On proper holomorphic maps between bounded symmetric domains
Shan Tai Chan

TL;DR
This paper investigates the structure and rigidity of proper holomorphic maps between bounded symmetric domains, establishing conditions under which such maps are totally geodesic isometric embeddings and exploring their behavior on minimal disks.
Contribution
It proves that proper holomorphic maps between certain bounded symmetric domains are totally geodesic isometric embeddings and introduces new rigidity results for semi-product maps.
Findings
Proper maps are totally geodesic isometric embeddings under certain conditions.
Holomorphic maps can properly map minimal disks into rank-1 characteristic subspaces.
New rigidity results for semi-product proper holomorphic maps.
Abstract
We study proper holomorphic maps between bounded symmetric domains and . In particular, when and are of the same rank such that all irreducible factors of are of rank , we prove that any proper holomorphic map from to is a totally geodesic holomorphic isometric embedding with respect to certain canonical K\"ahler metrics of and . We also obtain some results regarding holomorphic maps which map minimal disks of properly into rank- characteristic symmetric subspaces of . On the other hand, we obtain new rigidity results regarding semi-product proper holomorphic maps between and under a certain rank condition on and .
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On proper holomorphic maps between bounded symmetric domains
Shan Tai Chan
Department of Mathematics, The University of Hong Kong, Pokfulam Road, Hong Kong
Abstract.
We study proper holomorphic maps between bounded symmetric domains and . In particular, when and are of the same rank such that all irreducible factors of are of rank , we prove that any proper holomorphic map from to is a totally geodesic holomorphic isometric embedding with respect to certain canonical Kähler metrics of and . We also obtain some results regarding holomorphic maps which map minimal disks of properly into rank- characteristic symmetric subspaces of . On the other hand, we obtain new rigidity results regarding semi-product proper holomorphic maps between and under a certain rank condition on and .
2010 Mathematics Subject Classification:
Primary 32M15, 53C55, 53C42
1. Introduction
In [Ts93], Tsai has proven that if is a proper holomorphic map from an irreducible bounded symmetric domain to a bounded symmetric domain with the assumption that , then and is a totally geodesic holomorphic isometric embedding with respect to the Bergman metrics up to a normalizing constant. In general, a proper holomorphic map between reducible bounded symmetric domains and of equal rank can be nonstandard (i.e., not totally geodesic) when the domain of is reducible and has a rank- irreducible factor. We will give an example of such a proper holomorphic map. This example will also allow us to formulate an appropriate rigidity theorem (i.e., Theorem 1.2) for proper holomorphic maps between reducible bounded symmetric domains. Let and be irreducible bounded symmetric domains of rank . In [Ng15], Ng has proven that if a holomorphic map maps minimal disks of properly into the rank- characteristic symmetric subspaces of , then is a totally geodesic holomorphic isometric embedding with respect to the Bergman metrics up to a normalizing constant.
In the first part of this article, we will study proper holomorphic maps between (reducible) bounded symmetric domains along the lines of Ng [Ng15]. For an irreducible bounded symmetric domain , we let be the canonical Kähler-Einstein metric on normalized so that minimal disks of are of constant Gaussian curvature , and we denote by the Kähler form of . Then, agrees with the standard complex Euclidean metric of at . For Kähler manifolds and with the corresponding Kähler forms and respectively, a holomorphic map is said to be isometric if and only if . In addition, a holomorphic map is said to be an isometric map up to a normalizing constant if and only if for some positive real constant . Motivated by [Ng15, Proposition 1.2], we will also study holomorphic maps between (reducible) bounded symmetric domains and which map minimal disks of properly into rank- characteristic symmetric subspaces of . In this direction, we have the following generalization of [Ng15, Proposition 1.2].
Theorem 1.1**.**
Let be a holomorphic map between bounded symmetric domains and such that maps the minimal disks of properly into rank- characteristic symmetric subspaces of . Suppose all irreducible factors of are of rank at least two. Write and , where , , and , , are the irreducible factors of and respectively with for . Then, is a totally geodesic isometric embedding from to .
In the consideration of proper holomorphic maps between bounded symmetric domains, we will deduce the following result from Theorem 1.1.
Theorem 1.2**.**
Let be a proper holomorphic map between bounded symmetric domains and such that . Suppose all irreducible factors of are of rank at least two. Write and , where , , and , , are the irreducible factors of and respectively with for . Then, is a totally geodesic isometric embedding from to .
In [Seo18], Seo has introduced semi-product proper holomorphic maps between (reducible) bounded symmetric domains. Then, Seo [Seo18] has proven that any proper rational map between (reducible) bounded symmetric domains is a semi-product proper holomorphic map. One of the main results in Seo [Seo18] is the classification of all proper holomorphic maps between (reducible) bounded symmetric domains of the same dimension (see [Seo18, Theorem 1.2]). Motivated by the work of Seo [Seo18], we will study semi-product proper holomorphic maps between non-equidimensional (reducible) bounded symmetric domains. Under certain rank conditions, we are able to get the complete description for such maps (see Theorem 4.5).
2. Preliminaries
For a (reducible) bounded symmetric domain , where , , are the irreducible factors of , there is a Kähler metric on such that for some positive real constants , , namely,
[TABLE]
where is the canonical projection onto the -th irreducible factor of , for , . In what follows, for any bounded symmetric domain we call such a metric on a canonical Kähler metric and denote by the rank of . It is well-known that a bounded symmetric domain is of rank if and only if is biholomorphic to a complex unit ball.
Denote by the -disk in for any integer . We let be the complex unit ball in the complex -dimensional Euclidean space with respect to the standard complex Euclidean metric, i.e.,
[TABLE]
For any complex manifold , we denote by the holomorphic tangent space to at .
Let be a bounded symmetric domain in and let , where is the identity component of the automorphism group of and is the isotropy subgroup of at . By the Polydisk Theorem (cf. [Mok89, p. 88], [Wo72]), there is a totally geodesic complex submanifold of such that
[TABLE]
A vector , , is said to be a characteristic vector of at if is tangent to any direct factor of a totally geodesic -disk of (cf. [Ng15, Section 2]). Write , where , , are the irreducible factors of . Then, it follows from Wolf [Wo72] that any rank- characteristic symmetric subspace of is of the form for some , , where is a rank- characteristic symmetric subspace of , is a point for each , and is a positive integer depending on . Here, we also know that is holomorphically isometric to , which is of constant holomorphic sectional curvature . For the notion of characteristic symmetric subspaces of bounded symmetric domains, we refer the readers to Mok-Tsai [MT92].
3. Proper holomorphic maps between bounded symmetric domains of equal rank
Motivated by the study in Tsai [Ts93] and Ng [Ng15], we are concerning proper holomorphic maps between (reducible) bounded symmetric domains of the same rank . In [Ts93], Tsai has proven that if is a proper holomorphic map between bounded symmetric domains and , then . Thus, it is natural to ask the following question.
Question 3.1**.**
Let be a proper holomorphic map between bounded symmetric domains and . If , then is a totally geodesic holomorphic isometric embedding with respect to some canonical Kähler metrics on and ?
Remark 3.2*.*
Tsai [Ts93, Main Theorem] has an affirmative answer to Question 3.1 under the assumption that is irreducible.
However, we have a negative answer to Question 3.1 if is reducible and some irreducible factor of the domain is a complex unit ball, namely, we have
Example 3.3**.**
We also denote by the space of -by- complex matrices. A type- irreducible bounded symmetric domain is given by
[TABLE]
where and are positive integers. We refer the readers to Mok [Mok89] for details about bounded symmetric domains.
For any integer , it is well-known that there is a positive integer and a proper holomorphic map which is not a holomorphic isometry from to for any real constant cf. D’Angelo [D88]. More precisely, from D’Angelo [D88, p. 84] we may let and
[TABLE]
Writing , we define a map by
[TABLE]
for and . Then, is a proper holomorphic map between the bounded symmetric domains and of rank three such that is not a holomorphic isometry with respect to any canonical Kähler metrics of and .
Remark 3.4*.*
- (1)
It is known from Chan-Xiao-Yuan [CXY17] and Mok [Mok12] that any holomorphic isometry between bounded symmetric domains with respect to the canonical Kähler metrics is a proper holomorphic map. In [Ch19], we have shown that any holomorphic isometry between bounded symmetric domains of the same rank with respect to the canonical Kähler metrics is totally geodesic. From Example 3.3, we know that this result from [Ch19] cannot be generalized to the case of proper holomorphic maps unless we impose additional assumptions on the bounded symmetric domains. 2. (2)
Example 3.3 shows that Theorems 1.1 and 1.2 cannot be generalized to the case where some irreducible factor of the domain is of rank .
We first recall the following lemma obtained from Mok-Tsai [MT92] and Tsai [Ts93], which is known by Ng [Ng15, p. 224].
Lemma 3.5** (cf. Mok-Tsai [MT92], Tsai [Ts93] and Ng [Ng15]).**
Let be a proper holomorphic map between bounded symmetric domains and . Suppose . Then, maps rank- characteristic symmetric subspaces of properly into rank- characteristic symmetric subspaces of . In particular, maps minimal disks of properly into rank- characteristic symmetric subspaces of .
This yields the following obvious corollary.
Corollary 3.6**.**
Let be a proper holomorphic map between bounded symmetric domains and such that . If is of tube type, then so is .
Proof.
Suppose . Then, (resp. ) is biholomorphic to a complex unit ball. Since is of tube type, is the complex unit disk and thus can only be the complex unit disk as well. In particular, is of tube type.
Now, we suppose . Note that rank- characteristic symmetric subspaces of are precisely the minimal disks of because is of tube type (cf. Mok-Tsai [MT92] and Wolf [Wo72]). By Lemma 3.5, maps rank- characteristic symmetric subspaces of properly into rank- characteristic symmetric subspaces of . Therefore, rank- characteristic symmetric subspaces of could only be unit disks. Hence, all irreducible factors of are of tube type and so is by Wolf [Wo72]. ∎
We observe that [Ng15, Proposition 1.2] actually holds by [Ng15, Proof of Proposition 1.2] even when the target bounded symmetric domain is reducible, namely, we have
Proposition 3.7** (cf. Proposition 1.2 in Ng [Ng15]).**
Let and be bounded symmetric domains of rank and let be a holomorphic map. Suppose is irreducible and maps the minimal disks of properly into the rank- characteristic symmetric subspaces of . Write , where , , are the irreducible factors of . Then, is a totally geodesic isometric embedding from to .
Remark 3.8*.*
From the proof of Proposition 1.2 in Ng [Ng15], we know that is a totally geodesic isometric embedding from to for some positive real constant . But then by the fact that maps minimal disks of properly into the rank- characteristic symmetric subspaces of and is totally geodesic, we can deduce that .
By making use of Proposition 3.7 and results in Ng [Ng15], we are ready to prove Theorem 1.1, as follows.
Proof of Theorem 1.1.
We write for the Harish-Chandra coordinates of , . For , we let be the natural embedding given by
[TABLE]
for , . Then, each is a holomorphic map which maps the minimal disks of properly into rank- characteristic symmetric subspaces of , . Since is an irreducible bounded symmetric domain of rank , it follows from Proposition 3.7 that is a totally geodesic holomorphic isometric embedding from to , . Let be the canonical Kähler metric on such that . Therefore, for any we have for .
Write and . For , let be the canonical projection onto the -th factor, i.e., for . Let . Note that . For any , we write , where for . Furthermore, for and for any tangent vector we may write in normal form (cf. Mok [Mok89, p. 252]), where and is the standard basis for the holomorphic tangent space of a totally geodesic -disk of through the point . In this situation, , , are characteristic vectors of , for . From [Ng15, Proof of Lemma 3.1] we have
[TABLE]
for distinct , , and for any , , . In general, letting be characteristic vectors, , we have for distinct , . This implies that for tangent vectors , , we have for distinct , . In particular, we have
[TABLE]
on . Recall that for we have for . Thus, for , each , , only depends on , i.e., . In addition, for we have
[TABLE]
by . Then, we have and thus . Hence, is a (proper) holomorphic isometric embedding from to . Since the irreducible factors of are of rank , it follows from the arguments of [Mok12, Proof of Theorem 1.3.2] that the second fundamental form of in vanishes identically and thus is totally geodesic, as desired. ∎
As a consequence, we have a simple proof of Theorem 1.2 in the following. (Noting that Theorem 1.2 actually provides an affirmative answer to Question 3.1 under the assumption that all irreducible factors of the domain are of rank .)
Proof of Theorem 1.2.
By Lemma 3.5, maps minimal disks of properly into rank- characteristic symmetric subspaces of . Then, the result follows from Theorem 1.1. ∎
Now, we study holomorphic maps which map minimal disks of properly into rank- characteristic symmetric subspaces of , where and are bounded symmetric domains such that is reducible. The case where the reducible bounded symmetric domain has an irreducible factor of rank can be quite complicated in general if some irreducible factors of the domain are complex unit balls (See Example 3.3). Therefore, we will focus on the simplest case where the target is a product of complex unit balls. We first recall a result of Ng [Ng15].
Lemma 3.9** (cf. Proposition 2.3 in [Ng15]).**
Let be a holomorphic map such that is a proper map, where is a bounded domain containing . Then, for any we have .
On the other hand, by Mok [Mok16] and Yuan-Zhang [YZ12], we observe the non-existence of holomorphic isometries between certain bounded symmetric domains with respect to the canonical Kähler metrics, as follows.
Proposition 3.10**.**
Let be a bounded symmetric domain such that has an irreducible factor of rank , i.e., and there exists , , such that , where , , are the irreducible factors of . Equip a Kähler metric on so that for some positive real constants , . Then, there does not exist a holomorphic isometry from to , where , , are positive real constants.
Proof.
Assume the contrary that there exists a holomorphic isometry from to , where , , are positive real constants. Then, by restricting to the irreducible factor of , we have a holomorphic isometry from to , where for . Write for an irreducible factor of such that . Then, it follows from [Mok16] that there exists a nonstandard (i.e., not totally geodesic) holomorphic isometry from to for some integer . This gives a holomorphic isometry from to . By the rigidity theorem of Yuan-Zhang [YZ12], is totally geodesic. This contradicts with the fact that is not totally geodesic. Hence, there does not exist such a holomorphic isometry , as desired. ∎
Now, by making use of the technique in Ng [Ng15], we have the following structure theorem for holomorphic maps from a bounded symmetric domain to a product of complex unit balls which map minimal disks of properly into rank- characteristic symmetric subspaces of .
Theorem 3.11**.**
Let be a bounded symmetric domain of rank and be a product of complex unit balls, where , , are irreducible bounded symmetric domains. Let be a holomorphic map which maps minimal disks of properly into rank- characteristic symmetric subspaces of . Write , where , , are holomorphic maps. Then, we have and up to a permutation of the irreducible factors of , we have
[TABLE]
for . Moreover, is a complex unit ball for some , , i.e., is also a product of complex unit balls.
Proof.
We may assume without loss of generality that . For each , , we choose a minimal disk . Write for . Restricting to the minimal disk , we have for some rank- characteristic symmetric subspace of which contains . Note that such a rank- characteristic symmetric subspace is exactly for some , . Thus, for , and is a proper holomorphic map. We write and is the Harish-Chandra coordinates of , . By [Ng15, Proposition 2.3] (i.e., Lemma 3.9), we have
[TABLE]
and thus by the definition of . In other words, is independent of the variables for all , i.e., . It then follows that for distinct , , we have and thus . We may assume that for after a permutation of the irreducible factors of . Then, from the above results we have
[TABLE]
Assume the contrary that has an irreducible which is of rank , i.e., . Then, by restricting to , we have a holomorphic map from to which maps minimal disks of properly into rank- characteristic symmetric subspaces of . By Proposition 3.7, is a totally geodesic holomorphic isometric embedding with respect to certain canonical Kähler metrics on and , which contradicts with the result of Proposition 3.10. Hence, all irreducible factors of are of rank , i.e., for some positive integer , , as desired. ∎
In general, for a holomorphic map between bounded symmetric domains and of the same rank which maps minimal disks of properly into rank- characteristic symmetric subspaces of , we do not have the analogous structure theorem as in Theorem 3.11 if is not a product of complex unit balls. Actually, we have the following trivial example.
Example 3.12**.**
Let , , be positive integers such that for . Let be the holomorphic map defined by
[TABLE]
for with
[TABLE]
It is clear that is a proper holomorphic map between bounded symmetric domains of the same rank but none of the depends only on one of the .
4. Semi-product proper holomorphic maps between bounded symmetric domains
Motivated by the recent work of Seo [Seo18], we will study semi-product proper holomorphic maps between (reducible) bounded symmetric domains in this section. Let be a proper holomorphic map, where , , and , , are irreducible bounded symmetric domains. Write or W^{j}$$) for the Harish-Chandra coordinates of for . In [Seo18], Seo introduced the notion of semi-product proper holomorphic maps between (reducible) bounded symmetric domains, as follows.
Definition 4.1** (cf. Seo [Seo18]).**
The map is said to be a semi-product proper holomorphic map if for any , there exists such that the map defined by
[TABLE]
is a proper holomorphic map for in some dense open subset of . Here, means that is omitted. On the other hand, we say that the map is a product map if and
[TABLE]
for some permutation so that each holomorphic map only depends on the holomorphic coordinates of for .
A map from a bounded domain to a bounded domain is said to be rational if all component functions of are rational functions in , i.e., and , , for some complex polynomials . Then, Seo [Seo18] has shown that any rational proper holomorphic map between (reducible) bounded symmetric domains is a semi-product proper holomorphic map, namely, we have
Proposition 4.2** (cf. Proposition 3.5 in Seo [Seo18]).**
Let be a proper holomorphic map, where , , and , , are irreducible bounded symmetric domains. If is rational, then is a semi-product proper holomorphic map.
Motivated by the example of a proper holomorphic map from to constructed by Tsai [Ts93, p. 124], we give an example of a semi-product proper holomorphic map between certain reducible bounded symmetric domains which is neither a product map nor totally geodesic.
Example 4.3**.**
Let be a holomorphic map given by
[TABLE]
for , where and are holomorphic functions on such that for any we have and , . Then, it is clear that is a semi-product proper holomorphic map but not a product map. In addition, we can choose the holomorphic functions and , , such that is not totally geodesic. This also shows the existence of a semi-product proper holomorphic map between bounded symmetric domains which is not a rational map.
We can actually obtain lots of holomorphic maps from to . Write and let be a polynomial in ($$w_{11}, , , w_{22}$$). Let . Then, we have by the boundedness of . Moreover, by the maximum modulus principle we actually have for any because is a non-constant holomorphic function on the bounded domain . We define . Then, for any we have . Thus, is a holomorphic function such that for any we have . In general, we may replace the polynomial by any non-constant bounded holomorphic function on in the above.
In analogy to Lemma 3.9, Seo [Seo18] obtained the following result.
Lemma 4.4** (cf. Corollary 2.3 in [Seo18]).**
Let and be irreducible bounded symmetric domains such that . We also let be a holomorphic map such that is a proper holomorphic map for each , where is a connected bounded domain. Then, does not depend on .
For any (reducible) bounded symmetric domain , we write
[TABLE]
and we define and . We remark here that there are reducible bounded symmetric domains and such that and . For example, for and , where are integers, we have but .
From Example 4.3, there is a semi-product proper holomorphic map which is nonstandard and not a product map even if and that and have the same number of irreducible factors. Therefore, for a semi-product proper holomorphic map between bounded symmetric domains and , by imposing a certain rank condition on and , namely, , we have
Theorem 4.5**.**
Let and be bounded symmetric domains, where , , and , , are irreducible bounded symmetric domains. Let be a semi-product proper holomorphic map. If , then and we have the following.
- (1)
Suppose . Then, we have
- (a)
, and for all , , , . 2. (b)
* is a product map, i.e.,*
[TABLE]
for some permutation , where for .
If in addition that , then is a totally geodesic holomorphic isometric embedding with respect to certain canonical Kähler metrics on and . 2. (2)
Suppose . Then, up to a permutation of the irreducible factors , , of , we have
[TABLE]
for , and for each , , we have and is a proper holomorphic map. If in addition that , then for , is a totally geodesic holomorphic isometric embedding with respect to the Bergman metrics up to a normalizing constant.
Proof.
Our method here is inspired by the proof of Proposition 3.4 in Seo [Seo18]. Since is a semi-product map, for , there are such that defined by
[TABLE]
is a proper holomorphic map for , . Here, means that the factor is omitted. If , then
[TABLE]
is a proper holomorphic map, a plain contradiction because by the assumption (cf. [Ts93]). Thus, we have . In particular, for any , there exists such that is a proper holomorphic map for and whenever . Then, we have .
Now, we may assume that for after permuting the irreducible factors of . Note that for . Applying Corollary 2.3 in Seo [Seo18] (i.e., Lemma 4.4) to for each , we obtain that depends only on and is a proper holomorphic map for .
Case (1) Suppose . Then, is a product map. Moreover, we have
[TABLE]
i.e., . From Tsai [Ts93, p. 129], we have . Thus, each inequality in Eq. (4.1) is actually an equality. In particular, we have
[TABLE]
for all , , , .
If in addition that , then we have for . By Tsai [Ts93, Main Theorem], is a totally geodesic holomorphic isometric embedding with respect to the Bergman metrics up to a normalizing constant for . Hence, is a totally geodesic holomorphic isometric embedding with respect to certain canonical Kähler metrics on and . (Noting that the result also follows directly from Theorem 1.2 in this situation.)
Case (2) Suppose . From the above, we have
[TABLE]
after permuting the irreducible factors , , of . The rest follows from the arguments in Case (1).
∎
Remark 4.6*.*
- (1)
By Proposition 3.5 in Seo [Seo18] and Theorem 4.5, we know that any rational proper holomorphic map from to is a product map whenever for all , and is independent of and . 2. (2)
Define a holomorphic map by
[TABLE]
where are integers, and is a holomorphic function such that on . (Noting that because .) Then, we may choose a function so that is a semi-product proper holomorphic map which is not totally geodesic. That means in Case (2) of Theorem 4.5, it is possible that such a semi-product proper holomorphic map is not totally geodesic. 3. (3)
By Proposition 3.5 in [Seo18] (i.e., Proposition 4.2), the statement of Theorem 4.5 still holds true if we assume that is rational instead of is semi-product. In other words, Theorem 4.5 gives a complete description of all rational proper holomorphic maps between (reducible) bounded symmetric domains when .
Acknowledgment
The author would like to thank the anonymous referee for helpful suggestions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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