Depth functions of powers of homogeneous ideals
Huy Tai Ha, Hop Dang Nguyen, Ngo Viet Trung, and Tran Nam Trung

TL;DR
This paper proves that the depth function of powers of homogeneous ideals can realize any convergent numerical sequence and resolves a longstanding question about the associated primes of such powers.
Contribution
It confirms Herzog and Hibi's conjecture and answers Ratliff's open question, advancing understanding of the algebraic properties of ideal powers.
Findings
Depth functions can be any convergent numerical sequence.
Associated primes of powers of ideals have been characterized.
Resolved two longstanding open problems in commutative algebra.
Abstract
We settle a conjecture of Herzog and Hibi, which states that the function depth , , where is a homogeneous ideal in a polynomial ring , can be any convergent numerical function. We also give a positive answer to a long-standing open question of Ratliff on the associated primes of powers of ideals.
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Depth functions of powers of homogeneous ideals
Huy Tài Hà
Tulane University
Department of Mathematics
6823 St. Charles Ave.
New Orleans, LA 70118, USA
,
Hop Dang Nguyen
Institute of Mathematics
Vietnam Academy of Science and Technology, 18 Hoang Quoc Viet
Hanoi, Vietnam
,
Ngo Viet Trung
International Centre for Research and Postgraduate Training, Institute of Mathematics
Vietnam Academy of Science and Technology, 18 Hoang Quoc Viet
Hanoi, Vietnam
and
Tran Nam Trung
Institute of Mathematics
Vietnam Academy of Science and Technology, 18 Hoang Quoc Viet, and TIMAS, Thang Long University, Nghiem Xuan Yem road, Hanoi, Vietnam
Abstract.
We settle a conjecture of Herzog and Hibi, which states that the function , , where is a homogeneous ideal in a polynomial ring , can be any convergent numerical function. We also give a positive answer to a long-standing open question of Ratliff on the associated primes of powers of ideals.
Key words and phrases:
depth, projective dimension, associated prime, monomial ideals
2010 Mathematics Subject Classification:
Primary 13C15, 13D02, 14B05
1. Introduction
Let be a standard graded algebra over a field . For a homogeneous ideal , we call the function , the depth function of . The goal of this paper is to prove the following conjecture of Herzog and Hibi in [9] (see also [8, Problem 3.10]).
Conjecture 1.1** (Herzog-Hibi).**
Let be any function such that for all . Then there exists a homogeneous ideal in a polynomial ring such that is the depth function of .
For simplicity we call a function a numerical function and say that is convergent if for all . By a classical result of Brodmann [2], the depth function of a homogeneous ideal is always convergent. Conjecture 1.1 simply says that this is the only constraint for numerical functions to be depth functions of homogeneous ideals. This conjecture is remarkable since the depth function tends to be non-increasing in known examples.
Before this work, Conjecture 1.1 has been verified only for non-decreasing functions [9] and for some special classes of non-increasing functions [7, 9, 12]. Note that the proof of Conjecture 1.1 for non-increasing functions in [7] has a gap. Examples of non-monotone depth functions were hard to find [1, 6, 9, 13]. However, Bandari, Herzog and Hibi [1] showed that the depth function can have any given number of local maxima.
Our main result, Theorem 4.1, settles Conjecture 1.1 in its full generality. Furthermore, we shall show that the ideal can be chosen to be a monomial ideal. As a consequence, we give a positive answer to the following question of Ratliff, which has remained open since 1983 [15, (8.9)].
Question 1.2** (Ratliff).**
Given a finite set of positive integers, do there exist a Noetherian ring , an ideal and a prime ideal in such that is an associated prime of if and only if ?
Inspired by Theorem 4.1, one may expect that for any convergent positive numerical function , there exists a homogeneous ideal such that is the depth function of symbolic powers of . This is verified recently by the second and the third authors of this paper [14].
The proof of Conjecture 1.1 is based on our recent works on sums of ideals [5, 7]. The key observation is the additivity of depth functions; that is, the sum of two depth functions is again a depth function. It can also be seen that any convergent numerical function which is not the constant zero function can be written as the sum of a finite number of functions of the following two types:
- •
Type I: for some fixed , f(n)=\left\{\begin{array}[]{ll}0&\text{if }n<d\\ 1&\text{if }n\geq d.\end{array}\right.
- •
Type II: for some fixed , f(n)=\left\{\begin{array}[]{ll}0&\text{if }n\not=d\\ 1&\text{if }n=d.\end{array}\right.
Therefore, the proof is completed if we can construct ideals with depth functions of Types I and II.
Our paper is structured as follows. In Section 2 we prove the additivity of depth functions. Ideals with depth functions of Types I and II are constructed in Section 3. Section 4 is devoted to consequences of our solution to Conjecture 1.1.
We assume that the reader is familiar with basic properties of associated primes and depth, which we use without references. For unexplained notions and terminology, we refer the reader to [3, 4].
2. Additivity of depth functions
Throughout this section, let and be polynomial rings over a field with disjoint sets of variables, and let . Let and be nonzero proper homogeneous ideals. By abuse of notations, we shall also use and to denote their extensions in .
Lemma 2.1** ([10, Lemma 1.1]).**
.
Lemma 2.2** ([10, Lemmas 2.2]).**
**
We shall use the above lemmas to prove the following result which yields the additivity of depth functions.
Proposition 2.3**.**
Let and be homogeneous ideals as above. There exists a homogeneous ideal in a polynomial ring such that for all ,
[TABLE]
Moreover, if and are monomial ideals, then can be chosen to be a monomial ideal.
Proof.
Let and be arbitrary variables. Let . Then is a polynomial ring in the variables of and . By Lemma 2.1 we have . The associated primes of are extensions of ideals in one of the rings . Therefore, does not belong to any associated prime of . From this it follows that
[TABLE]
By Lemma 2.2 we have
[TABLE]
Therefore,
[TABLE]
Obviously, we may replace by and obtain
[TABLE]
Set and . Then is isomorphic to a polynomial ring over and
[TABLE]
for all . Moreover, is a monomial ideal if are monomial ideals. ∎
To ease on notations, we shall identify a numerical function with the sequence of its values
If is the constant function 0,0,0,…, then is the depth function of the maximal homogeneous ideal of any polynomial ring over .
Lemma 2.4**.**
Let be a convergent numerical function which is not the constant confunction 0,0,0,…. Then can be written as a sum of numerical functions of the following two types:
Type I:* ,*
Type II:* .*
Proof.
Let be a convergent numerical function of the form . Then is the sum of the functions , , and the functions . The function is times the function , where stands only at the -th place. The function is times the function , where starts from the -th place. ∎
By Proposition 2.3 and Lemma 2.4, to establish the validity of Conjecture 1.1, it suffices to construct depth functions of types I and II.
3. Construction of ideals with depth functions of Types I and II
Herzog and Hibi [9] already constructed monomial ideals whose depth functions can be any non-decreasing convergent numerical function. Therefore, the existence of depth functions of Type I follows from their result.
Example 3.1** ([9, Theorem 4.1]).**
Let . For any integer , let Then
[TABLE]
We also know that there are monomial ideals with the depth function [7, 12]. The existence of such depth functions can be used to construct depth functions of Type II as follows.
Let and be monomial ideals with the depth functions and , where the first 1 of the first function and the last 1 of the second function are on the same place. By the proof of Proposition 2.3, the function is a function of the form for some variables . If we can find variables such that is a non-zerodivisor in for all , then
[TABLE]
is a function of the form Clearly, we can identify with a polynomial ring and with a monomial ideal in .
To find such variables we need to know the associated primes of the ideal for all . For convenience, we denote the set of the associated primes and the set of the minimal associated primes of an ideal by and , respectively.
Proposition 3.2**.**
Let and be polynomial rings over a field . Let and be nonzero proper homogeneous ideals. Let and be arbitrary variables. Let . Then
[TABLE]
Proof.
Let be an arbitrary prime of . Then for some . If , we must have . This implies for some ideal , , . Let be an element such that . It is easy to check that Hence, . Since , this implies . If , we have . Hence, . So we can conclude that
[TABLE]
Similarly, we also have
[TABLE]
It remains to prove that if is a prime ideal of , which does not belong to nor , then if and only if for some , and .
Without restriction, we may assume that . Since , we have . Since is a non-zerodivisor on , this implies . Similarly, we also have . Note that if and only if . By Lemma 2.1 we have . Hence, is a non-zerodivisor in . From this it follows that if and only if . Using the exact sequence
[TABLE]
we can deduce that if and only if , which means . By [5, Theorem 2.5], we have
[TABLE]
Notice that is not necessarily a prime ideal (see e.g. [5, Example 2.3]).
If , then and by [5, Lemma 2.4]. Moreover, is a bihomogeneous ideal with respect to the natural bigraded structure of . In this case, implies and . So we can conclude that if and only if for some , and . ∎
Remark 3.3**.**
Since Theorem 3.2 is of independent interest, one may ask whether it is true in a more general setting. If are not homogeneous, we can use the same arguments to prove the following general formula:
[TABLE]
where denotes the set of prime ideals containing . In this case, may have an associated prime for some and which do not satisfy the conditions and .
Example 3.4**.**
Let and . Let and . Then are prime ideals, and . We have
[TABLE]
Hence
[TABLE]
These primes do not contain and .
Using Proposition 3.2 we can give a sufficient condition for the existence of variables such that is a non-zerodivisor in for all .
Proposition 3.5**.**
Let be a proper monomial ideal in , , such that . Let be a proper monomial ideal in , , such that . Let . Assume that or for some . Then
[TABLE]
Proof.
By the proof of Proposition 2.3 we have
[TABLE]
It remains to show that is a non-zerodivisor in . Assume for the contrary that for some associated prime of . By Proposition 3.2, for some , , and , . Note that and are generated by variables in and . Since , we must have and . The assumption and implies and . Hence, . Therefore, , which contradicts the fact that . ∎
Now we are going to construct monomial ideals having depth function of Type II.
Example 3.6**.**
Let and , . By Example 3.1 we have
[TABLE]
Let . Let be the integral closure of the ideal or . By [7, Example 4.10] and [12, Proposition 1.5] we have
[TABLE]
Let . By Proposition 3.5, we have
[TABLE]
If we set and , which is obtained from by setting and , then
[TABLE]
Hence, the depth function of is of Type II.
4. Consequences
By Examples 3.1 and 3.6 we have monomial ideals with depth functions of Types I and II. Therefore, the solution to Conjecture 1.1 immediately follows from Proposition 2.3 and Lemma 2.4.
Theorem 4.1**.**
Let be any convergent numerical function. There exists a monomial ideal in a polynomial ring such that for all .
Theorem 4.1 has the following interesting consequence on the associated primes of powers of ideals, which gives a positive answer to Question 1.2 of Ratliff.
Corollary 4.2**.**
Let be a set of positive integers which is either finite or contains all sufficiently large integers. Then there exists a monomial ideal in a polynomial ring such that if and only if , where is the maximal homogeneous ideal of .
Proof.
Let be any convergent numerical function such that if and only if . Then there exists a monomial ideal in a polynomial ring such that for all . This is the desired ideal because if and only if . ∎
Corollary 4.2 also gives a negative answer to the following question of Ratliff [15, (8.4)].
Question 4.3** (Ratliff).**
Let be an arbitrary ideal in in a Noetherian ring . Let be a prime ideal such that for some and for all sufficiently large. Is for all ?
This question was already answered in the negative by Huckaba [11, Example 1.1]. However, the ideal in his example is not a monomial ideal as in the proof of Corollary 4.2.
One may also ask about the possible function of the projective dimension of powers of a homogeneous ideal. Let be an arbitrary homogeneous ideal in a polynomial ring . By the Auslander-Buchsbaum formula we have
[TABLE]
Since is a convergent numerical function [2], is also a convergent numerical function.
Corollary 4.4**.**
Let be an arbitrary convergent numerical function. There exist a homogeneous ideal and a number such that for all .
Proof.
Let . Then , , is a convergent numerical function. By Theorem 4.1, there exists a homogeneous ideal in a polynomial ring such that for all . Let be the number of variables of . Set . Then
[TABLE]
for all . ∎
It is of interest to know the smallest possible number for a given function in Corollary 4.4. This number is determined by the smallest number of variables of a polynomial ring which contains a homogeneous ideal with a given depth function . We are not able to compute this number. The proof of Theorem 4.1 uses a high number of variables compared to the values of .
Acknowledgement**.**
H.T. Hà is partially supported by the Simons Foundation (grant #279786) and Louisiana Board of Regents (grant #LEQSF(2017-19)-ENH-TR-25). Hop D. Nguyen and T.N. Trung are partially supported by Project ICRTM 012019.01 of the International Centre for Research and Postgraduate Training in Mathematics. N.V. Trung is partially supported by Vietnam National Foundation for Science and Technology Development. The authors would like to thank Aldo Conca and Jürgen Herzog for useful discussions, Takayuki Hibi for pointing out a gap of the proof of Conjecture 1.1 for non-increasing functions in [7], and Cătălin Ciupercă for informing that our negative answer to Question 4.3 of Ratliff was already given by S. Huckaba in [11]. This paper is split from the first version of [5] following a recommendation of its referee.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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