Density results for specialization sets of Galois covers
Joachim K\"onig, Fran\c{c}ois Legrand

TL;DR
This paper investigates the rarity of realizing certain Galois groups as specializations of covers over , showing that, under conjectures like abc and Malle, most such realizations do not occur, and explores local-global principles and failures of the Hasse principle.
Contribution
It extends Granville's result to general Galois groups under conjectures, introduces a local-global principle for Galois cover specializations, and constructs new examples of curves failing the Hasse principle.
Findings
Most Galois groups do not appear as specializations of given covers under conjectures.
A local-global principle for Galois cover specializations often fails with many branch points.
Constructs many curves over that fail the Hasse principle conditionally.
Abstract
We provide evidence for this conclusion: given a finite Galois cover of group , almost all (in a density sense) realizations of over do not occur as specializations of . We show that this holds if the number of branch points of is sufficiently large, under the abc-conjecture and, possibly, the lower bound predicted by the Malle conjecture for the number of Galois extensions of of given group and bounded discriminant. This widely extends a result of Granville on the lack of -rational points on quadratic twists of hyperelliptic curves over with large genus, under the abc-conjecture (a diophantine reformulation of the case of our result). As a further evidence, we exhibit a few finite groups for which the above conclusion holds unconditionally for…
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Density results for specialization sets of Galois covers
Joachim König
and
François Legrand
Department of Mathematical Sciences, KAIST, 291 Daehak-ro Yuseong-gu Daejeon 34141, South Korea
Institut für Algebra, Fachrichtung Mathematik, TU Dresden, 01062 Dresden, Germany
Abstract.
We provide evidence for this conclusion: given a finite Galois cover of group , almost all (in a density sense) realizations of over do not occur as specializations of . We show that this holds if the number of branch points of is sufficiently large, under the abc-conjecture and, possibly, the lower bound predicted by the Malle conjecture for the number of Galois extensions of of given group and bounded discriminant. This widely extends a result of Granville on the lack of -rational points on quadratic twists of hyperelliptic curves over with large genus, under the abc-conjecture (a diophantine reformulation of the case of our result). As a further evidence, we exhibit a few finite groups for which the above conclusion holds unconditionally for almost all covers of of group . We also introduce a local-global principle for specializations of Galois covers and show that it often fails if has abelian Galois group and sufficiently many branch points, under the abc-conjecture. On the one hand, such a local-global conclusion underscores the “smallness” of the specialization set of a Galois cover of . On the other hand, it allows to generate conditionally “many” curves over failing the Hasse principle, thus generalizing a recent result of Clark and Watson devoted to the hyperelliptic case.
1. Introduction
Given a finite Galois extension of the rational function field , and a point , there is a well-known notion of specialization (see §2.2.1 for more details). If is the splitting field of a monic separable polynomial and is such that is separable, then the field is the splitting field over of .
The specialization process has been much studied towards the inverse Galois problem, which asks whether every finite group occurs as the Galois group of a finite Galois extension . In that case, we shall say that such an extension is a -extension. Indeed, if is a finite Galois extension with Galois group , then Hilbert’s irreducibility theorem asserts that the specialization still has Galois group for infinitely many . Moreover, if is -regular (i.e., if is algebraically closed in ), in which case we shall say that is a regular -extension, and if , then infinitely many linearly disjoint -extensions of occur as specializations of . In fact, most known realizations over of finite non-abelian simple groups have been obtained by specializing regular -extensions of , generally derived from the rigidity method. See the books [Ser92, Völ96, FJ08, MM18] for more details and references within.
Recent progress has been made on the set of all specializations of a given regular -extension . For example, for many groups , no regular -extension is parametric, i.e., does not contain all -extensions of (see [KL18] and [KLN19, §7]). Another result by Dèbes [Dèb17] gives a lower bound for the number of -extensions of with bounded discriminant lying in the set for a given regular -extension . An even more fundamental question was raised in [Dèb18, DKLN18]: does the set , a collection of arithmetic objects, characterize the extension , a geometric one?
1.1. A central question
Given a regular -extension , the main purpose of this paper is to further study the set and to provide evidence for this striking conclusion: this set is in general “small”, i.e., “almost all” -extensions of do not lie in the set .
Let us make this more precise. Given an integer , let denote the set of all -extensions such that , where denotes the absolute discriminant of . By Hermite’s theorem, the set is finite. Moreover, say that the set of all specializations of a given regular -extension is of density zero if the equality holds as tends to .
Question 1.1**.**
Let be a finite group. Is it true that the specialization set of a given regular -extension , not in some “small” exceptional list, is of density zero?
The reason why we have to consider an exceptional list in Question 1.1 is that, for some regular -extensions , the specialization set is not of density zero. For example, this happens for all parametric extensions , in which case a fully opposite conclusion holds. However, all extensions which are known to satisfy this property are in fact generic (that is, remain parametric after every base change) and, in particular, are all of genus 0 and belong to a very short list (see [DKLN18, Theorem 1.6] for more details).
In addition to the generic extensions , there are some more counterexamples in genus 1. For instance, results of Vatsal [Vat98], Byeon [Bye04], and later Byeon-Jeon-Kim [BJK09] about rank quadratic twists of elliptic curves yield infinite families of separable degree 3 polynomials such that a positive proportion of all quadratic extensions of occur as specializations of the extension . More generally, under Goldfeld’s conjecture, 50 of all quadratic extensions of are expected to be reached by specializing the function field extension corresponding to an elliptic curve over .
However, we are not aware of any counterexample in genus at least 2, and we in fact expect the answer to Question 1.1 to be “Yes” if regular -extensions of of genus at most 1, which are quite rare and do not even exist for many finite groups (e.g., for all finite non-solvable groups), are left aside. Evidence for this is provided by [DKLN18], which proves an analog over the rational function field , with the notion of specialization replaced by a geometric analog of “rational pullback” and the notion of density also replaced by a geometric analog via the Zariski topology.
In this paper, we make progress on Question 1.1 in several directions. Firstly, in §3, we show that the answer is affirmative if one excludes regular -extensions of with very few branch points, conditionally on widely accepted conjectures (see §1.2). Secondly, in §4, we show for some exemplary small finite groups that, upon ignoring a “small” (in a density sense) set of regular -extensions of , the answer to Question 1.1 is positive unconditionally (see §1.3). In this latter context, we do not have any restriction on the number of branch points or the genus, thus suggesting that the density zero conclusion, which we expect to hold always in genus at least 2, may also hold for “many” regular -extensions of of genus at most 1. For example, it is plausible that this conclusion holds for all genus 0 extensions which are not parametric.
1.2. Conditional results
We first give an upper bound for the number of specializations of a given regular -extension of with bounded discriminant, under the abc-conjecture:
The abc-conjecture. For every , there exists a positive constant such that, for all coprime integers , , and fulfilling , the following holds:
[TABLE]
where the radical of an integer is the product of the distinct prime factors of .
Theorem 1.2**.**
Let be a finite group and a regular -extension with branch points. Suppose the abc-conjecture holds. Then there is a “small” constant , depending only on , , and the ramification indices of the branch points of , such that the following holds. For every and every sufficiently large integer , one has
[TABLE]
See Theorem 3.1 for a more precise statement where we relax the lower bound on and give the precise definition of the exponent .
To show that the specialization set of a given regular -extension of with sufficiently many branch points is of density 0 (under the abc-conjecture), it then suffices, by (1.1), to show that is asymptotically “bigger” than . A main difficulty to get this conclusion is that the asymptotic behaviour of is widely unknown for arbitrary finite groups . However, general conjectures are available in the literature.
For example, the Malle conjecture [Mal02], a classical landmark in this context, asserts that if is a number field and a finite group, then the number of -extensions of whose relative discriminant has norm at most is roughly asymptotic to , for some well-defined constant (recalled in (1.3) below). See [Mal02] for more details and [Dèb17, §1.1] for a recent review of the state-of-the-art on the conjecture and its generalizations.
We only recall in details the lower bound predicted by the conjecture (in the specific case ), which is enough for our purposes:
The Malle conjecture (lower bound). Let be a non-trivial finite group and let be the smallest prime divisor of . Then there exists a positive constant such that
[TABLE]
for every sufficiently large integer , where
[TABLE]
Note that if the lower bound (1.2) holds for a given finite group (for sufficiently large ), then occurs as a Galois group over .
The combination of (1.1) and (1.2) then allows us to give this answer to Question 1.1:
Theorem 1.3**.**
Let be a finite group and a regular -extension with branch points. Suppose (1.2) is fulfilled for the group and the abc-conjecture holds. Then the set of specializations of is of density zero.
See Corollary 3.3 for a more precise statement. It should be pointed out that the bound is not sharp (towards a density zero conclusion for every regular -extension of of genus at least 2). For example, we can easily drop to if is odd or to if is prime to 6. Moreover, we obtain a conditional linear bound (depending on ) on the genus of a given regular -extension for the set being of density 0. See Remark 3.4 for more details.
The bound (1.2) is known to hold for several finite groups, thus providing concrete situations for which Theorem 1.3 can be worded without mentioning it. For instance, relying on Shafarevich’s theorem solving the inverse Galois problem for solvable groups, Klüners and Malle [KM04] proved the (lower bound of the) Malle conjecture for nilpotent groups. Another example is given by dihedral groups of order with an odd prime, as proved by Klüners in [Klü06]. Moreover, many finite groups are such that every regular -extension of has at least 7 branch points, thus yielding examples of groups for which the specialization set of every regular -extension of is of density zero, under the abc-conjecture and, possibly, the lower bound (1.2). Such considerations are collected in Corollary 3.5.
Although there is no known counterexample, the bound (1.2) remains widely open, e.g., for most non-solvable groups. In the sequel, we give a variant of Theorem 1.3 which applies to all finite groups, where the assumption that (1.2) holds is not needed but where the bound on the number of branch points is less explicit. See Theorem 3.7 for more details. This uses the already mentioned result of Dèbes [Dèb17], whose aim was to provide an unconditional weak version of the bound (1.2) for regular Galois groups over (i.e., for finite groups such that there is a regular -extension of ), obtained by considering -extensions of which arise as specializations of a single regular -extension of . It should be pointed out that, by Theorem 1.3, one cannot hope (for arbitrary finite groups ) to obtain the exact bound (1.2) in this way, thereby showing the limitations of the approach in [Dèb17].
As a further result, we give a second variant, where the abc-conjecture is not required and no assumption on the number of branch points is made, provided the uniformity conjecture111which asserts that the number of -rational points on any given smooth curve over of genus at least 2 is bounded by a quantity which depends only on the genus of the curve (but not on the curve itself). holds and the upper bound from the Malle conjecture for some quotient of the underlying Galois group is taken into account (see Theorem 3.9). As under the abc-conjecture, we may derive explicit examples of finite groups for which the specialization set of every regular -extension of is of density zero, under the uniformity conjecture (see Corollary 3.11). Note that, as Theorem 1.3 and its consequences, Corollary 3.11 easily provides density zero conclusions for regular -extensions of with few branch points.
1.3. Unconditional results
We start with the quadratic case. In the work [Leg18], it was proved that, for “almost all” regular -extensions , at least one quadratic extension of is not in . Here, we sharpen this result as follows:
Theorem 1.4**.**
Given an even positive integer , the proportion of all regular -extensions with branch points, “height” at most , and whose set of specializations is of density [math] tends to as tends to .
From a diophantine point of view, this means that “most” quadratic twists of “most” hyperelliptic curves over have only trivial -rational points, unconditionally (see Proposition 2.3(b)). See Theorems 4.1 and 4.2 for more precise statements, and §1.6 for diophantine considerations in a more general context.
On the one hand, Theorem 1.4 shows that invoking the abc-conjecture in the case of Theorem 1.3 is only necessary for comparatively few extensions. On the other hand, it shows that even among regular -extensions of to which Theorem 1.3 does not apply (i.e., those with branch points), only a few can be exceptions in Question 1.1222Clearly, there are exceptions in the case and, as already recalled in §1.1, exceptions also exist in the case . However, no exception seems to be expected in the case [Gra07, Conjecture 1]..
The second example we discuss is the symmetric group . In this context, we have this result (see Theorem 4.7 for a more precise statement):
Theorem 1.5**.**
Let be a positive integer. Then inside the set of all polynomials with of degree and of height , the set of those which additionally define a regular -extension of whose specialization set is of density zero, makes up a proportion tending to as tends to .
1.4. Comparison with previous non-parametricity results
As already said, it was known from [KL18] and [KLN19, §7] that many finite groups do not have any parametric extension . However, our results sharpen conditionally this conclusion. Indeed, by Theorem 1.3, for many finite groups , not only at least one -extension of but actually almost all of them are not specializations of a given regular -extension of , under the abc-conjecture. Moreover, this yields (conditional) new examples of finite groups with no parametric extension (see Remark 3.6(b)). Furthermore, a property shared by the groups and is that they admit a parametric extension . Theorems 1.4 and 1.5 show that if or , then parametric realizations are rare and, for almost all regular -extensions , the same fully opposite conclusion on the size of holds.
1.5. Local-global considerations
Our conditional results are global results, in the sense that they depend on diophantine properties and the arithmetic of curves over . On the contrary, our unconditional results are mostly due to local arguments. Namely, given a regular -extension , let be the set of all -extensions such that is a specialization of for all primes (including , in which case ). Our local arguments consist in proving that, for almost all regular -extensions ,
[TABLE]
tends to 0 as tends to , thus yielding, in particular, that is of density 0. That is, almost all -extensions are not specializations of as this is wrong even up to base change from to (for at least one suitable prime depending on ). This suggests this refinement of Question 1.1, which asks whether the specialization set of is of density 0 even within the set of those -extensions of who pass these local obstructions:
Question 1.6**.**
Let be a finite group. Does it hold that, for a given regular -extension , not in some exceptional list, the ratio
[TABLE]
tends to 0 as tends to ?
A positive answer means that there exist “many” -extensions of which are not specializations of , but this cannot be detected by local considerations, implying the failure of a local-global principle for specializations.
In §5, we prove the following result, which provides some evidence for a positive answer to Question 1.6 and strengthens the conclusion of Theorem 1.3 for abelian groups:
Theorem 1.7**.**
Let be a finite abelian group and a regular -extension with branch points. Then the ratio (1.5) tends to 0 as tends to , under the abc-conjecture.
See Theorem 5.2 for a more general result which applies to any finite group with non-trivial center and to any regular -extension with branch points ( is sufficient for abelian groups) and suitable geometric inertia groups.
1.6. Diophantine aspects
In §6, we discuss diophantine aspects of our results, whose most general versions in the sequel are actually worded in terms of Galois covers of .
Given a regular Galois cover with Galois group and a (continuous) epimorphism , where GQ denotes the absolute Galois group of , there is a notion of twisted cover , introduced by Dèbes in [Dèb99], which satisfies this property: is a specialization morphism of 333A refined version of “a -extension occurs as a specialization of a regular -extension ”. if and only if has a non-trivial -rational point, i.e., a -rational point which does not extend any branch point of . See §6.1 for more details.
Hence, the most general versions of Theorems 1.2-1.5 can be stated with this diophantine flavour. For example, the corresponding variant of Theorem 1.2 provides, for a regular Galois cover of group with branch points, an upper bound for the number of epimorphisms of bounded discriminant such that the twisted curve has at least one non-trivial -rational point. See Theorem 6.4 for a more precise statement. The special case of our result is nothing but a well-known result of Granville [Gra07, Corollary 1] on the number of quadratic twists of a given hyperelliptic curve over of genus at least 2 with non-trivial -rational points, under the abc-conjecture (see Corollary 6.5).
Similarly, the same applies to Theorem 1.7. Given a regular Galois cover of group , the existence of an epimorphism which occurs as a specialization morphism of everywhere locally but not globally means that the twisted curve has a non-trivial -rational point for every prime but only trivial -rational points. This diophantine reformulation of the failure of our local-global principle for specializations is actually strictly identical to the failure of the Hasse principle for curves, provided has no -rational branch point. In particular, the diophantine analog of Theorem 1.7 provides the following:
Theorem 1.8**.**
Let be a -curve with a finite abelian cover to such that has at least 7 branch points and has no -rational branch point. Assume the abc-conjecture holds. Then there exist “many” -curves , which are isomorphic to up to base change from to and which do not fulfill the Hasse principle.
See Corollary 6.6 for a more general result, which also applies in some non-abelian situations, and Corollary 6.9 for a variant which in fact applies to any regular Galois group over with non-trivial center, at the cost of choosing the curve more suitably. In the quadratic case, our results allow to retrieve a recent result of Clark and Watson [CW18, Theorem 2], which asserts that “many” quadratic twists of a hyperelliptic curve with separable, of even degree , and with no root in do not fulfill the Hasse principle, under the abc-conjecture (see Corollary 6.7).
Acknowledgements. The first author was supported by the National Research Foundation of Korea (NRF Grant no. 2019002665). We also wish to thank Arno Fehm for his help with Lemma 4.3.
2. Basics
The aim of this section is fourfold. §2.1 is devoted to some general notation we shall use in the sequel. In §2.2, we recall classical material about Galois covers of the projective line while §2.3 is devoted to rational points on superelliptic curves. As to §2.4, we there make the content of §2.2 explicit in the quadratic case, in relation with the material from §2.3.
2.1. General notation
Denote the absolute Galois group of a field of characteristic zero by Gk. If is a field containing , we use the notation for the scalar extension from to . For example, if is a -curve, then is the -curve obtained by scalar extension from to . Conjugation automorphisms in a group are denoted by for : ().
Let , , , and be integers. Let be a finite group and an indeterminate. We use the following notation:
(a) : set of all -extensions such that , where denotes the absolute discriminant of the number field ,
(b) : set of all (continuous) epimorphisms such that , modulo the equivalence which identifies and if for some (the set refines the set but note that the cardinalities are equal up to an explicit multiplicative constant depending only on ),
(c) : set of all -free integers, that is, of all integers such that and divides for no prime number (if , we say squarefree instead of -free); recall that has density , where denotes the Riemann-zeta function,
(d) : subset of defined by the extra condition that ,
(e) : set of all degree polynomials whose roots have multiplicity ,
(f) : subset of defined by the extra condition that the height is at most ; recall that the height of is ,
(g) : subset of which consists of all elements with squarefree content,
(h) .
Definition 2.1*.*
Let be a set, an increasing sequence of finite subsets of such that , and a subset of . If
[TABLE]
tends to some as tends to , we say that is the density of the set (in ).
Although this notion depends on the sequence , we do not make this dependency explicit in the terminology as our choices in the sequel will always be natural.
2.2. Finite Galois covers of the projective line
Let be a field of characteristic zero, an indeterminate, an algebraic closure of , and the algebraic closure of in .
2.2.1. Generalities
For more on the material below, we mostly refer to [DG12, §2.1].
A -cover of is a finite and generically unramified morphism defined over , with a normal and irreducible -curve. We make no distinction between a -cover and the associated function field extension (with ): is the normalization of in and is the function field of . The -cover is said to be regular if is a regular extension of (i.e., if ) or, equivalently, if is geometrically irreducible. We also say that the -cover is Galois if is. If, in addition, denotes the Galois group of , we say that is a --cover.
Fix a regular -cover and denote its function field extension by .
A point is a branch point of (or of ) if the prime ideal of generated by ramifies in the integral closure of in the compositum of and inside (set if ), where denotes the Galois closure of over inside . There are only finitely many branch points, denoted by .
Suppose is Galois and set . Say that is a regular -extension.
Denote the -fundamental group of by , where is a base point. To the regular --cover corresponds an epimorphism whose restriction to the -fundamental group remains surjective.
Every yields a section to the exact sequence
[TABLE]
which is uniquely defined up to conjugation by an element of . The homomorphism is denoted by and called the specialization morphism of at . The fixed field in of is the residue field at some prime ideal lying over the prime ideal of generated by in the extension 444This does not depend on the choice of as the extension is Galois.. We denote it by and call the extension the specialization of at . The Galois group of is the decomposition group of at a prime as above.
Let us define the following two sets:
[TABLE]
[TABLE]
As a special case of Definition 2.1, say that is the density of the set if
[TABLE]
tends to as tends to . We define analogously the density of the set . Note that the set is of density [math] if and only if the set is.
Recall that is parametric if every -extension of lies in the set , and that is generic if is parametric for every overfield .
2.2.2. Ramification in specializations
We review a well-known result relating the ramification of to that of its specializations. Keep the notation from §2.2.1 and take .
The minimal polynomial of is the unique (up to sign) homogeneous polynomial defined as follows. If , set . Otherwise, let be the homogenization of the irreducible polynomial in with root . Given a prime number , say that is -integral if divides neither the coefficient of the leading -term nor of the leading -term of . If is in , set with and coprime integers. Define as the -adic valuation of (if is -integral).
The theorem below is an immediate consequence of a fundamental result of Beckmann [Bec91, Proposition 4.2] (see also [Leg16, §2.2]):
Theorem 2.2**.**
For every prime number , not in some finite set depending only on , and every , the following two conclusions hold.
(a)* If ramifies in the specialization , then for some (necessarily unique up to -conjugation) .*
(b)* If , then the inertia group of at is conjugate in to , with a generator of an inertia subgroup of at the prime ideal generated by .*
2.3. Superelliptic curves
Let and be integers with and . Set , with and . Let be in .
2.3.1. The case where divides
First, assume . Consider this equivalence relation on : iff for some . The quotient space is a weighted projective space, denoted by Given , the corresponding point in is denoted by Set
[TABLE]
The equation in is the superelliptic555Here and in §2.3.2 below, say hyperelliptic if . curve associated with ; we denote it by The set of all -rational points on , i.e., the set of all elements such that and , is denoted by A point is trivial if , and non-trivial otherwise. Equivalently, is trivial if and .
2.3.2. The case where does not divide
Now, we consider the case , which is in fact similar to the previous one. However, to avoid confusion, we state it in details.
Consider this equivalence relation on : if and only if for some . The quotient space is a weighted projective space, denoted by Given , the corresponding point in is denoted by Set
[TABLE]
The equation in is the superelliptic curve associated with ; we denote it by The set of all -rational points on , i.e., the set of all points such that and , is denoted by A point is trivial if , and non-trivial otherwise. Equivalently, is trivial if either (this point, which is , is the point at ) or and is a root of .
2.3.3. Extra notation
We use the following notation:
(a) : subset of defined by the extra condition that the “twisted” superelliptic curve has a non-trivial -rational point,
(b) ().
2.4. On the quadratic case
The following elementary proposition, which gives an explicit description of the set of branch points and characterizes specializations of a given regular -extension of , will be needed in the sequel. See, e.g., [KL18, §8] for a proof.
Proposition 2.3**.**
Let be an integer and . Denote the roots of by and the field by .
(a)* The set of branch points of is either the set (if is even) or the set (if is odd).*
(b)* Let be in . Then the -extension is in if and only if the twisted hyperelliptic curve has a non-trivial -rational point.*
Given an indeterminate , there is a natural bijection between the set of all regular -extensions of and the set of all separable polynomials with squarefree content. Then define the height of a given regular -extension as the height of the associated polynomial . Moreover, by Proposition 2.3(a), if is a positive even integer, then has branch points if and only if has degree or .
Given positive integers and with even, we use the following notation:
(a) : set of all regular -extensions of with branch points,
(b) : subset of defined by the extra condition that the height is at most .
Proposition 2.4**.**
Given an even positive integer , there exists a constant such that
[TABLE]
[TABLE]
Proof.
Given , Proposition 2.3(a) shows that
[TABLE]
By [Leg18, Lemma 5.8], one has
[TABLE]
for some positive constant and, clearly, one has
[TABLE]
It then remains to combine (2.3), (2.4), and (2.5) to get (2.1) and (2.2), as needed. ∎
3. Conditional results
This section is devoted to our conditional results which assert that the specialization set of a regular --cover of with sufficiently many branch points has density zero.
We need some notation, in addition to that from §2. Let be a non-trivial finite group and a regular --cover. We denote the associated regular -extension by . Let be a non-empty subset of the set of all branch points of , closed under the action of GQ. Denote the ramification index of by , , and set . Let be the smallest prime dividing one of the ’s and the smallest prime divisor of .
3.1. A conditional upper bound
This more precise version of Theorem 1.2 gives an upper bound for , provided is large enough and the abc-conjecture holds:
Theorem 3.1**.**
Assume the abc-conjecture holds and
[TABLE]
Then, for every and every sufficiently large integer , one has
[TABLE]
where
[TABLE]
Remark 3.2*.*
(a) The set , which is implicit in Theorem 3.1 as well as in the next result can most conveniently be chosen to be the set of all branch points of . However, in some situations, proper subsets yield stronger conclusions, notably if there are many branch points with large ramification index. From the proof of Theorem 3.1 (see §3.4), considering several subsets at the same time (with the corresponding notation for each subset) can sometimes yield even stronger results. We refrain from explicitly stating such a version of Theorem 3.1, to avoid unnecessarily complicated notation.
(b) Condition (3.1) holds if and only if one of these conditions is satisfied:
(1) ,
(2) and ,
(3) and .
3.2. Explicit examples
We now explain how deriving several explicit results with the conclusion that the set has density zero.
First, we combine the lower bound given by the Malle conjecture and the upper bound from Theorem 3.1 to obtain the following more precise version of Theorem 1.3:
Corollary 3.3**.**
Assume the lower bound (1.2) is fulfilled for the group , the abc-conjecture holds, and the following condition is satisfied:
[TABLE]
Then one has , where and are defined in (3.2) and (1.3), respectively, and, for every and every sufficiently large , one has
[TABLE]
In particular, the set has density 0.
Proof.
First, note that (3.3) (3.1) as
[TABLE]
Then, by Theorem 3.1 and since (1.2) has been assumed to hold, (3.4) holds. To complete the proof, it suffices to check . Clearly, this holds if and only if (3.3) is satisfied. ∎
Remark 3.4*.*
Making use of the inequalities , one sees that (3.3) holds as soon as one of the following conditions is satisfied:
(a) ,
(b) and ,
(c) , , and ,
(d) and .
Conversely, since the right-hand side of (3.3) is bounded from below by , Corollary 3.3 in its present form cannot yield conclusions about covers with 3 branch points.
Moreover, by the Riemann-Hurwitz formula, the cover has at least 7 branch points, provided is of genus at least . Consequently, we have this conditional statement:
The specialization set of a given regular --cover of of genus at least is of density [math], under the abc-conjecture and the lower bound (1.2).
In Corollary 3.5 below, we give several explicit situations where the conclusion of Corollary 3.3 holds, independently of the ramification data of :
Corollary 3.5**.**
Suppose the abc-conjecture holds and one of these conditions is satisfied:
(a)* has rank at least 6 and (1.2) holds for the group ,*
(b)* has a cyclic quotient of order and fulfills (1.2),*
(c)* is nilpotent of order divisible by a prime number .*
Then the density of is 0.
Proof.
First, assume has rank and (1.2) holds. Then, by the first condition and the Riemann existence theorem, has at least 7 branch points. Applying Corollary 3.3 and Remark 3.4 (with the set of all branch points of ) provides the desired conclusion.
Now, assume has a cyclic quotient of order and fulfills (1.2). We shall make use of the following easy claim:
Let be a positive integer . Then every regular --cover of has either at least 8 branch points or at least 6 branch points of ramification index .
Under the claim, we may apply Corollary 3.3 and Remark 3.4 to get the desired conclusion.
We now prove the claim. If is a prime number and , recall that, as a classical consequence of the Branch Cycle Lemma (see [Fri77] and [Völ96, Lemma 2.8]), every regular --cover of has at least branch points of ramification index 666Indeed, at least one such branch point must exist since the inertia groups at branch points generate . By the Branch Cycle Lemma, we obtain at least such branch points, where denotes the Euler totient function. See, e.g., [Dèb09, Proposition 3.1.19] for more details.. Consequently, the claim already holds if is divisible by 16, 9, 25 or a prime number . For the case , let be a regular --cover of . Then either has no branch point of ramification index 15, in which case has at least 6 branch points of ramification index (at least 2 coming from the subcover of degree 3 and at least 4 from that of degree 5), or has at least one branch point of ramification index , in which case has in fact at least 8 such branch points by the Branch Cycle Lemma. In particular, the claim holds if is divisible by 15. As to the remaining cases , one treats them as the case .
Finally, (c) is a special case of (b). Indeed, if is nilpotent of order divisible by a prime , then has a (cyclic) quotient group of order , and fulfills (1.2) by [KM04]. ∎
Remark 3.6*.*
(a) More explicit examples derived from (b) could be given in (c). For example, the density zero conclusion also holds if is nilpotent of order divisible by 15. We refrain from considering more applications of this kind, to avoid complicated case distinctions.
(b) By Corollary 3.5(c), if is a prime number, then no regular -extension of is parametric, under the abc-conjecture. The interest of this remark is that none of the methods from [KL18] and [KLN19, §7] applies to finite groups of prime order.
More generally, by the above, no regular -extension of with branch points is parametric, under the abc-conjecture and, possibly, the lower bound (1.2). In Appendix A, we discuss the situation where is 2 or 3. The case remains open in general.
3.3. Variants
We provide below two variants of Corollary 3.3.
The first one asserts that one can remove the assumption that the lower bound (1.2) holds, at the cost of making (3.3) less explicit:
Theorem 3.7**.**
There exists a positive constant such that if and if the abc-conjecture holds, then the set has density 0.
Proof.
Without loss, we may assume is a regular Galois group over 777The definition of a regular Galois group over is recalled in §1.2.. Then, by [Dèb17, Theorem 1.1], there exists a positive constant such that the following holds for every sufficiently large (up to an explicit multiplicative constant depending on ):
[TABLE]
Hence, by Theorem 3.1 and Remark 3.2(b), if , it suffices to check (with as in (3.2)), which can be guaranteed if is sufficiently large (depending on ). ∎
Remark 3.8*.*
In fact, [Dèb17, Theorem 1.1 and §4.1] provides the following:
Let be a regular --cover with branch points. Then, for all sufficiently large , one has , where may be chosen as .
Combination with our Theorem 3.1 then gives
[TABLE]
where is an explicit positive constant depending only on , under the abc-conjecture. In particular, if is another regular --cover with branch points, then this inequality holds for every sufficiently large , under the abc-conjecture:
[TABLE]
As a consequence, the constant in Theorem 3.7 can be made explicit. Namely, if is not a regular Galois group over , one can arbitrarily take . Otherwise, take any , where is the smallest number of branch points of a regular --cover of .
For our second variant, we need to recall beforehand the statements of the uniformity conjecture and the upper bound from the Malle conjecture.
The uniformity conjecture. Let be an integer. Then there exists a positive integer , depending only on , such that the set of all -rational points on any given smooth curve defined over with genus has cardinality at most .
The Malle conjecture (upper bound). For every , one has
[TABLE]
for some constant and every sufficiently large , where is defined in (1.3).
Theorem 3.9**.**
Suppose the uniformity conjecture holds and has a normal subgroup such that the following three conditions are satisfied:
(a)* for every regular --cover , the genus of is at least 2,*
(b)* does not divide the order of ,*
(c)* (1.2) and (3.5) hold for the groups and , respectively.*
Then the set has density 0.
Remark 3.10*.*
(a) By [CHM97, Theorem 1.1], the uniformity conjecture holds under the Lang conjecture, which asserts that the set of all -rational points on any variety of general type defined over is not Zariski dense.
(b) By [KL18, Proposition 7.3], Condition (a) of Theorem 3.9 holds if is neither solvable of even order nor of order 3.
Proof.
As noted in §2.2.1, it suffices to show that the set has density zero.
Let be the subextensions of of group . For , let be the genus of , where is the regular --cover associated with . Also, let be the smallest prime divisor of the order of . One then has
[TABLE]
Let be a -extension in and such that . By [KL18, Lemma 3.2], are the distinct subextensions of with Galois group . Hence, there exists such that is the specialization of at . Let . By (a) and as the uniformity conjecture holds, one may apply [KL18, Proposition 2.5] to get that there exists a positive constant such that, for each , there exist at most points with . Moreover, if and denote the absolute discriminants of the number fields and , respectively, then one has . Conclude that this inequality holds for every positive integer :
[TABLE]
By (b), one has , that is, . Let be such that
[TABLE]
Combining (3.6) and the assumption that (3.5) holds for the group then provides
[TABLE]
for some positive constant and every . On the other hand, since (1.2) has been assumed to hold for the group , one has
[TABLE]
for some positive constant and every . Combine (3.8) and (3.9) to get
[TABLE]
It then remains to combine (3.7) and (3.10) to conclude that the set has density 0. ∎
Corollary 3.11**.**
Suppose the uniformity conjecture holds, the group is nilpotent, and one of the following two conditions is satisfied:
(a)* is of even order but ,*
(b)* is of odd order and has at least two distinct prime factors.*
Then the set has density 0.
For example, Corollary 3.11 applies to the groups and . Note that these groups have covers with four branch points and our results under the abc-conjecture cannot (a priori) apply to them.
Proof.
As the group is nilpotent, [KM04] may be used to show that the entire Malle conjecture holds for every quotient of . By Theorem 3.9, it then suffices to find a quotient of for which Conditions (a) and (b) of that theorem hold.
Set where and is a non-trivial -group for each . We assume and if (). If (a) holds, then or ( and ) or ( and ). Then either (in the first two cases) or (in the third case) has odd order and it is not . In particular, Conditions (a) and (b) of Theorem 3.9 are fulfilled (see Remark 3.10(b)). If (b) holds, then and , and one concludes as in (a). ∎
3.4. Proof of Theorem 3.1
The proof relies on this consequence of the abc-conjecture, due to Elkies, Langevin, and Granville (see, e.g., [Gra98, Theorem 5]):
Theorem 3.12**.**
Let be a homogeneous polynomial of degree without any repeated factors. Assume the abc-conjecture holds. Then, for every and every couple of coprime integers, one has
[TABLE]
where is a positive constant depending only on and .
We break the proof of Theorem 3.1 into three parts.
3.4.1. Controlling the ramification of specializations of
The first part requires associating a homogeneous polynomial controlling the ramification behaviour in specializations of , which is done via Theorem 2.2.
For each , let be the minimal polynomial of the branch point . Set
[TABLE]
where the ’s, , build a set of representatives of modulo the action of GQ. Moreover, set , where is as before the ramification index of , for each (so is the index of an inertia group generator at , viewed as a permutation in the regular permutation action of 888Recall that the index of a permutation is defined as minus the number of orbits of .). For , set , with and coprime integers, and denote the absolute discriminant of by .
Let be a prime number, not contained in the finite exceptional set from Theorem 2.2. By that theorem, is (tamely) ramified in with ramification index if divides with positive multiplicity at most , where is the smallest prime divisor of . In that case, the exponent of in equals . Therefore, we get the following lower bound:
[TABLE]
where, given , the second product is over all prime numbers which are not in and which divide with positive multiplicity at most . As the finitely many elements of the set , as well as the numbers , , are fixed and depend only on , we have
[TABLE]
for some positive constant depending only on , and where, given , the second product is over all prime numbers which divide with positive multiplicity at most . Combining (3.11) and the definitions of and (see the beginning of §3) yields the following lower bound:
[TABLE]
where the product is over all primes dividing with positive multiplicity at most .
3.4.2. Applying Theorem 3.12
The second part consists in estimating the product of all prime numbers dividing a given value of with positive multiplicity at most .
Let be coprime integers and set . Given , since the abc-conjecture has been assumed to hold, we may apply Theorem 3.12 to get this lower bound:
[TABLE]
where depends only on and . For , let be the product of all prime numbers dividing exactly times. Setting , (3.12) can be rewritten as
[TABLE]
Now, let be the product of all ’s with . Since is the product of all ’s with , one has
[TABLE]
As , with , the combination of (3.13) and (3.15) then yields
[TABLE]
that is,
[TABLE]
for some positive constant depending only on and . Combining (3.13), (3.14), and (3.16) then provides the following bound (up to replacing by ):
[TABLE]
where is some positive constant depending only on and .
3.4.3. Conclusion
Finally, we use the estimate (3.17) to bound from above.
Let be any real number such that
[TABLE]
By (3.1), is well-defined and positive. Let be a positive real number. By (3.17), for every couple of coprime integers, one has
[TABLE]
Let be a sufficiently large integer (depending on ). The lower bound (3.18) then allows to conclude that all specializations of with and such that
[TABLE]
must come from values with . Setting , we find that all specializations of with and such that must come from values with
[TABLE]
In particular, choosing
[TABLE]
and using the definition of our exponent given in (3.2), we obtain
[TABLE]
As there are at most such pairs of integers , this concludes the proof.
4. Unconditional results
The aim of this section is to show unconditionally that the set of specializations of almost all regular --covers of , where or , has density zero.
4.1. The quadratic case
We start with the case and, for simplicity, use the function field extension language, which is strictly identical to the cover point of view.
4.1.1. Main result
The following statement is a more precise version of Theorem 1.4 from the introduction. Note that the unconditional upper bound in (b) is expectedly weaker than the one provided by Theorem 3.1 under the abc-conjecture. Recall that the sets and , which occur in the statement below, are defined in §2.4.
Theorem 4.1**.**
Let be an even positive integer. Then there exists a subset of which satisfies the following two conclusions.
(a)* One has*
[TABLE]
In particular, the set has density 1.
(b)* For every extension in , there exists a positive constant such that*
[TABLE]
In particular, the set of specializations of every extension of in has density 0.
4.1.2. Proof of Theorem 4.1
Our main tool is the case of the following diophantine result, which has its own interest and which shows that almost all twists of almost all superelliptic curves over have only trivial -rational points, under a suitable assumption on the degree. Recall that the sets and , and the sets and , which occur in the statement below, are defined in §2.1 and §2.3.3, respectively.
Theorem 4.2**.**
Given two positive integers and such that and divides , there exists a subset of such that the following two conclusions are satisfied.
(a)* One has*
[TABLE]
In particular, the set has density 1.
(b)* For each , there exists a positive constant such that*
[TABLE]
In particular, for each , the density of the subset of is 0.
Proof of Theorem 4.1 under Theorem 4.2.
Let be a subset of as in Theorem 4.2 and . Let be the subset of consisting of all regular -extensions of with branch points and whose associated polynomial lies in the set 999The set is defined in §2.1..
First, we prove (a). For every positive integer , one has
[TABLE]
By Theorem 4.2(a), one has
[TABLE]
Moreover, by Proposition 2.4 and as as tends to , one has
[TABLE]
as tends to . Hence, one has
[TABLE]
Now, we prove (b). Given , there is a unique polynomial in with
[TABLE]
By Theorem 4.2(b), there is a constant with
[TABLE]
as tends to . By applying Proposition 2.3(b), we get that is the cardinality of the subset of (see §2.1) defined by the extra condition that is in . As the absolute discriminant of the number field is or (), we get
[TABLE]
as tends to . It then remains to use that
[TABLE]
as tends to to get the desired density zero conclusion. ∎
Comments on proof of Theorem 4.2.
The proof is similar to the arguments given in [Leg18, §3.2 and §4.2], which yield Theorem 4.2 with the weaker conclusion that almost all superelliptic curves over have at least one twist with only trivial -rational points. For the convenience of the reader, we offer in Appendix B.1 a full proof of Theorem 4.2 with the necessary adjustments to get the desired stronger conclusion. ∎
In Appendix B.2, we give two variants of Theorem 4.2 where we relax the assumption that divides , at the cost of making the conclusion in (b) weaker.
4.2. Symmetric groups
The aim of this subsection is to give evidence that, given , almost all regular --covers of have a specialization set of density [math], thus generalizing the conclusion of Theorem 4.1. We count those covers via degree polynomials with Galois group over . For , we obtain an unconditional result, given in Theorem 4.7.
4.2.1. Preliminaries
First, we explain our way of counting covers via polynomials. Given , if denotes the function field extension associated with a regular --cover of , then is the splitting field over of a degree polynomial
[TABLE]
with . A natural way of counting covers is then to count the corresponding polynomials up to a bounded -degree and bounded height.
Given and , we therefore consider the set of all polynomials which are monic and of degree in , and which are also of degree at most in . Given and , let denote the coefficient at of . We then count covers by fixing an integer and considering the set
[TABLE]
4.2.2. Main result
Our eventual goal is to prove Theorem 4.7 below, which is a statement about Galois covers with group . Since most of the ingredients in the proof are not specific to the case , we try to retain generality as long as possible.
Lemma 4.3**.**
Given and , let be algebraically independent indeterminates, and denote by the vector consisting of these variables. Let be the discriminant (with respect to ) of the polynomial
[TABLE]
Then is irreducible over .
Proof.
It is well-known that the discriminant of the polynomial
[TABLE]
is irreducible as an element of (see, e.g., [GKZ94, page 15]). The polynomial arises from this polynomial after applying the map sending to
[TABLE]
for each and fixing all other indeterminates. Since this corresponds to an automorphism of the ring , the discriminant must still be irreducible as an element of , and hence also inside by Gauss’ lemma. ∎
Lemma 4.4**.**
Given and , consider the set consisting of all polynomials
[TABLE]
in fulfilling the following three conditions:
(a)* has Galois group over ,*
(b)* the discriminant of is irreducible,*
(c)* the polynomial*
[TABLE]
has degree and is irreducible over , where denotes the coefficient of at for each .
Then one has
[TABLE]
In particular, the set has density 1.
Proof.
We estimate the size of the complement . Let (resp., , ) be the subset of which consists of all polynomials which do not fulfill (a) (resp., (b), (c)). It is enough to show that
[TABLE]
for each . This is mainly obtained by making use of a sufficiently precise version of Hilbert’s irreducibility theorem (namely, [Coh81, Theorem 2.1]).
Given algebraically independent indeterminates , the polynomial
[TABLE]
has Galois group over . Apply [Coh81, Theorem 2.1] to get that the number of tuples of integers of absolute value at most such that
[TABLE]
does not have Galois group over is as tends to . Combine this and the fact that if is such that has Galois group over , then has Galois group over to get that (4.3) holds for . In the same way, (4.3) also holds if (use Lemma 4.3), and if . ∎
Lemma 4.5**.**
Let and be integers. Let be the subset of which consists of all polynomials fulfilling the following two conditions:
(a)* defines a regular --cover of branch points ,*
(b)* are algebraically conjugate.*
Then one has
[TABLE]
In particular, the set has density 1.
Proof.
It suffices to show that the set provided by Lemma 4.4 is a subset of . Let be in and its discriminant. By Condition (b) of Lemma 4.4, cannot be a square in , i.e., the Galois group of over is not contained in . Since (by Condition (a) of Lemma 4.4), we can conclude that , thus leading to (a). As for (b), it suffices to show that is not a branch point of (by the second part of Condition (b) of Lemma 4.4), since every finite branch point of is a root of .
Setting , consider the polynomial
[TABLE]
where , . Since is separable (even irreducible) of degree (by Condition (c) of Lemma 4.4), has distinct preimages under the degree regular -cover of defined by (namely, distinct points with finite -coordinate, and one more infinite point). It is therefore unramified at , as is its Galois closure . This concludes the proof. ∎
Lemma 4.6**.**
Let be a regular -extension all of whose branch points are algebraically conjugate. Then there exists a positive density set of prime numbers such that all specializations of are unramified at all the primes in .
Proof.
Let be the minimal polynomial over of the branch points of , the splitting field of over , and . Then is transitive, and so there exists an element of fixing no branch point of . Let denote the set of all prime numbers such that the Frobenius associated with in is conjugate in to . By the Chebotarev density theorem, has density , with the conjugacy class of in . Moreover, by the definition of , no prime number (possibly up to finitely many exceptions) is a prime divisor of , that is, there exist no such that . Theorem 2.2 then yields that, for every prime number (possibly up to finitely many exceptions), no specialization of ramifies at . ∎
A “moral” implication of Lemma 4.6 is that, for covers as in Lemma 4.5, the set cannot be too large. Turning this into a precise statement depends on precise knowledge about the distribution of -extensions of , which, in general, is a very difficult problem. For the special case , however, we have the following result:
Theorem 4.7**.**
Given a positive integer , consider the set of all polynomials fulfilling the following two conditions:
(a)* defines a regular --cover ,*
(b)* there exists a positive constant such that*
[TABLE]
as tends to (in particular, the set has density 0).
Then one has
[TABLE]
as tends to . In particular, the set has density 1.
Proof.
We choose as in Lemma 4.5 in the case . Given , it suffices to show that (b) holds for the regular --cover defined by . Indeed, one then has and the desired conclusion then follows from Lemma 4.5. Let be the set of prime numbers provided by Lemma 4.6. Given , denote by the set of all extensions in which ramify only at prime numbers not in . The asymptotic behaviour of the ratio
[TABLE]
depends on the Bhargava principle (see [Bha07]), which has been established for -extensions of in [BW08]. A consequence of the mass formulae featuring in the principle is that, given a prime number , the set of -extensions ramifying tamely at is (either empty or)101010This first case clearly does not happen, as every prime number ramifies tamely in a suitable -extension. of density at least , for some positive constant not depending on . Furthermore, the principle implies that the probabilities of local behaviours of -extensions at any given finite set of prime numbers are independent. This yields
[TABLE]
Then, by Lemma 4.6 and [Ser76, théorème 2.3], there exists some constant such that
[TABLE]
where denotes the regular -extension associated with the cover . Since the map from to , mapping a morphism to the fixed field of its kernel, has finite fibers of bounded cardinality (with the bound depending only on the order of the underlying Galois group, which is here), conclude that (b) holds. ∎
Remark 4.8*.*
The above way of counting covers is not canonical, since the map between polynomials and covers is not -to-. It does however allow natural generalizations. In particular, assume a family of regular --covers is parameterized by an irreducible polynomial with algebraically independent indeterminates . Such a situation occurs whenever the Hurwitz space of covers of a given ramification type happens to be a rational variety. If, in addition, the branch points of such covers can be chosen such that some element of GQ permutes them without fixed point, then our arguments apply in the same way. This idea was used in [Kön17] to show that most rational translates of a fixed regular - cover of have a smaller specialization set than the original cover.
5. On a local-global principle for specializations
This section deals with our local-global principle for specializations, as alluded to in §1.5.
5.1. Statement of the main result
We first need some terminology and notation.
Given a prime (possibly infinite) of a number field , denote the restriction map by (with the completion of at ). Given a finite group and an epimorphism , the composed map is denoted by .
Definition 5.1*.*
Let be a regular --cover and an epimorphism.
(a) Say that is a specialization morphism of everywhere locally if is a specialization morphism of for every prime .
(b) Say that fulfills the local-global principle if the following implication holds:
[TABLE]
where denotes the set of all epimorphisms as in (a).
The existence of an epimorphism such that does not fulfill the local-global principle means that does not occur as a specialization morphism of but this cannot be detected by local considerations. Moreover, note that a similar principle for specializations of regular -extensions of could be defined.
This theorem is our main contribution to our local-global principle for specializations:
Theorem 5.2**.**
Let be a regular --cover with branch points . Assume the inertia group at some intersects the center of non-trivially. Let be the least prime number such that a central element of order lies in the inertia group at some , and let
[TABLE]
Then the following three conclusions hold.
(a)* This inequality holds for some positive constant and every sufficiently large :*
[TABLE]
(b)* Assume the abc-conjecture holds and . Then one has*
[TABLE]
In particular, for some positive constant and every sufficiently large integer , the number of epimorphisms such that does not fulfill the local-global principle is at least .
(c)* Assume the abc-conjecture and (3.3) hold (with equal to the set of all branch points of ), and that the inertia group at some contains a central element of order equal to the least prime divisor of . Then one has , where is defined in (1.3)111111In the general case, one has ., and*
[TABLE]
In particular, for some positive constant and every sufficiently large integer , the number of epimorphisms such that does not fulfill the local-global principle is at least .
5.2. Proof of Theorem 5.2
We break the proof into four parts.
5.2.1. Preliminaries
The proof is based on investigation of the local behaviour of specializations of the regular -extension of associated with . We shall make use of the following general result, stemming from the two papers [DG12] and [KLN19]:
Proposition 5.3**.**
Let be a number field, a finite group, a regular --cover, the regular -extension associated with , and the branch points of . For , let be the residue extension of at the prime ideal generated by . Then there exists a finite set of prime ideals of the ring of integers of , containing those prime ideals dividing , such that, for every prime ideal not contained in and every epimorphism , the following conclusions hold.
(a)* If is unramified, then specializes to .*
(b)* If is totally ramified with image equal to the inertia group at some and if splits completely in the extension , then specializes to some homomorphism such that and have the same kernels.*
Proof.
(a) follows directly from [DG12, Theorem 1.2]. As for (b), it is a special case of [KLN19, Theorem 4.4] (namely, with the assumption in the notation there). Note that specialization is worded in terms of fields rather than morphisms in [KLN19], hence the above conclusion replacing by some other morphism with the same kernel. ∎
We need some notation. Denote the regular -extension of associated with by . For , let be the residue extension of at the prime ideal generated by .
Let be such that the specialization morphism is surjective; such a exists by Hilbert’s irreducibility theorem. The general idea of the proof is to construct, by slightly changing the epimorphism , sufficiently many epimorphisms that occur as a specialization morphism of everywhere locally. More precisely, our epimorphisms will have only one more ramified prime number, compared to . In order to reach the required amount of epimorphisms of bounded discriminant, the newly ramified prime number furthermore needs to have “small” ramification index. Let and an element of the center of of order , where is defined in Theorem 5.2, such that is contained in the inertia group at .
5.2.2. Construction of suitable epimorphisms
Let be the finite set of prime numbers provided by Proposition 5.3, when applied to the --cover , an arbitrary finite set of prime numbers containing , the set of all prime numbers which ramify in , and a prime number satisfying the following three properties (which depend on ):
(i) ,
(ii) splits completely in the extension ,
(iii) splits completely in , where .
In particular, one has mod due to (iii).
Let be an epimorphism such that if denotes the fixed field of the kernel of in , then is the unique degree subfield of . Note that the field embeds into and the extension ramifies only at 121212In the case , we use the fact that splits in to ensure that is unramified in ..
Since the ramification loci of and are disjoint (by (i)), the fields and are linearly disjoint over . We can therefore consider the direct product homomorphism ; this is an epimorphism from onto . Let be the diagonal subgroup of generated by . Note that is normal as lies in the center of . Consider the composed map , with the canonical projection from onto . As this quotient group equals up to canonical isomorphism , one obtains an epimorphism .
This lemma asserts that, up to choosing a suitable set and a suitable epimorphism , the above epimorphism occurs as a specialization morphism of everywhere locally:
Lemma 5.4**.**
For some finite set of prime numbers, depending only on , the following holds. Let be a prime number satisfying (i), (ii), and (iii). Then there exists an epimorphism with fixed field as above, and for which the associated epimorphism is such that specializes to for every prime .
5.2.3. Proof of Theorem 5.2 under Lemma 5.4
Let be a finite set of prime numbers as given by Lemma 5.4. To prove (a), we estimate the number of epimorphisms provided by Lemma 5.4, when runs through the set of all prime numbers satisfying (i), (ii), and (iii). Let be such a prime number. Since and are linearly disjoint over and as the discriminants and of and , respectively, are coprime, one has
[TABLE]
Moreover, as is Galois of degree and ramifies only at , one has Combine this equality and the fact that has order to get that if denotes the fixed field of in , then
[TABLE]
where depends only on . Furthermore, as ramifies at (with ramification index ) and is unramified outside , one has for distinct prime numbers and as above. Finally, as the set of all prime numbers fulfilling (i), (ii), and (iii) is a positive density subset of the set of all prime numbers, there are asymptotically at least such epimorphisms with , for some positive constant depending only on . In total, the number of such epimorphisms with is then asymptotically at least
[TABLE]
where is a positive constant depending only on . This completes the proof of (a).
As for (b), suppose the abc-conjecture holds and . From the latter assumption and the definition of , the exponent defined in (3.2) (with equal to the set of all branch points of ) satisfies . Pick with . Then combine (a) and Theorem 3.1 to obtain that
[TABLE]
Finally, under the assumptions in (c), is the smallest prime divisor of and one has . Moreover, in this case, it suffices to check in the proof of (b) above to get the desired conclusion. As seen in the proof of Corollary 3.3, this inequality holds if and only if (3.3) holds.
5.2.4. Proof of Lemma 5.4
We first prove the following statement:
Lemma 5.5**.**
Fix a finite set of prime numbers containing , a prime number satisfying (i), (ii), and (iii), and an epimorphism with fixed field as in §5.2.2. Then the associated epimorphism is such that is a specialization morphism of for every prime .
Proof.
Let be a prime . Firstly, assume is finite and . By our construction, is unramified in , and the same holds in the subextension . Therefore, by Proposition 5.3(a) (which can be applied as contains ), specializes to .
Secondly, assume is infinite or . Then is trivial. Indeed, for , this is clear since by construction. Assume then that is finite. If , then it follows from (iii) and the quadratic reciprocity that is totally split in the extension . One may then assume that is odd. By (iii), splits completely in . This means that is a th power in . In other words, the multiplicative order of in is a divisor of . Consequently, the Frobenius of at is of order dividing . As the elements of of order dividing act trivially on , we get that the Frobenius of at is trivial, thus proving the claim. Therefore, one has . In particular, specializes to . ∎
We now proceed to the proof of Lemma 5.4. By Lemma 5.5, it suffices to show that specializes to , under a suitable choice of and . This is done by reducing to Proposition 5.3(b). At this stage, choose and arbitrary as above.
By the definition of and (i), the induced epimorphism is totally (tamely) ramified. Its image is not necessarily the inertia group at some branch point of . However, this holds for a suitable pullback of .
Indeed, up to applying a change of variable at the beginning of §5.2, we may assume . With , one sees that is a branch point of but 0 is not. Let be the ramification index at and . Since the extensions and have only one common branch point (namely, ), the fields and are linearly disjoint over . Thus, is still a regular -extension, and the same holds, in particular, for . Let be the associated regular --cover. By Abhyankar’s lemma, is the inertia group of at .
Set and denote the cover by . If is any prime ideal lying over in , then the completion is equal to , due to the splitting assumption in (ii). Moreover, as is totally split in (by (iii)), the restriction is trivial, that is, . Hence, since every specialization morphism of (at a point is a specialization morphism of (namely, at ), it suffices to show that specializes to .
Choose as the set of all prime numbers which are in the already defined set or such that some prime ideal lying over in the extension belongs to the exceptional set provided by Proposition 5.3, when applied to the cover . By Proposition 5.3(b), specializes to some homomorphism such that and have the same kernels. In particular, the image of is equal to and for some automorphism . Then consider the epimorphism . The fixed field of the kernel of this epimorphism is equal to that of and specializes to , as . Conclude that the lemma holds.
5.3. On the assumptions of Theorem 5.2
We exhibit below several explicit situations where covers as in Theorem 5.2 can be constructed.
5.3.1. Abelian groups
If is an arbitrary finite abelian group, then the condition on inertia groups in Theorem 5.2(c) is satisfied for every regular - cover of , as the inertia groups at the branch points of generate . Morever, if has at least 7 branch points, then (3.3) holds (see Remark 3.4). Hence, the conclusion of Theorem 1.7 follows from Theorem 5.2(c).
5.3.2. Extension to some non-abelian groups
In fact, the same applies for some non-abelian groups as well. Here are some examples:
(a) , where is an arbitrary finite group, and is strictly larger than the highest -power occurring as an element order in ,
(b) , where is the quaternion group, , and is abelian.
Indeed, for (a), if generate , with and , then we may assume is of order . Thanks to our assumption on , there exists with . As for (b), suppose generate , with and . We may assume is of order 4. Then has even order, say with . Hence, has order 2 and is in the center of .
5.3.3. Regular Galois groups over with non-trivial center
Let be a regular Galois group over with non-trivial center. Then there exists a regular --cover of whose inertia group at some branch point intersects the center of non-trivially.
Indeed, let be a regular --cover, an element of the center of of prime order, and a regular --cover. Up to applying a suitable change of variable, we may assume that the sets of branch points of and are disjoint. Denote the function field extensions of the covers and by and , respectively. Then the fields and are linearly disjoint over , that is, the extension is a regular -extension. If denotes the fixed field of in , then is a regular -extension, each branch point of is a branch point of , and the inertia group of at is equal to . Consequently, the regular --cover of associated with the extension satisfies the desired conclusion.
We note for later use that we can simultaneously require that no branch point of is -rational and the total number of branch points of is arbitrarily large (in particular, at least 8). Indeed, up to replacing by a suitable pullback of , we may assume no branch point of is -rational. Moreover, as a consequence of the rigidity method, we may assume the same holds for the cover and the number of branch points of is arbitrarily large.
6. Diophantine aspects
In this section, we discuss diophantine aspects of our results, as already alluded to in §1.6.
6.1. Preliminaries
Our first aim is to briefly recall the definition and the main properties of the twisted cover from [Dèb99]. See, e.g., [DG12, §2.2] for more details. We use below the notation introduced in §2.2.
Let be a field of characteristic zero, an algebraic closure of , a finite group, a regular --cover of branch points , and a homomorphism. Denote the right-regular (resp., left-regular) representation of by (resp., by ). Define by (). Denote the restriction map by and the multiplication in by .
If is the epimorphism corresponding to , consider
[TABLE]
Then the map is a homomorphism with the same restriction to as , hence corresponds to a regular -cover (not Galois in general), denoted by and called the twisted cover of by , which satisfies . In particular, the covers and have the same branch points.
The following proposition (see [DG12, Twisting Lemma 2.1]) contains the main property of the twisted cover:
Proposition 6.1**.**
For every , the following conditions are equivalent:
(a)* there exists a -rational point on such that ,*
(b)* there exists such that the specialization morphism equals .*
Furthermore, the twisting operation commutes with extension of scalars: if , then the twisted cover of by the restriction of to 131313i.e., by the homomorphism , where is the restriction map. is the regular -cover .
Condition (a) of Proposition 6.1 leads us to the following terminology:
Definition 6.2*.*
Let be a regular -cover. Say that a -rational point on is trivial if is a (-rational) branch point of , and non-trivial otherwise.
Example 6.3*.*
Let be a regular --cover and separable such that is the hyperelliptic curve . Then the set of all epimorphisms is in 1-to-1 correspondence with the set of all squarefree integers. Given such an integer , the associated twisted curve is the hyperelliptic curve . Moreover, trivial points in the sense of Definition 6.2 correspond to those defined in §2.3, and Proposition 2.3(b) corresponds to the quadratic case of Proposition 6.1.
6.2. Global aspects
Let be a finite group and a regular --cover. By §6.1, the set is the set of all homomorphisms such that the twisted curve has a non-trivial -rational point. Hence, Theorem 3.1 can be rephrased as follows:
Theorem 6.4**.**
Let be a non-empty subset of the set of branch points of , closed under the action of GQ. Assume the abc-conjecture and (3.1) hold. Then, for every and every sufficiently large , the number of all epimorphisms in such that the twisted curve has a non-trivial -rational point satisfies
[TABLE]
where is defined in (3.2).
Similarly, all other results from §3 and §4 with a density zero conclusion can be rewritten with the above diophantine flavour. We leave this to the interested reader.
In the case , Theorem 6.4 yields this corollary, which is [Gra07, Corollary 1]:
Corollary 6.5**.**
Let be a separable polynomial of degree and the genus of the hyperelliptic curve . Assume the abc-conjecture holds. Then, for every and every sufficiently large , the number of all squarefree integers 141414Recall that denotes the set of all integers between and . such that the twisted curve has a non-trivial -rational point satisfies
[TABLE]
Proof.
Let be the regular --cover given by the polynomial . By Proposition 2.3(a), has branch points. Hence, by Remark 3.2(b), Example 6.3, and Theorem 6.4, it suffices to show that the exponent (with the set of all branch points of ) is equal to . By (3.2), one has . Moreover, one has by the Riemann-Hurwitz formula. Conclude that the desired equality holds. ∎
6.3. On the local-global principle for specializations
For a regular --cover , §6.1 shows that the set , with introduced in Definition 5.1, is the set of all epimorphisms such that the twisted curve has a non-trivial -rational point for every prime but only trivial -rational points. As above, Theorem 5.2 may be worded with this diophantine flavour. We leave this to the interested reader.
Let us rather give an application of our result to the Hasse principle. Recall that a curve over fulfills the Hasse principle if the following implication holds:
* has a -rational point for every prime * * has a -rational point.*
The sole difference between the Hasse principle and the diophantine analog of our local-global principle for specializations is that, since we are interested in covers rather than just abstract curves, we have to disallow rational points extending branch points. However, if we start with a cover with no -rational branch point, then the twisted curves provided by (the diophantine version of) Theorem 5.2 do not fulfill the Hasse principle.
For example, by combining Theorem 5.2 and §5.3.1-2, we obtain Corollary 6.6 below, which makes Theorem 1.8 more precise:
Corollary 6.6**.**
Let be a finite abelian group or a finite group as in §5.3.2, and let be a regular - cover with no -rational branch point. Assume the abc-conjecture holds and has at least 7 branch points. Then, for some positive constant and every sufficiently large , the number of epimorphisms such that does not fulfill the Hasse principle is at least
[TABLE]
where is defined in (1.3).
In the special case , we have this corollary, which is [CW18, Theorem 2] and which follows from Corollary 6.6 as Corollary 6.5 follows from Theorem 6.4:
Corollary 6.7**.**
Let be a separable polynomial of even degree at least 8 and without any root in . Suppose the abc-conjecture holds. Then there exists a positive constant , depending only on , which satisfies the following. For every sufficiently large , the number of all squarefree integers such that the twisted hyperelliptic curve does not fulfill the Hasse principle is at least .
Remark 6.8*.*
If is of odd degree, then the conclusion fails trivially as the trivial point lies on every quadratic twist of . This actually gives an example where the Hasse principle holds but our local-global principle fails.
Namely, consider a separable polynomial of odd degree. Then has a non-trivial -rational point for every prime (an easy consequence of Hensel’s lemma). Consequently, if denotes an arbitrary squarefree integer, then the twisted hyperelliptic curve has a non-trivial -rational point for every prime . However, by Corollary 6.5, if has degree at least 7 and the abc-conjecture holds, then has only trivial -rational points for almost all squarefree integers . Note that this last conclusion does hold unconditionally for infinitely many squarefree integers in some situations (see, e.g., the upcoming Proposition B.2).
Even though the above situation seems like an artificial creation of a failure of Hasse principle (by disallowing trivial points), it is important from our point of view of specializations, since it yields a case of a regular --cover where every epimorphism is a specialization morphism of everywhere locally, but not all such ’s occur as specialization morphisms of . In particular, it provides a conditional example where the ratio (1.5) tends to [math], whereas the ratio in (1.4) does not.
In fact, Corollary 6.6 holds if an arbitrary regular --cover of with 8 branch points or more, none of them is -rational, and such that some geometric inertia group contains a non-trivial central element151515at the cost of replacing by the smaller constant defined in (5.1).. In particular, this corollary, which relies on §5.3.3, allows to conditionally generate many more curves over failing the Hasse principle:
Corollary 6.9**.**
Let be a regular Galois group over with non-trivial center. Assume the abc-conjecture holds. Then there exist a curve over , with a regular --cover to , and “many” -curves , which are isomorphic to up to base change from to and which do not fulfill the Hasse principle.
Note that our arguments indeed yield infinitely many pairwise non-isomorphic (over ) such curves . This is because isomorphic curves over have isomorphic function fields, whereas it is easy to see that twists and of the same cover have non-isomorphic function fields as soon as the kernels of and have distinct fixed fields.
Appendix A Parametric extensions with few branch points
The aim of this section is to use various tools from previous papers to prove the following conditional result about parametric extensions with at most three branch points:
Theorem A.1**.**
Let be a non-trivial finite group and let be a regular -extension with branch points.
(a)* Suppose . Then the following three conditions are equivalent:*
(1)* the extension is generic,*
(2)* the extension is parametric,*
(3)* either , up to a applying a change of variable (that is, and each*
branch point of is -rational), or .
(b)* Suppose all finite groups occur as Galois groups over and . Then the following three conditions are equivalent:*
(1)* the extension is generic,*
(2)* the extension is parametric,*
(3)* the field is equal to the splitting field over of the polynomial (in*
which case ), up to applying a change of variable.
Proof.
(a) First, assume . By the Riemann Existence Theorem, one has for some . As in the proof of Corollary 3.5, the Branch Cycle Lemma yields , where denotes the Euler totient function, that is, . First, assume . Then is parametric if and only if each branch point is -rational [Leg15, Proposition 3.1], and it is clear that is generic if the latter holds. Now, assume . Then, as a consequence of, e.g., [DKLN18, Proposition 5.3], the extension is generic. Finally, assume . Then, by the Branch Cycle Lemma, none of the branch points of is -rational. In particular, there exist infinitely many prime numbers which ramify in no specialization of ; see Lemma 4.6. However, for all prime numbers , there are -extensions of which ramify at . Conclude that is not parametric.
(b) Now, we suppose . As all finite groups have been assumed to be Galois groups over , one may use [KM01, Proposition 1] to get that there exists a totally real -extension of . By [DF90, Proposition 1.2], such a -extension of cannot occur as a specialization of , unless is dihedral of order with .
First, assume is dihedral of order with . In each case, has a non-cyclic abelian subgroup (namely, ). Then recall that, in this situation, [KLN19, Theorem 6.2] shows that the extension cannot be “locally parametric”. That is, for infinitely many prime numbers , there exists a finite Galois extension whose Galois group embeds into and which does not occur as a specialization of . Since is dihedral, up to dropping finitely many such primes, such a Galois extension can be lifted to a -extension , that is, the field is the completion of at ; see [DLAN17, Theorem 1.1]. In particular, the extension cannot occur as a specialization of .
Now, assume . One easily checks that the ramification indices of the branch points of are 2, 2, and 3, i.e., the inertia groups of the branch points are generated by a 2-cycle, a 2-cycle, and a 3-cycle. Let (resp., ) be the conjugacy class in of the 2-cycles (resp., of the 3-cycles). If the first two branch points are not -rational, then, by (a), the quadratic subextension of is not parametric. Since every quadratic number field embeds into an -extension of , this implies that cannot be parametric either. So all three branch points can be assumed to be -rational. Since is a rigid triple of rational conjugacy classes of the centerless group , there is only one regular -extension of with 3 -rational branch points, up to change of variable. See, e.g., [Ser92, Chapters 7 and 8] for more details. Let be the splitting field of over . Since is a regular -extension and its set of branch points is , it is the only regular -extension of with 3 -rational branch points. As this extension is known to be generic (see, e.g., [JLY02, §2.1] or [DKLN18, Proposition 5.3]), we are done. ∎
Remark A.2*.*
(a) We do not know whether the equivalence between “ parametric” and “ generic” holds without assuming the number of branch points is at most 3 and every finite group occurs as a Galois group over 161616Over larger number fields , examples of regular -extensions of which are parametric but not generic are known, under the Birch and Swinnerton-Dyer conjecture. See [DKLN18, §5.4] for more details.. Note that this result would imply that only the subgroups of have a parametric extension over , since this last conclusion holds with “parametric” replaced by “generic”; see [JLY02] and [DKLN18, Corollary 5.4].
(b) Given a finite group , every regular -extension of of genus 0 has at most 3 branch points (by the Riemann-Hurwitz formula). Hence, Theorem A.1 shows that, under a positive answer to the inverse Galois problem, any given regular -extension of genus 0 which is parametric is generic. This weaker conclusion actually holds unconditionally.
Indeed, denote the number of branch points of by . Since has genus 0, one of these conditions holds:
(1) is cyclic of order and ,
(2) is dihedral of order with and ,
(3) and ,
(4) and 171717Indeed, since is of genus 0, the group embeds into and, by [MM18, Chapter I, Theorem 6.2], we get that one of the following five conditions holds: (1) is cyclic and , (2) is dihedral and , (3) and , (4) and , and (5) and . First, as in the proof of Theorem A.1(a), (1) can happen only if , by the Branch Cycle Lemma. Now, (5) cannot happen. Indeed, the ramification indices of the branch points of should be 2, 3, and 5 (see [MM18, Chapter I, Theorem 6.2]), thus violating the Branch Cycle Lemma since has two conjugate conjugacy classes of 5-cycles. Finally, in the case of dihedral groups, similar arguments show that (2) can happen only if ..
If (1) holds, then is generic iff it is parametric, by Theorem A.1(a). If (2) (with ) or (3) or (4) holds, then has a non-cyclic abelian subgroup. One then shows as in the proof of Theorem A.1(b) that is not parametric. Finally, if (2) holds with , then one sees as above that is non-parametric or is the splitting field over of , up to change of variable.
Appendix B Twists of superelliptic curves without rational points
B.1. Proof of Theorem 4.2
Let be the subset of consisting of all polynomials satisfying this condition:
() * is separable and , where and are the roots and the splitting field over of , respectively.*
First, an element of is in if its Galois group over , viewed as a permutation group of the roots, is isomorphic to . One then shows as in the proof of Lemma 4.4 that the estimate (4.1) holds. Moreover, if , then, as in the proof of Lemma 4.6, there is a set of prime numbers of positive density such that no prime number is a prime divisor of 181818The definition of a prime divisor of a polynomial is recalled in the proof of Lemma 4.6.. Set As condition () holds, has no root in . In particular, one has . Up to dropping finitely many prime numbers, we may assume and for each prime number .
Next, let be an arbitrary -free number which is divisible by at least one prime number . Suppose has a (non-trivial) -rational point . If , one has
[TABLE]
In particular, one has and . By the condition and (B.1), one has
[TABLE]
As divides , we get that divides , which cannot happen. One then has . Up to replacing by , we may assume . Hence, one has
[TABLE]
If , (B.2) gives . Then , which cannot happen. Hence,
[TABLE]
If , (B.2) gives . Since , we get , a contradiction. Hence, . If , then . By (B.3), this yields . Then is a prime divisor of , a contradiction. Hence, . Using that , we get
[TABLE]
Combining (B.2) and (B.4) then provides As , we get that divides , which cannot happen. One then has .
Finally, let be the set of all integers which are divisible by no prime number in . By the above, one has for every positive integer . Moreover, by [Ser76, théorème 2.3], one has as tends to (for some constant ). Conclude that (4.2) and the desired density zero conclusion hold (as has positive density), thus ending the proof of Theorem 4.2.
B.2. Variants of Theorem 4.2
As before, we refer to §2.1 and §2.3.3 for the definitions of the sets , , , , , and .
Proposition B.1**.**
Let and be integers such that , is not a prime number, and . Let be a separable polynomial in and let be the smallest prime divisor of . Then there exists a positive constant such that
[TABLE]
Proof.
For , consider the -free integer (note that as is not a prime and ). We show below that there are only finitely many squarefree integers such that the twisted superelliptic curve has a non-trivial -rational point, thus providing (B.5).
Set . Given , let be a non-trivial -rational point on . If , then , where is divided by some power of . One may then assume or . In each case, one sees that is a non-trivial -rational point on .
Now, given , suppose . First, if (which implies that divides ), then for some . Since divides , this implies that is a th power in , which cannot happen. Now, if , then and one gets a contradiction as in the first case.
Hence, if has a non-trivial -rational point for infinitely many , then . However, due to our assumptions that is separable and , this superelliptic curve has genus at least 2 and Faltings’ theorem then yields a contradiction. ∎
Proposition B.2**.**
Let be a positive integer such that . Then there exists a subset of which satisfies the following two conclusions.
(a)* One has*
[TABLE]
In particular, the set has density 1.
(b)* The complement is infinite for every polynomial .*
Proof.
See, e.g., the survey paper [Sto14] for more details on the terminology we use below.
First, given odd and a polynomial , suppose there exists an infinite subset of such that the 2-Selmer group of the Jacobian of is trivial for each . For such a , denote the Mordell-Weil rank of by and the 2-torsion subgroup of by . Then
[TABLE]
See [Sto14, §3] for more details. Consequently, one has Moreover, up to dropping finitely many elements of , we may assume that
[TABLE]
for each , with the set of torsion points of . We refer to [BCS17, Theorem 2.1] for more details. Hence, every -rational point on is of order 1. In particular, for each , the set is reduced to .
Now, given such that , consider the subset of defined by the extra condition that the Galois group over is or . As in the proof of Theorem 4.2, one shows that the set fulfills (B.6). Moreover, by [Yu16, Theorem 3], for every , there exist infinitely many such that the 2-Selmer group of the Jacobian of is trivial. It then remains to apply the first part of the proof to conclude. ∎
Remark B.3*.*
(a) If , one can take . Indeed, for , it is known that the Mordell-Weil rank of is 0 for infinitely many , and that, for all but finitely many , every torsion -rational point on is trivial. See, e.g., [Dab08] and [GM91, Proposition 1] for more details and references. Moreover, for some , the density of is known to be positive (unconditionally). See [Dab08] for references.
(b) Given even, the density of the subset of (see §2.4), which consists of all regular -extensions of with exactly branch points and with as a branch point, is easily seen to be 0 by Proposition 2.4. Consequently, elements of which are contained in a set as in Theorem 4.1 are only a negligible part of . However, if is divisible by 4, Proposition B.2 shows that there is a density 1 subset of such that there exist infinitely many quadratic extensions of which do not belong to the specialization set of a given extension of in . The precise statement and the proof, which is very similar to that of Theorem 4.1 under Theorem 4.2, are left to the interested reader.
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