On coherent neutrino and antineutrino scattering off nuclei
Vadim A. Bednyakov, Dmitry V. Naumov

TL;DR
This paper analyzes coherent and incoherent neutrino and antineutrino scattering off nuclei, highlighting the transition between regimes, and discusses experimental methods to distinguish these processes, with implications for neutrino detection experiments.
Contribution
It provides a detailed theoretical framework for understanding the transition between coherent and incoherent neutrino-nucleus scattering regimes and suggests experimental approaches to separate these signals.
Findings
Coherent scattering depends on the quadratic number of nucleons.
Incoherent scattering involves a linear dependence on nucleons.
Incoherent contribution can be about 15-20 ext{ } of the total at certain energies.
Abstract
Neutrino-nucleus and antineutrino-nucleus interactions, when the nucleus conserves its integrity, are discussed with coherent (elastic) and incoherent (inelastic) scattering regimes taken into account. In the first regime the nucleus remains in the same quantum state after the scattering and the cross-section depends on the quadratic number of nucleons. In the second regime the nucleus changes its quantum state and the cross-section has an essentially linear dependence on the number of nucleons. The coherent and incoherent cross-sections are driven by a nuclear nucleon form-factor squared term and a term, respectively. One has a smooth transition between the regimes of coherent and incoherent (anti)neutrino-nucleus scattering. Due to the neutral current nature these elastic and inelastic processes are indistinguishable if the…
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On coherent neutrino and antineutrino scattering off nuclei
Vadim A. Bednyakov
Joint Institute for Nuclear Research, Dubna, Moscow Region, Russia
Dmitry V. Naumov
Joint Institute for Nuclear Research, Dubna, Moscow Region, Russia
Abstract
Neutrino-nucleus and antineutrino-nucleus interactions, when the nucleus conserves its integrity, are discussed with coherent (elastic) and incoherent (inelastic) scattering regimes taken into account. In the first regime the nucleus remains in the same quantum state after the scattering and the cross-section depends on the quadratic number of nucleons. In the second regime the nucleus changes its quantum state and the cross-section has an essentially linear dependence on the number of nucleons. The coherent and incoherent cross-sections are driven by a nuclear nucleon form-factor squared term and a term, respectively. One has a smooth transition between the regimes of coherent and incoherent (anti)neutrino-nucleus scattering. Due to the neutral current nature these elastic and inelastic processes are indistinguishable if the nucleus recoil energy is only observed. One way to separate the coherent signal from the incoherent one is to register quanta from deexcitation of the nucleus excited during the incoherent scattering. Another way is to use a very low-energy threshold detector and collect data at very low recoil energies, where the incoherent scattering is vanishingly small. In particular, for and neutrino energies of 30–50 MeV the incoherent cross-section is about 15-20% of the coherent one. Therefore, the COHERENT experiment (with ) has measured the coherent elastic neutrino nucleus scattering (CENS) with the inelastic admixture at a level of 15-20%, if the excitation quantum escapes its detection.
After Freedman’s paper Freedman (1974) it was confirmed Drukier and Stodolsky (1984); Barranco et al. (2005); Patton et al. (2012); Papoulias and Kosmas (2015) that in the Standard Model the cross-section of elastic neutrino scattering off a nucleus is enhanced with respect to neutrino scattering off a single nucleon. The amplification factor for a spinless even-even nucleus is , giving the coherent -scattering cross-section in the well-known form Freedman (1974); Drukier and Stodolsky (1984); Barranco et al. (2005); Patton et al. (2012); Papoulias and Kosmas (2015); Smith (1984); Jachowicz et al. (2001); Divari et al. (2010); McLaughlin (2015); Vergados et al. (2009); Papavassiliou et al. (2006); Divari (2012)
[TABLE]
Here is the kinetic energy of the scattered nucleus, is the nucleus mass, is the momentum transfer, is the Fermi constant, and are the numbers of protons and neutrons, are the proton/neutron couplings of the nucleon vector current, and are the proton/neutron form-factors of the nucleus. The form-factors vanish as and approach unity () if , where is the radius of the nucleus. The coherency requirement reads as .
Freedman used the termin ”coherent neutrino-nucleus scattering” (CNNS) Freedman (1974) to emphasize the fact that the dependence of the corresponding cross-section is quadratic in terms of the number of nucleons.
The importance of the CNNS was demonstrated for a number of observables in astrophysics, like stellar collapse Wilson (1974); Freedman et al. (1977), and Supernovae Bernabeu (1975); Rombouts and Heyde (1997); Divari (2012); Divari et al. (2012), in studies of physics beyond the Standard Model (SM) Papavassiliou et al. (2006); Barranco et al. (2005); Scholberg (2006); deNiverville et al. (2015); Esteban et al. (2018); Abdullah et al. (2018); Farzan et al. (2018); Billard et al. (2018); Denton et al. (2018); Ge and Shoemaker (2017); Papoulias and Kosmas (2018); Cañas et al. (2018); Aristizabal Sierra et al. (2018), and in investigation of the nuclear structure Engel (1991); Amanik and McLaughlin (2009, 2007); Patton et al. (2013, 2012); Cadeddu et al. (2018a). Due to the neutral-current nature an observation of -oscillations with CNNS could be evidence for sterile neutrino(s) Formaggio et al. (2012); Anderson et al. (2012). Coherent scattering off atomic systems was studied in Gaponov and Tikhonov (1977); Sehgal and Wanninger (1986). There are some experimental proposals to observe the CNNS Lewis (1980); Drukier and Stodolsky (1984); Horowitz et al. (2003); Giomataris and Vergados (2006); Wong et al. (2006); Vergados et al. (2009); Sangiorgio et al. (2012); Brice et al. (2014); Kopylov et al. (2013, 2014); Agnolet et al. (2017); Aguilar-Arevalo et al. (2016); Fernandez Moroni et al. (2015); Belov et al. (2015); Tayloe (2017); Billard et al. (2017). This process is an unavoidable background in sensitive direct dark matter searches Wong (2010); Anderson et al. (2011); Gutlein et al. (2015); Bednyakov (2016); Fallows et al. (2018). Due to the CNNS one expects to reduce significantly the size of a neutrino detector. It would help to develop neutrino-based applied research (non intrusive monitoring of nuclear reactors, etc).
The difficulty in observing CNNS lies in the detection of scattered nuclei with low kinetic energy of the order of a few keV. This nuclear recoil energy is the only measurable CNNS signature. Detection of neutrinos (with 50 MeV) via CNNS is a challenge.
The first experimental evidence for CNNS was reported in 2017 by the COHERENT Collaboration Bolozdynya et al. (2012); Akimov et al. (2015); Collar et al. (2015), who used the CsI[Na] scintillator exposed to neutrinos with energies of tens of MeV produced by the Spallation Neutron Source (SNS) at the Oak Ridge National Laboratory Akimov et al. (2017, 2018a, 2018b). The COHERENT energy threshold was 5 keV (for caesium). At these energies the momentum transfer is large enough to break the condition . For example, energy deposits observed in Akimov et al. (2017) correspond to , and the pure elastic cross-section should be suppressed. At higher energies the elastic cross-section (given in Eq. 1) vanishes (due to form-factors), but the neutrino-nucleus interaction probability, obviously, does not vanish and must be determined by some inelastic interaction (absent in Eq. 1). In general, the corresponding cross-section should be given by a sum of elastic and inelastic cross-sections, similar to the theory of the scattering of rays Waller and Hartree (1929) and electrons Morse (1932) off an atom and of slow neutrons off matter constituents Van Hove (1954).
In our previous paper Bednyakov and Naumov (2018) a theoretical framework allowing for elastic and inelastic neutrino-nucleus scattering in the process was developed on the basis of calculations from first principles. The possibility that the internal quantum state of a nucleus can be modified after an interaction is labeled by the superscript.
In this paper new results for the neutrino-nucleus, , and antineutrino-nucleus, , elastic and inelastic scattering processes obtained within the theoretical framework of Bednyakov and Naumov (2018) are presented and briefly discussed.
Neutrinos and antineutrinos with energies below tens of MeV predominately conserve the integrity of nucleons in neutrino-quark interactions with -boson exchange, allowing usage of an effective (anti)neutrino-nucleon interaction in the form Here and are the weak currents of (anti)neutrinos and nucleons, respectively, , and left- and right-chirality couplings are expressed in terms of the vector and axial couplings with Tanabashi et al. (2018)
[TABLE]
In Bednyakov and Naumov (2018) the SM coupling values were used (with ).
As demonstrated in Bednyakov and Naumov (2018), the neutrino-nucleus scattering cross-section is a sum of incoherent and coherent terms. Following Bednyakov and Naumov (2018), one has this sum for the antineutrino-nucleus scattering, , as well
[TABLE]
Here and below the left and upper symbols stand for neutrinos, and the right and lower symbols stand for antineutrinos.
The incoherent (anti)neutrino-nucleus scattering cross-section in (3) is
[TABLE]
The coherent (anti)neutrino-nucleus scattering cross-section in (3) is
[TABLE]
Kinematic variables are , , where is the kinetic energy of the nucleus. One has , , and is the nucleon mass. The total energy squared of the (anti)neutrino and the target nucleon is calculated assuming an effective momentum of the nucleon Bednyakov and Naumov (2018). In Eqs. (On coherent neutrino and antineutrino scattering off nuclei) and (On coherent neutrino and antineutrino scattering off nuclei) , and , , or directly , , , , where and stand for the numbers of the protons and neutrons with the spin projection on the incident neutrino momentum axis equal to . Correction functions and are of the order of unity (for details, see Bednyakov and Naumov (2018)). For simplicity, in what follows these correction functions are omitted (or taken to be equal to one).
If the target nucleus is unpolarized, the terms proportional to in (On coherent neutrino and antineutrino scattering off nuclei) vanish after averaging, and for an unpolarized target the incoherent (anti)neutrino-nucleus scattering cross-section is
[TABLE]
Spin averaging in (On coherent neutrino and antineutrino scattering off nuclei) removes terms linear in . The formula of the spin-averaged coherent (anti)neutrino-nucleus scattering cross-section is
[TABLE]
Equations (6) and (On coherent neutrino and antineutrino scattering off nuclei) can be further simplified if terms proportional to and to are neglected. This can be done either for a spinless nucleus or approximately for heavy nuclei with . Therefore, one has both coherent and incoherent terms in a rather simple form, which is the same for incoming neutrinos and antineutrinos
[TABLE]
One can conclude from Eq. (On coherent neutrino and antineutrino scattering off nuclei) that at the accepted accuracy level and interactions are identical. Finally, if terms proportional to are abandoned (due to ), Eq. (On coherent neutrino and antineutrino scattering off nuclei) arrives at a well-known result given in Eq. (1).
A smooth transition between the coherent and incoherent regimes is the key feature of Eqs. (3), (On coherent neutrino and antineutrino scattering off nuclei), and (On coherent neutrino and antineutrino scattering off nuclei). The elastic (coherent) interactions keeping the nucleus in the same quantum state lead to quadratic enhancement () of the cross-section in terms of the number of nucleons and is simultaneously proportional to . The cross-section of the inelastic (incoherent) processes in which the quantum state of the nucleus is changed has the linear dependence () on the number of nucleons and is simultaneously proportional to . Both terms in Eqs. (On coherent neutrino and antineutrino scattering off nuclei), and (On coherent neutrino and antineutrino scattering off nuclei) are governed by the same . In the limit , , and the contribution of the incoherent cross-section (see Eqs. (On coherent neutrino and antineutrino scattering off nuclei)) vanishes, while the coherent term totally dominates. In the opposite limit of large , , and the coherent cross-section vanishes (see Eqs. (On coherent neutrino and antineutrino scattering off nuclei)), while the incoherent term dominates. In general, both the coherent and incoherent scattering processes contribute. In what follows, the results obtained with the Helm form-factors Helm (1956) are presented.
It is convenient to refer to the cross-section integrated over the kinetic energy of the recoil nucleus
[TABLE]
This integral depends on the energy threshold , unique for each detector.
As in Bednyakov and Naumov (2018), three experimental setups are considered. The first is a germanium detector with the natural isotope only (for illustration), being exposed to the flux from a nuclear reactor. The energy threshold for the electrons of the Ge bolometers in the GEN experiment at the Kalinin Nuclear Power Plant is 200 eV Belov and et al. ; Belov et al. (2015), which roughly corresponds to 1 keV Barker and Mei (2012) of the recoil energy. The differential cross-sections for 5 MeV and 8 MeV and the total cross-section for MeV were calculated. As an estimate, keV was used for the excitation energy of . The second setup is a CsI scintillator exposed to the neutrinos from the SNS Akimov et al. (2017). The differential and total cross-sections are calculated for MeV and MeV and for MeV, respectively. It was assumed that keV for the nucleus. A 5-keV energy threshold was set to the recoil energy. The third one is a liquid argon detector with an unprecedented low-energy threshold of keV for the nucleus achieved by the DarkSide Collaboration Agnes et al. (2018). The differential and total cross-sections are calculated for MeV and for MeV, respectively.
In Fig. 1 the Helm form-factors for these nuclei as functions of (and ) are depicted. At 12–15 keV, where the maximum of the signal observed by the COHERENT experiment occurred, 50–60 MeV and 0.6–0.5. It is seen that the coherent elastic scattering is suppressed, and a contribution from the incoherent transitions should be expected.
In Fig. 2 (Fig. 3) the differential (integral) coherent and incoherent (anti)neutrino-nucleus cross-sections are displayed for three experimental setups discussed above.
The following features can be seen in the figures. The coherent and incoherent neutrino-nucleus and antineutrino-nucleus cross-sections, calculated with formulas (On coherent neutrino and antineutrino scattering off nuclei) and (On coherent neutrino and antineutrino scattering off nuclei), demonstrate, in accordance with discussion above, almost the same behavior with a rather small difference only for the heavy non-spin-zero nucleus.
As , the coherent cross-section totally dominateos, since the incoherent contribution vanishes. As , the coherent cross-section vanishes due to the factor , and the incoherent cross-section rises. Due to possible excitation of a nucleus the maximum kinetic energy of the nucleus in an incoherent process is systematically smaller than the one in the coherent case. For small the coherent cross-section dominates over the incoherent contribution for any . For larger there is a value of above which the incoherent cross-section dominates over the coherent one, as can be seen in the middle panel of Fig. 2 for MeV. At low the coherent integral cross-section (in Fig. 3) is larger than the incoherent one by orders of magnitude because the factors suppress the latter at small . With increasing neutrino energy, their interrelation changes, and the integral incoherent cross-section becomes rather substantial above a certain .
Figure 4 illustrates this statement. The ratio of the integrals given by Eq. 9 is displayed for the nucleus.
For the neutrino-nucleus scattering (left panel) and MeV this ratio is about 7 (20)% for , and reaches about 15 (30)% for keV. In the latter case, the incoherent contribution becomes equal to the coherent one at 110 MeV. The increasing importance of the incoherent interaction is evident for increasing neutrino energy.
After the interaction with incoming (anti)neutrino the nucleus may remain in the same quantum state, or the internal state of the nucleus could be changed. Experimentally, the scattered nucleus, being in the same or excited state, is practically indistinguishable if one measures only the kinetic energy of the nucleus. Nevertheless, inelastic interaction (for example, nuclear excitation) must be accompanied by some emission of quanta corresponding to the difference of the energy levels of the nucleus Donnelly and Walecka (1975). For example, the time scale of this emission is in the range of picoseconds to nanoseconds for the nucleus. The energies of the s are of the order of a hundred keV for , and these s should produce a very detectable signal in the scintillator correlated in time with the beam pulses for an accelerator-based experiment. The rate of these s is determined by the ratio , where
[TABLE]
and is the detection efficiency. Figure 4 suggests that the number of the -events due to incoherent interactions could be rather detectable.
One can conclude that the COHERENT experiment (with ) has seen a very substantial part of Coherent Elastic Neutrino Nucleus Scattering (CENS), but with 15–20% uncertainty, due to the high neutrino energy and the high energy threshold (5 keV). The inelastic (or incoherent) admixture at a level of 15-20% is inevitable in the measured data of the experiment, if excitation s escape detection. An accurate analysis of the COHERENT-like data (see for example Cadeddu and Dordei (2019); Bœhm et al. (2019); Brdar et al. (2018); Cadeddu et al. (2018b); Millar et al. (2018); Altmannshofer et al. (2018); Blanco et al. (2019); Aristizabal Sierra et al. (2019); Huang and Chen (2019); Miranda et al. (2019); Papoulias et al. (2019)) should take the incoherent contribution into account.
There are two ways for an accurate study of the CENS. One is to separate the coherent signal from the incoherent one following the above-mentioned procedure from Bednyakov and Naumov (2018). The incoherent processes, being a relatively small ”background” to the coherent interactions, provide an important clue if rays emitted by the excited nucleus are detected. For a neutrino pulsed-beam experiment the s should be correlated in time with the beam pulse, and the higher energy of the s allows their detection at a rate governed by the ratio . Simultaneous detection of both signals due to nuclear recoil and the deexcitation s provides a sensitive tool for investigation of the CENS, and studies of the nuclear structure and possible signs of new physics. The other way to study the CENS is to use an extremely low-energy threshold detector and collect data at recoil energies, where the incoherent (inelastic) scattering is suppressed very significantly. Nowadays, this is an objective for the GeN experiment Belov and et al. ; Belov et al. (2015) and, perhaps in the near future, for the DarkSide experiment Agnes et al. (2018) with their very-low-energy thresholds.
Some comments are in order after publications of Bednyakov and Naumov (2018). Analytical treatment of the neutrino-nucleon scattering within a nucleus was possible under a number of approximations and assumptions. In particular, non inclusion of the nucleon spin-flip transitions into the elastic process was an assumption in Bednyakov and Naumov (2018). This spin-flip transition could lead to any of elastic and inelastic processes. The corresponding probabilities are determined by the nucleus wave function, unlikely to be calculable from first principles. Furthermore, any spin-flip of a target nucleon in a spinless nucleus would necessarily change the total spin of the nucleus and thus excite it. Therefore, it is likely that nuclei with would behave similarly, i.e. the nucleon spin-flip transitions will change the energy state of the nucleus, etc.
Another comment concerns the point that according to tradition, the cross-sections in Eqs. (3), (On coherent neutrino and antineutrino scattering off nuclei) and (On coherent neutrino and antineutrino scattering off nuclei) have labels ”coherent” and ”incoherent”. Nevertheless, for (anti)neutrino energies of tens of MeV both terms in Eq. (On coherent neutrino and antineutrino scattering off nuclei) and Eq. (On coherent neutrino and antineutrino scattering off nuclei) are coherent in the sense that all nucleons are involved in the scattering process at a level of amplitudes (for details see Bednyakov and Naumov (2018)). Therefore, strictly speaking in this kinematics region one should use labels ”elastic” and ”inelastic” instead of ”coherent” and ”incoherent”, respectively. For much higher energies (tens of GeV and beyond) one can, in principle, generalize the excitation of the target nucleus considered here to a scattering process when the nucleus is fully disintegrated (deep inelastic case). The full disintegration obviously means that the scattered nucleus completely lost its integrity, or equivalently . The partonic picture could be foreseen from Eq. (On coherent neutrino and antineutrino scattering off nuclei) with its famous -dependence.
In conclusion, a unified description of the elastic (coherent) and inelastic (incoherent) neutrino and antineutrino scattering off the nucleus is presented. This description can be used for comprehensive data analysis.
The authors are grateful to Yu. Efremenko, S. Haselschwardt, A. Konovalov, V. Rubakov, and E. Yakushev, for important comments and discussions.
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