The Asymptotic Behaviour of the Sum of Negative Eigenvalues of a Self-Adjoint Operator Given in Semi-Axis
Ozlem Baksi

TL;DR
This paper derives asymptotic formulas for the sum of negative eigenvalues of a specific self-adjoint differential operator on a semi-axis, providing insights into spectral properties relevant to mathematical physics.
Contribution
It introduces new asymptotic formulas for the sum of negative eigenvalues of a class of self-adjoint operators defined by differential expressions on the semi-axis.
Findings
Derived asymptotic formulas for eigenvalue sums
Analyzed spectral behavior of differential operators
Extended understanding of eigenvalue distribution in semi-infinite domains
Abstract
In this work, we find the asymptotic formulas for the sum of the negative eigenvalues smaller than of a self-adjoint operator which is defined by the following differential expression with the boundary condition in the space in the space .
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Taxonomy
TopicsSpectral Theory in Mathematical Physics · Advanced Mathematical Modeling in Engineering · Numerical methods in inverse problems
The Asymptotic Behaviour of the Sum of Negative Eigenvalues of a Self-Adjoint Operator Given in Semi-Axis
**Özlem Bakṣi **
Department of Mathematics,
Faculty of Arts and Science, Yıldız Technical University
(34210), Davutpaṣa, İstanbul, Turkey
e-mail: [email protected]
In this work, we find the asymptotic formulas for the sum of the negative eigenvalues smaller than of a self-adjoint operator which is defined by the following differential expression
[TABLE]
with the boundary condition
[TABLE]
in the space .
AMS Subj. Classification: 34B24, 47A10
Keywords : Self-adjoint operator, Sturm-Liouville operator, spectrum, negative eigenvalues, asymptotic behaviour.
1 Introduction
Let be an infinite dimensional separable Hilbert space. Let us consider the operator in the Hilbert space defined by the differential equation
[TABLE]
and with the boundary condition .
Let us assume the scalar function and the operator function satisfy the following conditions:
p1) For every , there are positive constants such that
[TABLE]
p2) The function has continuous and bounded derivative.
p3) The function is not decreasing in the interval .
Q1) For every the operator is self-adjoint, compact and positive.
Q2) The operator is monotone decreasing.
Q3) is a continuous operator function with respect to the norm in and
[TABLE]
denotes the set of all functions satisfying the following conditions:
y1) and are absolute continuous with respect to the norm in the space in every finite interval
y2)
y3) and,
[TABLE]
It is proved that the operator is self-adjoint, semi bounded-below and the negative part of the spectrum of the operator is discrete [1]. Let be negative eigenvalues of the operator . In this work we find an asymptotic formula for the sum
[TABLE]
as .
In [2] and [3], the asymptotic formulas for the sum of the negative eigenvalues of second order differential operator with scalar coefficient are calculated. In [1], [4], [5], [6], [7] the asymptotic behaviour of the number of the negative eigenvalues are investigated.
2 Some Inequalities For the Sum of the
Eigenvalues
Let be the eigenvalues of the operator
. Since the operator function is monotone decreasing, the functions are also monotone decreasing, [5].
Moreover, since
[TABLE]
[8] and
[TABLE]
[9] then .
On the other hand, since , then the function has a continuous inverse function defined in the interval . Let
[TABLE]
and denote the inverse function of . We consider the following operators:
- Let and be operators in the space which are formed by expression and with the boundary conditions
[TABLE]
respectively. Here, .
- and be operators in the space which are formed by expression and with the boundary conditions
[TABLE]
respectively.
- be operator in the space which is formed by the differential equation
[TABLE]
and with the boundary conditions .
- Let be operator in the space which is formed by the differential equation
[TABLE]
and with boundary conditions .
Let us divide the interval by the intervals at the length
[TABLE]
Here, is a constant number and is any positive number satisfying the inequality . And also shows exact part of .
Let the partition points of the interval be
[TABLE]
Let and be numbers of eigenvalues smaller than of the operators and , respectively. Let us write instead of , respectively.
Şengül [1] proved that the inequalities
[TABLE]
are satisfied, if satisfies the conditions and satisfies the conditions .
We want to show that the inequalities
[TABLE]
are satisfied. Let be orthonormal eigenvectors corresponding to the eigenvalues . Let us consider the following operators:
[TABLE]
Here in (6) is identity operator in the space ; in (7) is identity operator in the space . We have
[TABLE]
Since the eigenvalues smaller than are from (8)
[TABLE]
is obtained.By the similar way we can show that the number of negative eigenvalues of the operators are , respectively. Let
[TABLE]
be negative eigenvalues of the operators respectively. Let the orthonormal eigenvectors corresponding these eigenvalues be respectively.
Lemma 2.1
*If the operator function satisfies the conditions
and the function satisfies the conditions then*
[TABLE]
**Proof: ** To obtain a contradiction, we suppose that
[TABLE]
Then, there is a non-zero linear combination
[TABLE]
of the functions such that
[TABLE]
By using
[TABLE]
In the similar way as proved in Glazman [10] there exists a vector function which has the following properties:
The vector function has second second order continuous derivative respect to the norm in the space in the interval .
is equal to zero outside of the interval \>[a,b]\subset\big{(}0,\psi_{1}(\varepsilon)\big{)}.
\Big{|}\Big{(}S^{0}\tilde{\varphi}\>,\>\tilde{\varphi}\Big{)}_{(0,\psi_{1}(\varepsilon))}-\>\Big{(}S^{0}\varphi\>,\>\varphi\Big{)}_{(0,\psi_{1}(\varepsilon))}\Big{|}\><\>-\frac{\alpha}{2}
\Big{(}u_{i}\>,\>\tilde{\varphi}\Big{)}_{(0,\psi_{1}(\varepsilon))}=\>0\quad\big{(}i=1,2,\cdots,N(\lambda)\big{)}.
As it is known,
[TABLE]
Therefore
[TABLE]
By the last inequality,
[TABLE]
is obtained. By
[TABLE]
is found. On the other hand this result in contradicts with the property 3) . Hence
[TABLE]
Lemma 2.2
If the operator function satisfies the conditions and function satisfies the conditions then for all
Proof: Suppose for contradiction that . Then, there is a non-zero linear combination
[TABLE]
of the vector functions such that
[TABLE]
By using
[TABLE]
is obtained. We can write the equation as
[TABLE]
Since
[TABLE]
then we have
[TABLE]
If we consider the equality
[TABLE]
from
[TABLE]
is obtained. From
[TABLE]
is found. By
[TABLE]
is obtained. On the other hand, we have
[TABLE]
This result contradicts with (22). Therefore .
Let be eigenvalues of the operator and let we have the following equalities
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Theorem 2.3
If the operator function and the scalar function satisfy the conditions , then we have
[TABLE]
for small positive values of .
Proof : Let us consider the operator which is formed by the differential expression
[TABLE]
with the boundary conditions .
We wish to obtain the eigenvalues of the operator . In order to find the eigenvalues, we will solve the eigenvalues problem
[TABLE]
in the space . Here, and . Moreover, is an eigenvalue of the operator . The eigenvalues of boundary-value problem (28) are in the form
[TABLE]
So, the eigenvalues of the operator are of the form
[TABLE]
Since the eigenvalues of the operator are then the eigenvalues of the operator are
[TABLE]
therefore is the number of pairs satisfying the inequality
[TABLE]
By using (24), (25) and (29), we obtain
[TABLE]
For the sum in (30)
[TABLE]
is obtained. If we consider that the functions are decreasing, from(27), (30) and (31)
[TABLE]
is obtained.
Theorem 2.4
If the operator function and the scalar function satisfy the conditions , then we have
[TABLE]
for small positive values of .
Here, .
Proof : We can easily show that . In the case, it is known that
[TABLE]
[11]. On the other hand, from variation principles of R. Courant [12], we have
[TABLE]
From (32) and (33)
[TABLE]
is obtained. From (5) and (34)
[TABLE]
is found. By using (35), we can show that the inequality
[TABLE]
is satisfied. By the Theorem 2.1 and (36)
[TABLE]
is obtained. Since the functions are decreasing, then we have
[TABLE]
From (37) and (38)
[TABLE]
is obtained. By using (27) on the rigth-hand side of inequality (39)
[TABLE]
is found. Here, is a natural number satisfying the following condition:
[TABLE]
By using (27) and (40)
[TABLE]
is obtained. From (24), (25) and (26)
[TABLE]
is found for the expression . From (27) and (42),
[TABLE]
is obtained. From (3), (41) and (43)
[TABLE]
is found.
Let be eigenvalues of the operator and be number of the eigenvalues smaller than of the operator . Moreover, we will simply write instead of .
Theorem 2.5
If the operator function and the scalar function satisfy the conditions then the inequality
[TABLE]
is satisfied for the small positive values of .
Proof: The eigenvalues of the operator are in the form
[TABLE]
Therefore is the number of the pairs satisfying the inequality
[TABLE]
From (24), (25), and (44)
[TABLE]
is found. It is easy to see that
[TABLE]
We consider that the functions are monotone decreasing, by (45) and (46),
[TABLE]
is obtained.
Let be number of the eigenvalues smaller than of the operator , be eigenvalues of the operator and .
Theorem 2.6
If the operator function and the scalar function satisfy the conditions , then we have
[TABLE]
for the small values of .
Proof : We can easily show that . In this case we have
[TABLE]
[11]. On the other hand, from variation principles of R. Courant [12], we have
[TABLE]
From (47) and (48),
[TABLE]
is obtained. From (5) and (49)
[TABLE]
is found. By using (50),we have
[TABLE]
By using Theorem 2.3 and (51)
[TABLE]
is found. Since the functions are monotone decreasing, then we have
[TABLE]
From (52) and (53)
[TABLE]
is obtained. Here, is a natural number satisfying the conditions
[TABLE]
From (2)
[TABLE]
From (54) and (55)
[TABLE]
is found.
Let
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Let be operator in the space which is formed by the expression (1) and with the boundary condition
[TABLE]
Moreover, let be operator which is formed by the expression
[TABLE]
and with the boundary condition (58).
Let and be eigenvalues smaller than of the operators and , respectively.
Moreover, let and be numbers of the eigenvalues smaller than of the operators and , respectively.
Since , then we have
[TABLE]
[11]. By using (59), we can show that
[TABLE]
Here, . and from the formula (56)
[TABLE]
is obtained. From the last relation, we find
[TABLE]
for the values of satisfying the inequality .
Theorem 2.7
If the operator function and the scalar function satisfy the conditions , then we have
[TABLE]
for small positive values of .
Proof : By the similar way to the proof of Theorem 2.6, the following inequality
[TABLE]
can be proved. If we replace the equation (57) in (62), then we have
[TABLE]
If we apply the inequality (63) for the eigenvalues of the operator , then
[TABLE]
is obtained. From (61) and (64)
[TABLE]
is found. By using (45) and (46)
[TABLE]
is obtained. Moreover, if we use the equation (42), then we get
[TABLE]
From (60), (66) and (67),
[TABLE]
is obtained. By using inequality (56), we find
[TABLE]
Here, is a constant satisfying the condition
[TABLE]
From (68) and (69), we get
[TABLE]
From (61), (63), (65) and (70),
[TABLE]
is found. From (57), (67) and (71),
[TABLE]
is obtained. By the Theorem 2.6 and (72), we have
[TABLE]
is obtained.
3 Asymptotic Formulas For The Sum Of
Negative Eigenvalues
In this section, we find asymptotic formulas for the sum as .
Let us denote the functions of the form by and we suppose that the function satisfies the following condition:
There are a number and a natural number such that the function is neither negative nor monotone increasing in the interval
Theorem 3.1
If the conditions are satisfied and the series is convergent for a constant , then the asymptotic formula
[TABLE]
is satisfied as . Here, is a positive constant.
Proof: By using Theorem 2.4 and Theorem 2.5, we have
[TABLE]
for the small positive values of . If we take and consider (3)
[TABLE]
is found. Let us take . By using the function which satisfies the condition (p1) and the inequality (42)
[TABLE]
is obtained. Şengül showed
[TABLE]
for the small values of , [1]. From (74) and (75)
[TABLE]
is found. From (73) and (76)
[TABLE]
is obtained. Since the series is convergent then we have
[TABLE]
From last inequality
[TABLE]
is found. Since the function satisfy the condition , we have
[TABLE]
for the small values of . From the last inequality above,
[TABLE]
is obtained. From (77), (78) and (79)
[TABLE]
is found. We can rewrite inequality (80)
[TABLE]
as . From (2), (42) and (81)
[TABLE]
as , is obtained.
Let us assume that the function satisfies the following condition:
For every
[TABLE]
Here, is a constant in the interval .
Theorem 3.2
We suppose that the operator function , the scalar function satisfy the condition and also satisfies the condition . In addition the series is convergent for a constant satisfying the condition
[TABLE]
then the asymptotic formula
[TABLE]
is satisfied as . Where is a positive constant.
Proof : By Theorem 2.4 and Theorem 2.5, we have
[TABLE]
for the small values of . Since the function is decreasing,
[TABLE]
in the interval . Since the function satisfies the condition p1) and (42), (84) then we find
[TABLE]
If we consider that the function satisfies the condition and
, then we have
[TABLE]
From the last equality above, we obtain
[TABLE]
for the small value of . From (85) and (86)
[TABLE]
is found. We limit the integral at the right hand side of the inequality (83). Since the function satisfies the condition , then we have
[TABLE]
Therefore we have
[TABLE]
On the other hand, from (3)
[TABLE]
is obtained. If we take in the inequality (88), then we find
[TABLE]
or
[TABLE]
From (89), (90) and (91), we have
[TABLE]
From (78), (91) and (92)
[TABLE]
[TABLE]
are found. From (87), (93) and (94) we obtain
[TABLE]
and
[TABLE]
Here,
[TABLE]
[TABLE]
There is a number such that
[TABLE]
[TABLE]
for every . If we take
[TABLE]
in the inequalities (97) and (98), then we have
[TABLE]
Since the number satisfies the condition (82), we have and .
From (83), (95),(96) and (99) we obtain
[TABLE]
By (42), (97) and (100) we have the asymptotic formula
[TABLE]
as .
Example 3.3
*Let be a separable Hilbert space and
be a standard basis in . Let *
[TABLE]
for all . is a self adjoint, completely continuous and positive operator function. The eigenvalues of are in the form
[TABLE]
Here is a constant such that .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 5[5] Adıgüzelov, E.E. The asymptotic behaviour of the spectrum’s negative part of Sturm-Liouville problem with operator coefficient , Izv. AN Az.SSR, Seriya fiz.-tekn.i mat. nauk, No:6, 8-12, (1980). (In Russian)
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