Locally self-consistent embedding approach for disordered electronic systems
Yi Zhang, Hanna Terletska, Ka-Ming Tam, Yang Wang, Markus Eisenbach,, Liviu Chioncel, and Mark Jarrell

TL;DR
This paper introduces a new embedding scheme for disordered electron systems that efficiently captures Anderson localization and predicts critical disorder strength, reducing computational costs.
Contribution
A novel locally self-consistent embedding method for disordered systems that improves efficiency and accuracy in modeling Anderson localization.
Findings
Captures Anderson localization transition accurately
Predicts critical disorder strength effectively
Reduces computational costs with local interaction zones
Abstract
We present a new embedding scheme for the locally self-consistent method to study disordered electron systems. We test this method in a tight-binding basis and apply it to the single band Anderson model. The local interaction zone is used to efficiently compute the local Green's function of a supercell embeded into a local typical medium. We find a quick convergence as the size of the local interaction zone which reduces the computational costs as expected. This method captures the Anderson localization transition and accurately predicts the critical disorder strength. The present work opens the path towards the development of a typical medium embedding scheme for the multiple scattering methods.
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Locally self-consistent embedding approach
for disordered electronic systems
Yi Zhang
Department of Physics & Astronomy, Louisiana State University, Baton Rouge, LA 70803, USA
Center for Computation & Technology, Louisiana State University, Baton Rouge, LA 70803, USA
Hanna Terletska
Department of Physics and Astronomy, Middle Tennessee State University, Murfreesboro, TN 37132, USA
Ka-Ming Tam
Department of Physics & Astronomy, Louisiana State University, Baton Rouge, LA 70803, USA
Center for Computation & Technology, Louisiana State University, Baton Rouge, LA 70803, USA
Yang Wang
Pittsburgh Supercomputing Center, Carnegie Mellon University, PA 15213, USA
Markus Eisenbach
Center for Computational Sciences, Oak Ridge National Laboratory, Oak Ridge, TN 37831, USA
Liviu Chioncel
Theoretical Physics III, Center for Electronic Correlations and Magnetism, Institute of Physics, University of Augsburg, D-86135 Augsburg, Germany
Augsburg Center for Innovative Technologies, University of Augsburg, D-86135 Augsburg, Germany
Mark Jarrell
Department of Physics & Astronomy, Louisiana State University, Baton Rouge, LA 70803, USA
Center for Computation & Technology, Louisiana State University, Baton Rouge, LA 70803, USA
Abstract
We present a new embedding scheme for the locally self-consistent method to study disordered electron systems. We test this method in a tight-binding basis and apply it to the single band Anderson model. The local interaction zone is used to efficiently compute the local Green’s function of a supercell embeded into a local typical medium. We find a quick convergence as the size of the local interaction zone which reduces the computational costs as expected. This method captures the Anderson localization transition and accurately predicts the critical disorder strength. The present work opens the path towards the development of a typical medium embedding scheme for the multiple scattering methods.
I Introduction
Disorder which is ubiquitous feature of real materials (in the form of impurities or defects in perfect crystals, or chemical substitutions in alloys and random arrangements of electron spins or glassy systems) plays a key role in changing and controlling their properties Abrahams (2010); Elliott et al. (1974); Belitz and Kirkpatrick (1994); Vollhardt (1984); Terletska et al. (2018). As shown long ago by Anderson Anderson (1958), disorder in atomic coordinates creates spatially confined or “localized” electron eigenstates near the Fermi level. Electron localization has been found to play a crucial role in a number of materials, starting from the prototype two-dimensional electron systems Radonjić et al. (2010), displaying metal to insulators transitions Abrahams (2010), to various well known semiconducting materials including Dirac Neupane et al. (2014); Liu et al. (2014a); Borisenko et al. (2014); Liu et al. (2014b) and Weyl Lv et al. (2015); Xu et al. (2015a, b) semi-metals.
Among the well known studied system, are semiconductors such as Si doped with P, B, S or Ti. For instance in Si:P the P donors sit substitutionally on the Si sites and for low concentrations, according to Mott Mott (1967, 1968), there is a negligible overlap between the wave functions of the donor electrons, and the material is an insulator. At high concentrations when the overlap is large compared with the on-site repulsion the material is a metal. These observations lead Mott Mott (1967, 1968) to formulate a phenomenological theory for the transition from the insulating to the metallic state (localized to itinerant electrons) in terms of a critical concentration and the average distance between the impurities fulfilling the relation: , where is the spatial extension (effective Bohr radius) of the P donor electrons. The alternative view due to Anderson Anderson (1958), involves localization due to random one-electron potentials seen by the electrons. For low donor concentrations the one-electron energy spread in the random potentials (energy distance between consecutive energy eigenstates) is large compared with the energy band-width and the electronic states are localized. At high concentrations, the localized impurity states form the impurity band and the extended states appear separated from the localized states by a mobility edge. The metal-insulator transition can also happen by doping which shifts the Fermi level across the mobility edge.
Dilute magnetic semiconductors (with a subtle interplay between magnetism and electron localization) and intermediate band photovoltaics (which hold the promise to significantly improve solar cell efficiency) are among another important class of materials where disorder plays a fundamental role on their properties. Dramatic improvement in crystal growth in recent years has enabled preparation of samples with a significant control over the degree of disorder. For example, localization has been definitively seen in single crystals of LixFe7Se8 despite of a finite density of states at the Fermi energy confirmed via specific heat and reflectivity measurements Ying et al. (2016). Besides these systems, thermoelectric and topologic materials such as Cd3As2, Na3Bi Neupane et al. (2014); Liu et al. (2014a); Borisenko et al. (2014); Liu et al. (2014b) and TaAs, NbAs Lv et al. (2015); Xu et al. (2015a, b) hint towards the presence of significant disorder effects that still remain to be fully understood.
In recent decades, the ab initio methods based on density functional theory (DFT) Hohenberg and Kohn (1964); Kohn and Sham (1965); Kohn (1999); Jones and Gunnarsson (1989); Jones (2015) have become the most important tool to calculate properties of ordered crystalline solids. The band-theory as such can not be used to treat disordered solids because of the lack of translation invariance. For modeling disordered solids calculations were performed using effective medium theories, among them the Coherent Potential Approximation (CPA) Soven (1967) proved to be a simple and transparent theory that is able to capture important features of the electronic structure of alloys. The CPA has been used to solve models which helped in providing physical interpretation of experimental results on real alloys. To become quantitative the CPA equations have been formulated for the muffin-tin potentials within the multiple-scattering Korringa-Kohn-Rostocker (KKR) method Korringa (1947); Kohn and Rostoker (1954). The configurational average could be performed over the scattering path operator, instead of the Green’s function (used for models), simplifying the implementation of the CPA for materials calculations Stocks et al. (1971). Later the CPA was also implemented within the linearized muffin-tin orbitals Andersen (1975) (LMTO) basis set Kudrnovský et al. (1987); Kudrnovský and Drchal (1990); Abrikosov et al. (1991); Abrikosov and Skriver (1993). With the advent of the third-generation exact muffin-tin orbitals Andersen et al. (1994); Vitos (2001, 2010) (EMTO) method, and the full-charge density Vitos et al. (1994) (FCD) technique, it was possible to go beyond the atomic-sphere approximation (ASA) with CPA calculations Vitos et al. (2001), and investigate the energetics of anisotropic lattice distortions.
An alternative to the effective medium theories are supercells calculations which nowadays can be performed on systems containing thousands of atoms. This has been made possible by the development of order-N (O()) methods based on plane wave expansions Car and Parrinello (1985); Payne et al. (1992) or multiple scattering theory Wang et al. (1995). In the multiple scattering formulation the linear scaling ab initio method came to be known as the Locally Self-consistent Multiple Scattering (LSMS) method. LSMS achieves linearly scaling for very large systems with up to tens of thousands of atoms, via the introduction of a smaller local interaction zone (LIZ) of size of several hundreds of sites. Within the LIZ the electronic structure problem is solved explicitly with free space boundary conditions. In LSMS analysis, as the LIZ moves through each site, the explicit DFT solution introduces correlations due to the different disorder configuration (Fig. 1).
In this manuscript, we present our concept of embedding that combines the real space construction with the momentum space self-consistency. In this scheme we follow the ideas of LSMS implementation Wang et al. (1995) and investigate the electrons localization in a three-dimensional (3D) Anderson model. This represents a natural extension of our previous study on multiple scattering formulation to the problem of Anderson localization Terletska et al. (2018). However, contrary to standard LSMS, our new scheme does not explicitly rely on the multiple scattering aspect of the cluster solver. In comparing the results obtained using the local average Coherent Potential and Typical effective medium embedding schemes, we find that the typical medium embedding plays a significant role in capturing electron localization.Abrikosov et al. (1996, 1997) In particular, the extrapolated critical disorder strength for Anderson transition is in excellent agreement with the known literature results Slevin and Ohtsuki (1999); Bulka et al. (1985); Schubert et al. (2005); Song et al. (2007); Slevin and Ohtsuki (2001); Rodriguez et al. (2010, 2011); MacKinnon and Kramer (1981).
The remainder of this paper is organized as follows. After the introduction, we discuss some conceptual details of LSMS in Sec. II, followed by the typical medium formulation of the Anderson localization, Sec. III. In Sec. IV, we present the computational details and the self-consistent loop used in the present calculations. Then in Sec. V we illustrate the effective medium embedding using the Hamiltonian formulations and present results for the coherent potential effective medium and the typical medium.
II Calculating properties with LSMS
LSMS has the unique capability for studying extremely large and disordered systems.Eisenbach et al. (2017); Yang et al. (2017) Yet, the standard construction of the LIZ using an open boundary condition limits the applicability of LSMS to the description of disordered metals only, and in particular fails to properly describe band gaps and electron localization. This is because free space boundary conditions, for which the potential is set to be zero, couple the LIZ to a free space density of states which increases as a square root for positive energies, so that the gaps in a semiconducting system are filled in and blurred, and semiconductors appear to be metals. One possible way to overcome this issue is to use self-consistently determined boundary conditions. Inspired by the LSMS construction, Abrikosov et. al. Abrikosov et al. (1996, 1997) suggested a locally self-consistent method in which the LIZ size is reduced by considering an effective scatterer outside the LIZ. The choice made for this scattering matrix is the CPA single-site -matrix. The excellent convergence achieved through this method Abrikosov et al. (1996, 1997, 1991) allowed also to address the problems of total energy calculations in alloys Johnson and Pinski (1993); Pinski (1998); Ujfalussy et al. (2000).
Note that the open boundary conditions imposed upon LIZ also disable the ability of LSMS to study electron localization. It has been shown recently Dobrosavljević et al. (2003); Terletska et al. (2018) that the average density of states is not critical through the Anderson transition, and instead the typical (geometrically averaged density of states) needs to be used to identify the transition Dobrosavljević et al. (2003). Therefore, in order to capture the electron localization in real materials using the LSMS scheme, the boundary conditions must couple the LIZ to an effective medium which reflects the typical order parameter. The essential aspects of the typical medium theory are discussed in the following section.
III Typical medium approach
Recent studies Dobrosavljević et al. (2003); Terletska et al. (2018) have shown that disorder-driven electron localization is captured by typical medium approaches. The typical medium approach takes into account the dramatic changes of the distribution of the local density of states (LDOS) through the localization transition. More specifically, it changes from a Gaussian distribution to a skewed log-normal distribution, where the algebraic average of the LDOS stays finite while the geometric average of the LDOS which is usually called the typical density of states (TDOS) drops to zero Schubert et al. (2010). This property of TDOS makes it a potential candidate order parameter for the localization transition. Typical medium analysis helps to overcome the shortcomings of the standard effective medium methods such as CPA Soven (1967) and DCA Jarrell and Krishnamurthy (2001) which fail to describe the localization transition. The typical medium theory (TMT) introduced for the first time by Dobrosavljevic̀ et. al. Dobrosavljević et al. (2003), successfully captures precursors of the Anderson localization transition, but strongly overestimates the localization effect due to its single site nature. Later, a finite size cluster extension of TMT, the so called TMDCA, was introduced Terletska et al. (2018) which accurately predicts the critical disorder strength of the Anderson localization transition in a single band Anderson model with uniform disorder. The TMDCA has been extended to systems with off-diagonal disorder Terletska et al. (2014) and to multi-band systems Zhang et al. (2015) in model Hamiltonians, where it accurately reproduces the localization phase diagrams. The obtained results are in agreement with other well established theoretical techniques such as the transfer matrix and the kernel polynomial methods Terletska et al. (2014); Zhang et al. (2015). More recently, TMDCA was also combined with the first-principle calculations to study the localization effects in realistic materials with disorder Zhang et al. (2016); Ekuma et al. (2017); Zhang et al. (2018). The TMDCA formulated within the multi-scattering theory is still used at the model Hamiltonian level Terletska et al. (2017).
IV Embedding scheme
In this section, we describe the construction of the effective medium embedding scheme using concepts of LSMS. The self consistent embedding is a coupling framework which provides rigorous boundary conditions for the primary region (site, or cluster) to be embedded into a larger self-consistently determined environment. Central to the embedding theory is the embedding potential (e.g. a self-energy) which embodies the functional connection between the primary region and the environment. In the original LSMS calculation no embedding scheme is used, in other words, the LIZ was effectively embedded in a vacuum Wang et al. (1995). Latter it has been shown that the size of the LIZ and hence the computational effort may be considerably reduced by embedding the LIZ in an effective medium Abrikosov et al. (1996). Using the CPA as the embedding effective medium leads to the so-called locally-self-consistent Green’s function method Abrikosov et al. (1997) which was applied to the metallic alloys. On contrary, as will be shown below, the embedding into the effective typical medium allows to address the Anderson localization transition.
In the following we describe our computational scheme. We first surround a site of the lattice and form the LIZ (red circle of Fig. 2). Sites within the LIZ are denoted by capital letters . We choose the LIZ of linear dimension to be contained in a supercell of dimension . 111Note however that within LSMS no such requirement is necessary, even a single-site can be considered as supercells for a specific large LIZ. The local interaction zone will be moved through all sites of the supercell. The supercell is repeated to restore the lattice translation invariance, generating the set of -points. Given a supercell Green’s function the Fourier transform provides the real space Green’s function in the supercell:
[TABLE]
where are the supercell wavenumbers, with the number of sites in the supercell, defined in the same way as those in DCA Jarrell and Krishnamurthy (2001). The indices cover all lattice sites within the supercell. The corresponding LIZ Green’s function has the form:
[TABLE]
where is defined through the coarse-graining procedure as:
[TABLE]
The local effective self-energy is denoted by and is the lattice dispersion. The supercell wavenumbers correspond to the cells that divide the first Brillouin zone equally. The wavenumbers label the wavenumbers within each cell surrounding . The supercell is embedded into the effective medium, represented by present at all supercell sites. Therefore, LIZ sites (contained in the supercell) experience the presence of the effective medium. Consequently, we may rewrite the real space LIZ Green’s function in the following form:
[TABLE]
The underline indicates matrices of dimension corresponding to the number of sites contained within the LIZ. The hopping matrix elements within the LIZ are given by (), and is the corresponding identity matrix. The hybridization function between the LIZ and the effective medium is and the LIZ excluded Green’s function can be defined as:
[TABLE]
We do not explicitly evaluate the hybridization function , instead we directly calculate the LIZ excluded Green’s function using:
[TABLE]
Here is the real space Green’s function inside LIZ in the absence of disorder. Accordingly, takes the same values for all possible LIZs obtained by running the centra of LIZ () through each sites in the supercell. Within the supercell we include the disorder potential, and we calculate the Green’s function within each LIZ centered around the site :
[TABLE]
where is a diagonal matrix of size . Note, that the matrix has the same dimension. The index (the center of the LIZ seen in Fig. 2) serves also as an additional label indicating the presence of disorder at that specific site.
We average over the different LIZs realizations within the supercell, which is expressed as and over the disorder configurations which is indicated by the angle brackets . We employ two types of averaging, for the effective medium:
- •
Linear average (CPA)
[TABLE]
and for the typical medium:
- •
Typical average (TMT)
[TABLE]
where the density is the density at the center of the LIZ defined as
[TABLE]
To obtain the typical value, we perform a geometric average of the local density of states at the center of the LIZ over all the LIZs and disorder configurations, which is expressed as the exponential term in Eq. 9, while the second multiplicative term of Eq. 9 is a linear average of the whole LIZ Green’s function that are normalized by the density of states at its center.
In Fig. 3 we present the self-consistency loop for both CPA and TMT embeddings as described above. The central quantity to be iterated within the self-consistent calculation is the local effective self-energy . This can be computed as:
[TABLE]
where is the disorder averaged . When constructing the typical Green’s function for the TMT embedding, we replace by in the calculation of the local self energy (Eq. 11). In Eq. 9, the sum is over the sites in the supercell. The typical Green’s function is constructed in the spirit that its imaginary part gives the geometric average of the LDOS for the central sites in all the LIZs in all the disorder configurations. This quantity called the typical density of states (TDOS) serves as an order parameter to describe the localization transition Dobrosavljević et al. (2003). In the limit of weak disorder the difference between TDOS and normal DOS is negligible and Eq. 9 reduces to the normal averaged Green’s function Eq. 8, consequently the TMT embedding reduces to the CPA embedding.
Note that a full matrix inversion is required only within the LIZ. Thus, both the CPA and the TMT-based LIZ algorithms scale like , where the prefactor is due to the need to solve Eq. 11 at the LIZ centered on every site in the system.
V Results
In the following we apply the above embedding method to the single band 3D Anderson model with the Hamiltonian:
[TABLE]
The first term describes electrons with spin , hopping with the amplitude , between sites and (only nearest-neighbor hopping is included). The second term describes static scattering processes on the local disorder center. The local potential is modeled as the random number drawn form a uniform box distribution, . By the condition the energy units are fixed. In the calculation, we choose cubic supercells of size . The corresponding LIZ volumes are also of cubic shape with size . The calculations were performed for a total of 400 disorder realizations with the proper disorder averaging. Calculations are performed in the thermodynamic limit despite the finite size of the LIZ. This is a consequence of the fact that the supercell containing LIZ is embedded into an effective medium. Note that embedding schemes leads to a faster convergence rates in size for both supercell as well as for LIZ Abrikosov et al. (1996).
Fig. 4 shows the comparison of average and typical DOS for different supercell sizes. We also plot in the inset the DOS and TDOS at the band center as a function of LIZ size. As the size increases from 3 to 7 both DOS and TDOS remain almost unchanged, therefore in the following we will show only results obtained for LLIZ=3.
The other relevant length scale is the size of the supercell Lc. We performed calculations for different supercell sizes keeping fixed LLIZ=3, as shown in the main panel of Fig. 4. As can be seen DOS results shows no significant change for different supercell sizes. On contrary the magnitude of TDOS decreases slowly with the increase of the supercell size Lc. Since the TDOS defines the order parameter of the Anderson localization, it vanishes at the critical transition point Terletska et al. (2018). In order to compute the value of the critical disorder strength Wc for each supercell we extrapolate linearly the values of TDOS at the band center towards zero. Data to be extrapolated are taken form calculations performed for sets of disorder strengths in the vicinity of the critical value Slevin and Ohtsuki (1999); Bulka et al. (1985); Schubert et al. (2005); Song et al. (2007); Slevin and Ohtsuki (2001); Rodriguez et al. (2010, 2011); MacKinnon and Kramer (1981).
In the following we investigate how effective is the typical embedding scheme in capturing Anderson localization as a consequence of strong disorder. In Fig. 5, we plot the TDOS() at the band center as function of disorder strength . The Anderson transition is then defined by vanishing TDOS() above the critical disorder strength . We can do a further extrapolation of Wc vs. to estimate the critical disorder strength Wc in the thermodynamic limit. This is shown in the inset of Fig. 5. The extrapolated value turns out to be in excellent agreement with the exact results Slevin and Ohtsuki (1999); Bulka et al. (1985); Schubert et al. (2005); Song et al. (2007); Slevin and Ohtsuki (2001); Rodriguez et al. (2010, 2011); MacKinnon and Kramer (1981).
In conclusion, we have developed a method for disordered systems, which takes the advantage of a local interaction zone (LIZ) construction to efficiently compute the local Green’s function corresponding to a supercell embedded into an effective medium. We apply this method to a single band 3D Anderson model. For a typical effective medium embedding of the supercell we are able to capture the physics of Anderson localization. The numerical extrapolation predicts an accurate critical disorder strength for the localization transition. We find the embedding method has a quick convergence as the LIZ size, and hence reduces the computational effort.
The present method may serve as a guidance for developing an efficient typical medium embedding scheme in the multiple scattering framework. Eventually, this allows first principle studies of the localization effects in functional materials containing disorder.
Acknowledgments– This manuscript is based upon work supported by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences under Award Number DE-SC0017861. This work used the high performance computational resources provided by the Louisiana Optical Network Initiative (http://www.loni.org), and HPC@LSU computing. The work of ME has been supported by U.S. Department of Energy, Office of Science, Basic Energy Sciences, Material Sciences and Engineering Division and it used resources of the Oak Ridge Leadership Computing Facility, which is a DOE Office of Science User Facility supported under Contract DE-AC05-00OR22725. LC gratefully acknowledge the financial support offered by the Augsburg Center for Innovative Technologies, and by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation)
- Projektnummer 107745057 - TRR 80/F6.
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