The scalar field and gravity combined variable in ADM theory
Avadhut V Purohit

TL;DR
This paper reformulates the canonical theory of gravity coupled with a scalar field into a combined variable framework within ADM formalism, applicable to both classical and quantum contexts, and applies it to flat FLRW cosmology.
Contribution
It introduces a unified variable approach to ADM gravity with scalar fields, extending the formalism to quantum theory and cosmological models.
Findings
Unified ADM scalar field and gravity variables.
Application to flat FLRW cosmology.
Framework for classical and quantum gravity analysis.
Abstract
The canonical theory of gravity together with the scalar field is written as a combined variable theory in ADM form, in the classical and quantum theory. FLRW cosmology is rewritten in the combined variable theory.
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Taxonomy
TopicsCosmology and Gravitation Theories · Black Holes and Theoretical Physics · Relativity and Gravitational Theory
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11institutetext: 22institutetext: Chennai Mathematical Institute, Kelambakkam, India -603103
22email: [email protected]
The scalar field and gravity combined variable in ADM theory
Avadhut V Purohit
Abstract
The canonical theory of gravity together with the scalar field is written as a combined variable theory in ADM form, in the classical and quantum theory. FLRW cosmology is rewritten in the combined variable theory.
1 Introduction
ADM theory of space-time and gravity is extended to include the scalar field. A combined variable representation is defined in both classical and quantum theory. Equations of field theory and Hamiltonian are derived. The role of a lapse function and shift vector in the combined variable theory is studied. Limits of no gravity and no scalar field are found. Quanta of the combined variable are obtained. In FLRW metric of cosmology, the combined variable theory gives the evolution of space-time. Results about the energy spectrum and singularity are obtained.
Although the combined variable theory is built on the ADM formulation, unlike Wheeler-DeWitt theory [References], and remain parameters and combined variables and its conjugate momentum are observables. There have been attempts [References-References] to quantize similar field in the cosmological context using path integral formulation. Such field in these papers represents a baby Universe. Where as, quantum of combined variable is a quantum of both gravity and scalar field together. The combined variable field have geometric energy spectrum. Gravity is quantized independent of matter fields in Loop Quantum Gravity (refer [References],[References]). But the combined variable theory suggests that gravity cannot be quantized without matter field.
Classical theory is developed in the first section. Time-dependent and space-dependent parts of both fields are separated. Then, the full Hamiltonian constraint equation is re-interpreted as a classical field equation for the combined variable field. Hamiltonian of the combined variables allow to quantize the theory in a standard way. This is done in the third section. In section four combined variable ADM theory is applied to FLRW cosmology and section five concludes earlier three sections. Throughout the paper , and is set. All calculations are done in MATHEMATICA.
2 Classical Theory
The action for a scalar field in presence of ADM gravity is given as
[TABLE]
ADM formulation References of general relativity developed by Richard Arnowitt, Stanley Deser, and Charles W. Misner is a canonical formulation which is being studied over more than five decades. Refer (References , References) for detail analysis of ADM formulation. In ADM formulation, 4-dimensional spacetime manifold is foliated into a family of spacelike hypersurfaces. Shift vector together with lapse function decides the foliation of spacetime manifold. Canonical conjugate momenta corresponding to , shift vector , lapse function , and scalar field are respectively given (derived in References, section 1.2, equation 1.2.1) as
[TABLE]
As mentioned in References momentum refers to motion in the time leading out of the original surface. Extrinsic curvature describes how the normal to the surface converge or diverge. Only non-trivial Poisson brackets are given (borrowed from References, equation 1.2.1.9) as
[TABLE]
There are no equations to determine lapse function and shift vector . Therefore action reduces to
[TABLE]
Where
[TABLE]
The total Hamiltonian is a sum of Hamiltonian scalar constraints of gravity, scalar field Hamiltonian and Diffeomorphism constraints (also called vector constraints). Refer equation 1.2.6 of References or section I.2.1, References for detail discussion.
[TABLE]
Separate gravitational field variables and .
[TABLE]
with . is a spatial part of inverse DeWitt metric. DeWitt metric has signature which reduces to overall negative signature. Therefore is defined to be negative of inverse DeWitt metric. Properties of DeWitt metric are discussed in detail in References, appendix A. Choose lapse function as
[TABLE]
Then the first term becomes
[TABLE]
with . The second term in the gravitational part of Hamiltonian
[TABLE]
Separate scalar field variables into and . The first term in the scalar field part of the Hamiltonian becomes
[TABLE]
The second term as well as massive coupling term can be absorbed into single term as
[TABLE]
with
[TABLE]
Combining all terms in the scalar Hamiltonian constraints as well as scalar field Hamiltonian,
[TABLE]
With
[TABLE]
can be thought of kinetic energy of the spatial part of scalar field, is kinetic energy due to the spatial part of gravity and is combined potential of both fields.
Symmetrizing the second term in terms of and in (20)
[TABLE]
In classical ADM theory, there is no issue of ordering gravitational field variables. But in case of combined variable theory, different symmetric combinations may have different combined variable field theoretic extensions. Which may or may not be equivalent. Other symmetric combinations such as or linear combination of both, these combinations may not have simple combined variable field theoric extensions. Such extension may not even be allowed. It will be addressed in the next work. In this paper, only (23) combination is chosen.
Now, is interpreted as classical field equation for classical combined variable field . This definition is unique upto chosen symmetric combination of gravitational field variables.
[TABLE]
OR
[TABLE]
Where the metric for superspace is defined as
[TABLE]
and . This allows us to write an action for combined variable field as,
[TABLE]
Invariance of action under gives
[TABLE]
in (26) represents number of independent components of 3-metric . For example in case of , . The action chosen is not unique but the simplest form of action which satisfies above field equation.
Vector constraints
[TABLE]
translate into combined variable theory as
[TABLE]
There are two possibilities
[TABLE]
is directional derivative of combined variable field along . Assuming that to be zero would also make the second term in (26) zero because . Therefore, this assumption is not valid. This implies
[TABLE]
That means diffeomorphism constraints do not play any role in the dynamics of the combined variable field. It puts restrictions on the spatial parts of gravitational field variables. Unlike other fields gravity being a dynamical theory of space-time itself, it cannot evolve with respect to external time. It evolves with respect to matter field. Therefore, momentum conjugate to the combined variable field is
[TABLE]
where is the Lagrangian density for combined variable theory. Hamiltonian for combined variable theory is obtained using Legendre transformation,
[TABLE]
Although is called as Hamiltonian, it should rather be considered as an observable which gives evolution. This Hamiltonian is different for different lapse function. Therefore choosing a particular lapse function is equivalent of selecting a particular scalar field. Evolution of can be solved using
[TABLE]
Invariance of an action of the combined variable field under infinitesimal change in the scalar field as well as 3-metric gives us stress-energy tensor. The procedure for obtaining this tensor (can be found in section 1.5 of References. Identify with and as ) is quite generic.
[TABLE]
Here, is scalar field dependent component and are gravitational components. is identified as the energy density of the combined variable field and () as pressure.
Flat space-time:
If we take flat space-time limit of a complex combined variable field, the Hamiltonian reduces to
[TABLE]
Taking we recover the Hamiltonian of the scalar field in flat space-time with the difference of overall factor half.
[TABLE]
with
[TABLE]
The Hamiltonian of combined variable theory gives physical time evolution in the flat space-time limit. This is because if we take , combined variable theory reduces to ADM theory. But in absence of gravity, the Hamiltonian gives physical time evolution.
Absence of scalar field:
In absence of scalar field , the Hamiltonian evolution is a gauge transformation. We take a complex combined variable field.
[TABLE]
Taking we recover vector (28) as well as scalar Hamiltonian constraints.
[TABLE]
**Lapse function, shift vector and combined variable dynamics:
**In order to see the role of lapse function in the Hamiltonian dynamics, find it’s conjugate momentum
[TABLE]
Hamiltonian equations for lapse function and it’s conjugate momntum are
[TABLE]
Since the conjugate momentum of lapse function itself is a primary constraint, the second equation gives secondary constraints. This shows that the lapse function does not evolve in the combined variable dynamics.
As discussed in (30), the shift vector does not play any role in the combined variable dynamics. It puts restrictions on the spatial part of metric and it’s conjugate momentum.
**Discussion: **In ADM theory, 4-dimensional curvature scalar splits into intrinsic curvature and extrinsic curvature parts. In combined variable theory, intrinsic curvature plays a role of potential energy. It is simliar to that of a role of in the scalar field theory. Temporal parts of 3-metric along with the scalar field forms a 4-dimensional superspace. Combined variables spread over the space of and evolve with . The extrinsic curvature part decides the distribution of combined variables in this space of . The scalar field energy plays a role of kinetic energy.
3 Quantum Theory
The Hamiltonian of combined variable theory allow us to interpret it as a collection of infinitely many quantum harmonic oscillators. This is achieved by defining creation and annihilation operators with coupling part of the last term replaced with unsettled function . The extra quadratic coupling term appears due to the second term in the right hand side of (47) . These two terms together are the third term in the Hamiltonian function. Therefore, is chosen in such a way that satisfies (48). Non-trivial commutation relation between and is given as
[TABLE]
Combined variables , , creation and annihilation operators, Hamiltonian are all operators is to be understood. Notation is avoided for simplicity and introduced in the end. Creation and annihilation operators are defined as
[TABLE]
Here is unsettled function which will be fixed later.
[TABLE]
Since,
[TABLE]
is the number of independent components of 3-metric . e.g. for isotropic case , . For , . Notice that the last term in the (45) can be written as
[TABLE]
When we take integral over the metric space, the first term becomes zero if combined variable is chosen such that remains constant on the surface. Now, first three terms along with the last term in integral of (45) give Hamiltonian if we set
[TABLE]
Other two terms in the integral of (45) are delta functions and both together is interpreted as a vacuum energy. The unsettled is thus a solution to above Riccati equation.
[TABLE]
Or
[TABLE]
The second term corresponds to vaccum energy. Only non-trivial commutation relation between creation and annihilation operators is given as
[TABLE]
A role of creation and annihilation operator changes when is less than . In that case, number operator is defined as and for , it is . Define number operator as
[TABLE]
Then the Hamiltonian without a vaccum energy term is written as
[TABLE]
This Hamiltonian is a collection of infinitely many quanta of the combined variable field. The spectrum is geometric. The state of single quantum is represented by . represents quantum number of combined variable field quantum with metric and scalar field . Creation operator acting on the vacuum produces a single combined variable field quantum.
[TABLE]
Annihilation operator acting on the vacuum state gives 0.
Adjoint operator of creation operator for real combined variables is
[TABLE]
which is not an annihilation operator defined in the (43) unless is real. Therefore only real solutions to the Riccati equation make Hamiltonian a self-adjoint operator. This Riccati equation arises in the process of quantization as an inevitable condition. An application of proper boundary conditions on this Riccati equation guarantees uniqueness of the quantum theory.
4 FLRW cosmology
Here, the standard ADM theory is re-writtten in terms of temporal part of 3-metric and its canonical conjugate momentum. is related to the scale factor by . FRW metric is given as
[TABLE]
Assume massless scalar field which is constant everywhere.
ADM theory:
Choose lapse function and shift vector . Total Hamiltonian is then
[TABLE]
[TABLE]
It is already shown in References, section II, (2.7) and (2.8) that the ADM theory is invariant under two rescaling References, section II, (2.6). Therefore omitted fiducial volume part. Equations of motion are
[TABLE]
[TABLE]
Plugging equations of and into above equation and using the fact that , we get
[TABLE]
and guarantees . where is scalar field energy density. Equation for scalar field energy density becomes
[TABLE]
Since the scalar field is massless and constant everywhere, . The standard results of FLRW models are (10.73, References), (10.80, References) with and (10.82, References). Results obtained above can be easily verified by taking .
**Discussion: **
According to the standard FLRW flat universe model in the ADM form, tells that the Universe expands in presence of scalar field and suggests that this rate of expansion decreases with time. In absence of the scalar field, the Universe would have remained static. Refer chapter 10 of (References) for further detailed analysis of FLRW models.
Classical combined variable field:
Action for the combined variable field defined by (27) which has symmetrized gravitational part of a field equation is given by
[TABLE]
because gravitational part of superspace is 1 dimensional. It gives following field equation
[TABLE]
The superspace is 2 dimensional. In the limit , the first term is dominant and . In the limit , the other two terms are dominant and . Energy density and pressure for this combined variable field are given as
[TABLE]
[TABLE]
Energy density as well as pressure has singularity, the ‘Big Bang singularity’ at . The Big Bang singularity exists even in absence of the scalar field because . Therefore the second term diverges at the origin. In the limit , and with . This is the equation of state for pure gravitational field described by FLRW metric in absence of the scalar field.
**Discussion:
**The combined variable field behaves more like a scalar field in early development of the Universe. As Universe expands the scalar field energy density decreases and gravitational field energy density starts dominating. In absence of the scalar field, momentum (31) conjugate to combined variable field becomes primary constraint and . Evolution is not a physical evolution. There is nothing with respect to which gravitational field can evolve and situation becomes static. In other words, the gravitational field evolves resulting into the expansion of the Universe. Later, scalar field energy density tends to zero. In absence of scalar field, gravitational field cannot evolve.
Quantum combined variable field:
Quantization of the theory is straight forward once Riccati equation (48) is solved. which is the solution to the Riccati equation allows us to write the Hamiltonian in terms of creation and annihilation operators.
[TABLE]
Solution to this equation is given as
[TABLE]
The Hamiltoninan for FRW is
[TABLE]
The Hamiltonian is a collection of infinitely many combined variable field quantum. A value of constant can be fixed by applying an initial condition to the Riccati equation. The energy is quantized in the units of
[TABLE]
**Discussion: ** Classically, at the time of Big Bang. Therefore, the energy spectrum of the quatum has singularity at the Big bang. But the Universe is a collection of these quantum, the total energy of the Universe is collection of all these quantum. Therefore, the minimum the Universe can have depends on total energy of the Universe. In other words, the Universe must have began at .
5 Conclusion
If the Klein-Gordon field is a result of quantizing relativistic particles then, the combined variable field is a result of quantizing gravitational field together with the scalar field. Unlike ADM theory where field equations tell us how gravitional field and scalar field evolve relative to one another, the combined combined variable theory tells, both gravitational and scalar field combined to form a combined variable field which is distributed over and evolve relative to . On one particle () like interpretation, the combined variable theory reduces to the ADM theory. Hamiltonians are different for observers in two different frames and are related to each other through lapse function. Shift vectors does not play any role in the combined variable dynamics. It puts restrictions on the spatial part of gravitational field variables.
In the absence of scalar field , Hamiltonian constraints get recovered and combined variable field becomes static. In the absence of gravity, combined variable field behaves as a standard (special relativistic) scalar field and Hamiltonian gives physical time evolution.
The theory applied to FLRW model in order to understand it’s implications. The classical combined variable theory agrees with the standard ADM theory. Both classical theories are different viewpoint of the same reality. The quantum of the combined variable theory is a quantum of both scalar and field and gravitational field together. For , it can be interpreted as a quantum of gravity.
6 acknowledgement
I am immensely grateful to Prof. Ajay Patwardhan for providing expertise. This work would not have possible without his guidance.
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