On sum-product bases
Francois Hennecart, Gyan Prakash, E. Pramod

TL;DR
This paper explores the concept of sum-product bases in non-negative integers, proving the existence of thin sets that can generate all non-negative integers through sum and product operations using probabilistic methods.
Contribution
It introduces new probabilistic techniques to demonstrate the existence of thin sum-product bases that cover all non-negative integers.
Findings
Existence of thin sets A, A' such that AA + A = N_0
Existence of sets A', A' with A'A' + A'A' = N_0
Use of probabilistic arguments to establish these results
Abstract
Besides various asymptotic results on the concept of sum-product bases in , we consider by probabilistic arguments the existence of thin sets of integers such that and .
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Taxonomy
TopicsLimits and Structures in Graph Theory · Mathematical Approximation and Integration · Coding theory and cryptography
On sum-product bases
François Hennecart
F. Hennecart, Univ Lyon, UJM-Saint-Étienne, CNRS, ICJ UMR 5208, 42023 Saint-Étienne, France
,
Gyan Prakash
G. Prakash, Harish-Chandra Research Institute, HBNI, Jhunsi, Prayagraj (Allahabad) -211 019, India
and
E. Pramod
E. Pramod, Harish-Chandra Research Institute, HBNI, Jhunsi, Prayagraj (Allahabad) -211 019, India
Abstract.
Besides various asymptotic results on the concept of sum-product bases in , we consider by probabilistic arguments the existence of thin sets of integers such that and .
This paper has been prepared and written within the framework of the IFCPAR/CEFIPRA project 5401-1
1. Introduction
Additive bases, and in less importance multiplicative bases, have been extensively studied for several centuries. More recently, expanding polynomials (of course with more than one variable) arise in this scope, whose point is to study the expansion of finite sets under polynomials. If and be contained in a given subset of a commutative ring, then let (with arguments) denote the set of all terms where the ’s come from . The polynomial is called an expander if there exists such that for any finite set , where denotes the cardinality of a finite set . If is finite, as for instance or , we need to restrict the above definition by assuming that , for some . A more restrictive notion is the one of covering polynomial: is there a non trivial minimal size such that if attains it then entirely covers ?
We shall use the notation to denote the set of elements such that for some and When , we use the notation and by extension , for with the convention We shall focus on , the set of all nonnegative integers and the two special polynomials and which are known to be expanders in different contexts (cf. [1, 3]).They also bring to light the important sum-product phenomenon. It can also be enlightened by their ability to break the natural threshold for the size of a set satisfying that can be deduced from the sum or the product taken separately. More precisely and taking an instance, the set contains both and provided that . But we can expect to find sets such that which are much smaller, with respect to their size, than sets satisfying or .
We call to be a -sum-product basis for if . When is finite, the measure of the size of a set could be its cardinality. For infinite , and mainly , we can use an appropriate notion of counting function of a set or an appropriate notion of its density.
Notation. We let be the set of positive integers.
For and , let and
[TABLE]
called respectively the lower density and upper density of . We let {\mathrm{d}}\big{(}A\big{)} denote their common value if it is the case and call it the density of .
We shall use the symbols in the usual way. The notation means for any large enough. All the implied constants in Vinogradov’s symbol are generally absolute. If they depend upon , we write .
In this paper we shall study those subsets of natural numbers such that the set
[TABLE]
contains all sufficiently large natural numbers or at least has positive lower density, where are positive integers and Clearly if we want (resp. ) to cover all the positive integers, or at least to have a positive lower density, one needs (resp. ). Since there exist additive bases of order with counting function , one may hope to find a set such that in both the particular discussed cases. On the other hand, thin multiplicative bases of order , that is sets satisfying , cannot be too small since they must contain all the primes, hence (see the recent [6] for recent progress on the subject). This suggests us that the gain below cannot be more than a power of . In Section 2, we shall prove the following result.
Theorem 1.1**.**
Let be positive integers with and such that the set has a positive lower density. Then for infinitely many positive integers , we have
[TABLE]
where
In Section 2, we shall also prove the following result.
Theorem 1.2**.**
There exists an such that and for all sufficiently large , we have
[TABLE]
where
The probabilistic method remains an efficient method for proving the existence of thin bases by controlling the asymptotic behaviour in a probabilistic way. Nevertheless it could not provide optimally thin bases by a sufficiently general model.
In Section 3, we study the possible deviation in the behaviour of the counting function in the family of all sets such that .
The existence of a set such that and is not yet solved. We only mention that the dyadic set
[TABLE]
satisfies and .
In Section 5, we will show
Theorem 1.3**.**
For any positive increasing function going to infinity as , there exists a set such that {\mathrm{d}}\big{(}A^{2}+A\big{)}=1 and .
In Section 4, we give the necessary tools of probability theory.
In Section 6, we construct a thin set such that and whose counting function satisfies . More precisely, we prove the following result.
Theorem 1.4**.**
There exists with and
2. General asymptotic bounds
In this section, we shall prove Theorems 1.1 and 1.2. For this we need the following result, which follows by partial summation.
Lemma 2.1**.**
Let (not necessarily positive) be real numbers. Let such that and for all sufficiently large . Then for all sufficiently large , we have
[TABLE]
We also have
Lemma 2.2**.**
Let be real numbers. Let such that and for all sufficiently large . Then we have
[TABLE]
for all sufficiently large
Proof of Lemma 2.1.
For any real number we have and for some
Therefore
[TABLE]
By partial summation we obtain
[TABLE]
Since , we obtain
[TABLE]
where is the beta function. We obtain (1) from (2), (2) and (4). ∎
A similar argument gives Lemma 2.2. We provide the details below.
Proof of Lemma 2.2..
There exists and a real number such that and for all Therefore for all sufficiently large , we have
[TABLE]
When , we have for all sufficiently large Using this we obtain that
[TABLE]
provided Using this and (5) the claim follows. ∎
Corollary 2.3**.**
Let be a real number and be an integer. Let such that for all sufficiently large . Then for all sufficiently large , we have
[TABLE]
Proof.
Using induction, this is an immediate corollary of Lemma 2.1. ∎
Theorem 1.1 now follows from Corollary 2.3 and the inequality which is easy to verify..
For proving Theorem 1.2, we need the following result.
Lemma 2.4**.**
Let be a real number and be the set of primes. Then there exists a set such that for any sufficiently large integer , we have
[TABLE]
In fact, we also have
Proof.
For any sufficiently large natural number , we have We choose any which satisfies that for all sufficiently large natural numbers , Then is a set as required. ∎
Corollary 2.5**.**
Let be a real number. Let be a subset of primes with for any sufficiently large real number , where is a constant. Then for any we have
[TABLE]
for any sufficiently large with being a constant depending only on and
Proof.
The claim is trivial for . Suppose it is true for with Let and . For any natural number if denotes the number of solutions of with and , then . Hence we have
[TABLE]
Using the above inequality and applying Lemma 2.2, the claim follows. ∎
We need the following result due to Lorentz.
Theorem 2.6**.**
[2, page 13, Theorem 6]** Let with at least elements. Then there exists an additive complement of , namely such that is finite, with
[TABLE]
We now give a proof of Theorem 1.2.
Proof of Theorem 1.2.
Let be as in Theorem 1.2. For this , let be as in Lemma 2.4. Then using Corollary 2.5, we have Then using Theorem 2.6, there exists an additive complement of with We obtain the result by taking and noticing that our choice of satisfies ∎
3. Asymptotic behaviour for sets such that
In this section we give an account on the deviation for the counting function (beforehand normalized) of sets such that .
Let and define
[TABLE]
Proposition 3.1**.**
Let such that . Then
- (a)
, 2. (b)
, 3. (c)
.
Proof.
(a) We must have for any positive real number
[TABLE]
hence .
(b) Let . Then for any large enough. It follows that
[TABLE]
Thus , yielding , whence .
(c) Let and and large enough such that . We also have for any . Thus and
[TABLE]
It follows that for any and any . Hence . ∎
We now prove the reverse statement:
Proposition 3.2**.**
For any pair of real numbers satisfying
[TABLE]
there exists such that and
[TABLE]
In particular, we have .
Proof.
Let be a sufficiently large natural number so that for any real number we have
[TABLE]
where denotes the number of primes in the interval Let be the sequence of natural numbers defined by , For any let be a real number. Then Let be a subset of primes with following properties:
[TABLE]
By (6), since , there exist such Let It is easy to verify that we have
[TABLE]
Here all the implied constants in the above inequalities are absolute. Let be a real number. Then for some Using the above inequalities, we have
[TABLE]
In particular, we have . Using Theorem 2.6, there exists such that and . Moreover we have for any ,
[TABLE]
Let Then we have and . We have
[TABLE]
Using this, the result follows. In case , in fact we also have for every . ∎
In [4, Theorem 1.8] the authors proved that for any there exists a finite set such that and . We can extend the idea of [4] to show the following:
Corollary 3.3**.**
There is an infinite set such that
[TABLE]
Proof.
Using Proposition 3.2, with and , the result follows. Note that we also have
[TABLE]
∎
4. Some basic results in probability
Let Any set is in one-one correspondence with its indicator function which is an element of One can show an existence of a set satisfying certain properties by assigning a suitable probability measure on (that is collection of all subsets of ) such that the probability of collection of those subsets of which satisfy the required properties is strictly positive. In Sections 5, and 6, we shall use this method to show an existence of a set with the properties we are interested in.
Now is a discrete topological space and is a product topological space. Let be the Borel -algebra on Given any sequence of real numbers with let be a sequence of probability measure such that Then there exists a unique probability measure such that One says that we are selecting a random subset of by selecting every element with probability and the elements are selected independently. We shall write (or simply ) and (or simply ) respectively for the expectation and the variance of a random variable on this probability space.
For any , let be the projection to the -th coordinate and we define
[TABLE]
Then the following result is an easy corollary of [8, Corollary 1.10].
Lemma 4.1**.**
For any we have
[TABLE]
If there exists a finite set such that for , we have , then induces a probability measure on and for any we have
[TABLE]
where
Lemma 4.2** (Borel-Cantelli Lemma).**
Let with Then we have
[TABLE]
Corollary 4.3**.**
Suppose then
[TABLE]
Proof.
We choose in Lemma 4.1. This implies that the probability that \big{|}\frac{A(n)}{\lambda_{n}}-1\big{|}\gg\frac{1}{\log n} is . We conclude by the Borel-Cantelli Lemma. ∎
Let be a sequence of random variables on In our applications, we shall need to show that for almost every set, for all sufficiently large The following result is an immediate corollary of Lemma 4.2.
Lemma 4.4**.**
Let be a sequence of random variables on If for some fixed , then we have
[TABLE]
We assume that depends only upon the first coordinates. Then may be viewed as a random variable on Moreover induces a probability measure on and
[TABLE]
In order to obtain an upper bound for the probability of those sets such that , we shall use Janson’s inequality. Before stating it, we need some assumptions on and some notations.
For any , we shall assume that there exist a finite index set and for every a Boolean random variable on such that
[TABLE]
Let be a simple undirected graph with vertex set as the elements of without loop and if , then we assume that and are independent. Let
[TABLE]
Lemma 4.5** (Janson’s inequality).**
We have
[TABLE]
A function is said to be monotone increasing function if , whenever In our applications will be a monotone increasing function. The following result shall be useful in obtaining an upper bound for
Lemma 4.6**.**
Let be a monotone increasing function. Let and be two probability measure on with Then
[TABLE]
Proof.
We first show the result when there exists an with such that for every We may assume, without any loss of generality that Then we have
[TABLE]
Since is monotone increasing, for any , we have Hence we have
[TABLE]
Using (8) and (9), we obtain the result when for any Using the induction hypothesis, we may assume that the result holds when the number of such that is at most If , then we have nothing to prove. If , we need to show that the result holds when the number of such that is equal to Without any loss of generality, we may assume that for every Let be the measure on with for and for Using the induction hypothesis, we have
[TABLE]
Hence the result follows. ∎
5. Locally extremely thin almost sum-product basis
In Corollary 3.3, it was shown that there exists with and for infinitely many integers To obtain a thinner set in the sense that for infinitely many integers is out of reach. Nevertheless it happens that by relaxing the covering condition into \underline{\mathrm{d}}\big{(}A^{2}+A\big{)}>1-\varepsilon, we can obtain such a set satisfying for infinitely many integers (cf. Theorem 5.2).
We shall use the ideas from an additive complement lemma for finite sets of integers due to Ruzsa (see [7, Lemma 2.1]). We state and prove the needed version.
Lemma 5.1**.**
Let be sufficiently small, and such that and
[TABLE]
Then there exists such that and
[TABLE]
Proof.
Let We define a probability measure on by choosing
[TABLE]
Our assumption implies that and hence there exists such a probability measure. Then
[TABLE]
Using (7), we have
[TABLE]
which can be made smaller than by choosing small enough. Hence
[TABLE]
For any we denote for any . Let . Then since
[TABLE]
we get
[TABLE]
[TABLE]
We infer
[TABLE]
hence by Markov’s inequality
[TABLE]
and finally
[TABLE]
With (11), we deduce that there exists a set such that and
[TABLE]
Now let . Then there is a with such that . Hence
[TABLE]
This ends the proof of the lemma. ∎
We deduce the main result of the section.
Theorem 5.2**.**
For any , there exists an infinite sequence of integers such that
[TABLE]
where the implied constant is absolute.
Proof.
We can plainly assume . Let be a sequence of integers where is big enough and . This implies that
[TABLE]
In order to apply Lemma 5.1, we define our sufficiently big set according to hypothesis (10).
Let and . Firstly we define a set of prime numbers . Let be an integer such that
[TABLE]
We split the interval into intervals of size . If for some
[TABLE]
is such an interval, then the interval
[TABLE]
has length , hence by the Prime Number Theorem it contains at least many primes.
We observe that the above remains true when tends to [math] when increases to infinity, as for instance . We shall use this fact in the proof of Theorem 1.3.
We have hence by condition (13)
[TABLE]
We thus may assign
[TABLE]
prime numbers into . Arguing similarly for each interval , we obtain the required sequence of primes .
Our aim is now to show that hypothesis (10) in Lemma 5.1 holds with and . Let and .
– If and then either or . In both cases has length . Hence
[TABLE]
– If and then
[TABLE]
hence
[TABLE]
since .
Applying Lemma 5.1 we obtain a partial additive complement of in such that
[TABLE]
Moreover since for any there are intervals we deduce
[TABLE]
We define
[TABLE]
Notice that hence the sets ’s do not overlap. By (14), (15) and since , we infer
[TABLE]
By Lemma 5.1 again,
[TABLE]
Furthermore we have . Thus
[TABLE]
We infer \underline{\mathrm{d}}\big{(}A_{0}^{2}+A_{0}\big{)}\geq 1-\varepsilon. ∎
Proof of Theorem 1.3.
For deriving Theorem 1.3 we slightly modify the proof of Theorem 5.2 by letting to be a function of . We may assume that . For fixed , we take . We check that is big enough and that , allowing us to construct as in the above proof using the Prime Number Theorem in slightly shorter intervals of the type . By (16), (17) with and letting tend to infinity we deduce the required result. ∎
6. Probabilistic construction of a thin set such that
We define the probability measure on by choosing
[TABLE]
We shall choose so that and there exists such a probability measure. The following result is easy to prove by partial summation.
Lemma 6.1**.**
With the notations as above, we have
[TABLE]
Hence using Lemma 6.1 and Corollary 4.3, we obtain that
Corollary 6.2**.**
For any , we have
[TABLE]
We now define the random variable counting the number of representations of under the form restricted to quadruples of distinct integers . In order to avoid repetitions, we also assume that , , :
[TABLE]
where the dash indicates the above restrictions. In the rest of this section, we shall prove the following result.
Proposition 6.3**.**
For a suitable we have
[TABLE]
for some
Using Corollary 6.2, Proposition 6.3 and Lemma 4.4, we obtain Theorem 1.4.
Let be a probability measure on with It is easy to see that is a monotone increasing function on Therefore to prove Proposition 6.3, using Lemma 4.6, it is sufficient to prove that for a suitable , we have
[TABLE]
for some
Let be an index set and for any , with
[TABLE]
Hence is a sum of Boolean random variables. For , the random variables and are independent if and only if Note that if and then : indeed if for instance then hence since , a contradiction.
Let . For any quadruple of distinct positive integers , we denote by the event
[TABLE]
We observe that the events , where runs in the set of all permutations of , are disjoint. Moreover
[TABLE]
where the dash in the summation means are distinct and , and . If the events where mutually independent we would have
[TABLE]
as tends to infinity. If as tends to infinity, with , then we could deduce from Borel-Cantelli Lemma (cf. Lemma 4.2) that almost surely for any large enough .
But the events are not mutually independent, hence we need to measure their dependence. We denote if and . We are going to concentrate on the estimation of
[TABLE]
Our goal is to prove that and . We will conclude by Janson’s inequality (cf. Lemma 4.5).
Let the divisor function. Our estimates will need the following classical facts:
[TABLE]
Moreover for any , we have Finally .
We now come to our problem and start to estimate and .
Firstly by the next lemma (cf. Lemma 6.4) we have the lower bound
[TABLE]
The factor in the denominator compensates for the restrictions on . We used also the fact that the contribution in the sum over in which two variables coincide is . Indeed:
- when in , the contribution is
[TABLE]
In the sum, for , we get ; for , we get ; for we get .
- when the contribution is by the easy estimate
[TABLE]
Lemma 6.4**.**
One has
[TABLE]
Proof of the lemma.
We argue by partial summation, using the estimate due to Ingham (cf. [5]).
[TABLE]
We thus have
[TABLE]
The above integral is equivalent to
[TABLE]
By partial summation
[TABLE]
hence the result since . ∎
Secondly we observe that holds for only different types of configurations:
- i)
and are distinct 2. ii)
, and are distinct 3. iii)
, and are distinct 4. iv)
, and are distinct 5. v)
, , and are distinct
In the sequel we shall treat them separately and show that the corresponding contributions , , are negligible.
Contribution (i). The representations of under the form contribute for at most
[TABLE]
Lemma 6.5**.**
Let be real numbers and with If is a monotonically decreasing function, then
[TABLE]
If is a monotonically increasing function, then
[TABLE]
We will readily derive from the following lemma.
Lemma 6.6**.**
For any , let . Then
[TABLE]
Proof of the lemma.
For any and , we have with implied constant being independent of and depending only upon . Hence we have
[TABLE]
Hence we have
[TABLE]
For any fixed , there exists at most one integer and for such an integer , let We have that divides and Hence we get
[TABLE]
Using (20), (21) and the inequality , we obtain
[TABLE]
When and is sufficiently large, we have
[TABLE]
Hence by Lemma 6.5
[TABLE]
When we also have
[TABLE]
Using (23) and (24), we obtain that
[TABLE]
Using (22) and (25) with , we obtain the result. ∎
Contribution (ii). The representations of under the form contribute for at most
[TABLE]
Letting , the inner sum becomes
[TABLE]
Contribution (iii). We have . Let . Then and
[TABLE]
Let fixed. Since we have and . Let a fixed solution of the equation . Then there exists such that . Similarly for some integer . When run in according to the given restrictions, runs in some interval . Further there exists at most a such that and at most a such that . The contribution corresponding to case (3) is
[TABLE]
The inner sum can be rewritten and bounded by
[TABLE]
For brevity let be denote the summand in the above double sum. Observe also that hence only if their common value is [math] in which case . Hence in that case the summation over is empty and the corresponding contribution is zero.
We now assume . By developing the sum over we obtain
[TABLE]
The first sum involves
[TABLE]
by the next lemma (with absolute constant). Hence
[TABLE]
Lemma 6.7**.**
Let two positive real numbers. Then
[TABLE]
Proof of the lemma.
The sum splits into 3 terms according to the range covered by : for , and . The variable takes the value [math] only if hence . The first and the third cases are similar. Letting the summand in the considered sum, one has
[TABLE]
and the bound follows. ∎
Since and we get
[TABLE]
where we use again (26). Finally since .
This readily gives
[TABLE]
Contribution (iv). Here , hence these representations contribute for
[TABLE]
For any , one has . Further thus . Hence
[TABLE]
We fix and denote by the smallest positive integer such that and . Let also . Then the inner sum in the above inequality is
[TABLE]
This sum restricted to is bounded from Lemma 6.7 by O\big{(}\frac{q^{2}}{ab}\big{)}. Letting the summand in the above sum we obtain the bound
[TABLE]
This yields 2 types of contribution for , those given by and being treated similarly. The first one is
[TABLE]
Since the fractional part of is . Separating the case h=\big{\lfloor}\frac{n}{q^{2}}\big{\rfloor} from the rest of the sum over we find that it is . It follows that
[TABLE]
For the remaining contribution and by symmetry we only have to consider that coming from the term . By definition of , the product is a positive integer, hence we have
[TABLE]
Hence .
Contribution (v). We have . Hence is uniquely determined by the other variables. This yields the bound for the contribution
[TABLE]
We conclude that
[TABLE]
It thus follows that if , almost surely the random set has counting function and satisfies is finite. By completing if necessary by a finite number of nonnegative integers, we get the announced result in Theorem 1.4: we state it under the sharpest following form (the constant is the best possible provided by this probabilistic approach):
Theorem 6.8**.**
Let . There exists a set of integers such that and as .
Remark**.**
Let . Theorem 1.1 can be extended and Theorem 1.4 can be straight generalized to the sum-product set
[TABLE]
Namely there exists a set such that and . We do not provide the complete proof, we only point out the main points. Since we are no longer concerned with the constant, we may assume that all the summands in satisfy . The elementary probability for is given by . Then using plain notation the expectation is
[TABLE]
The estimation of concerns variable coincidences inside both representations
[TABLE]
Each collision with some variable in the second representation induces a lesser degree of freedom in the summation with the counterpart that a factor is cleared. There could be an additional coming from the divisor function when for instance . It gives a contribution to being .
In case of a unique collision among and , we consider . Letting , , and , the related contribution reduces to
[TABLE]
Inverting the summations gives for the triple sum, hence a total contribution . The remaining cases with , or collisions are easy to consider and yields smaller contributions. We infer .
Remark**.**
Let The arguments used to prove Theorem 1.4 can be used to prove the existence of such that for any sufficiently large and we have
[TABLE]
We do not provide the complete proof and only point out the main points. Since we are no longer concerned with the constant, we may assume that in satisfy and The elementary probability for is given by . Let
[TABLE]
where the dash in the above summation indicates the restriction being distinct and with We have the following lower bound
[TABLE]
where Assuming that using the lower bound we obtain that where is a constant depending only upon We choose such that For the purpose of obtaining an upper bound for , we may ignore the condition that and use directly the bound provided by (27) to obtain that
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