Compactification, and beyond, of composition operators on Hardy spaces by weights
Pascal Lef\`evre (LML), Daniel Li (LML), Herv\'e Queff\'elec (LPP),, Luis Rodriguez-Piazza

TL;DR
This paper investigates how multiplying by weights affects the compactness and Schatten class membership of composition operators on Hardy spaces, exploring conditions under which these properties are altered.
Contribution
It provides new criteria for when weights can change the compactness and Schatten class status of composition operators on Hardy spaces.
Findings
Multiplication by weights can turn non-compact operators into compact ones.
Conditions for weights to place operators in Schatten classes are established.
Analysis of when compact operators become non-compact through weights.
Abstract
We study when multiplication by a weight can turn a non-compact composition operator on H 2 into a compact operator, and when it can be in Schatten classes. The q-summing case in H p is considered. We also study when this multiplication can turn a compact composition operator into a non-compact one. MSC 2010 primary: 47B33 ; secondary: 46B28
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Taxonomy
TopicsHolomorphic and Operator Theory · Advanced Harmonic Analysis Research · Algebraic and Geometric Analysis
Compactification, and beyond, of composition operators on Hardy spaces by weights
*Pascal Lefèvre, Daniel Li,
Hervé Queffélec, Luis Rodríguez-Piazza*
Abstract. We study when multiplication by a weight can turn a non-compact composition operator on into a compact operator, and when it can be in Schatten classes. The -summing case in is considered. We also study when this multiplication can turn a compact composition operator into a non-compact one.
MSC 2010 primary: 47B33 ; secondary: 46B28
Key-words approximation numbers ; composition operator ; compactification ; decompactification ; Hilbert-Schmidt operator; -summing operators; Schatten classes
1 Introduction
Let be an analytic self-map and be the associated composition operator . For , the multiplication operator is defined formally by and the weighted composition operator by . It is known (see [5] for instance) that twisting by some can improve its compactness properties, and even its membership in Schatten classes or the decay of its approximation numbers ([7, Theorem 2.3]).
In this note, we study, in a rather qualitative way, the following problem: given a symbol , when can we find a non-trivial such that has a smoothing effect on , namely when is compact if was not? Or the other way round: when can we find such that is not compact if was?
In [13, Proposition 2.4], it is proved that for to be compact for some (), it is necessary that:
[TABLE]
where is the normalized Lebesgue measure on and the boundary values function of . On the other hand, in order that be Hilbert-Schmidt for some , , it is sufficient that:
[TABLE]
([13, Proposition 2.5]). Note that (1.1) means that is not an exposed point of the unit ball of ([1]), and that (1.2) means that it is not an extreme point of this unit ball ([4, Theorem 7.9]).
There is a gap between these two conditions. The purpose of this work to fill this gap in several respects, this filling explaining in passing the initial gap.
In Section 3, we show that condition (1.1) is necessary and sufficient to have a compact weighted composition operator. We also give examples showing how small approximation numbers we can obtain. In Section 4, we show that condition (1.2) is necessary and sufficient to get a Hilbert-Schmidt weighted composition operator, and we show that it is also necessary and sufficient for getting a weighted composition operator in some, or all, Schatten classes. In Section 5, we consider the case of spaces and study the nuclearity and the summing properties of the weighted composition operators. In Section 6 we show that a composition operator can become non-compact by weighting it if and only if the image of the symbol touches the boundary of the unit disk.
2 Notation
Let be the open unit disk. The Hardy space , , is the space of analytic functions such that:
[TABLE]
Such functions have non-tangential limits almost everywhere on and we have:
[TABLE]
For , is equivalently the space of analytic functions in that can be written with . In the sequel, for convenience, we write simply .
Any analytic self-map induces a bounded operator , called the composition operator of symbol .
For , the multiplication operator is defined, formally, by , and the weighted composition operator by . Note that to get , it is necessary to have since . Throughout this paper it will be assumed that , and that . This membership is not sufficient in general; however is sufficient (but not necessary!), since is the set of multipliers of . Note that we may consider the bounded operator , even if is not bounded.
Except in Section 5, we work only with the Hilbert space .
For convenience, we will adopt in this paper the following terminology.
Definition 2.1**.**
We say that the symbol is:
compactifiable* if is compact for some with ;*
- -
decompactifiable* if is bounded but not compact for some .*
For and , the Carleson window is defined as:
[TABLE]
If is a positive measure on , the Carleson function of is:
[TABLE]
The measure is called a Carleson measure when , and a vanishing Carleson measure when . By the Carleson embedding theorem, this is equivalent to say that the canonical inclusion is respectively bounded or compact.
It is convenient to coin the Hastings-Luecking box defined by:
[TABLE]
We denote the Haar measure (normalized Lebesgue measure) of . For a symbol , is the pull-back measure of by , the (almost everywhere defined) radial limit function associated with :
[TABLE]
By definition for all Borel sets . This measure is always a Carleson measure, due to the Littlewood subordination principle.
The Carleson function of is that of and is denoted :
[TABLE]
When the composition operator is compact on , we have a.e., and is supported by . Moreover, is then a vanishing Carleson measure.
Recall that a compact operator between separable Hilbert spaces and is in the Schatten class , , if , where \big{(}s_{n}(T)\big{)} is the sequence of singular numbers of , i.e. the eigenvalues, arranged in non-increasing order, of . For , is the Hilbert-Schmidt class. Let us also recall that, for , we have if and only if for every orthonormal basis of , and, for , we have if and only if for some orthonormal basis of (see [6] for instance). It follows that if are two compact operators such that for all , then, for all , implies .
We recall Luecking’s theorem ([14]).
Theorem 2.2** (Luecking’s theorem).**
Let be a positive Borel measure on . Then the canonical inclusion is in the Schatten class , , if and only if:
[TABLE]
where .
Let us point out that the above condition can be replaced by the following variant ([9, Proposition 3.3]):
[TABLE]
where .
As usual, the notation means that for some positive constant , and means that and .
3 Compactification
Theorem 3.1**.**
An analytic self-map is compactifiable if and only if .
Proof.
The necessary part is proved in [13, Proposition 2.4]. Let us recall the easy proof of this fact.
Indeed, suppose that is compact and that on , with . Since converges weakly to [math] in and since , we should have:
[TABLE]
but this would imply that is null a.e. on and hence (see [4], Theorem 2.2), which was excluded.
Let us now prove the sufficient condition.
Assume that holds. Given , we can write:
[TABLE]
where , that is . By the Carleson embedding theorem (see [2, page 129]), a necessary and sufficient condition for the operator to be compact is that is a vanishing Carleson measure for . We now produce a suitable , .
Let:
[TABLE]
and set:
[TABLE]
Our assumption implies that . We can hence find an increasing sequence of integers such that:
[TABLE]
Let be defined as:
[TABLE]
Let be the associated outer function, satisfying , namely , with :
[TABLE]
Observe that , where is the Poisson kernel, so that and . Moreover on .
The condition (3.2) ensures that the infinite product converges uniformly on compact subsets of , and defines a function , bounded by and without zeros. Indeed, since , we see that:
[TABLE]
subsequently, the series converges normally on compact subsets of , and the infinite product converges uniformly on compact subsets of , as claimed.
The weighted composition operator is bounded since .
Let finally and such that . Let . Then , so that:
[TABLE]
As a consequence, for all , and:
[TABLE]
because we know (see [2, page 129]) that is a Carleson measure. This ends the proof, since tends to when goes to [math]. ∎
Remark. The previous argument can be sometimes quantified, and the degree of compactness of specified (even if there are limitations, as shown by the forthcoming Theorem 4.1).
Theorem 3.2**.**
For each with , there exist a non-compact composition operator and a weight such that, for some constant , we have:
[TABLE]
In particular belongs to all Schatten classes , .
For the proof, we recall the following simple result.
Proposition 3.3**.**
Let be a vanishing Carleson measure on . Then:
[TABLE]
where is the canonical inclusion.
In particular, if and is a symbol, we have:
[TABLE]
where is the pull-back measure of by .
For the proof of Proposition 3.3, we refer to [12, Theorem 5.1], where the result is given only for composition operators, but working exactly the same for inclusions, except only that we have to replace the quantity by . For the special case, just use that for all , so there exist two contractions and such that and , and hence .
Proof of Theorem 3.2.
We use a construction made in [9, Section 3.2].
Let and:
[TABLE]
There is an analytic function whose boundary values are:
[TABLE]
where is the Hilbert transform. The symbol is defined, for , as:
[TABLE]
By [9, Lemma 3.6 and Lemma 4.3], the composition operator is not compact.
Moreover, since |\varphi^{\ast}({\rm e}^{it})|=\exp\big{(}-|\sin(t/2)|^{\beta}\big{)}, we have:
[TABLE]
so, if is the annulus , and we set:
[TABLE]
we have:
[TABLE]
Now, let . We slightly modify the example of Theorem 3.1 as follows:
[TABLE]
Then, the series converges since . As in the proof of Theorem 3.1, we can define an outer function such that . The same computation gives us, for any Carleson window and for :
[TABLE]
Let arbitrary.
There exists an integer such that . Then for , we have for some ; hence:
[TABLE]
Therefore Proposition 3.3 gives:
[TABLE]
The choice l=\Big{[}\frac{\beta}{(\beta+1)\log 2}\log n\Big{]} gives, for some :
[TABLE]
Now, if , we take such that and . We obtain, with another :
[TABLE]
as claimed. ∎
Remark 1. For , since we have , the composition operator is already compact. When , we have , but it can be checked that nevertheless is compact and \rho_{\varphi}(h)={\rm O}\,\big{(}h/\log(1/h)\big{)} (see [9, Remark 3, page 3117]). Without doing that, we can use [9, Theorem 4.1] (which is an improvement of [8, Theorem 4.1]): there exists a compact composition operator with symbol such that ; therefore .
For , the above proof only gives:
[TABLE]
Though in this case was already compact, that nevertheless allows to improve the compactness.
Remark 2. The case corresponds to the simple symbol . Indeed, we only used in our construction the modulus of the symbol and for this , we have |\varphi^{\ast}({\rm e}^{it})|=|\cos(t/2)|\approx 1-t^{2}/8\approx\exp\big{(}-|\sin(t/2\sqrt{2})|^{2}\big{)}.
We get the following result.
Theorem 3.4**.**
Let . For each decreasing sequence of positive numbers such that is decreasing, there exist a weight and a positive constant such that:
[TABLE]
Proof.
We only have to modify the proof of Theorem 3.2: we replace by:
[TABLE]
so , and we replace by:
[TABLE]
where is a given decreasing sequence of positive integers such that is decreasing. Note that, since is decreasing, we have , so . We get:
[TABLE]
and, with l=\big{[}\log n/\log 2\big{]}, we get, since , for some :
[TABLE]
For example, with , we get .
Theorem 3.4 improves a result of [7, Theorem 2.3], where for this symbol and a given , weights are obtained such that:
[TABLE]
4 Hilbert-Schmidt and Schatten regularizations
We begin with a characterization of the symbols that can give a Hilbert-Schmidt weighted composition operator.
Theorem 4.1**.**
An analytic self-map can induce a Hilbert-Schmidt weighted composition operator , for some weight , if and only if:
[TABLE]
Proof.
That the condition is sufficient is proved in [13, Proposition 2.5]. For sake of completeness, we recall the argument.
The hypothesis implies that there exists an outer function on such that . Then, writing , we have:
[TABLE]
and is Hilbert-Schmidt, as claimed.
Let us prove the necessity of the condition.
If exists such that is Hilbert-Schmidt, we have in particular -almost everywhere, by the easy part of Theorem 3.1. Since is Hilbert-Schmidt, we have:
[TABLE]
i.e.:
[TABLE]
The following lemma, with , and , then shows that . In fact, since and , Jensen’s inequality tells that the first condition of that lemma is satisfied. ∎
Lemma 4.2**.**
Let be a measure space and measurable functions such that, for some :
[TABLE]
Then .
Proof.
If we set and , we have:
[TABLE]
By hypothesis, (which is positive) and are integrable; hence is integrable and:
[TABLE]
In Theorem 4.1, we showed that for the outer function such that , the weighted composition operator is Hilbert-Schmidt. For this weight, we cannot expect better in general, as said by the following theorem.
Theorem 4.3**.**
There exist a symbol satisfying such that, if is any outer function satisfying , the weighted composition operator is Hilbert-Schmidt, but , for all .
Proof.
Let, for :
[TABLE]
We have ; hence ; therefore there is an outer function such that .
Moreover, we also have \int_{\mathbb{T}}\log(1-|\varphi^{\ast}|)\,dm=\int_{-\pi}^{\pi}\log\big{(}1-u(t)\big{)}\,dt>-\infty. Hence if is an outer function such that , the weighted composition operator is Hilbert-Schmidt. We are going to show that does not belong to any Schatten class for .
For that, we use Theorem 2.2. The weighted composition operator can be viewed as an inclusion , where . Here, we also have .
Since , we have:
[TABLE]
where .
But and
[TABLE]
In fact, we have if and only if , which is equivalent to:
[TABLE]
and:
[TABLE]
Hence:
[TABLE]
and we obtain:
[TABLE]
since . Luecking’s theorem tells that . ∎
If Theorem 4.3 does not allow to have better than Hilbert-Schmidt with the same weight, an improvement is possible by taking another weight.
Theorem 4.4**.**
Assume that the composition operator can induce a Hilbert-Schmidt weighted composition operator. Then there exists another weight such that for every .
Proof.
By Theorem 4.1, we have . Take an integer and let be an outer function such that .
We point out that
[TABLE]
Hence we have, for some positive constant (depending on but not on ):
[TABLE]
It follows that and hence
[TABLE]
since .
Now, by the du Bois-Reymond lemma, there exists a measurable function such that and . So there is an outer function such that . Since , we have for close enough to and it follows that (up to a constant depending on only). Hence for all , and since . ∎
Theorem 4.5**.**
For every , if for some weight , then there exists another weight for which is Hilbert-Schmidt.
Proof.
For , this is obvious, with the same weight, since . So we assume . We have , i.e.:
[TABLE]
When , the Hölder inequality implies that, for ( is the conjugate exponent of ), we have:
[TABLE]
Now,
[TABLE]
and, by the Stirling formula . Hence if we take such that and set , we have and:
[TABLE]
It follows from Lemma 4.2 that , and then, from Theorem 4.1, that there is a weight for which is Hilbert Schmidt. ∎
Let us put together Theorem 4.1, Theorem 4.4 and Theorem 4.5.
Theorem 4.6**.**
For any symbol , the following assertions are equivalent:
there is a weight , with , such that is Hilbert-Schmidt;
there is a weight , with , such that for all ;
there exist and a weight , with , such that ;
.
As a consequence, we see that in general, the condition cannot give better than a compactification.
Theorem 4.7**.**
There exists a compactifiable symbol , i.e. , such that, whatever the weight , is not in any Schatten class , with .
Proof.
It suffices to find a symbol such that but such that , i.e. an element of the unit ball of that is an extreme point of that unit ball but not en exposed point. If we set for , then , so , so there exists an outer function such that . Clearly, this function works. ∎
5 Weighted composition operators on
In this section we assume that . We are interested here in finding a characterization of the symbols that can give a weighted composition operator belonging to some specific ideal of operators. In particular, we focus on the ideal of nuclear operators and the ideal of absolutely summing operators.
First let us recall
An operator between Banach spaces and is nuclear if there are elements and linear forms with such that for all .
- -
An operator between Banach spaces and is -summing, , if there is a positive constant such that:
[TABLE]
for all finite sequence in .
The main result of this section is
Theorem 5.1**.**
Let be a symbol.
The following assertions are equivalent.
- (1)
There exists a weight such that is a nuclear operator for every . 2. (2)
There exists a weight such that is -summing for every (and hence is -summing for every ). 3. (3)
There exists a weight such that is -summing for some and some . 4. (4)
.
Proof.
Clearly (1) implies (2), which implies (3).
The weighted composition operator can be viewed as the Carleson embedding where is a finite measure on .
Assume (3). Then is actually -summing on where thanks to [11, Theorem 8.4]. By [11, Proposition 2.3, 1)], we have:
[TABLE]
By Lemma 4.2, that implies that and (4) is satisfied.
Now assume that (4) is satisfied. For every , we denote by its Taylor coefficient. We point out that the functional has norm . Then, for any operator satisfying where , it is easy to check that is a nuclear operator.
Our assumption implies that there exists an outer function such that a.e. and we already pointed out that , for some constant .
Hence:
[TABLE]
We get that and hence that is a nuclear operator. ∎
6 Decompactification
6.1 An initial example
We refer to [15, page 27] (see also [10]) for the definition of the lens map of parameter , .
We saw in [7, Theorem 4.1] that multiplication by a second symbol can improve the degree of compactness of a composition operator . For example, if , which satisfies ([10, Theorem 2.1]):
[TABLE]
(implying in particular that is in all Schatten classes , ), we exhibited functions such that:
[TABLE]
We wish to prove here that, conversely, multiplication by can in some sense “decompactify” while keeping it bounded. We shall begin with an explicit example.
Theorem 6.1**.**
Let be a lens map, , and let where a=\frac{1}{2}\big{(}1-\frac{1}{\theta}\big{)}<0. Then and the weighted composition operator is bounded but not compact on , though is in all Schatten classes , .
Proof.
We first observe that since when (see [10, Lemma 2.5]) and . Let now . Then we have, formally:
[TABLE]
where:
[TABLE]
with .
It is sufficient to prove that is a Carleson measure, but not a vanishing one, for . We can restrict ourselves to the Carleson windows centered at .
We know ([10, Lemma 2.5]) that, for some constants , depending on , we have and ; it follows easily that . Hence:
[TABLE]
(since ), proving that is a Carleson measure.
On the other hand, if we consider the modified Hastings-Luecking windows:
[TABLE]
we have m_{\lambda_{\theta}}\big{(}\widetilde{\widetilde{W}}(1,h)\big{)}\gtrsim h^{1/\theta}, because if , we have , and , so . It follows that:
[TABLE]
so is not a vanishing Carleson measure. ∎
6.2 The general case
We now turn to the general case, with a less explicit construction, under the following form.
Theorem 6.2**.**
An analytic self-map is decompactifiable if and only if .
Proof.
First assume that . Let and a weakly null sequence in ; this implies that uniformly on compact subsets of , so that . But then:
[TABLE]
This shows that is compact for any .
Now, assume that . We are going to show that is decompactifiable.
We need to find a weight such that the finite (since ) measure , namely:
[TABLE]
is Carleson (ensuring that is bounded), but not vanishing Carleson (implying that is not compact).
If is not compact, it suffices to take .
We now assume that is compact. Then .
This fact and the hypothesis clearly imply that for each , where is the annulus . If we set:
[TABLE]
we have , so that for some . We can therefore find an increasing sequence of integers such that for each . Splitting in the natural way into Hastings-Luecking boxes, we can find a sequence of points of such that, with :
[TABLE]
We define our weight as an outer function with boundary values . Let
[TABLE]
Then , so , and:
[TABLE]
Hence and there is an outer function such that (see [4, page 24]).
Now, if , we have:
[TABLE]
and is not a vanishing Carleson measure since, with :
[TABLE]
Let now be an arbitrary Carleson window. Without loss of generality, we can assume for some positive integer , and we observe that if , then , implying . Hence for and:
[TABLE]
Since is bounded, is a Carleson measure and ; therefore and hence is a Carleson measure. This shows that is decompactified by and that completes the proof. ∎
Remark. For , if we set , then and the same proof shows that the weighted composition operator is bounded but not compact.
Acknowledgement. L. Rodríguez-Piazza is partially supported by the project MTM2015-63699-P (Spanish MINECO and FEDER funds). Parts of this paper was made when he visited the Université d’Artois in Lens and the Université de Lille, in April 2018 and January 2019. It is his pleasure to thank all his colleagues in these universities for their warm welcome.
This work is also partially supported by the grant ANR-17-CE40-0021 of the French National Research Agency ANR (project Front).
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