Commuting circle diffeomorphisms with their derivatives having mixed moduli of continuity
Hui Xu, Enhui Shi

TL;DR
This paper proves that commuting circle diffeomorphisms with derivatives having mixed moduli of continuity are topologically conjugate to rotations under certain conditions on their rotation numbers and moduli.
Contribution
It establishes a new conjugacy result for commuting diffeomorphisms with derivatives exhibiting mixed moduli of continuity, extending previous regularity conditions.
Findings
Diffeomorphisms with independent rotation numbers are conjugate to rotations.
The product of moduli of continuity conditions leads to conjugacy.
Results apply to a broad class of moduli including H"older continuity.
Abstract
Let be an integer and let be moduli of continuity in a specified class which contains the moduli of H\"{o}lder continuity. Let , , be orientation preserving diffeomorphisms of the circle and commute with each other. We prove that if the rotation numbers of 's are independent over the rationals and with , then are simultaneously (topologically) conjugate to rigid rotations.
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Taxonomy
TopicsMathematical Dynamics and Fractals
Commuting circle diffeomorphisms with their derivatives having mixed moduli of continuity
Hui Xu & Enhui Shi
School of Mathematical Sciences, Soochow University, Suzhou 215006, P. R. China
School of mathematical and sciences, Soochow University, Suzhou, 215006, P.R. China
Abstract.
Let be an integer and let be moduli of continuity in a specified class which contains the moduli of Hölder continuity. Let , , be orientation preserving diffeomorphisms of the circle and commute with each other. We prove that if the rotation numbers of ’s are independent over the rationals and with , then are simultaneously (topologically) conjugate to rigid rotations.
1. Introduction
The classical Poincaré’s classification theorem points out that every orientation preserving homeomorphism of the circle with irrational rotation number is topologically conjugate or semiconjugate to a rigid rotation. Furthermore, Denjoy [1, 2] showed that it must be conjugate by adding differentiability of the homeomorphism. Precisely, for a circle diffeomorphism with irrational rotation number, if has bounded variation, then is conjugate to a rigid rotation. However, for any , there exists a circle diffeomorphism such that is -Hölder continuous and has wandering intervals.
The smoothness of the conjugacy between a circle diffeomorphism and a rigid rotation was intensively studied. If is analytic, Arnold [3] showed the analyticity of the conjugacy under the assumption that is sufficiently close to a rotation and its rotation number satisfies certain Diophantine condition. Moser [4] obtained the local result in the smooth case. Later Herman [6] proved the global version: if is times differentiable and its rotation number lies in some set of full measure, then the conjugacy is times differentiable for any , and if is analytic then the conjugacy is analytic. Yoccoz [7] showed the global result for all Diophantine numbers and the result was sharpen by Katznelson and Ornstein [8].
Moser [5] considered the smoothness of the simultaneous conjugacy between a finite family of commuting circle diffeomorphisms and rigid rotations and obtained the local results by KAM method. Fayad and Khanin [9] established the global version: if the rotation numbers of several commuting circle diffeomorphisms satisfy the Diophantine condition, then they are smoothly conjugate to rigid rotations simultaneously.
Similar to the classical Denjoy Theorem, Kleptsyn and Navas [10] determined when several commuting circle diffeomorphisms are simultaneously topologically conjugate to rigid rotations. They showed the following theorem.
Theorem 1.1**.**
Let be an integer. Let be commuting circle diffeomorphisms such that is for each , where . If and the rotation numbers of ’s are independent over the rationals, then they are simultaneously topologically conjugate to rotations.
Conversely, given which are independent over the rationals and . If , then there exist commuting circle diffeomorphisms such that is and the rotation number of it is .
The main purpose of this paper is to generalize their results by replacing the Hölder condition by general modulus of continuity. For technical reasons, we introduce the notion of consistency for a family of moduli of continuity in the next section and obtain the following result.
Theorem 1.2**.**
Let be an integer and let be concave moduli of continuity with for some function satisfying that . Suppose that satisfy the consistency condition. If , are respectively commuting circle diffeomorphisms and the rotation numbers of which are independent over the rationals, then they are simultaneously topologically conjugate to rotations.
Here we should remark that the proof idea of the above theorem comes from [10]. The consistency condition can be implied by some more simpler conditions, and we get the following corollary.
Corollary 1.3**.**
Let be an integer and be concave moduli of continuity satisfying that with
[TABLE]
Suppose that and the moduli of Hölder continuity compose a comparable family of moduli of continuity. If , are respectively circle diffeomorphisms which do commute and the rotation numbers of which are independent over the rationals, then they are simultaneously topologically conjugate to rotations.
The paper is organized as follows. In section 2, we show some definitions and lemmas. In section 3, we prove the main theorem. In the last section, we proved Corollary 1.3.
2. Some Definitions and Lemmas
For a continuous function of the circle, the* modulus of continuity* of is defined by
[TABLE]
Then is a continuous function on and has the following properties:
- (1)
is monotonic nondecreasing;
- (2)
and for any ;
- (3)
;
- (4)
for and ;
- (5)
for .
Note that if , then is called -Hölder continuous. In order to study the modulus of continuity of a function , we often choose some standard moduli to measure the continuity of . The modulus of Hölder continuity are often chosen.
Definition 2.1**.**
A modulus of continuity is a continuous function which is strictly increasing and . We say a continuous function of the circle is -continuous if
[TABLE]
In this case, we say that is the -constant of . We say is of class if is and the derivative of is -continuous.
In order to compare the moduli of continuity of distinct functions, we often choose some comparable moduli of continuity.
Definition 2.2**.**
Let and be moduli of continuity. We say that * is stronger than *, if there exists such that . In this case, we call they are comparable. We say a family of moduli of continuity is comparable, if there exists such that for any , or .
Let and be two sequences of positive real numbers. We write if there exists a constant such that
[TABLE]
Definition 2.3**.**
Let be moduli of continuity. We call them consistent if there exist strictly increasing sequences , of positive integers such that for each ,
[TABLE]
Remark 2.4**.**
The consistency is a technical condition. It is easy to check that the usual moduli of continuity satisfy the consistency. Taking as example, we can choose
[TABLE]
for large enough.
Proposition 2.5**.**
Let be an integer and , . The moduli of continuity for small are consistent.
Proof.
Let and . Then for any , we have
[TABLE]
and
[TABLE]
It is easy to see that
[TABLE]
Set for large enough. Then, by the continuity, we also have
[TABLE]
This shows that are consistent. ∎
Lemma 2.6**.**
Let and be continuous functions of the circle. If is Lipschitz-continuous and is -continuous, then is also -continuous.
Proof.
The -continuity of can be seen as follows:
[TABLE]
∎
Remark 2.7**.**
If is an orientation preserving circle diffeomorphism, then there exist constants such that . Note that the function is Lipschitz. Then, by Lemma 2.6, we know that has the same modulus of continuity with .
Lemma 2.8**.**
Let be concave moduli of continuity and be orientation preserving circle diffeomorphisms which are respectively of class . Let denote the -constant of and . Given , for each , let us choose and for a fixed interval , let us choose a constant such that
[TABLE]
If there exists such that is contained in the -neighborhood of but does not intersect , then has a fixed point, where .
Proof.
Let be the closed -neighborhood of and the connected components of to the complement of . By induction on , we will prove the following properties:
- ()
;
- ()
.
The properties and are trivial. Suppose that and hold for every . Then for any , we have
[TABLE]
Since is increasing and by induction hypothesis, the righthand side of the above inequality is bounded by
[TABLE]
The first inequality above is followed that , since is concave. Thus follows. By the Mean Value Theorem, there exist and such that
[TABLE]
and
[TABLE]
Then by , we obtain , since
[TABLE]
Similarly, we have the analogous arguments for .
Suppose that is contained in the -neighborhood of but does not intersect . Then implies that . Hence has a fixed point in . ∎
Lemma 2.9**.**
Let be positive real numbers with and . Suppose that . Let be an increasing and concave function. Then there exists such that
[TABLE]
Moreover, for any , there is a proportion of indices no less than such that
[TABLE]
Proof.
For any , by the concavity of , we have
[TABLE]
Thus
[TABLE]
Therefore, there exists such that
[TABLE]
In order to prove the second part, we define
[TABLE]
In other words, we need to show that
[TABLE]
Note that
[TABLE]
Thus ∎
3. Proof of Theorem1.2
Suppose that the theorem does not hold. Then there is a wandering interval with nonempty interior. Let be a maximal wandering interval. We will search for a sequence satisfying the hypothesis of Lemma 2.8. Then we conclude that has a fixed point. This implies that the rotation number of is zero. Recall that for a commutative group of circle homeomorphisms, there is a -invariant probability measure. Then the rotation number is a homomorphism from to . But this contradicts to the hypothesis that the rotation numbers of are independent over the rationals.
3.1. The case
Let . Since is a wandering interval, .
In the subsequent, we use to denote the integers between and including the end if it is an integer.
Let and be two sequences of non negative integers satisfying . Consider a sequence of rectangles with and
[TABLE]
Denote by and the number of integers on the horizontal and vertical sides of respectively .
Applying Lemma 2.9 to gives us a sequence of integers such that
- •
such that
[TABLE]
- •
such that
[TABLE]
Starting from the origin and following the corresponding horizontal line and vertical line , we obtain a path with and
[TABLE]
Moreover, the sum is bounded by
[TABLE]
where
[TABLE]
Since and are consistent, we can choose two strictly increasing sequences of integers and such that both and tend to infinity as goes to infinity and
[TABLE]
and
[TABLE]
Since , there exist a subsequence of positive integers such that
[TABLE]
Thus we may assume that
[TABLE]
Therefore, there exists a constant such that
[TABLE]
For , let . Then we obtain a sequence such that
[TABLE]
Hence For , let . Then we obtain a sequence such that
[TABLE]
In order to apply Lemma2.8, it suffices to show that there exists some such that is contained in the -neighborhood of , since is a wandering interval.
Since and are semiconjugate to irrational rotations, if we collapse every connected component of the complement of the minimal invariant Cantor set, then we get a topological circle on which and induce minimal homeomorphisms and respectively. Now the -neighborhood of becomes an interval with nonempty interior in . Then there must exist such that both and cover the circle . Since both and go to infinity as tends to infinity, there exists an integer such that . Converting to the original standard circle, there exist such that both and are contained in the -neighborhood of . This implies that at least one of the intervals is contained in the -neighborhood of . Thus we complete the proof.
3.2. The general case
Let be a multi-indexed sequence of positive real numbers with . Let , be sequences of strict increasing nonnegative integers and let . Consider a sequence of rectangles of the form satisfying that for each ,
[TABLE]
Now for each , let be the unique integer in such that . Denote by the face
[TABLE]
of . Let and denote by the set of , such that
[TABLE]
where . Then by Lemma 2.9, we have
[TABLE]
Similar to the proof of the case , we need to choose a path of points starting at the origin which is long enough and satisfies
[TABLE]
where denote the length of the path and is independent of . In order to show the existence of such path, we recall the following lemma which is showed in [10].
Lemma 3.1**.**
Denote by the set of all lines inside the rectangle in the -direction for each . Let be a subset of such that. If there exist such that , then there exists a sequence of lines , such that intersects for every , where denote the origin.
Since satisfy the consistency condition, we can choose ’s such that for each ,
[TABLE]
and since , by passing to a subsequence, we may assume that
[TABLE]
We choose . Then . Now the previous Lemma 3.1 provides us a desired sequence of lines for each . Then the sequence of lines induces a finite paths of points starting at the origin satisfying
[TABLE]
Moreover, if we denote by the length of the path, then
[TABLE]
where is the unique index in such that , and is a constant independent of .
Now we can prove the general case in a similar way as in the case . Let be a maximal open wandering interval, and define
[TABLE]
Let with (resp. ) being the -constant of (resp. ) and take such that
[TABLE]
Now set . Let be the -neighborhood of . Let be the semigroup generated by .
By the same reason as in the proof of the case , there exists such that for any , there exist such that are all contained in the -neighborhood of .
Now choose large enough such that the number of points with integer coordinates in the in the -direction which are all contained in exceeds N. Then we can complete the proof in the very way as in the case .
4. Proof of Corollary 1.3
Proof.
Let be such that . For simplicity, we firstly show the case of .
By the continuity, it suffices to show that for any neighborhood of , there exist such that
[TABLE]
and
[TABLE]
Define
[TABLE]
Now let . Then . Thus (4.2) is equivalent to
[TABLE]
Since , (4.3) is equivalent to (1.1). It is easy to see that . Hence is such that both (4.1) and (4.2) hold.
For the general case, it suffices to show that for any any neighborhood of the origin, there exist such that
[TABLE]
Since are comparable and , we may assume that there exists a constant such that for any ,
[TABLE]
We will show that for any , there exist such that
[TABLE]
Note that
[TABLE]
Thus there exists a unique such that
[TABLE]
since is strictly increasing and continuous. By Theorem 1.1, we may assume that . Then we have
[TABLE]
Hence . Then
[TABLE]
Thus, since is strictly increasing and continuous, there exists a unique such that
[TABLE]
In order to make the process be continued, we have to make subtler estimation. By Theorem 1.1, we may assume that , with and . Provided that we have found and , for such that and
[TABLE]
Next we need to show there exists a unique such that
[TABLE]
It can be guaranteed by
[TABLE]
So it suffices to show that
[TABLE]
Since , (4.9) is equivalent to show that which can be implied by
[TABLE]
So it suffices to show that
[TABLE]
Therefore, the existence of and can be guaranteed by
[TABLE]
That is
[TABLE]
Note that
[TABLE]
Thus
[TABLE]
Since , we have
[TABLE]
Then combining (4.10) and (4.12), we obtain (4.9). Thus we have showed (4.4). Since
[TABLE]
we have
[TABLE]
Note that for ,
[TABLE]
We have . By (4.5) and , we have for small enough. Thus if
[TABLE]
then we still have
[TABLE]
Since , we can choose with for which we have (4.13) hold and
[TABLE]
Hence satisfy the consistency condition. Therefore, we complete the proof.
∎
Acknowledgements
The work is supported by NSFC (No. 11771318, No. 11790274).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] A. Denjoy, Les trajectories à la surface du tore, C. R. Acad. Sc. Paris 223, 5-7, (1946).
- 3[3] V. Arnold, Small denominators I. On the mapping of the circle into itself. Izv. Akad. Nauk. Math. Series 25,21-86, (1961). Trans. A.M.S. Serie 2, 46, (1965).
- 4[4] J. Moser, A rrapidly convergent iteration method, part II. Ann. Scuola Norm. Sup. di Pisa, 20, 499-535, (1966).
- 5[5] J. Moser, On commuting circle mappings and simultaneous Diophantine approximations, Math. Zeitschrift 205, 105-121 (1990).
- 6[6] M. Herman, Sur la conjugaison différentiable des difféomorphismes du cercle à des rotations, Publ. Math. I.H.E.S. 49, 5-233, (1979).
- 7[7] J.-C. Yoccoz, Conjugaison différentiable des difféomorphismes du cercle dont le nombre de rotation satisfait à une condition diophantienne, Ann. Sci. Ecole Norm. Sup . 17 , 333-359,(1984).
- 8[8] Y. Katznelson and D. Ornstein, The differentiability of the conjugation of certain diffeomorphisms of the circle, Erg. Th. and Dyn. Sys . 9, 643-680, (1989).
