
TL;DR
This paper investigates the properties of one-adhesive polymatroids, characterizing when two polymatroids can be glued together, with implications for entropy functions and extensions on five-element sets.
Contribution
It provides a characterization of one-adhesive polymatroids and describes conditions for their extensions, advancing understanding of adhesive properties in polymatroid theory.
Findings
Two polymatroids are one-adhesive if and only if related polymatroids have any extension.
Characterization of adhesive polymatroid pairs on five-element sets.
Connection between adhesive polymatroids and entropy functions.
Abstract
Adhesive polymatroids were defined by F. Mat\'u\v{s} motivated by entropy functions. Two polymatroids are adhesive if they can be glued together along their joint part in a modular way; and are one-adhesive, if one of them has a single point outside their intersection. It is shown that two polymatroids are one-adhesive if and only if two closely related polymatroids have any extension. Using this result, adhesive polymatroid pairs on a five-element set are characterized.
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\hidedoi\setheader
K Y B E R N E T I K A
\contactLaszloCsirmazCentral European [email protected]
One-adhesive polymatroids
Laszlo Csirmaz
(Dedicated to the memory of Frantisek Matúš)
Abstract
Adhesive polymatroids were defined by F. Matúš motivated by entropy functions. Two polymatroids are adhesive if they can be glued together along their joint part in a modular way; and are one-adhesive, if one of them has a single point outside their intersection. It is shown that two polymatroids are one-adhesive if and only if two closely related polymatroids have joint extension. Using this result, adhesive polymatroid pairs on a five-element set are characterized.
keywords:
polymatroid, amalgam, adhesive polymatroid, entropy function, polyhedral cone
:
05B35, 94A15, 52B12
Dedicated to the memory of Frantisek Matúš
1 Preliminaries
A polymatroid is a non-negative, monotone and submodular function defined on the collection of non-empty subsets of the finite set . Here is the ground set, and is the rank function. The polymatroid is integer if all ranks are integer. An integer polymatroid is a matroid, if the rank of singletons are either zero or one. Matroids are combinatorial objects which generalize the properties of linear dependence among a finite set of vectors. For an introduction to matroids, see [15]; and about polymatroids consult [9, 11]. The rank function can be identified with a -dimensional real vector, where the indices are the non-empty subsets of . In this paper the distance of two polymatroids and on the same ground set is measured as the usual Euclidean distance of the corresponding vectors, and is denoted as .
Following the usual practice, ground sets and their subsets are denoted by capital letters, their elements by lower case letters. The union sign is frequently omitted as well as the curly brackets around singletons, thus denotes the set . For a function defined on the subsets of the finite set (such as the rank function of a polymatroid) the usual information-theoretical abbreviations are used. Here , , are disjoint subsets of the ground set:
[TABLE]
When is a rank function, is considered to be zero. In cases when the function is clear from the context, even is omitted. Additionally, the Ingleton expression [8] is abbreviated as
[TABLE]
Observe that it is symmetrical for swapping and as well as swapping and .
Vectors corresponding to polymatroids on the ground set form the pointed polyhedral cone [19]. Its facets are the hyperplanes determined by the basic submodular inequalities with distinct and ( can be empty), and the monotonicity requirements , see [11, Theorem 2]. Much less is known about the extremal rays of this cone. They have been computed for ground sets up to five elements [18], without indicating any structural property.
1.1 Entropic, linear, and modular polymatroids
An important class of polymatroids describes the entropy structure of the marginals of finitely many discrete random variables. Assume is a collection of (jointly distributed) random variables. For let be the usual Shannon entropy of the marginal distribution . The function is a polymatroid [7]. Such polymatroids are called entropic, and the collection of entropic polymatroids is [19]. The closure of (in the usual Euclidean topology) is the collection of almost entropic or aent polymatroids. Studying polymatroids is motivated partly by the difficult task of understanding the entropic region as well as solving problems arising in secret sharing [6, 17], network coding [1], and other areas.
Another important subclass is the linear polymatroids. is linearly representable if there is a vector space over some finite field, linear subspaces for each , such that is the dimension of the linear subspace spanned by the vectors in . Linearly representable polymatroids are integer. A polymatroid is linear if it is in the conic hull of linearly representable polymatroids, namely, it can be written as a non-negative linear combination of such polymatroids. Linear polymatroids are almost entropic, see [4, 12, 16].
The polymatroid is modular if for any two disjoint non-empty subsets , or, equivalently, if for all we have
[TABLE]
Modular polymatroids are entropic and linear [11].
In matroid theory modularity refers to a different notion [15], which will be called flat-modularity here. is a flat if its rank is strictly smaller than that of any of its proper extensions. The polymatroid is flat-modular if every pair of its flats forms a modular pair, namely the submodularity holds with equality:
[TABLE]
Modular polymatroids are flat-modular, but the converse is not true in general.
For a subset define the function on (non-empty) subsets of as follows:
[TABLE]
Clearly is a matroid and linearly representable over any vector space. They are linearly independent and span the whole -dimensional space. This is immediate from the fact that the linear combination
[TABLE]
takes one at , and zero anywhere else, see [12, Lemma 3].
It is well known that all polymatroids on two or three elements are linear, moreover a polymatroid on the four element set is linear if and only if it satisfies all six instances of the Ingleton inequality:
[TABLE]
see [14]. Linear polymatroids on a five element set can also be characterized by some finite set of linear inequalities [5]. Polymatroids on ground set of size five or less have the following simultaneous approximation property, which will be used in Section 3.
Proposition 1**.**
Let , and let and be linear polymatroids on . For each positive and large enough vector space there is a and integer polymatroids and on linearly representable over , such that , additionally whenever ().
Proof.
On ground set linear polymatroids form a polyhedral cone. Moreover, for every large enough vector space , extremal rays of this cone contain polymatroids linearly representable over , see [5, 14]. Non-negative rational combinations of these polymatroids form a dense subset of linear polymatroids. Let and be such combinations with . The linearly representable polymatroids span the whole linear space, thus there are rational coefficients such that
[TABLE]
As whenever , (1) implies that all coefficients have absolute value smaller than . Using the notation and , the polymatroids
[TABLE]
are non-negative rational combinations of linearly representable polymatroids; are equal whenever ; and are approximating and , respectively, better than .
Finally, integer combinations of linearly representable polymatroids over the same vector space are linearly representable, which implies the claim. ∎
1.2 Amalgam and adhesive extension
Let , , and be disjoint sets. Polymatroids and on the ground sets and , respectively, with joint restriction on , have an amalgam, or can be glued together, if there is a polymatroid on extending both and [15]. This extension is modular if, in addition, and are independent over , that is, . If and have such a modular extension , then and are adhesive, and is an adhesive extension. Adhesive extensions were defined and studied by F. Matúš in [11]. The main observation is that restrictions of an almost entropic polymatroid are adhesive [11, Lemma 2]. In this paper we investigate adhesive extensions on their own right.
When speaking about amalgam, or adhesive extension, the polymatroids are tacitly assumed to have the same restriction on the intersection of their ground sets.
We have defined the amalgam of and as a polymatroid extending both and . The amalgam of two matroids is traditionally required to be a matroid. It is an interesting problem to decide whether the two different notions of amalgam coincide.
Problem 1**.**
Suppose the matroids and on and , respectively, have a polymatroid amalgam on . Is it true that then they have a matroid amalgam as well?
If the joint extension is integer valued then it must be a matroid; and if there is a joint extension at all, then there is one with rational values.
Whether two matroids have an amalgam is a combinatorial question; the same question about polymatroids is a geometrical one. Polymatroids and have an amalgam if and only if the point (merged along coordinates corresponding to subsets of ) is in the coordinatewise projection of the polymatroid cone to the subspace with coordinates where or . The projection is a polyhedral cone whose bounding hyperplanes correspond to (homogeneous) linear inequalities on the projected coordinates. Thus and have an amalgam if and only if the vector satisfies all of these inequalities. While theoretically simple, in practice it is unclear how to calculate the facets of the projection efficiently.
The same reasoning applies to adhesive extension. Such an extension satisfies the additional constraint , thus the modular extensions form a subcone of dimension one less: the intersection of and the hyperplane . and have an adhesive extension if an only if the point is in the projection of this restricted cone.
The polymatroid is sticky if any two extensions of have an amalgam. Flat-modular polymatroids are sticky, the proof in [15, Theorem 12.4.10] works in the polymatroid case as well, but see also [11, Theorem 1]. The “sticky matroid conjecture” asserts that all sticky matroids are flat-modular [2]. The same conjecture is stated here for polymatroids.
**Sticky polymatroid conjecture **.
Sticky polymatroids are flat-modular.
Factors of sticky polymatroids are sticky, and the collection of sticky polymatroids on a given ground set forms a closed cone, thus to settle the above conjecture it is enough to consider polymatroidal extensions of a matroid. Consequently, if the answer to Problem 1 is yes and the sticky matroid conjecture is true, then so is the sticky polymatroid conjecture.
To state some of our results we need one more definition. The polymatroid is --sticky, if any two of its extensions and with and have an amalgam. A polymatroid is -sticky, if it is --sticky. Sticky polymatroids on small ground sets are discussed in Sections 3 and 4.
1.3 New polymatroids from old ones
Each polymatroid can be decomposed as a sum of a modular and a tight polymatroid as described in Lemmas 2 and 3; it is a generalization of [4, Lemma 2]. Lemma 4 discusses how one can extend a polymatroid adding a new element to the base set. The method will be used in later sections to create several extensions. Recall that is the polymatroid defined by .
Lemma 2**.**
Let be a polymatroid and . Suppose the real number satisfies the following conditions:
[TABLE]
Then is a polymatroid.
Observe that if has a single member , then the first condition holds vacuously, and the second condition simplifies to .
Proof.
The claim clearly holds when , so assume , and let . If and are disjoint, then , in the other cases this difference is . One has to check the monotonicity for the special case , only. This difference equals to except when and are disjoint and . But then
[TABLE]
by assumption.
To check submodularity, observe that except when and are disjoint and both and are in . In the latter case , which is non-negative by the fist assumption. ∎
Let be any polymatroid and . By the remark above, is a polymatroid whenever . Choosing to be this maximal value, the polymatroid is denoted by , and called tightening of at (or on) . is tight at if , that is, if . Note that , thus is tight at ; moreover . Thus one can define the tight part of at as . is tight on , if , and is tight if . The next lemma summarizes the properties of tightening used in this paper, see [4].
Lemma 3**.**
Let be a polymatroid and .
- •
* is tight on if and only if it is tight on all elements of .*
- •
* is tight on .*
- •
* is a modular polymatroid.*
- •
* is tight, and is the unique decomposition of into the sum of a tight and modular part. ∎*
In the last part of this section we investigate how to extend the polymatroid to the ground set using the excess function defined for all subsets (including the empty set). In agreement with the previous notation, abbreviates , in particular, .
Lemma 4**.**
Suppose is not in the ground set of the polymatroid . Extend to the subsets of by . Then is a polymatroid on if and only if the following conditions hold:
* is non-negative and non-increasing: for ;* 2. 2.
* for all ;* 3. 3.
* for all .*
Proof.
An easy case by case checking. ∎
As is non-increasing, ; in particular for all . On the other hand, can take both positive and negative values even for the same excess function.
Example 5**.**
Let be a polymatroid on and . Define the excess function by
[TABLE]
If for all pairs , then is a polymatroid .
Proof.
Conditions 1 and 2 of Lemma 4 trivially hold. As for Condition 3, is zero except when , and then . Thus it also holds by the assumption on . ∎
An easy calculation shows that for this extension , for all pairs and non-empty we have , and .
Example 6**.**
Let and . Define the excess function by
[TABLE]
If and for all pairs , then is a polymatroid.
Proof.
Similar to the previous Example. Conditions 1 and 2 hold, moreover is either zero or , and the latter case holds when and , or when . Thus in all cases Condition 3 holds as well. ∎
2 Adhesivity versus amalgam
As defined in Section 1.2, polymatroids and on ground set and respectively, have an amalgam if there is a polymatroid on extending both and . The same polymatroids are adhesive if, in addition, they have a modular extension. When has a single element , then the polymatroid on will be denoted by . In this special case adhesivity of and is equivalent to the existence of the amalgam of closely related polymatroids. Recall that is tight on if , and by tightening on one gets the (tight) polymatroid
[TABLE]
Theorem 7**.**
Polymatroids and are adhesive if and only if and have an amalgam.
Proof.
First let be the modular extension of and , that is . This equality rewrites to
[TABLE]
Let . The above equality means that restricting to one gets , and, as and on are the same, restricting to one gets . Consequently is the required amalgam of and .
Conversely, let be an amalgam of and . Then using that is tight on , , thus
[TABLE]
which means that . Let with . Then extends (as ), and (as ). Finally, , as required. ∎
The last step in the proof works in a more general setting.
Proposition 8**.**
Suppose and have an amalgam. Then and have an amalgam as well.
Proof.
If is an amalgam of and , then is an amalgam of and . ∎
In particular, to show that is sticky, it is enough to consider extensions and which are tight on and , respectively. The condition stated in Proposition 8 is sufficient but not necessary. Polymatroids and in Example 13 have an amalgam but are not adhesive. Thus, by Theorem 7, and have no amalgam.
3 One-element extensions
This section starts with an alternative proof for a result of F. Matúš [11] which claims, using our terminology, that polymatroids on two element sets are 1-sticky. A similar proof to this one will be given for Theorem 17. Theorem 10 gives a sufficient and necessary condition for a pair of one-element extensions of a polymatroid on three elements to have an amalgam. Using Theorem 7, this is turned into sufficient and necessary conditions for such polymatroid pairs to be adhesive, which, in turn, yields new 5-variable non-Shannon entropy inequalities stated in Corollary 12.
The section concludes with several examples. The first one specifies two linearly representable (entropic) polymatroids which have an amalgam, but are not adhesive. Thus there are two linearly representable polymatroids which have a polymatroid extension, but no almost entropic (or linear) extension. Finally, two general examples are presented for 1-sticky and not 1-sticky polymatroids on three elements.
Theorem 9** ([11, Corollary 2]).**
All Polymatroids and on the ground sets and with common restriction to are adhesive. In particular, such polymatroids have an amalgam, thus every polymatroid on a two element set is 1-sticky.
Proof.
As discussed in Section 1.2, adhesive polymatroid pairs form a polyhedral cone. Consequently, is adhesive if and only if is adhesive for some (or all) positive . The adhesive cone is closed, thus to show that a particular pair is adhesive, it is enough to find, for each positive , some adhesive pair such that , and . In this particular case and will be the linearly representable polymatroids guaranteed by Proposition 1. Thus and are represented over the same vector space , and are -close to and , respectively, and the linear subspaces in both representations corresponding to subsets of have the same dimensions: , and as these equalities are true for the polymatroids and . To conclude the claim of the theorem it is enough to show that is an adhesive pair.
The dimensions of subspaces spanned by , , and are the same in both representations. Choose a base in the first representation which can be partitioned to such that , , and , and similarly for . Identify and , and , and , and take the vector space with base (that is, glue the representations of and along their common part). It will be a linear representation of a polymatroid on , where and are independent given . Consequently and have an adhesive extension, which concludes the proof. ∎
Now we turn to the case of one-point extensions of polymatroids on three-element sets. If not mentioned otherwise, all polymatroids in the rest of this section are extensions of a fixed polymatroid on .
Theorem 10**.**
Polymatroids , on the ground sets and have an amalgam if and only if the following eight inequalities and their permutations (permuting and ) hold, where either the top or the bottom expression is chosen from all three pairs in curly brackets:
[TABLE]
Proof.
It is clear that all terms are defined over one of the polymatroids and . Also, these inequalities hold for any polymatroid with ground set , which can easily be checked using an automated entropy checker, thus they must hold when and have an amalgam. Actually, inequalities in (2) written in basic terms and rearranged, are equivalent to
[TABLE]
which evidently holds for any polymatroid on five elements.
The sufficiency can be checked by the method indicated in Section 1.2. Polymatroids and determine 23 out of the 31 coordinates of the polymatroid on . The missing 8 variables are indexed by subsets of the form with .
The facets of the polymatroid cone are determined by the basic submodular inequalities and by the monotonicity requirements . The strong duality of linear programming says that the facet equations of the projection are non-negative linear combinations of these inequalities in which the combined coefficients of the projected (dropped) variables are zero. Let denote the matrix whose columns are indexed by the non-empty subsets of , and whose rows contain the coefficients of the bounding facets of as discussed above. In each row there are two, three, or four non-zero entries only. When is restricted to the eight columns labeled by , 27 different non-zero rows remain. Let be this 27 by 8 matrix.
Table 1 shows some rows of with the corresponding facet equations (one or two). The matrix can be constructed by hand, or by some interpretative computer program. The next step is to extract the extremal non-negative linear combinations of the rows which give zero sums for all eight columns. This can be done, e.g., by the freely available software packages Porta [3]. The result is 154 extremal non-negative linear combinations. One of them is the combination taking all but the first and last row from Table 1 once, and taking the last row twice. Eight of the corresponding 32 facet combinations give the inequalities in (3), which, after rearranging the terms, give the inequalities in (2). The other combinations, when one takes instead of , or instead of , or both, yield supporting hyperplanes to the projected cone, but not facets as they are consequences of the basic (Shannon) inequalities for and . In other words, these hyperplanes do not cut into the cones and .
All other bounding hyperplanes (inequalities) resulting from the remaining 153 extremal combinations were checked by an interpretative computer program whether they are really facets of the projection. This search resulted in the statement of the Theorem. ∎
Corollary 11**.**
Polymatroids and on the ground sets and are adhesive if and only if the following four inequalities and their permutations hold:
[TABLE]
Proof.
By Theorem 7, and are adhesive if and only if and have an amalgam. All terms in (2) are the same for and ( and ) except for and . ∎
Corollary 12**.**
The following are four five-variable non-Shannon information inequalities, that is, they hold in every entropic polymatroid on at least five elements:
[TABLE]
Proof.
As observed in [11], restrictions of an entropic polymatroid are adhesive, consequently the inequalities (4) in Corollary 11 must hold. ∎
3.1 Examples
Example 13**.**
There are linearly representable polymatroids and on and which have an amalgam but are not adhesive.
Proof.
Polymatroids and will be extensions of the uniform polymatroid
[TABLE]
Clearly for all distinct , , . The excess functions defining and are
[TABLE]
By Examples 5 and 6 both and are polymatroids. They are not adhesive, as all terms on the left hand side of (4) are zero, while . To show that they have an amalgam, one can check that all conditions of Theorem 10 hold. The polymatroid specified in Table 2 gives such an extension explicitly.
The four groups contain the values for the subsets indicated at the top line where runs over all subsets of . The values are arranged in four lines (from bottom to top) for , one-element subsets , , , two-element subsets , , , and at the top.
Finally, the polymatroids and are linearly representable over any field. Choose seven independent vectors , , , , , , and . Subspaces assigned to the ground elements are are the ones spanned by the vectors listed below:
[TABLE]
It is easy to check that all generated subspaces have the right dimension. Note that while the dimensions of the subspaces corresponding to subsets of are the same, the subspace arrangements are not isomorphic. ∎
It is easy to check that and are also linearly representable. As and are not adhesive, according to Theorem 7, and have no amalgam.
Theorem 10 can be used to characterizes 1-sticky polymatroids on three-element sets. The following examples show some particular cases.
Example 14**.**
Let be a polymatroid on . If , are positive, , , then is not 1-sticky.
Proof.
We specify two extensions and so that one of the inequalities in Theorem 10 fails. Let , and . Define the excess functions , by
[TABLE]
According to Examples 5 and 6, and are polymatroids. In this case , , and , see the remark following Example 5. Similarly, we have , , thus the left hand side of the top line in (2) is
[TABLE]
while the right hand side is . Thus no amalgam of and exists. ∎
Example 15**.**
Suppose , and at least one of , , is zero. Then is 1-sticky.
Proof.
Let and be two extensions of . Our goal is to show that all instances of the inequalities in Theorem 10 hold. From the assumptions it follows that for we have ; moreover at least one of , , also equals . Suppose and are specified by the excess functions and . By Proposition 8 we can assume that is tight on and is tight on , which gives , where . In our case , thus we must also have , thus for all two-element subsets of . This means
[TABLE]
thus all terms in the second line of (2) are zero. Consequently we only need to show that
[TABLE]
which rewrites to
[TABLE]
The condition that one of , , equals was not used yet. If , then , and then (5) follows from
[TABLE]
which holds by Lemma 4, Condition 3. When (or, symmetrically, ), then , , and (5) rewrites to
[TABLE]
which, again, holds by Lemma 4. ∎
4 Two-element extensions
Using similar techniques necessary and sufficient conditions for the existence of an amalgam of polymatroids on larger sets can be obtained. Theorem 16 is such an example. It is a consequence of [11, Remark 6] and Theorem 7; we sketch a direct proof. The result is used to get a characterization of 2-sticky polymatroids on two-element sets.
Theorem 16**.**
Polymatroids and on and , respectively, have an amalgam if and only if the following two inequalities and all of their permutations (permuting and , and and ) hold choosing either the top or the bottom line from the list in curly brackets:
[TABLE]
Proof.
After expanding and rearranging the above inequalities are equivalent to
[TABLE]
thus if and have an amalgam, then the expressions must be non-negative.
The sufficiency can be checked similarly as in Theorem 10 by computing the facets of the projection of the cone
to the coordinates which are subsets of and . There are 12 dropped coordinates: , , , …, , , . Restricting the matrix describing the facets of the cone to these columns, one gets the submatrix with 48 rows and 12 columns. Some of the rows are shown in Table 3. Software Porta [3] found 6938 extremal non-negative linear combinations giving zero sums for the 12 projected variables. One facet of the projection is generated by the linear combination taking all but the first and last rows from Table 3 once, and the last row three times. As in case of Theorem 10 all extremal combinations were expanded to bounding hyperplanes and checked whether it was a facet of the projection. This search confirmed the claim. ∎
Theorem 17**.**
The polymatroid on the two-element set is 2-sticky if and only if one of the following cases hold: (it is modular); , or (one of them determines the other).
Proof.
First we show that these polymatroids are 2-2-sticky. Modular polymatroids are sticky without any restriction, so suppose, e.g., that . Let be an extension on . All six Ingleton expressions for are non-negative using the following equalities and their symmetric versions:
[TABLE]
It means that is linear, and the same is true for . As in the proof of Theorem 9, using Proposition 1 we may assume that and are linearly representable over the same field, and the dimensions of the subspaces corresponding to the common subsets , and are the same in both representations. Choose maximal independent set of vectors in both representations which span these subspaces in an equivalent way. Extend this set to be a base in both representations. Glue the two vector spaces together along the equivalent set of base vectors. This gives an amalgam (even an adhesive extension) of and , as required.
In the other direction first we show that given with , , , it can be extended to a polymatroid on so that . For the construction we recall the natural coordinates of polymatroids on four elements from [4]. This coordinate system has the additional advantage that points with natural coordinates in the non-negative orthant are polymatroids. Let us recall these coordinates below:
[TABLE]
From these coordinates the values , , and can be expressed as follows, where only the coefficients of the coordinates in the above order are shown:
[TABLE]
Choose the coordinates first and from eighth to tenth (typeset in bold) to have the positive values , , , and , respectively, for some small enough ; set all other coordinates to zero. With this choice will be a polymatroid which extends the one given on as, e.g., , moreover the Ingleton value , as given by the first coordinate, is , which is negative.
Define the other extension by the excess function
[TABLE]
By the remark after Example 5, is a polymatroid and as well as . According to Theorem 16 if and have an amalgam, they must satisfy
[TABLE]
This value, however, is , which proves the theorem. ∎
Acknowledgment
I am indebted to the reviewers for their valuable work. The careful and thorough reports helped to improve the presentation, clarify terminology, and made the paper more accessible to the interested readers.
The author would like to thank the generous support of the Institute of Information Theory and Automation of the CAS, Prague. The research reported in this paper was supported by GACR project number 19-04579S, and partially by the Lendület program of the HAS.
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