Effects of vorticity on the travelling waves of some shallow water two-component systems
Denys Dutykh (LAMA), Delia Ionescu-Kruse (IMAR)

TL;DR
This paper investigates how vorticity influences travelling wave solutions in several shallow water models, revealing new solitary, pulse, and front wave solutions through phase space analysis.
Contribution
It introduces analysis of vorticity effects on both integrable and non-integrable shallow water systems, identifying new wave solutions.
Findings
Pulse-type solitary wave solutions identified
Front solitary waves decay algebraically
Multi-pulsed travelling wave solutions found in Kaup-Boussinesq system
Abstract
In the present study we consider three two-component (integrable and non-integrable) systems which describe the propagation of shallow water waves on a constant shear current. Namely, we consider the two-component Camassa-Holm equations, the Zakharov-Ito system and the Kaup--Boussinesq equations all including constant vorticity effects. We analyze both solitary and periodic-type travelling waves using the simple and geometrically intuitive phase space analysis. We get the pulse-type solitary wave solutions and the front solitary wave solutions. For the Zakharov-Ito system we underline the occurrence of the pulse and anti-pulse solutions. The front wave solutions decay algebraically in the far field. For the Kaup-Boussinesq system, interesting analytical multi-pulsed travelling wave solutions are found.
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Denys Dutykh
CNRS, Université Savoie Mont Blanc, France
Delia Ionescu-Kruse
Institute of Mathematics of the Romanian Academy, Bucharest, Romania
Effects of vorticity on the travelling waves of some shallow water two-component systems
arXiv.org / hal
Abstract.
In the present study we consider three two-component (integrable and non-integrable) systems which describe the propagation of shallow water waves on a constant shear current. Namely, we consider the two-component Camassa–Holm equations, the Zakharov–Itō system and the Kaup–Boussinesq equations all including constant vorticity effects. We analyze both solitary and periodic-type travelling waves using the simple and geometrically intuitive phase space analysis. We get the pulse-type solitary wave solutions and the front solitary wave solutions. For the Zakharov–Itō system we underline the occurrence of the pulse and anti-pulse solutions. The front wave solutions decay algebraically in the far field. For the Kaup–Boussinesq system, interesting analytical multi-pulsed travelling wave solutions are found.
Key words and phrases: waves on shear flow; solitary waves; cnoidal waves; Zakharov–Ito system; Camassa–Holm equations; Kaup–Boussinesq equations; phase-plane analysis; analytical solutions; multi-pulsed solutions
MSC:
PACS:
Key words and phrases:
waves on shear flow; solitary waves; cnoidal waves; Zakharov–Ito system; Camassa–Holm equations; Kaup–Boussinesq equations; phase-plane analysis; analytical solutions; multi-pulsed solutions
2010 Mathematics Subject Classification:
74J30 (primary), 76F10, 35C07, 76B25, 70K05, 35Q35 (secondary)
2010 Mathematics Subject Classification:
47.35.Bb (primary), 47.11.Kb, 47.10.Df (secondary)
∗Corresponding author
Last modified:
Contents
Introduction
Water wave theory has been traditionally based on the irrotational (and thus potential) flow assumption [18]. Obviously, it allows to determine all components of the velocity vector by taking partial derivatives of just one scalar function — the so-called velocity potential. This approximation was shown to be very good in many practical situations. But in order to incorporate the ubiquitous effects of currents and wave-current interactions, the vorticity is very important. The rotational effects are significant in many circumstances, for instance, for wind-driven waves, waves riding upon a sheared current, or waves near a ship or pier. The modern and large-amplitude theory for periodic surface water waves with a general vorticity distribution was established by Constantin and Strauss in [16], an investigation which initiated an intense study of waves with vorticity — see, for example, [13, 17, 43] and the references therein. Additionally, there has been significant progress in the construction of numerical solutions for many of these problems — see, for example, [39]. An intermediate situation between the irrotational and fully rotational flows is to consider a prescribed vorticity distribution. Among all possible vorticity distributions the simplest one is the constant vorticity. It is precisely the case we consider in the present study. The choice of constant vorticity is not just a mathematical simplification since for waves propagating at the surface of water over a nearly flat bed, which are long compared to the mean water depth, the existence of a non-zero mean vorticity is more important than its specific distribution (see the discussion in [19]). We also point out that the surface wave flows of constant vorticity are inherently two-dimensional (see [12, 44]), with the vorticity correlated with the direction of wave-propagation, and that the presence of an underlying sheared current (signalled by constant non-zero vorticity) is, somewhat surprisingly, known not to affect the symmetry of the surface travelling waves, at least in the absence of flow reversal (see [14, 27]). Tidal flow is a well-known example when constant vorticity flow is an appropriate model [19]. Teles da Silva and Peregrine [19] were the first to show that the strong background vorticity may produce travelling waves of unusual shape in the high amplitude region.
In the approximate theories of long waves on flows with an arbitrary vorticity distribution, Freeman and Johnson [22] derived, by the use of asymptotic expansion, a KdV equation with the coefficients modified to include the effect of shear. The wave propagation controlled by the Camassa–Holm (CH) equation in the presence of vorticity (with detailed results for the constant vorticity case) was studied in [36, 30, 32]. The two-component (integrable and non-integrable) shallow water model equations with constant vorticity that we analyse in our paper, that is, the two-component Camassa–Holm equations, the Zakharov–Itō system and the Kaup–Boussinesq equations, were derived by asymptotic expansion in Ivanov [33]. We focus on the travelling wave solutions on a constant shear current, whose study was presumably initiated in [5, 3, 19, 42]. Burns [5] was the first to consider the propagation of small-amplitude shallow water waves on the surface of an arbitrary shear flow. The travelling wave solutions to the weakly nonlinear Benjamin model [3] were computed recently in [40]. However, most of the works focus on the weakly nonlinear regime. Two notable exceptions are [42], where the full Euler equations on shear flow were solved using the Boundary Integral Equation Method (BIEM), and [9], where fully nonlinear weakly dispersive Green–Naghdi equations were derived. In our previous study [20] we provided a complete phase plane analysis of all possible travelling wave solutions which may arise in several two-component systems which model the propagation of shallow water waves, namely, the Green–Naghdi equations, the integrable two-component Camassa–Holm equations and a new two-component system of Green–Naghdi type. In the capillary-gravity regime, a phase plane analysis of the solitary waves propagating in shallow water modelled by the Green–Naghdi equations with surface tension, was done in [10, 11].
The significance of the results in the present study is the inclusion of vorticity. We will consider in turn the two-component Camassa–Holm equations, the Zakharov–Itō system and the Kaup–Boussinesq equations. For each model we derive the most general ordinary differential equation describing the whole family of travelling wave solutions. We provide a complete phase plane analysis of all possible solitary and periodic wave solutions which may arise in these models. By appropriately choosing the constants of integration, for each model we obtain the equations describing the solitary wave solutions. For the first two systems, the solitary wave solutions are restricted to the interval , with the constant speed of propagation of the nonliner shallow water wave described by the models and the constant speed of the linear shallow water wave on the constant shear current obtained by Burns. We get the pulse-type wave solutions and the front wave solutions. For the Zakharov–Itō system we underline the occurrence of the pulse and anti-pulse solutions, in the case . The front wave solutions decay algebraically in the far field. For the Kaup–Boussinesq system, interesting analytical multi-pulsed travelling wave solutions are found. Chen [7] found numerically multi-pulse travelling wave solutions to the (KB) system, solutions which consist of an arbitrary number of troughs.
Mathematical models
The wave motion to be discussed will be assumed to occur in two dimensions on a shallow water over a flat bottom. We consider a Cartesian coordinate system with the axis directed vertically upwards (in the direction opposite to the gravity vector ) and the horizontal axis along the flat impermeable bottom . We assume that the wave motion is in the positive -direction, and that the physical variables depend only on and . The total water depth is given by the function , where is the constant water depth and is the free surface elevation above the still water level. The sketch of the fluid domain with free surface is given in Figure 1. By using a suitable set of scaled variables, we can set and . Thus, these coefficients disappear from the equations below.
In the shallow water regime, the horizontal component of the velocity averaged over depth is independent of the vertical coordinate ; we denote this component by . The particularity of the present study is that we consider the shallow water waves travelling over the constant shear current , where is the vorticity. For , the underlying shear flow is propagating in the positive direction of the coordinate, for it propagates in the negative direction. We look for right-going waves travelling at a constant speed , whose profile are steady relative to a frame of reference moving with velocity in the direction. Thus, we consider that:
[TABLE]
If we look for periodic waves, the functions and have to be periodic. For solitary waves the profile has to tend to a constant state at infinity, while all the derivatives tend to , that is,
[TABLE]
[TABLE]
Two-component Camassa–Holm equations with constant vorticity
In the shallow water regime, a system which models the wave-shear current interactions was derived in [33]:
[TABLE]
This is an integrable bi-Hamiltonian system [33]. Wave-breaking criteria and a sufficient condition guaranteeing the existence of a global solution are presented in [24]. The well-posedness of this system was studied in [21].
For , we get the integrable two-component Camassa–Holm system [15, 31], denoted CH2 in the sequel, a generalization of the celebrated Camassa–Holm equation [6]. The inverse scattering for the CH2 equations was developed in [26]. The travelling wave solutions to the CH2 system were analyzed in our previous study [20]. By following a similar route here, we substitute the Ansatz (2.1) into the system (2.4), (2.5), and, after integration, we get
[TABLE]
and
[TABLE]
where the prime denotes the usual derivative operation with respect to and , are some integration constants. We multiply (2.7) by , we integrate this equation once again:
[TABLE]
an integration constant. We use in (2.7) the expression (2.6) for along with its first derivative and finally we get for the unknown the following first order implicit ordinary differential equation:
[TABLE]
where is the following polynomial function in :
[TABLE]
Thus, the key point is to understand the solutions to the equation (2.9) since the rest of the information can be recovered from them.
Solitary wave solutions
Taking into account the conditions (2.2), (2.3), the values of the integration constants in (2.6) and (2.9) are:
[TABLE]
Thus, the ODE (2.9) which describes the solitary wave (SW) solutions becomes
[TABLE]
where is a polynomial function in defined as
[TABLE]
with given by:
[TABLE]
being always negative and always positive. We recognize that are the solutions to the equation
[TABLE]
for the speed of the linear shallow water waves on the constant shear flow. This equation is the Burns condition [5]
[TABLE]
with . Thompson [41] and Biésel [4] obtained early this dispersion relation for a constant shear flow. Burns [5] obtained the general formula (2.14) for the speed of linear shallow water waves for general shear profiles . For more details about the Burns condition see also [3, 22, 35].
We return to the equation (2.11). From the decomposition (2.12), it follows that real-valued solutions exist only if
[TABLE]
The wave height being positive, we have a slightly stricter condition:
[TABLE]
According to the asymptotic behaviour of , it follows that
[TABLE]
The graph of this inequality is presented in Figure 2.
We give a description of the solitary wave profiles for the CH2 model with constant vorticity, by performing a phase plane analysis of the equation (2.11) for and . The corresponding phase portraits and the solitary wave profiles are presented in Figure 3. The homoclinic orbits in the phase portrait lead to the pulse-type wave solutions and the heteroclinic orbits correspond to the front (or kink-type) wave solutions. We highlight the fact that two fronts tend only algebraically111In order to see better the asymptotic behaviour of the travelling solution while approaching , we make a zoom on the governing equation around . For the root becomes triple according to decomposition (2.12), thus, locally Equation (2.11) becomes: . After integrating this relation we obtain the desired conclusion as . A similar reasoning shows that the decay to is exponential since the root is double according to Equation (2.11). to the equilibrium state . For solitary waves decaying algebraically in the far field, we have as , being a parameter.
Periodic wave solutions
The analysis of periodic wave solutions in the CH2 model with constant vorticity is done along the lines of our previous study [20]. The sixth order polynomial in (2.9) has [math] as double root. The leading coefficient of the forth order polynomial in (2.10) is smaller than zero and its constant term is greater than zero, thus, by Viète formulas, this polynomial has at least one positive root and one negative root. Although the parameter space is now , the discussion on the possible number and location of the roots turn out to be the same as in the case without vorticity. Consequently, the phase portraits are topologically exactly the same. So, we refer to [20, Figures 9, 11, 13] for the description of all possible periodic wave solutions in the CH2 model with constant vorticity.
Zakharov–Itō system with constant vorticity
The Zakharov–Itō (ZI) system with constant vorticity represents a two-component generalization of the classical KdV equation. This system, deduced in the shallow water regime in [33], is formally integrable and it matches the ZI system [45, 29]. Its form is the following:
[TABLE]
From the governing equations (2.17), (2.18) one can derive the ‘total energy’ conservation equation using the methods explained in [8]:
[TABLE]
The last relation can be used in theoretical investigations, but also in numerical studies to check the discretization scheme accuracy by tracking the conservation of the energy in time.
By substituting the travelling wave solution (2.1) into the ZI system with vorticity (2.17), (2.18) and by integrating, we obtain again the equation (2.6) and the following ODE:
[TABLE]
with some integration constants and the polynomial (2.10) obtained in the CH2 case.
Solitary wave solutions
From (2.2), (2.3), we obtain for the integration constants the values:
[TABLE]
Substituting these values into the equation (2.2) yields the following ODE which describes the solitary wave solutions:
[TABLE]
with defined in (2.13). A necessary condition for the existence of the solitary waves is (2.15). We get the condition (2.16) too. We distinguish in our study the following situations: and . The phase-portraits and the solitary waves profiles are depicted in Figure 4. We underline the occurrence of a pulse and an anti-pulse in the case .
Periodic wave solutions
For the periodic wave solutions to the ZI system (2.17), (2.18) with constant vorticity, we return to the general ODE (2.2). The values taken by the parameters , will have a direct influence on the nature and location of the polynomial in (2.2). The fifth order polynomial in (2.2) has [math] as single root and it is written as a factorization into and the forth order polynomial . The leading coefficient of being smaller than zero and its constant term greater than zero, by Viète formulas, this polynomial has at least one positive root and one negative root. For distinct roots, the following situations are possible:
- •
The polynomial has two real roots, and , and two complex conjugate roots. For , the sketch of the graph of polynomial , the corresponding phase-plane portrait and the wave profile look like in Figure 5. For we have no admissible periodic solutions (they turn out to be below the bottom).
- •
The polynomial has four real roots, and . Then, the phase plane portraits for and are depicted in Figure 6. In all these cases we have at least one family of admissible periodic wave solutions.
- •
The polynomial has four real roots, and . The phase plane portraits for and are depicted in Figure 7. One can see that physically admissible periodic waves exist only when .
Kaup–Boussinesq system with constant vorticity
A derivation of the Kaup–Bousinesq (KB) system:
[TABLE]
with
[TABLE]
as a model of shallow water waves in the presence of a linear shear current is presented in [33]. This system is integrable iff , see [38, 33]. In the original derivation proposed by Kaup in [38] as an early example of a coupled pair of equations that admits an inverse-scattering formalism, the second term in the equation (2.21) appears with ’’ sign. However, this yields a linearly ill-posed model, see [2]. The inverse scattering for the KB equations was developed further in [25]. For other studies on the KB system see, for example, the papers [7, 23, 34, 37] and the references therein.
By using direct integration, we obtain below all travelling wave solutions to the KB system. We substitute (2.1) into the KB system (2.20), (2.21) and by integrating once, we get
[TABLE]
and
[TABLE]
where the prime denotes the usual derivative operation with respect to and , are some integration constants. We replace (2.23) into (2.24), and we get a differential equation in only. We multiply this equation by , we integrate again and we get the following ODE:
[TABLE]
being an integration constant.
Multi-pulse travelling wave solutions
With the conditions (2.2) and (2.3) in view, the integration constants in (2.23) – (2.3) take the values:
[TABLE]
and the ODE (2.3) becomes:
[TABLE]
In the integrable case, that is, for (which implies that , this equation becomes
[TABLE]
and has the solutions , , which yields .
A necessary condition for the existence of the waves in (2.3.1) is . Since , this condition is satisfied iff the polynomial has two real roots such that:
[TABLE]
The polynomial in (2.3.1) has two real roots iff
[TABLE]
which yields
[TABLE]
Hence, with the notation (2.22) in view, we get the following restriction on the constant vorticity:
[TABLE]
The solution of the separable differential equation (2.3.1) is obtained by integration. We denote by
[TABLE]
Then, we get the integral
[TABLE]
Since , for , the integral (2.3.1) can be calculated (c.f. [1, Chapter 3]) if:
[TABLE]
that is,
[TABLE]
[TABLE]
and has the expression:
[TABLE]
Therefore, for constant vorticity , in the interval
[TABLE]
with , given in (2.31), (2.32), the solution of the differential equation (2.3.1) has the implicit form
[TABLE]
which yields:
[TABLE]
and, by (2.23), the function has the expression:
[TABLE]
Thus, surprisingly, for the values (2.26) of the integration constants, which are obtained under the conditions (2.2) and (2.3), we got some periodic solutions. We point out however that the velocity has the expression (2.35) only in the interval (2.34) which is situated above . We plot in Figure 8 the analytical expressions (2.35) and (2.36) for and . The number of crests and troughs increases with higher value of the constant vorticity or at higher speed of propagation . Chen [7] found numerically multi-pulse travelling wave solutions to the (KB) system, solutions which consist of an arbitrary number of troughs; a multi-pulse travelling wave solution with two troughs is plotted in Figure 9.
One-trough travelling wave solutions
Let us take the following values for the integration constants in (2.23) – (2.3):
[TABLE]
which will mean that the wave profile tends to the constant state at infinity. Then, the ODE (2.3) becomes:
[TABLE]
A necessary condition for the existence of these waves is . Since , this condition is satisfied iff the polynomial in (2.3.2) has two real roots such that:
[TABLE]
By using the notation (2.29), the solution of the equation (2.3.2) is obtained by integration:
[TABLE]
where the constants , and are:
[TABLE]
If , that is,
[TABLE]
since , we have . In this case, we do not have any restriction on the value of the constant vorticity and the result of the integral in (2.3.2) is (c.f. [1, Chapter 3]):
[TABLE]
From the notation (2.29) we conclude that,
[TABLE]
Therefore, the solution of the differential equation (2.3.2) has the implicit form
[TABLE]
with . After algebraic manipulations we arrive to the explicit expression of the function :
[TABLE]
Taking into account (2.23), the function has the expression:
[TABLE]
We plot in Figure 10 the solutions (2.42) and (2.43) for different values of the constant vorticity and of the speed of propagation . We get one-trough travelling wave solutions.
If , that is,
[TABLE]
the integral (2.3.2) can be calculated (c.f. [1, Chapter 3]) only if:
[TABLE]
and
[TABLE]
In this case, its expression is:
[TABLE]
Therefore, the solution of the differential equation (2.3.2) has the implicit form
[TABLE]
which yields:
[TABLE]
With (2.45) in view, the solution (2.47) is restricted to the interval
[TABLE]
By (2.23), the function has the expression:
[TABLE]
In this case we obtained the same type of solutions as in Section 2.3.1. We plot in Figure 11 the graphs of the analytical expressions (2.47) and (2.3.2) for different values of and .
Periodic wave solutions
In the general ODE (2.3), by Viète formulas, we obtain for the right-going travelling waves that
[TABLE]
where are roots of the polynomial . Thus, we can conclude that at least one of the roots has to be positive. Further, by the phase plane analysis methods, we study the qualitatively possible types of periodic solutions to the KB system (2.20), (2.21). Depending on the roots of the fourth order polynomial defined in (2.3), the following situations are possible:
- •
one positive real root, one negative real root and two complex conjugate roots. We obtain one family of periodic waves with a velocity which changes the sign (see Figure 12).
- •
two positive real roots and two complex conjugate roots. In this case, we obtain one family of periodic waves with positive velocity.
- •
one positive real root and three negative real roots. Then, we obtain two families of periodic waves: one with negative velocity and the another one with a velocity which changes the sign.
- •
two positive real roots and two negative real roots. We obtain two families of periodic waves: one with negative velocity and one with positive velocity (see Figure 13).
- •
three real positive roots and one negative real root. We have two families of periodic solutions: one with positive velocity and one with a velocity which changes the sign (see Figure 14).
- •
four positive real roots. We get two families of periodic solutions with positive velocities.
Acknowledgments
The authors acknowledge the support of this work by CNRS and Le Groupement de Recherche International (GDRI) ECO–Math.
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