used in Section 5 to study the generalization of the Grothendieck-Springer resolution over the entire space .
The variety need not be irreducible. In fact, there is a bijection between connected components of and irreducible components of . Motivated by this, we adopt the notation to denote the set of irreducible components of . We refer the reader to [KR71] in characteristic zero and [Lev07] in good characteristic for further details. There is a general construction of resolutions of singularities for nilpotent orbit closures due to [Ree95, Sek84] which generalizes the Springer resolution of the nilpotent cone. As we are working in the special case of quasi-split symmetric spaces and only consider resolutions of regular nilpotent orbits, we describe the resolution in a simpler, albeit less general fashion.
Fix a regular nilpotent which lies in the Lie algebra of a unique Borel subgroup , which is necessarily -stable. Recall the Springer resolution of the nilpotent cone of :
[TABLE]
where we may choose to be our -stable Borel subgroup. The map given by is the Springer resolution of singularities. Consider the involution on defined by
[TABLE]
Fixing a -stable torus , we denote for the remainder of this section . In the previous section (3), we introduced two subgroups . Reeder shows in [Ree95] that the fixed-point variety may be decomposed as a disjoint union of vector bundles over indexed by :
[TABLE]
The restriction of naturally maps to , and we have the following:
Proposition 2.1**.**
Assume that is quasi-split. Then for each component , there exists exactly one such that the restriction of to is a resolution of singularities
[TABLE]
Proof.
This follows from [Ree95, Proposition 3.2], the proof of [Ree95, Proposition 4.1], and our assumption that is quasi-split. ∎
In general, the number is greater than . In particular, there may exist -stable Borel subgroups such that .
Example 2.2*.*
Consider the split involution for the exceptional Lie algebra . Then and , where is the standard representation. In this case, the nilpotent cone is irreducible [Lev07, Lemma 6.19 (c)], but since this is an inner involution. Thus, there is only a single orbit of -stable Borel subgroups meeting , and there are two orbits which do not.
Definition 2.3**.**
Suppose that is a -stable Borel subgroup. If this intersection is non-empty, we say that is a regular -stable Borel subgroup.
It is only regular -stable Borel subgroups that contribute to the fibers of the resolutions in Proposition 2.1. Denote the set of regular -stable Borel subgroup of by , so that
[TABLE]
where is the -orbit of regular -stable Borel subgroups whose Lie algebras meet the regular locus of the component . Note that each is a closed -orbit by Proposition 2.3 of [Ree95].
3. A simultaneous resolution over the regular locus
In this section, we define and study a subscheme which fits into a diagram analogous to the Grothendieck-Springer resolution where is replaced by the universal Cartan subspace of and prove Theorem 0.1, which we now recall.
Theorem 3.1**.**
Let be a quasi-split symmetric pair with . There is a subscheme with a proper surjective morphism . We have a commutative diagram
[TABLE]
where is the universal Cartan of the symmetric pair, is the categorical quotient map, and is the restriction of to . Furthermore, the restriction
[TABLE]
*is smooth, and the corresponding diagram is Cartesian. *
We prove this theorem in the next section by defining to be a distinguished irreducible component of the fiber product , proving several desirable properties including the statement about the restriction to the regular locus.
3.1. Components of the fiber product
Consider the Cartesian diagram
[TABLE]
The fiber product is not irreducible, and we must study the various irreducible components.
Proposition 3.2**.**
The irreducible components of all have the same dimension. They each surject onto , and are permuted transitively by the Weyl group action on the second factor. Finally, each component is stable under the -action on the left.
This is an infinitesimal version of [Kno95, Lemma 6.5], and the proof is essentially the same. Indeed, much of this subsection is analogous to the arguments in [Kno94, Section 3]. See Appendix A for a discussion on the relations between this section and the work of Knop.
Proof.
We claim that is a complete intersection in . To see this, note that is an affine space of dimension and the morphism is flat of relative dimension [math] with smooth. This implies that is also flat of relative dimension [math], so that
[TABLE]
The inclusion and the commutative diagram
[TABLE]
implies that . More precisely, it is the zero set of the equations induced by the coordinates of . Thus, is a complete intersection in .
This implies that all the components have the same dimension. Since the fibers of are -orbits, each component maps finitely-to-one onto , and acts transitively on the components. The final statement follows from the fact that is connected, and that the fibers of are -stable. ∎
We now make these components more explicit. Set , so that there is a Cartesian diagram
[TABLE]
Fix a set of coset representatives . Then for each , define by . Then the composition
[TABLE]
is -invariant, so that it factors uniquely to give a diagram
[TABLE]
by the universal property of the categorical quotient. Composing (5) with (6), we obtain a closed embedding, also denoted by ,
[TABLE]
Denoting the image by , then is surjective for each .
Lemma 3.3**.**
* is irreducible for each .*
Proof.
It suffices to prove is irreducible. Recalling that since is quasisplit, the intersection of with the regular semi-simple locus of is non-empty (if fact, it is dense). Set . Since permutes the irreducible components, it suffices to show that is irreducible. This will follow from the existence and properties of the Kostant-Weierstrass section, as we now explain.
Fix a regular nilpotent element . Then there exists an dimensional affine subspace such that (see [KR71, Section II.3] for characteristic zero and [Lev07, Lemma 6.30] for good characteristics):
- (1)
The restriction is an isomorphism, 2. (2)
every element is regular in , and 3. (3)
each regular -orbit in meets in exactly one point.
Here, , where . Let denote the inverse isomorphism , known as a Kostant-Weierstrass section. Consider the morphism defined by
[TABLE]
This is a section of , so that the image is an irreducible closed subscheme of with an open dense subscheme . This implies that is irreducible, as is smooth and connected. Applying [Lev07, Lemma 6.29], we see that
[TABLE]
implying that is irreducible. ∎
Let denote the set of irreducible components of .
Corollary 3.4**.**
The map is a bijection between
[TABLE]
Proof.
By the previous lemma, the map is well defined. Noting that
[TABLE]
and if , the corollary now follows.∎
3.2. Over the regular locus
Set for the restriction of to the regular locus. Since is isomorphic to the fiber product , we have a Cartesian diagram
[TABLE]
For our applications, we need another description of . There is a natural proper map induced by the map . Moreover, if we restrict to the regular locus, we obtain an isomorphism
[TABLE]
where we use the fact that and that . Corollary 3.4 thus enumerates those irreducible components of that map onto the regular locus of .
In particular, there is a unique irreducible component
[TABLE]
such that . Setting for the induced proper morphism, we obtain a commutative diagram
[TABLE]
By our previous considerations, this diagram is Cartesian over the regular locus of . In particular, [Lev07, Corollary 6.31] implies that is smooth over the regular locus.
We now give a description of this scheme in terms of Borel subgroups of . For an element , we define the following two subgroups. Firstly, let
[TABLE]
denote the largest -stable subgroup of ; it has the Lie algebra . Secondly, let
[TABLE]
be the corresponding Borel subgroup of , where is the Jordan decomposition. Denote by the Lie algebra of .
Proposition 3.5**.**
With the definitions as above, we have that
[TABLE]
This proposition proves Theorem 3.1. For later reference, we refer to such Borel subgroups as maximally split regular Borel subgroups. This terminology is justified by the observation that for any and any Borel subgroup with , we have the inclusion .
Proof.
Let denote the right-hand side. We first show that the map
[TABLE]
factors through . For this we make use of the canonical involution from Proposition 1.12 and the fact that is the -eigenspace for this involution.
Let be such that is split for the restriction of to . Note that
[TABLE]
so we are free to assume . Note that is a parabolic subgroup of with Levi subgroup . If where denotes the unipotent radical of , set . Then is the largest unipotent subgroup of such that , and we have the decomposition . In particular, for we have . We claim that is -split. Indeed,
[TABLE]
Noting that is a Borel subgroup of , the Levi decomposition for implies
[TABLE]
is a maximal torus in . Thus, is -split.
Since ,
[TABLE]
and it follows by the definition of that
[TABLE]
Thus, the map factors through , implying that we have a map . Since acts transitively on the fibers of , the argument above and Proposition 1.9 combine to show that this map is an isomorphism on geometric points. As is smooth, this is sufficient. ∎
We explicate the fibers of on geometric points. Suppose that , and let be a Cartan subspace of containing . Then , where . Let be a -split Borel subgroup containing . Then is a -split parabolic subgroup with Levi subgroup . The assumption that is regular is equivalent to [KR71, Theorem 7]. Therefore, there is a unique Borel subgroup such that lies in the nilradical of . Setting , where is the unipotent radical of , then is a Borel subgroup of and . This sets up a bijection
[TABLE]
Since any two -split Borel subgroups give the same parabolic subgroup if and only if for some , the left-hand side is in bijection with . Thus, this gives the entire fiber.
Noting that since permutes the Borel subgroups in the fiber over a given regular element through the action of for some maximal -split torus contained in and , we have the following corollary.
Corollary 3.6**.**
For a regular element , lies in a single -orbit, where is the natural map. Furthermore, for any if and , then is -conjugate to .
Proof.
The first claim follows from the discussion above. For the second claim, we first assume that . Fixing , then for and . The second claim now follows from the first claim for . For general , note that implies that , where is the Jordan decomposition of . ∎
Remark 3.7*.*
It is natural to ask for an explicit description of . By the construction of , we have that if and only if . For example, for any . Comparing with Proposition 2.1, we conclude the diagram
[TABLE]
does not give a simultaneous resolution of singularities and the map is not small. We discuss the question of whether there is an interstitial space in Section 5 below.
4. Moduli space of regular stabilizers
In this section, we generalize to the case of quasi-split symmetric spaces several results of Donagi and Gaitsgory [DG02, Section 10]. These fundamentally rely on Theorem 3.1 over the regular locus.
4.1. Regular stabilizers
With our set up as before, we have a Cartesian diagram
[TABLE]
The space is the moduli space of regular -orbits. We shall introduce a new space which parameterizes regular stabilizers.
In their study of the moduli of -Higgs bundles [DG02], Donagi and Gaitsgory introduce the moduli space of regular centralizers , where is the normalizer of a fixed maximal torus . This is a partial compactification of the space of Cartan subalgebras of and is a smooth subscheme of the Grassmannian of -planes in . It comes equipped with a natural smooth morphism
[TABLE]
which sends to its centralizer. There is a ramified -cover , where
[TABLE]
We refer to [DG02, Section 2] for the definition of a -cover. We remind the reader that a Borel subalgebra is defined to be a Lie algebra of a Borel subgroup. This is a partial compactification of the quotient map , which corresponds to restricting to the regular semi-simple locus. By the proof of [DG02, Prop. 1.5], there exists a Cartesian square
[TABLE]
This has the consequence that the -cover is étale-locally isomorphic to the -cover . In the next section, we prove a relative version of Theorem 11.6 in [DG02], which gives an isomorphism between two commutative group schemes over . This isomorphism was used in a fundamental way in [Ngo06], who worked over the base rather than . The étale-local isomorphism [DG02, Proposition 1.5] between these two -covers allows for passage between these two bases. The goal of this section is to prove an analogue of this statement in the case of a quasi-split symmetric pair .
To this end, we assume that the torus is the centralizer of a maximal -split torus . Using the pairing , we let denote the closed subscheme of the Grassmannian of -planes in on which the restriction of vanishes identically. Consider the map
[TABLE]
Essentially the same argument of [DG02, Section 10.1] applies to show that this is a well defined morphism of schemes.
Proposition 4.1**.**
The map is smooth.
Proof.
Set . Using the definition of , we may express the tangent space as the space of maps such that
[TABLE]
for all . To see this, we have by definition that
[TABLE]
where and where is the projection onto the first factor. Any linear map satisfying (8) gives rise to such an algebra by setting for any -algebra
[TABLE]
It is easy to see that if and only if for all and that any arises in this way. This gives the claimed description.
In terms of this description, the differential sends to the unique map such that
[TABLE]
This identity implies that for all so that we may identify . Therefore, letting be the map , we see that the composition
[TABLE]
coincides with the tautological quotient map. Finally, the identity for all implies that ev is injective, hence an isomorphism. In particular, the image of lies in the smooth locus of and is surjective. This proves that is smooth.
∎
We define the image of this map to be , where is the normalizer of in . The following lemma tells us that notation is reasonable.
Lemma 4.2**.**
The -points of parameterizes maximal abelian subalgebras of that meet . Moreover, the quotient embeds as an open subvariety parameterizing Cartan subspaces of .
Remark 4.3*.*
Since we allow positive characteristic, we remind the reader that a subspace is called a Cartan subspace if it is a nilpotent subalgebra and such that if is the decomposition of such that is nilpotent on and non-singular on , then
[TABLE]
In good characteristics, it is a theorem of Levy [Lev07, Theorem 2.11] that such subspaces are maximal toral subspaces of .
Proof.
Let have centralizer , which is a maximal abelian subalgebra of . As this is -stable, it decomposes , where [Lev07, Lemma 4.2]. Then gives . The maximality follows from the regularity of . Moreover, if we are given such an abelian subalgebra , then it is contained in the centralizer of any regular element . Therefore, and maximality forces equality.
It is known that the quotient parameterizes Cartan subspaces [Lev07, Theorem 2.11], and the embedding is obvious. ∎
We remark that the proof of Proposition 4.1 did not rely on the symmetric space being quasi-split. Taking this into account gives a commutative diagram
[TABLE]
where the bottom arrow is given by We note that the vertical arrows are smooth. We now define to be the space of pairs
[TABLE]
under the restriction that is maximally split, which we recall means that is a regular -stable Borel subalgebra of . Here is the Jordan decomposition of the algebra . As before this comes equipped with a natural closed immersion . This may be constructed as follows: we have the diagram
[TABLE]
where the arrow is given by
[TABLE]
Then is given by the image of the top row of arrows, and we have the following theorem.
Theorem 4.4**.**
The diagram
[TABLE]
is Cartesian. In particular, the -covers and are étale-locally isomorphic.
Proof.
Note that we have a morphism given by
[TABLE]
There is clearly a map the other direction, namely the map which sends a triple to , where is the unique Borel subgroup with Lie algebra . This is obviously an inverse map on geometric points, which suffices to show it is an isomorphism since is smooth, hence reduced.
Now, we show that the diagram of Cartesian squares
[TABLE]
implies that is étale-locally (with respect to étale covers of ) a pullback . A similar argument proves that is étale-locally a pull-back of . The smoothness of the horizontal arrows implies that for any , we may find a suitable affine open neighborhood and an affine neighborhood containing such that there is a commutative diagram
[TABLE]
for some integer . Here and is étale [Sta18, Lemma 28.34.20]. Using the zero section splitting , for any , we obtain an étale neighborhood of equipped with a locally-closed immersion such that the diagram
[TABLE]
commutes. Forming the fiber products and , the commutativity of (9) implied that the natural map
[TABLE]
is an isomorphism. Labeling , the -cover is thus a pullback of by Theorem 3.1. ∎
Example 4.5*.*
For the case , it is shown in [DG02, 1.6] that , with the map
[TABLE]
The involution induced on is . It is easy to see that with being the unique degree two map ramified over [math] and . These points correspond to the two nilpotent centralizers contained in .
4.2. Sheaves of abelian groups
The final goal of this section is to prove a relative analogue of Theorem 11.6 in [DG02]. This is an isomorphism between the tautological sheaf of regular stabilizers on and a certain subsheaf of the restriction of scalars from , and will be useful in any attempt to generalize the results of Ngô [Ngo06] to the case of a relative trace formula associated to a symmetric variety.
The first sheaf to consider is the sheaf of -fixed stabilizers given by
[TABLE]
For the second group scheme, let denote the universal Cartan of . As noted in Corolllary 1.13, the torus may be equipped with a canonical involution . Let
[TABLE]
be the fixed points of this involution. Note that the neutral component is a torus, but we wish to consider the entire fixed-point subgroup. For example, if is split, then this is a finite subgroup. This component group will play a role in the study of relative trace formulae associated to split involutions.
We also consider the group scheme over defined as
[TABLE]
That is, for any -scheme
[TABLE]
where . This functor is representable by a group scheme, giving our .
Lemma 4.6**.**
[Kno96, Lemmas 2.1,2.2]** The group scheme exists and is a smooth, commutative affine group scheme over .
We have the following analogue of [DG02, Theorem 11.6].
Theorem 4.7**.**
There is an isomorphism of smooth commutative group schemes
We are currently working under the assumption that is simply connected. In Section 4.3, we explain how to extend the result to the general case.
Proof.
Recall the isomorphism over [DG02], where
[TABLE]
is the canonical centralizer group scheme and
[TABLE]
This morphism is defined as follows: for any -scheme , we take an -point of to the composition
[TABLE]
which is an arrow . On geometric points, the isomorphism with takes to the -equivariant map
[TABLE]
where is the fiber over in the reduced subscheme of which consists of the relevant Borel subalgebras, and .
We are interested in the fiber products
[TABLE]
and the corresponding diagram defining . Then we have is an isomorphism of smooth group schemes over . There is a natural involution on by restricting the involution on to . This naturally induces an involution on given by
[TABLE]
In particular, the fixed-point subgroup scheme is precisely . By [Edi92, Proposition 3.4], it follows that is smooth over . The corresponding involution on sends to so that induces an isomorphism
[TABLE]
Lemma 4.8**.**
With respect to this involution, there is an isomorphism .
Proof.
We first construct the map. Let be a -scheme and let be a -fixed point. The corresponding -point of is a -equivariant map
[TABLE]
Note that there is a natural inclusion
[TABLE]
so that by restriction we have a morphism which is -equivariant. It remains to show that the image lies in . For each geometric point let be the corresponding geometric point of . The gives rise to a map given by
[TABLE]
for all maximally split Borel subgroups with . Since is maximally split, the proof of Proposition 1.12 implies we may choose such that is -split. Since , if we write for the Jordan decomposition, then . This follows from the corresponding fact about centralizers of regular nilpotent elements and [KR71, Theorem 7]. We may now compute
[TABLE]
where we used the fact that is a fixed point. Therefore, the morphism factors through the inclusion of , and we have a morphism .
We now show that this morphism is an isomorphism. Using [Edi92, Proposition 3.1], which in particular implies that is a closed immersion, we see that
[TABLE]
are all closed immersions. In particular, the morphism is closed. Since is smooth (hence reduced), it suffices to check that this is an isomorphism over the regular semi-simple locus. Note that -equivariance implies that for any , a morphism determines a unique morphism . This is because
[TABLE]
where the map is given on geometric points by . This gives a natural map .
Since the map is injective over the regular semi-simple locus, the previous argument implies that . This implies that the above morphism factors through , and it gives an inverse morphism on this locus. This shows that is an isomorphism. ∎
This completes the proof of Theorem 4.7. Indeed we already have seen that is smooth and that there is an isomorphism . ∎
Given the inclusion of subgroups , we may form the following subgroup scheme of over :
[TABLE]
We may similarly define and form the corresponding -invariant restriction of scalars group schemes .
Corollary 4.9**.**
We also have isomorphisms .
Proof.
The argument above goes through verbatim in this case. We leave the details to the reader.
∎
4.3. When is not simply connected
In [DG02], the authors do not assume that is simply connected. That they work in full generality is of the utmost importance for applications to the Langlands program. In this subsection, we describe the analogous result in the symmetric space setting when we relax the simple-connectedness assumption.
Donagi and Gaitsgory first define
[TABLE]
as in the preceding section, then define a subgroup group scheme by imposing that certain eigenvalues occur on the branching locus of the map to obtain an isomorphism . More precisely, let denote the set of roots of . For any root of , let denote the fixed-point locus of the involution . For any and -point of , the composition
[TABLE]
has image . The group subscheme is defined to be the subgroup of maps avoiding , which as a short-hand we call condition . They then show that .
Under the assumption that is simply connected, this subscheme is actually the entire group . Nevertheless, the argument in the proof of Theorem 4.7 did not depend on this restriction, so to generalize we need only explicate the appropriate restrictions on the points of the group scheme for Lemma 4.8 to hold.
To make this precise, we drop the assumption that is simply connected and now set
[TABLE]
and describe a subgroup scheme such that we have an isomorphism . For each , we form the fiber product . This is never empty since it contains the pairs where is nilpotent, for example. Then for any scheme , the proof of Lemma 4.8 makes clear that for an element , we have a commutative diagram
[TABLE]
Since satisfies the condition , we conclude that the composition avoids . In particular, we have the following characterization.
Corollary 4.10**.**
Define subgroup so that for any -scheme , the set of -points consists of -equivariant arrows such that for every the composition
[TABLE]
avoids . Then we have an isomorphism .
Example 4.11*.*
In the case of , we need only consider one root . In this case,
[TABLE]
is the disjoint union of points corresponding to the two nilpotent regular centralizers contained in and associated -stable Borel subalgebras.
Working with gives . For either nilpotent closed point , is the corresponding pair and there are two morphisms . Since , both are admissible and we find
On the other hand, if we work with , then , where is the fundamental coweight. While there are two maps , only the one with image is admissible since . Thus in this case.
5. Smoothness and resolution of singularities
In this final section, we consider the question of whether has a partial compactification that plays a role analogous to the Grothendieck-Springer resolution over the entire space . That is, we ask if there is a smooth family of resolutions of the singularities of the adjoint quotient map. For simplicity, we assume now that is semi-simple and continue to assume that it is simply connected (see [Ste68, 9.16] and [Lev07, Lemma 1.3]).
Toward this question, we consider a subspace which we show recovers the classical Grothendieck-Springer resolution in the case of the diagonal symmetric space . We also show that our proposal does indeed form a family of resolutions of the singularities of the quotient map , and give a sufficient criterion for this space to be smooth.
However, there are very basic cases when the morphism does not admit a simultaneous resolution after base change to any finite ramified cover of . In such cases, our space will not give rise to an irreducible scheme. For example, assume that so that we may work topologically. If we consider the split involution of type associated to the symmetric pair () we may see that no simultaneous resolution exists as follows: consider the subregular Slodowy slice studied in [Tho13]. Then is a family of plane curves with an isolated singularity at [math] of type . The monodromy representation on has image the principle congruence subgroup , where is the genus of the curves [AVGL88], so no finite base change can remove this obstruction. Since a simultaneous resolution of would pull back to one of , it follows that no such resolution can exist. The author wishes to thank Jack Thorne for explaining this example to him.
Our proposal for is quite natural: we simply extend the construction of from Proposition 3.5 to all of and consider the following subspace of :
[TABLE]
where the superscript stands for resolution. The next proposition shows that this construction recovers the Grothendieck-Springer resolution for the diagonal symmetric space.
Proposition 5.1**.**
Consider the diagonal symmetric space . Then
[TABLE]
is an isomorphism, where this latter variety is the Grothendieck-Springer resolution of .
Proof.
First, note that the property of lying in is that
[TABLE]
since so that
[TABLE]
We construct an inverse to : Let and suppose that . Consider the parabolic subgroup with Levi subgroup . Note that if is the Levi decomposition of , then . It is standard theory that there exists a unique parabolic subgroup such that ; let be its unipotent radical. Then, the group is also a Borel subgroup of . By construction, . Thus, we define the morphism
[TABLE]
Clearly, . We claim also that . Suppose that
[TABLE]
This implies that
[TABLE]
The Borel subgroup contains a maximal torus centralizing , so for some . The claim now follows since, for fixed Borel subgroup containing a maximal torus , the set of subgroups as ranges over the -torsor of Borel subgroups containing are all distinct. This final statement is true as the sets for are distinct subsets of . ∎
We now consider the fibers of the map . Let , and recall the Kostant-Weierstrass section , which depends on a choice of regular nilpotent element. Setting , we have the identification
[TABLE]
where is the nilpotent cone in the -eigenspace of . This scheme decomposes into finitely many irreducible components . Since and are connected, we have a decomposition into irreducible components
[TABLE]
where
Theorem 5.2**.**
There is a decomposition into connected components
[TABLE]
such that each component is smooth and the map is a resolution of singularities. In particular, is smooth.
Proof.
Recall that is a quasi-split involution, which we also denote by . Let denote the fixed point subgroup of in . Note also that is connected since the derived subgroup is simply connected [Ste68].
By [Ree95, Proposition 2.3.4], the fixed point set of is a disjoint union of varieties isomorphic to . The above morphism only maps to the regular -stable Borel subgroups of , denoted by . Using the notation from Proposition 2.1, we have
[TABLE]
where is the closed -orbit of regular -stable Borel subgroups whose Lie algebras meet the regular locus of the component .
For simplicity, we adopt the notation . Let . Then there exists and such that so that . If is another element such that , then and
[TABLE]
Then
[TABLE]
so that the regular -stable Borel subgroups are in the same -orbit. Since is connected, this implies a decomposition
[TABLE]
into connected components. It is clear that the restriction of to any component gives a morphism .
We need the following lemma.
Lemma 5.3**.**
The image of under the projection lies in a single -orbit.
Proof.
If , then there exists such that
[TABLE]
and . We may assume so that . Then since is a single -orbit, we find that there is such that, replacing by , . Since , Corollary 3.6 thus implies that lies in the same -orbit as in , so that and do as well. ∎
Now fix a Borel such that with . Then for every , the previous lemma says that we may write for some . This implies that so that
[TABLE]
Thus, the difference is nilpotent, implying . We have proven the following lemma.
Lemma 5.4**.**
There is an isomorphism
[TABLE]
which we may identify with . ∎
Let us now consider the resolution of singularities of . Using Proposition 2.1, we see that
[TABLE]
has a similar decomposition into components
[TABLE]
Fix a component , and restrict the previous map to the fiber over this component. By [Ree95, Proposition 3.2], is a resolution of singularities. More explicitly, let . In Section 2, we constructed a Borel subgroup with Lie algebra such that if , then , and
[TABLE]
It follows that
[TABLE]
is a resolution of singularities of an irreducible component of . The natural map
[TABLE]
is an isomorphism. For any Borel subgroup such that and , we may identify and so that Lemma 5.4 implies that induces an isomorphism
[TABLE]
and thus a commutative diagram
[TABLE]
showing that is a resolution of singularities.
∎
Consider the morphism . We wish to know if may be endowed with a natural scheme structure such that this morphism is smooth. Our analysis of the fibers of this morphism shows that their reduced subschemes are all smooth of dimension . To use our analysis of the fibers to conclude smoothness, we require the following technical lemma.
Lemma 5.5**.**
Suppose that is a variety (that is, a reduced, irreducible, separated scheme of finite type over an algebraically closed field ) and suppose is a smooth affine -scheme of dimension . Suppose that is a morphism such that
- (1)
* is smooth of fixed dimension for all ,* 2. (2)
the maximal open which is a reduced scheme is dense in for all .
Then is smooth. In particular, is smooth over .
We remark that the statement trivially holds for once one assumes that is surjective.
Proof.
Denote by the open subscheme on which the restriction is smooth. Then is the fiber : this follows from [dJ96, 2.8]. Let denote the normalization of ; note that is an open subscheme of as well. We have the commutative diagram
[TABLE]
First, we show that the assumptions imply that for each , the induced map is an isomorphism. Indeed, this is a finite morphism that is an isomorphism over . Moreover, is equidimensional by Krull’s height theorem, so that the map is birational. It is thus an isomorphism as the base is smooth, hence normal. In particular, also satisfied the assumptions of the lemma. This also implies a bijection between closed points of and .
For any smooth effective Cartier divisor , consider the morphism . Since normal, it follows that is reduced [Sta18, Tags 0344 and 0345]. If , this shows that the fibers of are reduced, so that they are smooth by the preceding paragraph. But then is a morphism with smooth equidimensional fibers over a smooth base. It is flat by [Sch10, Theorem 3.3.27], and thus smooth by [Har77, Theorem 10.2]. For , the version of Bertini’s theorem stated in [Jou83, Theorem 6.3 (4)] implies that for any we may choose such that and is irreducible. Note that we have used the fact that is surjective. Then the map also satisfies (1) and (2). By induction on the dimension of the base, is a smooth morphism. In particular, all the fibers of are smooth. By the argument above, is a smooth morphism.
To conclude, we show that is an isomorphism. Since we have seen that it is bijective on closed points, we need only check that it is injective on tangent vectors. The diagram (10) implies that any vector in the kernel of must be vertical with respect to ; that is, it must lie in for some . But this is impossible since is an isomorphism of smooth varieties. ∎
Corollary 5.6**.**
If is a variety, the morphism is smooth.
Proof.
This follows from Lemma 5.5. To see this, take , , and . Then under the assumption on , the spaces and satisfy the criteria, (1) follows from Theorem 5.2 above, and (2) follows from the Cartesian diagram in Proposition 3.5 which implies that
[TABLE]
which is Zariski open and dense, is smooth. ∎
Appendix A Comparison with Knop’s section
In this appendix, we compare our use of a Kostant-Weierstrass section in Section 3 to the results and methods of Knop in the context of spherical varieties. We therefore assume that is an algebraically closed field of characterisic zero, as this is the context of Knop’s theory [Kno94].
A.1. Knop’s section
Let us recall the results of [Kno94, Section 3]. For ease of comparison to the Kostant-Weierstrass section, we use a more general set up, following [Sak18]. Let be a connected reductive algebraic group over and let be a spherical -variety. For simplicity, we assume that is quasi-affine.
Remark A.1*.*
Knop’s results hold more generally for any normal -variety that is non-degenerate in the sense of [Kno94, Section 3].
Fix a Borel subgroup and let denote the canonical torus quotient. Letting denote the Lie algebra of , we have the natural inclusion of dual spaces
[TABLE]
as linear maps trivial on the nilpotent radical of Finally, let denote the Weyl group of the pair .
Let denote the open -orbit and let denote the largest parabolic subgroup of stabilizing It is known that acts on the categorical quotient through a torus quotient , known as the canonical torus of the variety . This induces a quotient morphism and dual inclusion Set for the flag variety of Borel subgroups of , and let denote the flag variety of parabolic subgroups conjugate to We consider the correspondence variety
[TABLE]
this is equipped with natural projections
[TABLE]
Remark A.2*.*
In [Kno94], Knop fixes a Borel subgroup , and works only within the fiber . Here is the unique parabolic in containing As we will see in the next subsection, it is more natural to consider the fibers when studying the infinitesimal theory of at a point .
Consider the cotangent bundle . The -action on gives rise to the moment map
[TABLE]
where is the functional
[TABLE]
with the tangent vector at corresponding to the infinitesimal flow in the -direction.
Set and consider the fiber product
[TABLE]
where the second fiber product is taken with respect to the composition of the moment map with the Chevalley quotient map
[TABLE]
In his study of normal -equivariant embeddings , Knop defines a map
[TABLE]
this is linear in the second factor, so it suffices to define it on the lattice of characters
[TABLE]
For let be a rational -eigenfunction with eigencharacter which is unique up to scaling. Then Knop’s map is defined by
[TABLE]
While the fiber product is not generally irreducible, the image of the map singles out a distinguished component
[TABLE]
the elements of which are known as polarized cotangent vectors. Moreover, if we restrict to the preimage of the regular locus , the resulting open subvariety is a Galois cover of an open subset of with Galois group a sub-quotient of known as the little Weyl group of the variety . Finally, there is a commutative diagram
[TABLE]
where the vertical arrows are the natural maps.
Now fix a point . There is a natural commutative diagram
[TABLE]
For any choice ,
[TABLE]
gives a section of the top horizontal arrow.
A.2. The case of a quasi-split symmetric space
Let us now compare the constructions of the previous section to the notions in Section 3. To that end, we assume that is a quasi-split symmetric space associated to . The quasi-split assumption implies that for any Borel subgroup , so that
By the definition of a symmetric space, for any there is an involution such that is the stabilizer , and In this context, is the variety of pairs such that is split with respect to the involution .
Fix a base point and set and . We have the grading
[TABLE]
where the notation is as in the main body of the paper. Fixing a -invariant inner product on , which easily exists in characteristic zero (see [Lev07, Section 3] in positive characteristic), we have isomorphisms , and . Then we see that
[TABLE]
A key simplifying feature of the symmetric case is the existence of the canonical involution from Section 1.4; see Lemma 1.11 and Proposition 1.12 for the relevant results. This gives rise to a natural direct sum decomposition of the Lie algebra
[TABLE]
where the -eigenspace is naturally identified with the Lie algebra of the canonical torus of the variety . Moreover, the maximal -split subtorus satisfies
[TABLE]
Fixing a -invariant inner product on , we have and the inclusion corresponds to the inclusion from the previous section.
Considering the fibers over , the diagram (11) now takes the form
[TABLE]
where is the connected component of isolated in Section 3.1. We note that the notation here is inconsistent with the notation of Section 3. We hope this causes no confusion. Also, the diagram (12) corresponds to
[TABLE]
which extends diagram (7).
In Section 3.1, we considered sections of the top horizontal arrow of the form
[TABLE]
for a section , known as a Kostant-Weierstrass section. The proofs of the various properties of such a section are rather involved; see [KR71, Section II.3]. Its definition relies on the choice of regular nilpotent element and -dimensional affine subspace . For any such choices, the section has the properties that
- (1)
the image of is contained in 2. (2)
meets each regular semi-simple -orbit in exactly one point.
Comparing with the sections introduced in the preceding section, we claim that is not given by for any -split Borel subgroup . To see this, just note that for any such ,
[TABLE]
since in this case is a -fixed function and the sphericity of implies that any -fixed function is constant. On the other hand,
[TABLE]
where is our chosen regular nilpotent element. More generally, if we let denote the open subvariety of -split Borel subgroups, then and the Kostant-Weierstrass section does not factor through
[TABLE]
where , in the sense that there is no morphism such that
[TABLE]
Our analysis in Section 3 implies that such a map exists over the regular semi-simple locus.
Lemma A.3**.**
Fix a Kostant-Weierstrass section . There exists a unique morphism
[TABLE]
such that the diagram
[TABLE]
where is the restriction of Knop’s map to the fiber over
Proof.
This follows from Proposition 3.5, which characterizes . Indeed the map is given by composing with the projection . ∎
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