Moments of character sums to composite modulus
Bryce Kerr

TL;DR
This paper advances the understanding of character sums over composite moduli by extending techniques from prime moduli, leading to improved bounds and progress towards removing the cubefree restriction in the Burgess bound.
Contribution
It introduces a method to estimate high order moments of character sums for composite moduli, extending existing techniques from prime moduli, and improves existing bounds such as Norton's estimate.
Findings
Progress towards removing the cubefree restriction in the Burgess bound.
Extension of techniques from prime to composite moduli for character sum estimates.
Improved bounds on character sums to composite moduli.
Abstract
In this paper we consider the problem of estimating character sums to composite modulus and obtain some progress towards removing the cubefree restriction in the Burgess bound. Our approach is to estimate high order moments of character sums in terms of solutions to congruences with Kloosterman fractions and we deal with this problem by extending some techniques of Bourgain, Garaev, Konyagin and Shparlinski and Bourgain and Garaev from the setting of prime modulus to composite modulus. As an application of our result we improve an estimate of Norton.
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Taxonomy
TopicsAnalytic Number Theory Research · Advanced Mathematical Identities · Algebraic Geometry and Number Theory
Moments of character sums to composite modulus
Bryce Kerr
School of Mathematical Sciences, The University of New South Wales Canberra, Australia
Abstract.
In this paper we consider the problem of estimating character sums to composite modulus and obtain some progress towards removing the cubefree restriction in the Burgess bound. Our approach is to estimate high order moments of character sums in terms of solutions to congruences with Kloosterman fractions and we deal with this problem by extending some techniques of Bourgain, Garaev, Konyagin and Shparlinski and Bourgain and Garaev from the setting of prime modulus to composite modulus. As an application of our result we improve an estimate of Norton.
1. Introduction
Given an integer and a primitive character mod we consider estimating the sums
[TABLE]
The first result in this direction is due to Pólya and Vinogradov and states that
[TABLE]
The above bound is nontrivial provided and a difficult problem is to estimate the sums (1) in the range . The first progress in this direction is due to Burgess [7] and in a series of papers [8, 9, 10, 11, 12] the work of Burgess culminated in the following estimate.
Theorem 1**.**
Let be an integer and a primitive character mod . Then we have
[TABLE]
for any and any provided is cubefree.
A well known conjecture states
[TABLE]
and a longstanding problem is to improve on Theorem 1 quantitatively and in the range of parameters for which the bound is nontrivial. There has been some progress on this problem for sets of moduli with some arithmetic structure although making progress for general remains open. See [16, 21, 22, 25] for improvements to smooth modulus with origins in Heath-Brown’s -analogue of Weyl differencing [24] and [1, 20, 26, 29] for improvements to powerful modulus with the first results in this direction due to Postnikov [32, 33]. One of the important consequences of the case in Theorem 1 is the subconvexity estimate
[TABLE]
which has recently been improved by Petrow and Young [31] for cubefree modulus, extending earlier work of Conrey and Iwaniec [17].
The restriction to cubefree modulus arises in many problems when applying the amplification method to estimate exponential sums. In the setting of Theorem 1 removing this restriction would allow the estimation for smaller ranges of the parameter and have applications to analytic properties of Dirichlet -functions closer to the line . The main difficulty in achieving this lies in the estimation of complete sums modulo prime powers. An important stage in Burgess’ argument is the reduction of estimating the sums (1) to the moments
[TABLE]
These moments were first considered by Davenport and Erdős [19] for prime modulus who appealed to some earlier work of Davenport [18]. This became obsolete after Weil [34] whose estimates lead to the bound
[TABLE]
Extending the estimate (4) to arbitrary composite modulus is the main obstacle in removing the cubefree restriction in Theorem 1. Supposing that is a prime power and considering (3), expanding and interchanging summation gives
[TABLE]
where
[TABLE]
If one may partition summation over into suitable sets and appeal to the Weil bound
[TABLE]
to get (4). Combining these ideas with the Chinese remainder theorem and the argument of Burgess gives Theorem 1 for squarefree modulus. When , considering the sums
[TABLE]
one may partition into residue classes mod with the result of transforming into summation over additive characters mod , see [27, Chapter 12] for some general results related to this technique. This reduces estimating (7) to counting the number of solutions to the congruence
[TABLE]
If then this is a polynomial congruence mod for which there are solutions and allows the extension of (4) to cubefree modulus. For arbitrary we note that if then (8) is a quadratic congruence whose number of solutions may be estimated via calculations with the discriminant and gives (4) for and arbitrary modulus. The case of is much more difficult and was achieved by Burgess [11, 12] more than 20 years after the case. Since the work of Burgess there has been little progress on extending the estimate (4) apart from some isolated values of and , see [13, 14, 15]. These approaches are based on interpreting the average number of singular solutions to (8) as systems of congruences modulo divisors of which are dealt with via a successive elimination of variables and is not clear how to generalize to larger values of and . In this paper we introduce an approach which allows a systematic study of the mean values (3) for arbitrary integers and in particular give the first nontrivial estimate of the moments (3) in the cubefull aspect for any .
Our first step is to take advantage of summation over to reduce estimating (8) to counting solutions to congruences with Kloosterman fractions. For integers we let count the number of solutions to the congruence
[TABLE]
with variables satifying
[TABLE]
and note the reduction to can be seen by using (5), (7), (8) and interchanging summation. We carry out the details of this in Section 3. The problem of estimating first appears to be considered by Heath-Brown [23] in the case who obtained the estimate
[TABLE]
The case of and was considered by Karatsuba [28] who obtained sharp estimates with restricted ranges of the parameter . Bourgain and Garaev [2, 3] used the Geometry of numbers to remove some restrictions in Karatsuba’s estimate to obtain
[TABLE]
We note that both (9) and (10) fall short of the expected bound
[TABLE]
The case of arbitrary is much less understood. Bourgain and Garaev [2] have shown for prime that
[TABLE]
The argument of Bourgain and Garaev does not directly apply to composite modulus and builds on a strategy of Bourgain, Garaev, Konyagin and Shparlinski [5] who in a series of papers [4, 5, 6] obtain some estimates and applications for counting the number of solutions to the congruence
[TABLE]
with variables satisfying
[TABLE]
We give a brief overview of the strategy of Bourgain, Garaev, Konyagin and Shparlinski [5] and indicate the ideas required to extend from prime to arbitrary modulus, the details of which are given in Section 5.
Considering solutions to the congruence (13), after removing diagonal terms we are left to consider solutions such that the polynomial
[TABLE]
is not constant. Since each solution gives us a point of the lattice
[TABLE]
and hence a large number of solutions allows us to construct a small lattice point. From this we obtain a polynomial with small coefficients and . Since is prime and each and have a common root over , their resultant must vanish
[TABLE]
If is sufficiently small then and hence
[TABLE]
This implies that for some root of
[TABLE]
and reduces the problem to counting divisors in some ring of algebraic integers. The same strategy was applied by Bourgain and Garaev [2] to who required an estimate for the number of solutions to the equation
[TABLE]
and were able to detect square root cancellation, see [2, Lemma 6]. The main obstacle in extending this argument to composite modulus is the fact that over a field the resultant of two polynomials vanishes if and only if they have a common root and may not be true for residue rings. We get around this issue by showing some calculations with the resultant also hold for residue rings provided our root is coprime to the modulus then use the fact that any short interval contains an integer coprime to . This allows for a reduction of estimating to the case .
The main obstacle preventing further progress through this method is obtaining a sharp bound for uniformly over and note the conjectured estimate (11) implies (4) for any integer provided is a prime power. For the case of arbitrary one would need an estimate of the strength (11) when the variables run through intervals of differing side length owing to the use of the Chinese remainder theorem which interferes with lengths of summation when performing the reduction to . One may always apply Hölder’s inequality to reduce to equal side lengths although this is not sufficient for applications to a sharp bound as it loses information about domination of terms and .
Acknowledgement:
The author would like to thank Igor Shparlinski and Tim Trudgian for useful comments.
2. Main results
Theorem 2**.**
Let be an integer with decomposition
[TABLE]
with squarefree, a square with squarefree and cubefull. For any primitive character mod and integer we have
[TABLE]
The estimate of Theorem 2 may be stated in the following less precise form.
Corollary 3**.**
Let be an integer with cubefull part . For any primitive character mod and integer we have
[TABLE]
In applications one usually takes and in this range the term can be ignored, provided is suitably small. Corollary 3 should be compared with the estimate
[TABLE]
obtained from the argument of Burgess and treating summation over cubefull terms trivially.
Using Corollary 3 and well known techniques we deduce the following character sum estimate.
Theorem 4**.**
Let be an integer with cubefull part . For any primitive character mod and integers we have
[TABLE]
Comparing the estimate of Theorem 4 with previous results, we note that Norton [30, Theorem 1.6] has obtained
[TABLE]
and hence our bound is sharper in the aspect. We note that the estimate of Norton also contains a factor involving the order of although this is redundant in our setting from the assumption is primitive.
3. Reduction to equations with Kloosterman fractions
The main result of this section is a reduction of mean values of character sums to counting solutions to congruences with Kloosterman fractions. Given integers we recall that counts the number of solutions to the congruence
[TABLE]
with variables satifying
[TABLE]
Lemma 5**.**
Let be an integer with factorization
[TABLE]
with squarefree, disjoint sets of integers and , and define by
[TABLE]
where we let denote the -th prime. For any primitive character mod and integer we have
[TABLE]
We adopt the following notation throughout this section. Given a -tuple of integers we define the polynomials
[TABLE]
Given an integer we let count the number of solutions to the congruence
[TABLE]
with variable satisfying
[TABLE]
The following is a direct application of the Chinese remainder theorem.
Lemma 6**.**
For and coprime we have
[TABLE]
We recall some results of Burgess. The following is [8, Lemma 2].
Lemma 7**.**
Let be prime, an integer and a primitive character mod . We have
[TABLE]
The following is [8, Lemma 3].
Lemma 8**.**
Let be an integer and a primitive character mod . We have
[TABLE]
The following is [8, Lemma 4].
Lemma 9**.**
Let be prime, an integer and a primitive character mod . We have
[TABLE]
The following is [8, Lemma 7] and is based on the Weil bound and Chinese remainder theorem.
Lemma 10**.**
Let be squarefree and a primitive character mod . Let
[TABLE]
be such that
[TABLE]
For integer define
[TABLE]
There exists some with such that
[TABLE]
The following is [10, Lemma 7].
Lemma 11**.**
Let be prime and suppose that satisfies for some . Then we have
[TABLE]
Lemma 12**.**
Let be an integer with factorization
[TABLE]
with squarefree, disjoint sets of integers and , and define
[TABLE]
For any primitive character mod and integer we have
[TABLE]
Proof.
Let
[TABLE]
Expanding the -th power and interchanging summation, we have
[TABLE]
and with notation as above, this simplifies to
[TABLE]
By the Chinese remainder theorem we may factorize
[TABLE]
where is a primitive character mod is a primitive character mod , is a primitive character mod and is a primitive character mod A second application of the Chinese remainder theorem to summation over gives the decomposition
[TABLE]
where
[TABLE]
We partition the outer summation over into sets
[TABLE]
and note Using that
[TABLE]
and estimating terms for trivially gives
[TABLE]
where
[TABLE]
and we have used symmetry to estimate
[TABLE]
For , and , by Lemmas 7 8, 9, 10 and 11
[TABLE]
and hence
[TABLE]
Recalling (21) and using Lemma 6, we see that
[TABLE]
which implies
[TABLE]
Substituting the above into (23) we get
[TABLE]
and the result follows from (22). ∎
4. Proof of Lemma 5
By Lemma 12 we have
[TABLE]
where
[TABLE]
Fix some and consider . Recalling that
[TABLE]
we partition summation over into sets depending on the values of and . For and we define
[TABLE]
so that
[TABLE]
where
[TABLE]
Since is defined by (19) and (20), we may write
[TABLE]
where denotes summation with conditions
[TABLE]
Substituting into (26) and rearranging summation gives
[TABLE]
Recalling (18), the conditions (27) imply that
[TABLE]
hence defining
[TABLE]
to count the number of solutions to the congruence
[TABLE]
with variables satisfying
[TABLE]
we have
[TABLE]
Our next step is to estimate in terms of If and , then since both and are squarefree, there exists a decomposition
[TABLE]
such that
[TABLE]
and since this implies that
[TABLE]
and note that in order for we must have . With as above, let count the number of solutions to the congruence
[TABLE]
with variables satisfying
[TABLE]
so that
[TABLE]
Fix some and consider Estimating the contribution from trivially, we see that there exists some such that is bounded by times the number of solutions to the congruence
[TABLE]
with variables satisfying Detecting via additive characters and using Hölder’s inequality, we get
[TABLE]
Hence with defined as in (15) and (16) we have
[TABLE]
Substituting the above into (29) gives
[TABLE]
and hence by (28)
[TABLE]
Combining the above with (24) and (25) gives
[TABLE]
and the result follows after rearranging summation.
5. Equations with Kloosterman fractions
In this section we estimate for arbitrary integer .
Lemma 13**.**
Let be defined by (15) and (16). For any integer , if
[TABLE]
then we have
[TABLE]
Corollary 14**.**
Let be defined by (15) and (16). For arbitrary integers and we have
[TABLE]
We first recall some basics of linear algebra. Given an matrix
[TABLE]
let denote the matrix obtained by deleting the -th row and -th column from and define the adjoint of , to be the matrix with -th entry Then we have
[TABLE]
Given two polynomials with coefficients
[TABLE]
we define the Sylvester matrix of and to be matrix
[TABLE]
and define the resultant of and by
[TABLE]
We recall that if and only if and have a common root over . The following result will be needed to extend the techniques of [2, 5] from prime to composite modulus.
Lemma 15**.**
Let and be integers with . Suppose are polynomials satisfying
[TABLE]
Then we have
[TABLE]
Proof.
We may suppose as otherwise the result is immediate. Let and have coefficients given by (31) and define
[TABLE]
The condition and (33) imply that
[TABLE]
[TABLE]
which implies ∎
We will require the following resultant estimate of Bourgain, Garaev, Konyagin and Shparlinski [5, Corollary 3].
Lemma 16**.**
Let and be nonconstant polynomials
[TABLE]
such that
[TABLE]
Then we have
[TABLE]
The following is due to Bourgain and Garaev [2, Lemma 6].
Lemma 17**.**
For any fixed positive integer and all values of the number of solutions to the equation
[TABLE]
with variables satisfying
[TABLE]
is bounded by
The following is a well known consequence of the sieve of Eratosthenes.
Lemma 18**.**
For any integers and we have
[TABLE]
The following is a consequence of Lemma 18 and standard estimates for arithmetic functions.
Corollary 19**.**
Let be an arbitrary positive number and an integer. Then any interval of length contains an integer coprime to .
6. Proof of Lemma 13
Fix some sufficiently small and suppose as otherwise the result is trivial. By Corollary 19 there exists some satisfying
[TABLE]
If satisfies
[TABLE]
then
[TABLE]
where
[TABLE]
and hence by (34) which implies that
[TABLE]
Hence it is sufficient to show that for any satisfying and integer satisfying
[TABLE]
we have
[TABLE]
We proceed by induction on and note that the case is trivial. We formulate our induction hypothesis as follows. Let be an integer such that for any the estimate (36) holds for any satisfying (35). Let satisfy
[TABLE]
and we aim to show that
[TABLE]
Let count the number of solutions to the congruence
[TABLE]
with variables satisfying
[TABLE]
and let count the number of solutions to the congruence (39) with variables satisfying
[TABLE]
so that
[TABLE]
Considering , if satisfy (39) and (41) then for some and hence
[TABLE]
for some pair , where counts the number of solutions to the congruence (39) with variables satisfying (41) and . Fixing with choices, we see that there exists some sequence
[TABLE]
and some integer such that
[TABLE]
where counts the number of solutions to the congruence
[TABLE]
with variables satisfying . Detecting via additive characters, we have
[TABLE]
and hence by Hölder’s inequality
[TABLE]
Hence by (43), (44) and our induction hypothesis
[TABLE]
Combining with (42) it is sufficient to show that
[TABLE]
and hence we may suppose that . For a -tuple we define the polynomial
[TABLE]
so that has degree at most . For each satisfying (39) we have
[TABLE]
and the assumption that implies that
[TABLE]
Since
[TABLE]
we see that is not a constant polynomial. Writing
[TABLE]
the coefficients of satisfy
[TABLE]
Fixing one point counted by , for any other point we have
[TABLE]
and hence the assumption combined with Lemma 15 implies that
[TABLE]
[TABLE]
[TABLE]
so that and have a common root over . Let denote the distinct roots of over . For any counted by we have
[TABLE]
for some and note the assumption that the ’s are pairwise distinct implies that for any . Hence defining to count the number of solutions to the equation
[TABLE]
with variables satisfying we have
[TABLE]
and hence from Lemma 17
[TABLE]
which establishes (45) and completes the proof.
7. Proof of Corollary 14
By Lemma 13 we may assume
[TABLE]
We partition the interval into disjoint intervals
[TABLE]
and let count the number of solutions to the congruence
[TABLE]
with variables satisfying . By the pigeonhole principle, there exists some tuple such that
[TABLE]
Detecting via additive characters and applying Hölder’s inequality, we have
[TABLE]
and hence by Lemma 13
[TABLE]
Combining with (48) we get
[TABLE]
and completes the proof.
8. Proof of Theorem 2
Assuming has factorization
[TABLE]
for some sets of disjoint integers integers and squarefree, we have
[TABLE]
With notation as in Lemma 5
[TABLE]
where
[TABLE]
and
[TABLE]
We recall that are given by
[TABLE]
Fix some satisfying
[TABLE]
and consider . We partition the indicies into sets
[TABLE]
and write
[TABLE]
By Lemma 14, for any we have
[TABLE]
which implies that
[TABLE]
using that . Since each and we have
[TABLE]
and hence
[TABLE]
and
[TABLE]
If then we use (55), while if then we use (54). This gives
[TABLE]
and hence from (50), (8) and the estimate we get
[TABLE]
and the result follows since
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] W. D. Banks and I. E. Shparlinski, Bounds on short character sums and L-functions for characters with a smooth modulus, J. Anal. Math., (to appear).
- 2[2] J. Bourgain and M. Z. Garaev, Sumsets of reciprocals in prime fields and multilinear Kloosterman sums , Izv. Ross. Akad. Nauk Ser. Mat. 78 (2014), no. 4, 19–72.
- 3[3] J. Bourgain, M. Z. Garaev, Kloosterman sums in residue rings , Acta Arith. 164 , (2014), no. 1, 43–64.
- 4[4] J. Bourgain, M. Z. Garaev, S. V. Konyagin, I. E. Shparlinski, On the hidden shifted power problem , SIAM J. Comput. 41 (2012), no. 6, 1524–1557.
- 5[5] J. Bourgain, M. Z. Garaev, S. V. Konyagin, I. E. Shparlinski, On congruences with products of variables from short intervals and applications , Proc. Steklov Inst. Math., 280 (2013), no. 1, 61–90.
- 6[6] J. Bourgain, M. Z. Garaev, S. V. Konyagin, I. E. Shparlinski, Multiplicative congruences with variables from short intervals , J. Anal. Math., 124 (2014), 117–147.
- 7[7] D. A. Burgess, The distribution of quadratic residues and non-residues , Mathematika, 4 , (1957), 106–112.
- 8[8] D. A. Burgess, Character sums and L-series , Proc. London Math. Soc., (3), 12 , (1962), 193–206.
