This paper studies the algebraic stability of certain meromorphic maps on moduli spaces derived from Thurston's pullback maps, linking their dynamics to the original branched coverings on the sphere.
Contribution
It establishes algebraic stability of these maps on specific Hassett spaces, connecting their dynamics to the properties of the original branched covering maps.
Findings
01
R_{ extphi} is algebraically stable on the Hassett space for certain configurations.
02
The stability relates to the length of the cycle containing the fully ramified point.
03
The work links dynamics on moduli space to the original sphere map.
Abstract
Let ϕ:S2→S2 be an orientation-preserving branched covering whose post-critical set has finite cardinality n. If ϕ has a fully ramified periodic point p∞ and satisfies certain additional conditions, then, by work of Koch, ϕ induces a meromorphic self-map Rϕ on the moduli space M0,n; Rϕ descends from Thurston's pullback map on Teichm\"uller space. Here, we relate the dynamics of Rϕ on M0,n to the dynamics of ϕ on S2. Let ℓ be the length of the periodic cycle in which the fully ramified point p∞ lies; we show that Rϕ is algebraically stable on the heavy-light Hassett space corresponding to ℓ heavy marked points and (n−ℓ) light points.
Equations49
P:={ϕn(x)∣x is a critical point of ϕ and n>0}
P:={ϕn(x)∣x is a critical point of ϕ and n>0}
n→∞lim(gn)∗:Hk,k(X)→Hk,k(X)1/n.
n→∞lim(gn)∗:Hk,k(X)→Hk,k(X)1/n.
ϕ∈{Branched coverings with ∣post-critical set∣=N satisfying (\refcrit:KC, \refitem:KC1) and (\refcrit:KC, \refitem:KC2)},
ϕ∈{Branched coverings with ∣post-critical set∣=N satisfying (\refcrit:KC, \refitem:KC1) and (\refcrit:KC, \refitem:KC2)},
{p∈Phvy s.t. ι(p)∈C1}∪{η∈C1 node connecting C1 to some p∈Phvy}
{p∈Phvy s.t. ι(p)∈C1}∪{η∈C1 node connecting C1 to some p∈Phvy}
{fl∈Flagsv∣fl=δ(v→p) for some p∈Phvy}
{fl∈Flagsv∣fl=δ(v→p) for some p∈Phvy}
fl∈Flagsv∑min⎩⎨⎧1,{p∣fl=δ(v→p)}∑ϵ(p)⎭⎬⎫=fl∈Flagsvfl=δ(v→p) for some p∈Phvy∑1+fl∈Flagsvfl=δ(v→p) for any p∈Phvy∑p s.t.fl=δ(v→p)∑ϵ≤1+∣Plt∣ϵ<2.
fl∈Flagsv∑min⎩⎨⎧1,{p∣fl=δ(v→p)}∑ϵ(p)⎭⎬⎫=fl∈Flagsvfl=δ(v→p) for some p∈Phvy∑1+fl∈Flagsvfl=δ(v→p) for any p∈Phvy∑p s.t.fl=δ(v→p)∑ϵ≤1+∣Plt∣ϵ<2.
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Full text
Algebraic stability of meromorphic maps descended from Thurston’s pullback maps
Let ϕ:S2→S2 be an orientation-preserving branched covering whose post-critical set has finite cardinality n. If ϕ has a fully ramified periodic point p∞ and satisfies certain additional conditions, then, by work of Koch, ϕ induces a meromorphic self-map Rϕ on the moduli space M0,n; Rϕ descends from Thurston’s pullback map on Teichmüller space. Here, we relate the dynamics of Rϕ on M0,n to the dynamics of ϕ on S2. Let ℓ be the length of the periodic cycle in which the fully ramified point p∞ lies; we show that Rϕ is algebraically stable on the heavy-light Hassett space corresponding to ℓ heavy marked points and (n−ℓ) light points.
2010 Mathematics Subject Classification:
14H10 (primary), 37F10 (primary), 37F05
This work was partially supported by NSF grants
0943832, 1045119, 1068190, and 1703308.
1. Introduction
Suppose that ϕ:S2→S2 is an orientation preserving branched covering from a topological 2-sphere to itself, of topological degree d>1. A critical point of ϕ is a point at which ϕ is not a local homeomorphism. If x is a critical point of ϕ then x has a punctured neighborhood on which ϕ is an r-to1 covering map, with 2≤r≤d. In this case the multiplicity of x is (r−1); the map ϕ has (2d−2) critical points counted with multiplicity. Suppose further that the post-critical set of ϕ:
[TABLE]
is finite. Then ϕ is called post-critically finite/ PCF. Thurston [DH93] introduced a holomorphic pullback map Thϕ induced by ϕ on the Teichmüller space T(S2,P) of complex structures on (S2,P); the branched covering ϕ is homotopic to a PCF rational function on CP1 if and only if Thϕ has a fixed point.
Teichmüller space T(S2,P) is a non-algebraic complex manifold but is the universal cover of the algebraic moduli space M0,P of markings of CP1 by the set P. Koch has introduced algebraic dynamical systems on M0,P that descend from the transcendental Thurston pullback map. We say that a critical point x of ϕ is fully ramified if it has the maximum possible multiplicity of (d−1), i.e. if the local degree of ϕ at x equals the global degree of ϕ. We say that y∈S2 is a periodic point of ϕ if ∃ℓ>0 such that ϕℓ(y)=y; if ℓ is chosen to be minimal we say y is periodic of period ℓ. If ℓ=1, i.e. if ϕ(y)=y, then y is a fixed point of ϕ. We say ϕ is a topological polynomial if there is a point on S2 that is fully ramified and fixed. Now, suppose ϕ:(S2,P)→(S2,P) is PCF and satisfies:
Criteria 1.1**.**
(1)
P* contains a periodic and fully ramified point p∞ of ϕ, and*
2. (2)
either every other critical point of ϕ is also periodic or there is exactly one other critical point of ϕ,
then [Koc13] the “inverse” of Thϕ descends to M0,P. More precisely, there is a meromorphic map Rϕ:M0,P\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@setdash0.0pt\pgfsys@roundcap\pgfsys@roundjoin\pgfsys@moveto-2.07999pt2.39998pt\pgfsys@curveto-1.69998pt0.95998pt-0.85318pt0.28pt0.0pt0.0pt\pgfsys@curveto-0.85318pt-0.28pt-1.69998pt-0.95998pt-2.07999pt-2.39998pt\pgfsys@stroke\pgfsys@endscope\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureM0,P such that the following diagram commutes:
The moduli space M0,P is not compact. It is natural to ask whether Rϕ extends to a holomorphic self-map of some compactification. Projective space CP∣P∣−3 is a compactification of M0,P. Koch also showed that if the fully ramified point p∞ in criterion (1.1, 1) is a fixed point of ϕ, i.e. if ϕ is a topological polynomial, then Rϕ:CP∣P∣−3→CP∣P∣−3 is holomorphic. Moreover, in this case, the union of the forward orbits of the critical loci of Rϕ is an algebraic set in CP∣P∣−3, i.e. Rϕ is a higher-dimensional analog of a post-critically finite map.
In general, if ϕ is not a topological polynomial, we ask whether Rϕ extends “nicely” to some compactification of M0,P. It might be too much to expect that Rϕ extends to a holomorphic self-map of some compactification. Instead, we study a weaker property called algebraic stability. Let X be some smooth projective compactification of M0,P, so Rϕ can be considered to be a meromorphic self-map of X. Although Rϕ:X\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureX may not extend to a holomorphic or even continuous map from X to itself, it induces pullback actions Rϕ∗ on the singular cohomology groups of X (see Section 3.2 for details of how this action is defined). This action preserves the Hodge decomposition and therefore induces a pullback action on the groups Hk,k(X). However, crucially, this action does not respect iteration, i.e. in general we do not have (Rϕn)∗=(Rϕ∗)n. Suppose we do have, for some fixed k and all n>0 that (Rϕn)∗=(Rϕ∗)n on Hk,k(X); in this case we say that Rϕ is k-stable on X. We say Rϕ is algebraically stable on X if it is k-stable on X for all k. If Rϕ extends to a holomorphic self-map of X then it is automatically algebraically stable on X, so being algebraically stable may be thought of as ‘acting on cohomology like a holomorphic map does’.
Koch and Roeder [KR16] showed that if ϕ has exactly two critical points, both periodic, then Rϕ is algebraically stable on the Deligne-Mumford compactification of M0,P. This was generalized by Koch, Speyer and the author [Ram18]: If ϕ is PCF and Rϕ exists, then Rϕ is algebraically stable on the Deligne-Mumford compactification. The Deligne-Mumford compactification M0,P of M0,P is “large” as measured by the ranks of its cohomology groups and the number of irreducible components of M0,P∖M0,P. On the other hand, by [Koc13], if ϕ satisfies criteria (1.1, 1) and (1.1, 2) and is a topological polynomial, then Rϕ is holomorphic, thus algebraically stable, on the much smaller compactification CP∣P∣−3.
In this paper, we interpolate between [Koc13] and [Ram18] by identifying a relationship between the topological dynamics of ϕ and the algebraic dynamics of Rϕ. We find a sequence {Xℓ}ℓ=1,…,∣P∣ of of smooth projective compactifications of M0,P, with X1=CP∣P∣−3 and X∣P∣=M0,P, such that for all ℓ, there is a birational holomorphic map ρℓ+1,ℓ:Xℓ+1→Xℓ. We show:
Theorem 1.2**.**
If ϕ is a branched covering with post-critical set P satisfying criteria (1.1, 1) and (1.1, 2) and such that the fully ramified point p∞ of (1.1, 1) is in a cycle of period ℓ, then the meromorphic map Rϕ:M0,P\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureM0,P is algebraically stable on Xℓ.
The ℓ-th compactification Xℓ is the heavy/light Hassett space corresponding to ℓ heavy weights and (∣P∣−ℓ) light weights, constructed by Hassett and parametrizing weighted stable curves ([Has03], see Sections 1.3 and 2.3 for details). The space Xℓ can be obtained as an iterated blow-up of CP∣P∣−3. The last three compactifications, X∣P∣−2, X∣P∣−1 and X∣P∣, are isomorphic to each other, but for ℓ≤(∣P∣−3), the birational map ρℓ+1,ℓ:Xℓ+1→Xℓ contracts in dimension certain subvarieties in the boundary Xℓ+1∖M0,P. Under the pushforward map (ρℓ+1,ℓ)∗ on homology, the classes of the contracted subvarieties go to zero. Thus for ℓ=1,…,(∣P∣−2), the spaces Xℓ are all distinct. For small ℓ, the compactification Xℓ is “small”, as measured by the number of components in its boundary Xℓ∖M0,P and the ranks of its cohomology groups. If ϕ is a branched covering with a fully ramified point p∞ in a periodic cycle (i.e. satisfying criterion (1.1, 1)), then the length ℓ of that cycle measures how much ϕ “resembles” a topological polynomial: If ℓ=1 then ϕ is a topological polynomial; if ℓ>1 is small then ϕ resembles a topological polynomial. We give a non-rigorous interpretation for Theorem 1.2:
If ϕ resembles a topological polynomial, then Rϕ is algebraically stable on a small compactification of M0,P.
1.1. Dynamical degrees and the significance of algebraic stability.
Let g:U\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureU be a meromorphic self-map of a smooth quasiprojective complex variety, and let X be some smooth projective compactification of U. As discussed above and described in Section 3.2, g induces a pullback action on Hk,k(X), but we may not have (gn)∗=(g∗)n. However, we obtain an important numerical invariant of g by considering the asymptotics of the operators (gn)∗. Pick any norm on Hk,k(X). The k-th dynamical degree of g is the non-negative real number
[TABLE]
This limit exists, is independent of the choice of norm, and also of the choice of compactification X (Dinh and Sibony [DS05] in the complex setting and Truong [Tru15] in the algebraic setting). Thus the k-th dynamical degree is intrinsic to the action of g on the possibly non-compact space U. The dynamical degrees of a map measure its complexity: The topological entropy of a holomorphic map is equal to the logarithm of its largest dynamical degree (Gromov [Gro03] and Yomdin [Yom87]) and the topological entropy of a meromorphic map is at most the logarithm of its largest dynamical degree (Dinh and Sibony [DS05]).
Given g:U\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureU, if there exists a compactification X of U on which g is k-stable, then the k-th dynamical degree of g is the absolute value of the largest eigenvalue of g∗ acting on Hk,k(X), thus an algebraic integer whose degree over Q is at most Rank(Hk,k(X)). The degree over Q of an algebraic integer is a measure of its complexity. Thus if g is k-stable on X, then Rank(Hk,k(X)) gives an upper bound on a certain type of complexity of the map g.
A common strategy to compute the dynamical degrees of a given map is to look for birational models on which the map is k-stable/algebraically stable. However, Favre [F*+*03] has given examples of monomial maps g:P2\leavevmodeto16.67pt\vboxto8.9pt\pgfpicture\makeatletter\lower-4.59187ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@setdash3.0pt,3.0pt0.0pt\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-1.9919pt\pgfsys@lineto9.60002pt-1.9919pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-1.9919pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureP2 for which no such birational models exist. Computing the k-th dynamical degree of a map which is either provably not k-stable or not known to be k-stable on any model involves dealing with the pullbacks along infinitely many iterates, and is difficult to impossible. Also, given a meromorphic map, there is no known strategy to find a birational model on which it is k-stable. Thus there are only a few examples of meromorphic maps whose dynamical degrees have been computed.
In this regard, monomial maps are perhaps the best understood. A monomial map g:(C∗)n→(C∗)n is determined by an n-by-n integer matrix Mg of exponents. Work of Jonsson and Wulcan [JW11] for k=1 and Lin [Lin12a] in general gives criteria on Mg for the existence of a compactification on which g is k-stable. When those criteria are satisfied, they give explicit descriptions of toric compactifications on which the maps are 1-stable (Jonsson-Wulcan)/algebraically stable (Lin). These works also lead to formulas for the dynamical degrees of monomial maps: the k-th dynamical degree of g is the absolute value of the product of the k largest eigenvalues of the integer matrix Mg, thus an algebraic integer of degree at most (kn) [Lin12b]. In addition to monomial maps, birational surface transformations are also well-studied: Diller and Favre ([DF01]) showed that every birational transformation g of a projective surface X is 1-stable on some birational model of X. They use this result to show that the first dynamical degree of g is either 1, a Salem number, or a Pisot number. Blanc and Cantat ([BC16]) describe the set of Salem and Pisot numbers that arise as dynamical degrees of birational surface transformations. Given the difficulty in computing dynamical degrees, there are several open questions about them. Until recently, it was not known whether every dynamical degree is an algebraic integer: Bell-Diller-Jonsson [BDJ19] have recently found a map with a transcendental dynamical degree.
It had already been established in [Ram18] that every Rϕ is algebraically stable on the Deligne-Mumford compactifcation, and thus has all dynamical degrees are algebraic integers. Theorem 1.2 offers a more refined view, by relating a type of complexity of Rϕ (the length of the periodic cycle of p∞) to a type of complexity of Rϕ (the degree over Q of its k-th dynamical degree). As a corollary to Theorem 1.2, we obtain:
Corollary 1.3**.**
If ϕ is a branched covering with finite post-critical set P satisfying criteria (1.1, 1) and (1.1, 2) and such that the fully ramified point p∞ of (1.1, 1) is in a cycle of period ℓ, then the kth dynamical degree of Rϕ is an algebraic integer whose degree over Q is at most Rank(Hk,k(Xℓ)).
The isomorphism class of Xℓ depends on ℓ and ∣P∣. For fixed ∣P∣, fixed k∈{1,…,(dimC(M0,P)−1)} and for ℓ1,ℓ2∈{1,…,(∣P∣−2)}, if ℓ1<ℓ2 then Rank(Hk,k(Xℓ1))<Rank(Hk,k(Xℓ2)). Thus, if we fix N>0 the cardinality of post-critical set, and consider
[TABLE]
then the shorter the length ℓ of the periodic cycle of the fully ramified point of ϕ, the better an upper bound one can obtain on the degree over Q of the k-th dynamical degree of Rϕ. More informally:
If ϕ resembles a topological polynomial, then the k-th dynamical degree of Rϕ is an algebraic integer of low degree over Q.
The sequence of dynamical degrees of any meromorphic map is log-concave [DS05]; the sequence of dynamical degrees of a holomorphic map on CPr is log-linear. There is an analysis, in [Ram19], of how the k-th dynamical degree of Rϕ depends on k. It is shown that the sequence \{\text{kthdynamicaldegreeofR_{\phi}}\}_{k} increases strictly with k, and that the sequence of logarithms dynamical degrees of Rϕ is less concave if ϕ resembles a topological polynomial. The precise statement of the result in [Ram19] is very different from the statement of Theorem 1.2, and the proofs are unrelated as well. However, the two statements share the following informal interpretation (generalizing [Koc13]):
If ϕ resembles a topological polynomial, then the dynamics of Rϕ resemble those of a holomorphic map on CP∣P∣−3.
It would be interesting to have a conceptual explanation for the relationship between Theorem 1.2 and the results in [Ram19].
1.2. Hurwitz correspondences.
Koch’s results in [Koc13] are more general than described above. Let ϕ:S2→S2 be a degree d post-critically finite branched covering with post-critical set P. If ϕ does not satisfy criteria (1.1, 1) and (1.1, 2), then the meromorphic map Rϕ need not exist. However, it is still true that the transcendental pullback map Thϕ induced by ϕ on T(S2,P) descends to an algebraic dynamical system on M0,P. However, in general, this is a multivalued map. More precisely, there is an algebraic variety Hϕ admitting a covering map from T(S2,P) as well as two maps π1 and π2 to M0,P such that π1 is a covering map and the following diagram commutes [Koc13]:
The variety Hϕ is a Hurwitz space, a moduli space parametrizing degree d regular maps f:(CP1,P)→(CP1,P), with analogous branching to ϕ. The Hurwitz space Hϕ is non-dynamical in the sense that it parametrizes maps up to separate changes of coordinates on source and target CP1; this means that the behavior under iteration of [f]∈Hϕ is not well-defined. The multivalued map π2∘π1−1 is called a Hurwitz correspondence, and considered to be an algebraic “shadow” of Thϕ. Hurwitz correspondences can be defined purely algebro-geometrically, with no reference to branched coverings of the sphere and to Thurston’s pullback map. (Section 3; see [Ram17] or [Ram18] for more details). In the case that ϕ satisfies criteria (1.1, 1) and (1.1, 2), Koch showed that π2 is generically one-to-one; the meromorphic map Rϕ is π1∘π2−1, i.e. a single-valued but meromorphic “inverse” of the multi-valued but holomorphic Hurwitz correspondence. Thus the graph of Rϕ is (up to birational equivalence) the Hurwitz space Hϕ.
1.3. Combinatorial compactifications of moduli spaces and the proof of Theorem 1.2.
The Deligne-Mumford compactification M0,P of M0,P is a moduli space of stable nodal genus zero curves with smooth distinct points marked by elements of P (see Section 2 for definitions and details). The boundaryM0,P∖M0,P has a combinatorial stratification that is very useful: for example, this stratification is used to give explicit descriptions of the cohomology groups of M0,P [Kee92].
Hassett’s [Has03] alternate weighted stable curves compactifications of M0,P parametrize nodal genus zero curves with smooth points — not necessarily distinct — marked by elements of P. Let ϵ:P→Q∩(0,1] be an assignment, to every p∈P of some rational ‘weight’, such that the sum of the weights of all p∈P is greater than 2. Then there is a smooth projective compactification M0,P(ϵ) parametrizing nodal genus zero curves with smooth points marked by P; the marked points corresponding to a subset of P may coincide as long as the sum of the weights of the points in that set is no greater than 1. The boundaryM0,P(ϵ)∖M0,P has a combinatorial stratification that is related to the stratification of the boundary of the Deligne-Mumford compactification. Also, M0,P admits a regular birational map ρϵ to M0,P(ϵ), with fibers that may be positive dimensional over the boundary.
The Hurwitz space Hϕ admits an admissible covers compactification Hϕ constructed by Harris and Mumford [HM82]; this compactification extends π1 and π2 to regular maps to M0,P. The map π1:Hϕ→M0,P is finite and flat; this fact was used in [Ram18] to conclude algebraic stability of all Hurwitz correspondences on M0,P. The boundary of Hϕ has a stratification analogous to and compatible with the stratification of M0,P.
Now, suppose ϕ satisfies criteria (1.1, 1) and (1.1, 2), so as per the previous section, Hϕ is the graph of the meromorphic map Rϕ. We set P∞⊆P to be the subset of points in the periodic cycle containing the fully ramified point p∞. We assign weight ϵ(p) to p∈P by the rule ϵ(p)=1 for p∈P∞ (these are heavy points), and ϵ(p)≪1 for p∈(P∖P∞) (these points are vanishingly light). We formulate and apply a combinatorial analysis of the stratification of Hϕ and of the fibers of ρϵ to show, roughly speaking, that positive-dimensional fibers of ρϵ∘π1 are also positive-dimensional fibers of ρϵ∘π2, and so the meromorphic map Rϕ has finite fibers on M0,P(ϵ). When this analysis is applied to the induced map on cohomology, we obtain the algebraic stability result of Theorem 1.2.
1.4. Organization
We begin by introducing M0,P and its compactifications in Section 2 and Hurwitz spaces in Section 3. In these background sections we frequently refer back to [Ram18]. Section 4 contains the key technical contribution of this paper: here, we relate the combinatorics of compactifications of Hurwitz spaces with the combinatorics of certain Hassett spaces. In Section 5, we bring all the ingredients together to prove Theorem 1.2.
1.5. Conventions
We work over C.
Acknowledgements
I am grateful to my thesis advisors Sarah Koch and David Speyer; this work continues work done during my Ph.D.. I am also grateful to Rob Silversmith for useful conversations, including one that led to a more efficient proof of Lemma 4.5, to Melody Chan for useful comments on an earlier draft, and to an anonymous referee for corrections and suggestions that led to significant improvements.
2. The moduli space M0,P and its compactifications
Let P be a finite set of cardinality at least 3. There is a smooth quasiprojective variety M0,P of complex dimension (∣P∣−3) that parametrizes injections ι:P↪CP1 up to the equivalence ι∼ψ∘ι for any Möbius transformation ψ. The variety M0,P is not compact — the limit of a one-parameter family of injections P↪CP1 may irreparably fail to be an injection into CP1. There are a number of smooth projective compactifications of M0,P. The boundary of a compactification X is the complement X∖M0,P. If X is a modular compactification of M0,P, i.e. one that extends its interpretation as a moduli space of maps from P to an algebraic curve, then points on the boundary of X must correspond to degenerate cases in which either the map is not injective, or the curve has singularities, or both.
2.1. Stable curves and the Deligne-Mumford compactification M0,P.
The Deligne-Mumford compactification is in some sense the universal and largest modular compactification of M0,P: It admits a holomorphic birational map to every other modular compactification (Smyth, [Smy09]).
Definition 2.1**.**
Let P be a finite set. A P-marked nodal genus zero algebraic curve is a connected, proper, possibly nodal algebraic curve C of arithmetic genus zero, together with an injection ι from P into the smooth locus of C. We say that (C,ι) is stable if C has no nontrivial automorphisms that commute with ι.
Concretely, since C has arithmetic genus zero, it is isomorphic to a tree of CP1s attached at nodes. A special point on C is a point of C that is either a node, or in the image of ι. The condition that (C,ι) have no non-trivial automorphism is equivalent to the condition that every irreducible component of C have at least three special points. For the remainder of this section we suppose that P is a finite set of cardinality at least 3; by works of Deligne, Grothendieck, Knudsen, and Mumford, there is a smooth projective variety M0,P that parametrizes stable P-marked genus zero algebraic curves, and that contains M0,P as a dense open subset. The boundary M0,P∖M0,P has codimension one. Points in the boundary correspond to injective maps from P to a nodal algebraic curve; for a general point on the boundary this curve has two irreducible components. The homeomorphism class of a marked nodal curve is encoded combinatorially by a marked tree. For this reason, we introduce below some notation and terminology for describing marked trees and nodal curves. Note that every node on a genus zero curve is disconnecting, in fact, the complement of any node has exactly two connected components.
Definition 2.2**.**
Let (C,ι) be a P-marked nodal genus zero curve. If Cα is an irreducible component of C, x∈C∖Cα and η∈C∖{x} is a node, we say η connects Cα to x if Cα∖{η} and x are in distinct connected components of C∖{η}. If η connects Cα to ι(p) for p∈P, we say that η connects Cα to p. Similarly, if Cα and Cβ are two irreducible components of C and η∈C is a node, we say η connects Cα to Cβ if Cα∖{η} and Cβ∖{η} are in distinct connected components of C∖{η}.
If x∈Cα for some irreducible component Cα of C, then there is a unique node η∈Cα that connects Cα to x. Similarly, if Cα and Cβ are distinct irreducible components, then there is a unique node η on Cα that connects Cα to Cβ.
Definition 2.3**.**
A P-marked tree is a ‘graph with legs’ σ defined as follows: σ has vertices, edges joining pairs of vertices, and legs marked by elements of P that are attached to vertices, such that the resulting graph is connected and has no cycles. More formally, σ carries the data of: a finite set Verts(σ) of vertices, a finite set Edges(σ) of edges, a map Edges(σ)→Sym2(Verts(σ)) encoding the adjacency, a set of legs of σ that is canonically identified with P, and a map Mark:P→Verts(σ) encoding how the legs are attached. For a vertex v on σ, set of flags on v is defined as: \operatorname{Flags}_{v}:=\{\mbox{Legs attached to
v}\}\cup\{\mbox{edges incident to v}\}.
The valence of v, denoted ∣v∣ is defined to be the
cardinality of Flagsv. We define the moduli dimensionmd(v) of v∈Verts(σ) to be ∣v∣−3. We say that σ is stable if every vertex on σ has valence at least 3, or, equivalently, if very vertex has non-negative moduli dimension. Suppose σ is a P-marked tree, and v is a vertex of σ. For p∈P, we define
δ(v→p) to be the unique flag in Flagsv that connects the leg p to v, i.e. is part of the unique (non-repeating) path in σ from v to p. If Mark(p)=v then δ(v→p)=p; otherwise δ(v→p) is an edge. Similarly, for v1 and v2 two distinct vertices of σ, we define
δ(v1→v2) to be the unique flag in Flagsv1 that is part of the path in
σ from v1 to v2.
Definition 2.4**.**
Let (C,ι) be a P-marked nodal genus zero curve. Its
dual tree is the P-marked tree σ defined as follows. The
vertices v of σ correspond to irreducible components
Cv of C. Two vertices v1 and v2 are joined by an edge
if and only if the components Cv1 and Cv2 intersect at a node. Thus nodes of C correspond to edges of σ. For each marked point ι(p) on Cv, we attach a
leg marked by p to the vertex v, i.e. Mark(p)=v. The graph σ has no loops because
C has arithmetic genus zero. Note that σ is stable if and only is (C,ι) is.
For fixed P, there are finitely many isomorphism classes of stable
P-marked trees, and each of these arises as the dual tree of some P-marked stable genus zero curve. The classification of stable curves by topological type gives a
stratification of M0,P.
Definition 2.5**.**
Given σ a stable P-marked tree, the closure Sσ of
the locus Sσ∘ of curves with dual graph σ is an irreducible subvariety of M0,P isomorphic to
[TABLE]
We refer to Sσ as a boundary stratum of M0,P; Boundary strata on M0,P are in bijection with isomorphism classes of stable P-marked trees.
From the above decomposition 1 of Sσ into a product we obtain that the dimension of a boundary stratum Sσ is
[TABLE]
2.2. Stabilization and forgetful maps.
Suppose ∣P∣≥3 and (C,ι) is a P-marked nodal genus zero curve. Then there is a unique curve C′, together with a surjective map st:C→C′, such that (C′,st∘ι) is stable. The curve C′ is called the stabilization of C, and is obtained from C as follows. Let σ be the dual tree of C. Given an irreducible component Cv of C corresponding to vertex v of σ, we say that Cv (resp. v) is P-stable if there are at least three special points on Cv of the form either a marked point ι(p) or a node η that connects Cv to some marked point p. This is equivalent to the condition that there are at least three flags on v of the form δ(v→p) for some p∈P. We obtain C′ from C by contracting to a point each connected component of the closure of C\smallsetminus\bigcup_{v\text{ \mathbf{P}-stable}}C_{v}. The map st:C→C′ is the resulting map: a component Cv maps isomorphically onto its image in C′ if and only if it is stable; otherwise st(Cv) is a point.
Now, let j:P′↪P be an injection of finite sets, where ∣P∣,∣P′∣≥3. There is a forgetful mapμ:M0,P→M0,P′ sending [(CP1,ι)] to [(CP1,ι∘j)]. If (C,ι) is a P-marked stable curve, then (C,ι∘j) is not necessarily stable. However, we can obtain from (C,ι∘j) a stable curve by stabilizing as described above. In this way, μ extends to a regular map from M0,P to M0,P′. If σ is a P-marked stable tree, forgetting the points in P∖P′ yields a P′-marked tree, in general not stable. We have:
Lemma 2.6**.**
If Sσ is a boundary stratum of M0,P, then μ(Sσ) is a boundary stratum of M0,P′, and the restriction of μ to Sσ factors through the projection:
[TABLE]
2.3. Hassett spaces/Moduli spaces of weighted stable curves.
These are alternate compactifications of M0,P constructed by Hassett in [Has03]. Points in the boundary of these compactifications parametrize possibly nodal curves C that are marked by elements of P; but here the marked points are assigned rational weights that prescribe the extent to which they are allowed to coincide.
Definition 2.7**.**
A weight datum on M0,P is a map ϵ:P→Q∩(0,1]
such that ∑p∈Pϵ(p)>2.
Definition 2.8**.**
Let ϵ be a weight datum on M0,P. A P-marked ϵ-stable genus zero curve is a possibly nodal curve C of arithmetic genus zero, together with a (not necessarily injective) map mp:P→(smooth locus of C), such that
(1)
If mp(p1)=⋯=mp(ps) then
ϵ(p1)+⋯+ϵ(ps)≤1, and
2. (2)
For every irreducible component Cv,
[TABLE]
Like a stable curve, C is isomorphic to a tree of CP1s attached at nodes, and is marked by elements of P. Condition (1) specifies that marked points may coincide if their combined weights don’t exceed one. Condition (2) ensures that any node on C partitions the set P into two sets, both of which have total weight greater than one.
Given a weight datum ϵ on M0,P, there is a smooth projective
variety M0,P(ϵ) that parametrizes P-marked ϵ-stable genus zero curves and
contains M0,P as a dense open set.
2. (2)
There is a
reduction mapρϵ:M0,P→M0,P(ϵ) that
respects the open inclusion of M0,P into both spaces.
3. (3)
If ϵ1 and ϵ2 are two weight data on M0,P such that for every p∈P, ϵ1(p)≥ϵ2(p), then there is a generalized reduction mapρϵ1,ϵ2:M0,P(ϵ1)→M0,P(ϵ2) such that ρϵ2=ρϵ1,ϵ2∘ρϵ1.
Example 2.10**.**
(1)
Set ϵ(p)=1 for all p∈P; this is a weight datum as long as ∣P∣≥3. Then the notions of stability and ϵ-stability coincide, so M0,P≅M0,P(ϵ). Thus the Deligne-Mumford compactification is a special case of a Hassett space.
2. (2)
Fix p∞∈P, and ϵ∈Q such that (∣P∣−2)<(1/ϵ) but (∣P∣−1)>(1/ϵ). Set ϵ(p∞)=1, and ϵ(p)=ϵ for all p=p∞. Then M0,P(ϵ)≅CP∣P∣−3.
The reduction map ρϵ can be described explicitly: Suppose (C,ι) is a P-marked nodal genus zero curve. Then there is a unique curve C′, together with a surjective map stϵ:C→C′, such that (C′,stϵ∘ι) is ϵ-stable. The curve C′ is called the ϵ-stabilization of C, and is obtained from C as follows. Let σ be the dual tree of C.
Definition 2.11**.**
Given an irreducible component Cv of C corresponding to vertex v of σ, we say that v (resp. Cv) is ϵ-stable if:
[TABLE]
We obtain C′ by contracting to a point each connected component of the closure of
(C\smallsetminus\bigcup_{(v\text{ \boldsymbol{\epsilon}-stable)}}C_{v}). The induced stabilization map stϵ:C→C′ maps a component Cv isomorphically onto its image in C′ if and only if Cv is ϵ-stable; otherwise stϵ(Cv) is a point. The reduction map ρϵ:M0,P→M0,P(ϵ) sends [(C,ι)]∈M0,P to its ϵ-stabilization. Given a boundary stratum Sσ of M0,P, we consider the natural projection map
[TABLE]
where PSσ is defined to be the product on the right. We obtain from the above description the following lemma.
Lemma 2.12**.**
Let Sσ⊂M0,P be a boundary stratum. Then:
(1)
the restriction ρϵ∣Sσ factors through the projection in equation (5),
2. (2)
the induced map from PSσ to M0,P(ϵ) is birational onto its image, and
3. (3)
In this paper we will be primarily concerned with a certain subclass of spaces of weighted stable curves. These spaces are called heavy/light Hassett spaces and have appeared in studies of tropical moduli spaces of curves [CHMR16, KKL19].
Definition 2.13**.**
Suppose ∣P∣≥3, and there is a decomposition P=Phvy⊔Plt with ∣Phvy∣≥2. Let ϵ>0 be any rational number such that ∣Plt∣<(1/ϵ). Then the weight datum ϵ sending p∈Phvy to 1 (these are the heavy points) and p∈Plt to ϵ (these are the light points) is called a heavy/light weight datum, and the resulting moduli space M0,P(ϵ) is called a heavy/light Hassett space.
Heavy/light weight data ϵ can be characterized in the following manner: on a ϵ-stable curve, heavy marked points may not coincide with each other or with light marked points, but light marked points may coincide with each other to an arbitrary extent. Thus the isomorphism class of the moduli space M0,P(ϵ) does not depend on the value of the rational number ϵ; it depends only on the numbers of heavy and light points. If the number of light points is one or two, then the resulting heavy/light space is isomorphic to the Deligne-Mumford compactification. The number of heavy points must be at least 2; if that number is exactly 2, the resulting heavy/light space is a toric variety called a Losev-Manin space and has been studied independently.
Since we will be interested in understanding the reduction maps from M0,P to various heavy/light Hassett spaces, the following characterization of ϵ-stableness for heavy/light data will be useful.
Lemma 2.14**.**
Suppose ϵ is a heavy/light weight datum, with P=Phvy⊔Plt. Then
(1)
(Statement about curves.)
(a)
An irreducible component C1 of a nodal P-marked curve (C,ι) is not ϵ-stable if
[TABLE]
has cardinality one or less.
2. (b)
An irreducible component C1 of a stable P-marked curve (C,ι) is not ϵ-stable if and only if the set in (6) has cardinality one.
2. (2)
(Equivalent statement about trees.)
(a)
A vertex v of a P-marked tree σ is not ϵ-stable if
[TABLE]
has cardinality one or less.
2. (b)
A vertex v of a stable P-marked tree σ is not ϵ-stable if and only if the set in (7) has cardinality one.
Proof.
Since the equivalence of items (1) and (2) is clear, we prove only (2). First, we claim that for any vertex v on a P-marked tree σ, the cardinality of set in (7) must be at least one: Since there exists some p0∈Phvy, and σ is connected, ∃fl0∈Flagsv connecting v to p0.
Now suppose v is a vertex of σ such that the set in (7) has cardinality one. Then
[TABLE]
So, according to Definition 2.11, v is not ϵ-stable, proving part (2a).
Finally, we suppose that σ is a stable P-marked tree, and v on σ. Since σ is stable, v is P-stable, so there are at least three flags on v of the form δ(v→p) for some p∈P. If there are two or more flags on v for the form δ(v→p) for some p∈Phvy, then
[TABLE]
so v is ϵ-stable. So if v is not ϵ-stable, then the set (7) has cardinality exactly one, proving the lemma.
∎
2.5. A tower of compactifications
Let ∣P∣≥3, and suppose ϵ>0 is such that (∣P∣−2)<(1/ϵ) and (∣P∣−1)>1/ϵ. Fix p∞∈P and subsets of P
[TABLE]
such that ∣Pℓ∣=ℓ. For ℓ=1,…,∣P∣, let Xℓ be the Hassett space corresponding to the weight datum assigning the points in Pℓ weight 1 and all other points weight ϵ. For ℓ=2,…,∣P∣, Xℓ is a heavy/light Hassett space with ℓ heavy points and (∣P∣−ℓ) light points. As stated in the previous section, M0,P≅X∣P∣≅X∣P∣−1≅X∣P∣−2, and X2 is a Losev-Manin space. On the other hand, X1 is not a heavy/light space: X1≅CP∣P∣−3, as described in Example 2.10, (2). By Theorem 2.9, we have reduction maps ρℓ+1,ℓ:Xℓ+1→Xℓ for ℓ=1,…,∣P∣−1. These are the spaces and maps referred to in the statement of Theorem 1.2.
2.6. (Co)homology groups of compactifications of M0,P.
In this work, we only consider the Deligne-Mumford compactifications and the Hassett weighted stable curves compactification of M0,P. For any such compactification XP we have [Kee92, Cey09] that H2k(XP,Z) is a finitely generated free abelian group generated by fundamental classes of boundary strata. We also have identifications H2k(XP,Z)=H2(dim(XP)−k)(XP,Z) and H2k(XP,R)=Hk,k(XP). A boundary stratum in M0,P(ϵ) is the image, under ρϵ, of a boundary stratum in M0,P. This tells us that H2k(M0,P(ϵ),Z) is the quotient of H2k(M0,P,Z) by the kernel of the pushforward (ρϵ)∗. By [Ram18] (Lemma 10.9), the kernel of (ρϵ)∗:H2k(M0,P(ϵ),Q)→H2k(M0,P,Q) is generated by fundamental classes of boundary strata. Lemma 2.12 allows us to describe ker((ρϵ)∗) as follows:
Lemma 2.15**.**
(1)
The pushforward (ρϵ)∗([Sσ]) is nonzero if and only if
every vertex v∈Verts(σ) with positive moduli dimension is
ϵ-stable.
2. (2)
\ker((\rho_{\boldsymbol{\epsilon}})_{*})=\operatorname{Span}\{[S_{\sigma}]\text{ k-dim }|\quad\exists v\in\operatorname{Verts}(\sigma)\text{ not \boldsymbol{\epsilon}-stable with }\operatorname{md}(v)>0\}.**
Change of notation
In the subsequent sections, for a P-marked curve (C,ι) or (C,mp), we will suppress the notation ι/mp for the marking map, and just write (C,P).
3. Hurwitz correspondences
Hurwitz spaces are moduli spaces parametrizing finite maps with
prescribed ramification between smooth curves. We refer the reader to
[RW06] for a general summary and to [Ram18] for the definitions as used in this paper. In particular, we use Definition 5.4 of [Ram18] for our definition of the Hurwitz space: Fix discrete data: A and B finite sets, d∈Z>0, F:A→B, \operatorname{br}:\mathbf{B}\to\{\mbox{partitions of d}\}, and rm:A→Z>0. Then H=H(A,B,d,F,br,rm) is a smooth quasiprojective variety parametrizing morphisms f:(C,A)→(D,B), where C and D are, respectively, A-marked and B-marked smooth connected genus zero curves, f is degree d, and maps the points in A to those in B as specified by F, with ramification at points in A and branching over points in B as specified by rm and br respectively. The Hurwitz space H has a “source curve” map πA to M0,A sending [f:(C,A)→(D,B)] to the marked curve [(C,A)]. There is
similarly a “target curve” map πB from H to
M0,B. Unless H is empty, πB is a finite covering
map. Thus the triple (H,πB,πA):MB\leavevmodeto16.67pt\vboxto10.89pt\pgfpicture\makeatletter\lower-6.58334ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt0.0pt\pgfsys@lineto9.60002pt0.0pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt0.0pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-3.98337pt\pgfsys@lineto9.60002pt-3.98337pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-3.98337pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureMA is a multi-valued map. We generalize this notion.
With notation as above, let A′ be any subset of A with cardinality at least 3. There
is a forgetful map μ:M0,A→M0,A′. Let Γ
be a union of connected components of H. We call the triple (Γ,πB,μ∘πA):M0,B\leavevmodeto16.67pt\vboxto10.89pt\pgfpicture\makeatletter\lower-6.58334ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt0.0pt\pgfsys@lineto9.60002pt0.0pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt0.0pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-3.98337pt\pgfsys@lineto9.60002pt-3.98337pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-3.98337pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureM0,A′ a Hurwitz correspondence.
3.1. Hurwitz correspondences and meromorphic maps from PCF maps
Suppose ϕ:S2→S2 is a degree d orientation-preserving branched covering with finite post-critical set P. Define rm:P→Z>0 sending p∈P to the local degree of ϕ at p. Define \operatorname{br}:\mathbf{P}\to\{\text{partitions of d}\} sending p∈P to the branching profile of ϕ over p. Then H=H(P,P,d,ϕ∣P,br,rm) parametrizes regular maps (CP1,P)→(CP1,P) with the same branching as ϕ. Let π1 and π2 be the “target” and “source” maps from H to M0,P. There is a unique connected component Hϕ of H parametrizing maps that are topologically isomorphic to ϕ, i.e. maps f:(CP1,P)→(CP1,P) such that there exist marked-point-preserving homeomorphisms χ1 and χ2 from (CP1,P) to (S2,P) with χ2∘f=ϕ∘χ1. By [Koc13], the Hurwitz correspondence (Hϕ,π1,π2) on M0,P is descended from the Thurston pullback map Thϕ. When, in addition, ϕ satisfies criteria 1.1, 1 and 1.1, 2, Koch showed that π2:Hϕ→M0,P is generically one-to-one; the meromorphic map Rϕ is π2∘π1−1. Thus the graph of Rϕ is (up to birational equivalence) the Hurwitz space Hϕ, i.e. the following diagram commutes:
As described in [DS08, TT16, Ram18], correspondences can be composed and dynamical correspondences such as (Hϕ,π1,π2) can be iterated. When the meromorphic map Rϕ exists, then the multivalued map (Hϕn,π1,n,π2,n) given by the n-th iterate of (Hϕ,π1,π2) is the inverse of Rϕn.
3.2. The maps on (co)homology induced by Hurwitz correspondences
Suppose (Γ,πB,μ∘πA):M0,B\leavevmodeto16.67pt\vboxto10.89pt\pgfpicture\makeatletter\lower-6.58334ptto0.0pt\pgfsys@beginscope\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@setlinewidth0.4pt\pgfsys@invoke\nullfontto0.0pt\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.00.0pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.010.00002pt0.0pt\pgfsys@invoke\definecolorpgfstrokecolorrgb0,0,0\pgfsys@color@rgb@stroke000\pgfsys@invoke\pgfsys@color@rgb@fill000\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt0.0pt\pgfsys@lineto9.60002pt0.0pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt0.0pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@beginscope\pgfsys@invoke\pgfsys@moveto0.0pt-3.98337pt\pgfsys@lineto9.60002pt-3.98337pt\pgfsys@stroke\pgfsys@invoke\pgfsys@beginscope\pgfsys@invoke\pgfsys@transformcm1.00.00.01.09.80002pt-3.98337pt\pgfsys@invoke\pgfsys@invoke\lxSVG@closescope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\pgfsys@discardpath\pgfsys@invoke\lxSVG@closescope\pgfsys@endscope\hss\lxSVG@closescope\endpgfpictureM0,A′ is a Hurwitz correspondence from M0,B to M0,A′, XB is some smooth projective compactification of M0,B and XA′ is some smooth projective compactification of M0,A′. Then there are induced pushforward maps on homology groups, (and, dually, pullback maps on cohomology groups) as follows. Let Γ be any smooth projective compactification of Γ such that the maps πB:Γ→XB and (μ∘πA):Γ→XA′ are both regular. Then [Γ]∗:=(μ∘πA)∗∘πB∗:H2k(XB,Z)→H2k(XA′,Z). The pushforward and pullback maps are well-defined, i.e. they do not depend on the choice of compactification Γ, but they are not in general functorial with respect to composition of correspondences. (See [DS08, Ram18] for details). However, the maps induced by Hurwitz correspondences on the (co)homology groups of the Deligne-Mumford compactifications in particular are functorial with respect to composition [Ram18]. Now suppose ϕ:S2→S2 is PCF and satisfies criteria (1.1, 1) and (1.1, 2) so Rϕ exists. By the definition of pullback by a meromorphic map given in [Roe13], and the fact that Hϕ is the graph of Rϕ, we have, for any compactification XP of M0,P, and ∀n>0, that [Hϕn]∗=(Rϕn)∗ and [Hϕn]∗=(Rϕn) on H2k(XP,Z). This implies that by [Ram18], Rϕ is algebraically stable on M0,P.
3.3. Compactifications of Hurwitz spaces
An admissible cover is a ramified map between nodal curves that satisfies a certain balancing condition at nodes. Harris and Mumford [HM82] defined admissible covers and constructed their moduli spaces, which compactify Hurwitz spaces. We refer the reader to Definition 7.3 of [Ram18] for the definition of a (A,B,d,F,br,rm)-admissible cover, as it is used here. In general, the admissible covers compactifications are only coarse moduli spaces with orbifold singularities. For technical ease, [Ram18], Definition 7.1 introduces fully marked Hurwitz spaces, a class of Hurwitz spaces parametrizing maps of curves f:(C,A)→(D,B) with the property that ∀a∈C with f(a)∈B, we must have a∈A. In other words, a point on the source curve is marked if (and only if) its image on the target curve is marked. The admissible covers compactifications of fully marked Hurwitz spaces are fine moduli spaces.
Given H=(A,B,d,F,br,rm) a fully marked Hurwitz space as in
[Ram18], Definition 7.1, there is a projective variety
H=H(A,B,d,F,br,rm) parametrizing admissible covers, and containing
H=H(A,B,d,F,br,rm) as a dense open subset. The
compactification H extends the maps
πB and πA to maps πB and
πA to M0,B and M0,A,
respectively, with πB:H→M0,B a finite
flat map. H may not be normal, but its normalization is
smooth.
Remark 3.3*.*
The irreducible components of H are the Zariski closures of the connected
components of H.
3.4. Boundary strata in H
Moduli spaces of admissible covers have a stratification analogous to
and compatible with that of M0,n. This stratification has been studied in detail in [CMR16]. In this section we fix H=H(A,B,d,F,br,rm) a fully marked Hurwitz space, and let
H=H(A,B,d,F,br,rm). If [f:(C,A)→(D,B)]∈H is an admissible cover, then there is an induced map of graphs from the dual tree of C to that of D, as described in [Cap]. The combinatorial type of an admissible cover records this map of graphs together with other discrete data that describe how the irreducible components of C map to those of D. We refer the reader to [CMR16] for the general definition of combinatorial type of admissible cover, and to Definition 7.8 of [Ram18] for the specific definition, used here, of the combinatorial type γ of [f:(C,A)→(D,B)]∈H, where:
[TABLE]
Here, σ and τ denote the dual trees of C and D respectively, fVerts and FEdges record, respectively, how the irreducible components and the nodes of C map to those of D, dVerts records the degrees of the restrictions of f to the irreducible components of C, and (brv)v∈Verts(σ) and rmEdges record, respectively, the branching of f over nodes of D and at nodes of C.
Definition 3.4**.**
The closure Gγ of \{f^{\prime}:C^{\prime}\to D^{\prime}|\mbox{f^{\prime}hascombinatorialtype\gamma}\} is a subvariety of H. We
call such a subvariety a boundary stratum of H.
The boundary stratum Gγ in H can be decomposed into a
product of lower-dimensional spaces of admissible covers. For
v∈Verts(σ), the Hurwitz space H(Flagsv,FlagsfVerts(v),dvert(v),FEdges,brv,rmEdges) is fully marked. Denote by Hv the corresponding space of admissible covers; this is reducible in general. The space
Hv admits maps to the moduli space M0,Flagsv of
source curves and the moduli space M0,FlagsfVerts(v)
of target curves. For w∈Verts(τ), set Hw:=∏v∈(fVerts)−1(w)Hv, where the product is fibered over the common moduli space M0,Flagsw of target curves. The fibered product Hw is itself a moduli space of possibly
disconnected admissible covers, admitting a map
πwsource to the moduli space
∏v∈(fVerts)−1(w)M0,Flagsv of source curves
and a finite flat map πwtarget to the moduli
space M0,Flagsw of target curves. The stratum Gγ is
isomorphic to ∏w∈Verts(τ)Hw. The boundary stratum Gγ is not necessarily irreducible. Its irreducible components are of the form
[TABLE]
where
Jw is an irreducible component of Hw.
4. Moduli spaces of static polynomials
A polynomial f[z] in one variable defines a regular map f:CP1→CP1 for which ∞∈CP1 is a fully ramified fixed point. More generally, a regular map f′:CP1→CP1 is called a polynomial if there is a fully ramified fixed point a∞∈CP1; such a map f′ is conjugate to a regular map defined by a polynomial in one variable. We recall from Section 1 that a topological polynomial is a branched covering ϕ:S2→S2 that has a fully ramified fixed point. The condition of having a fully ramified point is invariant under separate changes of coordinates on source and target, i.e. it is a non-dynamical/static feature. On the other hand, the condition of being a fixed point is invariant under the same change of coordinates on source and target, but not invariant under separate changes of coordinates on source and target. In other words, the condition of being a fixed point is a dynamical feature. Now, suppose ϕ satisfies criteria (1.1, 1) and (1.1, 2). Then, although ϕ may not be a topological polynomial, it shares a non-dynamical feature with topological polynomials, i.e. there is a point p∞ that is a fully ramified point of ϕ, although it may not be fixed. This motivates the following definition:
Definition 4.1**.**
We say that a regular map f:CP1→CP1 of degree d is a static polynomial if it has a fully ramified point, i.e. if exists a∞∈CP1 such that the local degree of f at a∞ is d. Similarly, we say that a degree d admissible cover f:C→D is a static polynomial if there exists a smooth point a∞∈C such that the local degree of f at a∞ is d.
Note that if ϕ is PCF and satisfies criteria (1.1, 1) and (1.1, 2), then Hϕ and Hϕ are moduli spaces that parametrize static polynomials.
4.1. Degenerations of static polynomials
Here, we describe a few basic features of the combinatorics of static polynomial admissible covers.
Lemma 4.2**.**
Suppose f:C→D is a degree d admissible cover with an irreducible component C∞ of C such that the restriction f∣C∞ has full degree equal to d. If θ∈D is any node, and D0 is the connected component of D∖{θ} that contains f(C∞)∖{θ}, then f−1(D0) is connected.
Proof.
Set D0 be the closure of D0 in D, and set C0 to be the closure of f−1(D0) in C. Then the restriction f∣C0:C0→D0 is also an admissible cover of degree d, and it has full degree equal to d on the irreducible component C∞ of C0. Thus the source curve C0 must be connected. Since C0∖f−1(D0) is a set of isolated smooth points (these are nodes of C but smooth points of C0), connectedness of C0 is equivalent of to connectedness of f−1(D0); we conclude that the latter is connected, as desired.
∎
Corollary 4.3**.**
Suppose f:C→D is a degree d static polynomial admissible cover, fully ramified over a smooth point b∞∈D. If θ∈D is any node, and D0 is the connected component of D∖{θ} that contains b∞, then f−1(D0) is connected.
Proof.
This follows from Lemma 4.2 and the fact that if C∞ is the irreducible component containing the fully ramified smooth point a∞=f−1(b∞), then the restriction f∣C∞ has full degree equal to d.
∎
We further conclude that if f:C→D is a degenerate static polynomial as in Corollary 4.3, then the restriction of f to any irreducible component of C is a static polynomial of possibly smaller degree. More precisely, let C1 be an irreducible component of C. If a∞∈C1, then it’s clear that f∣C1 is a static polynomial. Otherwise, let η be the node on C1 connecting it to a∞; we claim that η is a fully ramified point of f∣C1. To see this, set θ=f(η), and D0 to be the connected component of D∖{θ} that contains b∞. Since by Corollary 4.3, f−1(D0) is connected, and since C has genus zero, there is a unique node connecting C1 to f−1(D0); this node must be η. Thus η is the only point of C1 mapping to θ; this forces f∣C1 to be fully ramified at η.
4.2. Static polynomials and weighted stable curves
In this section we study Hurwitz spaces H parametrizing static polynomials. We will relate the combinatorics of static polynomials to the combinatorics of stable curves to find compactifications XB and XA on which the Hurwitz correspondence induced by H behaves well.
Definition 4.4**.**
Let H=H(A,B,d,F,br,rm) be a Hurwitz space parametrizing static polynomials, and let b∞∈B be the image of the fully ramified point, i.e. we have br(b)=(d). We define a compatible pair of heavy/light Hassett spaces with respect to H to be a pair XB and XA of compactifications of M0,B and M0,A respectively, obtained as follows. Let B=Bhvy⊔Blt be a set partition such that: b∞∈Bhvy, ∣Bhvy∣≥2, and F−1(Bhvy)≥2. Set Ahvy=F−1(Bhvy), and Alt=F−1(Blt). Let ϵ>0 be such that ∣Blt∣<(1/ϵ) and ∣Alt∣<(1/ϵ). Let ϵB be the weight datum on M0,B that assigns points in Bhvy weight 1 and points in Blt weight ϵ, and let ϵA be the weight datum on M0,A that assigns points in Ahvy weight 1 and points in Alt weight ϵ. Set XB and XA to be the corresponding spaces of B- and A-marked weighted stable curves respectively.
In other words, we require the special point b∞ (the marked image of the fully ramified point) to be heavy, we require all of the points in A that map, under F, to heavy points in B to be heavy themselves, and we require points in A that map to light points in B to be light.
Now, we fix H, together with a pair of compatible pair XB and XA of heavy/light Hassett spaces, along with all the notation in Definition 4.4. Let ρB and ρA be the reduction morphisms from M0,B and M0,A to XB and XA respectively. We are interested in studying the correspondence induced by H from XB to XA. In order to be able to use an admissible covers compactification, we pass to the fully marked Hurwitz space: Let Hfull=H(Afull,B,d,F,br,rm) be the fully marked Hurwitz space of H as in Section 3.3, with Afull⊇A the full marked preimage of B. Let Hfull be the admissible covers compactification of Hfull; it admits a covering map ν to H. Set πB and πAfull to the maps from Hfull to M0,B and M0,Afull respectively, and μ:M0,Afull→M0,A to be the forgetful map. Throughout the section we will refer back to the notation defined above:
[TABLE]
Lemma 4.5**.**
With notation as in (14), suppose we have [f:(C,Afull)→(D,B)]∈Hfull. Then, considering C as a (not necessarily stable) A-marked curve, we have:
(1)
(Statement about the map of curves.) If C1 is an irreducible component of C such that f(C1) is not ϵB-stable, then C1 is not ϵA-stable.
2. (2)
(Equivalent statement about the induced map of dual trees.) If v is a vertex on the dual tree of C such that fVerts(v) on the dual tree of D is not ϵB-stable, then v is not ϵA-stable.
Proof.
Since the equivalence of items (1) and (2) is clear, we prove only (1). Since (D,B) is a stable curve and f(C1) is not ϵB-stable, we conclude from part (1b) of Lemma 2.14 that there is a unique node θ on f(C1) connecting it to every heavy point, i.e. to every point in Bhvy. Since b∞ is heavy, θ connects f(C1) to b∞. Now, let D0 be the connected component of D∖{θ} that contains b∞ (and contains every other point in Bhvy, and does not contain f(C1)∖{θ}). By Corollary 4.3, C0:=f−1(D0) is connected. Since the pair ϵA and ϵB is a compatible pair of weights as in Definition 4.4, every point in Ahvy maps, via, f, to some point in Bhvy, and thus every point in Ahvy lies on C0. Now, since C is genus zero, there is a unique note η on C1 connecting it to C0, i.e. η is the node on C1 that connects it to every point in Ahvy. By the criterion in part (1a) of Lemma 2.14, we conclude that C1 is not ϵA-stable.
∎
Lemma 4.6**.**
With notation as in (14), suppose Gγ is any boundary stratum of Hfull and that J is any irreducible component of Gγ. Then the two maps (ρB∘πB) and (ρA∘μ∘πAfull) from J to XB and to XA respectively both factor through the projection
[TABLE]
where the decomposition of J as a product is as per Section 3.4, equation (11).
Proof.
Recall that τ is the dual tree of the target curve (D,B) of a generic admissible cover [f:(C,Afull)→(D,B)]∈J⊂Hfull. As described in Section 3.4, the above decomposition of J into a product is induced by the decomposition Gγ=∏w∈Verts(τ)Hw, where
Hw is an admissible covers space of (pure) dimension md(w). The factor Jw in the decomposition of J is an irreducible component of
Hw, and thus also has dimension md(w). Under πB, J maps to the boundary stratum Tτ in M0,B, and the restriction πB:J→Tτ decomposes into a product as follows:
Each factor map πwtarget is a finite flat map from the admissible covers space Jw to an appropriate moduli space of target curves. Thus πB:J→Tτ is finite and flat, so Tτ is the full image of J. Now, by Lemma 2.12, the restriction ρB:Tτ→XB factors through the projection
[TABLE]
We conclude that the restriction πB:J→XB factors through the projection in (15).
Now, the boundary stratum Sσ in M0,Afull is isomorphic to
∏v∈Verts(σ)M0,Flagsv, and the restriction πAfull:J→Sσ also factors as a product:
Each factor map πwsource is a map from the space Jw of admissible covers to a moduli space of possibly disconnected source curves. Note that every vertex on σ that is ϵA-stable is also A-stable, thus by Lemmas 2.6 and 2.12, the restriction ρA∘μ:Sσ→XA factors through the composition of projections
[TABLE]
From item (2) of Lemma 4.5, we conclude that if v is a ϵA-stable vertex on σ, then fVerts(v) is ϵB-stable as a vertex on τ. Thus the restriction ρA∘μ:Sσ→XA factors through the projection
[TABLE]
Thus the composite ρA∘μ∘πAfull:J→XA factors though the projection in (15), proving the lemma.
∎
Using Lemma 4.6, we conclude that any irreducible component J of the boundary of Hfull that is contracted in dimension by the map to XB must also be contracted in dimension by the map to XA.
Lemma 4.7**.**
With notation in (14), suppose Gγ is a boundary stratum of Hfull and J is some irreducible component of Gγ such that dimC(ρB∘πB(J))<dimC(J). Then dimC(ρA∘μ∘πAfull(J))<dimC(J).
Proof.
The map πB is finite, so dimC(πB(J))=dimC(J). In fact, πB(J) is the boundary stratum Tτ of M0,B. We conclude that dimC(ρB(Tτ))<dimC(Tτ). By Lemma 4.6, ρA∘μ∘πAfull:J→XA factors though the projection in 15. We have that dimC(J)=∑w∈Verts(τ)md(w). By the above,
dimC(ρA∘μ∘πAfull(J))≤∑w∈Verts(τ)ϵB-stablemd(w).
By Lemma 2.15, τ has at least one vertex with positive moduli dimension that is not ϵB-stable. Thus ∑w∈Verts(τ)ϵB-stablemd(w)<∑w∈Verts(τ)md(w),
proving the lemma.
∎
Remark 4.8*.*
Since πB is a finite map, any positive-dimensional fiber of ρB∘πB is the pre-image, under πB, of a positive-dimensional fiber of ρB. In turn, any positive-dimensional fiber of ρB is a union of fibers of projections from boundary strata in M0,B onto factors corresponding to ϵB-stable vertices of their dual trees. Thus, the pre-image, under πB, of such a positive-dimensional fiber of ρB is a union of fibers of projections from boundary strata in H onto factors corresponding to ϵB-stable vertices of their target dual trees. By Lemma 4.7, ρA∘μ∘πAfull contracts to a point each such fiber. We conclude that any connected component of some positive-dimensional fiber of ρB∘πB maps to a single point under ρA∘μ∘πAfull. As a consequence, the image of Hfull in the product XB×XA is finite over XB. This implies that the correspondence induced by H from XB to XA is regular.
Proposition 4.9**.**
With notation in (14), let Γ be any non-empty union of connected components of H. Then, for k=0,…,dimC(M0,B), [Γ]∗:H2k(M0,B)→H2k(M0,A) takes ker((ρB)∗) to ker((ρA)∗).
Remark 4.10*.*
The very beginning of the proof of Proposition 4.9 follows the beginning the proof of Theorem 9.7 of [Ram18]: In order to understand the pushforward by a Hurwitz correspondence on the homology groups of the Deligne-Mumford compactifications we reduce to the case of a fully marked Hurwitz space, then frame the action of the pushforward on boundary strata in terms of the stratification of the space of admissible covers. After this point, the two proofs diverge. Here, the key content lies in Lemma 4.6, via Lemma 4.7.
Proof.
First, we reformulate the problem in order to allow ourselves to work solely with fully marked Hurwitz spaces. Set Γfull=ν−1(Γ) and set Γfull to be its closure in Hfull. Fix k∈{0,…,dimC(M0,B)}. By Lemma 7.2 of [Ram18], we have [Γ]∗=(1/degν)[Γfull]∗. Thus it suffices to show that [Γfull]∗=μ∗∘((πAfull)∣Γfull)∗∘(πB)∣Γfull∗ sends ker((ρB)∗) to ker((ρA)∗). Suppose [Tτ]∈ker((ρB)∗) is an arbitrary k-dimensional boundary stratum in the kernel of (ρB)∗. By Lemma 2.15, τ has at least one vertex with positive moduli dimension that is not ϵB-stable. Also, dimC(ρB(Tτ))<dimC(Tτ). Since the map πB is flat, by Lemma 1.7.1 of [Ful98] we have that
[TABLE]
where the (mJ)s are positive integer multiplicities. Let J be an arbitrary term appearing in the above sum; since πB is finite, J is an irreducible component of some k-dimensional boundary stratum Gγ of Hfull. We have that
[TABLE]
By Lemma 4.7, dim(ρA∘μ∘(πAfull)∣Γfull(J)<dim(J),
so (ρA∘μ∘(πAfull)∣Γfull)∗([J])=0∈H2k(XA). Since J was arbitrary, we conclude:
[TABLE]
Thus [Γfull]∗([Tτ])∈ker((ρA)∗). We conclude that for an arbitrary boundary stratum Tτ of M0,B in the kernel of (ρB)∗, its pushforward [Γfull]∗([Tτ]) is in the kernel of (ρA)∗. By [Ram18], Lemma 10.9, ker((ρB)∗) is generated by the fundamental classes of boundary strata. We conclude that [Γfull]∗ sends ker((ρB)∗) to ker((ρA)∗), proving the proposition.
∎
5. Algebraic stability of Hϕ on heavy/light Hassett spaces
In this section, we fix a degree d branched covering ϕ with finite post-critical set P that satisfies criteria (1.1, 1) and (1.1, 2). Let p∞∈P be the fully ramified cyclic point, and let P∞⊂P be the forward orbit of p∞ i.e. the set of all points in its periodic cycle. Fix a positive rational number ϵ such that ∣P∣−11<ϵ<∣P∣−21 and let ϵ be the weight datum that assigns weight 1 to the elements of P∞ and assigns weight ϵ to all elements not in P∞. Let X=M0,P(ϵ) be the corresponding Hassett space. If ∣P∞∣=1 then p∞ is fixed so ϕ is a topological polynomial. Also, as described in Section 2.5, the Hassett space X is isomorphic to CP∣P∣−3. By [Koc13], Rϕ is holomorphic thus algebraically stable on X. If ∣P∞∣≥2 then X is a heavy/light Hassett space. Here, we show:
Theorem 5.1**.**
Let ϕ,P,p∞,P∞,ϵ,ϵ, and X be as above, and suppose ∣P∞∣≥2. Then Hϕ and Rϕ are algebraically stable on X.
Proof.
By [Ram18], The Hurwitz correspondence Hϕ is algebraically stable on M0,P. Now, let ρ:M0,P→X be the reduction map. Note that (X,X) is a compatible pair of heavy/light Hassett spaces with respect to the Hurwitz space Hϕ, as in Definition 4.4. Thus Hϕ, X and ρ together satisfy the assumptions of Proposition 4.9. We conclude that for all k, the kernel of ρ∗:H2k(M0,P)→H2k(X) is an invariant subspace of [Hϕ]∗. On the other hand, it is shown in [Ram18] Lemma 4.16 that if a correspondence Γ is algebraically stable on X1, and if r:X1→X2 is a regular birational map such that for all m, the kernel of the pushforward r∗:Hm(X1)→Hm(X2) is invariant under the action of [Γ]∗ on Hm(X1), then Γ is also algebraically stable on X2. Applying this result here tells us that Hϕ is algebraically stable on X, i.e. for every iterate n, [Hϕn]∗=[Hϕ]∗n on H2k(X). On the other hand, for all k=0,…,dimC(X), and for iterates n>0, the action of (Rϕn)∗ on H2k(X)=Hk,k(X) is identified with the action of [Hϕn]∗ on H2(dimC(X)−k)(X). We conclude that Rϕ is algebraically stable on X.
∎
Theorem 1.2 follows as an immediate consequence: it is a restatement of Theorem 5.1 above.
Remark 5.2*.*
There is a variant of Theorem 5.1 obtained by applying Proposition 4.9 repeatedly. Suppose ϕ is a degree d branched covering with finite post-critical set P that satisfies criterion (1.1, 1) with p∞ the fully ramified periodic point, and such that every critical point of ϕ is periodic. Then ϕ satifies (1.1, 2) as well. Let P∞ and ϵ be as in the statement of Theorem 5.1. Let P∞=P1⊂P2…,Pr=P be any filtration of P such that each Pi is a union of periodic cycles of ϕ. For i=1,…,r, let ϵi be the weight datum on M0,P assigning weight 1 to points in Pi and weight ϵ to points in the complement of Pi, and let Xi be the corresponding space of weighted stable curves. Note that there is a generalized reduction map ρi,i−1:Xi→Xi−1 commuting with the reduction maps ρi and ρi−1 from Xr=M0,P to Xi and Xi−1 respectively. For i=1,…,r−1, set Vi,k=ker((ρi)∗)⊂H2k(M0,P). By Proposition 4.9:
(1)
The subspace Vi,k is invariant under the action [Hϕ]∗=Rϕ∗ on H2k(M0,P)=H2(dim(M0,P)−k)(M0,P). Thus by Lemma 4.16 of [Ram18]:
2. (2)
The Hurwitz correspondence Hϕ and the rational map Rϕ are algebraically stable on each Xi.
Thus Vr−1,k⊂Vr−2,k⊂…⊂H2k(M0,P)=H2(dim(M0,P)−k)(M0,P) is a filtration of H2(dim(M0,P)−k)(M0,P) by Rϕ∗-invariant subspaces. This filtration allows us to write Rϕ∗ as a block-lower-triangular matrix. In contrast, the main result of [Ram18] is a completely different filtration of the (co)homology groups of M0,P by subspaces invariant for every Hurwitz correspondence, giving us in this specific context another — different and utterly independent — expression of Rϕ∗ as a block-lower-triangular matrix. The latter expression makes no use of the specifics of ϕ, in particular of criteria (1.1, 1) and (1.1, 2).
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