Projective dimension and regularity of powers of edge ideals of vertex-weighted rooted forests
Li Xu, Guangjun Zhu, Hong Wang, Jiaqi Zhang

TL;DR
This paper derives exact formulas for the projective dimension and regularity of powers of edge ideals in vertex-weighted rooted forests, linking algebraic invariants to vertex weights and forest structure.
Contribution
It provides novel explicit formulas for these invariants in weighted rooted forests, highlighting the influence of weights and structure on algebraic properties.
Findings
Formulas depend on vertex weights and number of edges
Examples illustrate the impact of direction choice and assumptions
Results show specific conditions where formulas hold
Abstract
In this paper we provide some exact formulas for projective dimension and the regularity of powers of edge ideals of vertex-weighted rooted forests. These formulas are functions of the weight of the vertices and the number of edges. We also give some examples to show that these formulas are related to direction selection and the assumptions about "rooted" forest such that if cannot be dropped.
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Taxonomy
TopicsCommutative Algebra and Its Applications · Algebraic Geometry and Number Theory · Algebraic structures and combinatorial models
Projective dimension and regularity of powers of edge ideals of vertex-weighted rooted forests
Li Xu, Guangjun Zhu, Hong Wang and Jiaqi Zhang
Authors address: School of Mathematical Sciences, Soochow University, Suzhou 215006, P.R. China
Abstract.
In this paper we provide some exact formulas for projective dimension and the regularity of powers of edge ideals of vertex-weighted rooted forests. These formulas are functions of the weight of the vertices and the number of edges. We also give some examples to show that these formulas are related to direction selection and the assumptions about “rooted” forest such that if cannot be dropped.
Key words and phrases:
projective dimension, regularity, edge ideal, powers of the edge ideal, vertex-weighted rooted forest
2010 Mathematics Subject Classification:
Primary: 13C10; 13D02; Secondary 05E40, 05C20, 05C22.
- Corresponding author
1. Introduction
Let be a polynomial ring in variables over a field and let be a homogeneous ideal. There are two central invariants associated to , the regularity and the projective dimension , that in a sense, they measure the complexity of computing the graded Betti numbers of . In particular, if is a monomial ideal, its polarization has the same projective dimension and regularity as and is squarefree. Thus one can associate to a graph or a hypergraph or a simplicial complex. Many authors have studied the regularity and Betti numbers of edge ideals of graphs, e.g. [3, 4, 11, 23, 30, 32, 36, 39, 45, 51, 52, 53, 54]. Other authors have studied higher degree generalizations using hypergraphs and clutters [17, 18, 19, 20, 41] or simplicial complexes [22, 24].
Given any homogeneous ideal , it is well known that the regularity of is asymptotically a linear function in , that is, there exist constants and such that for all , (see [14, 16, 40, 49]). Generally, the problem of finding the exact linear form and the smallest value such that for all has proved to be very difficult. In [8], Brodmann showed that is a constant for , and this constant is bounded above by , where is the analytic spread of . It is shown in [34, Theorem 1.2] that is a nonincreasing function of when all powers of have a linear resolution and conditions are given in that paper under which all powers of will have linear quotients. By Auslander-Buchsbaum formula, we obtain the projective dimension is a constant for . In this regard, there has been an interest in determining the smallest value such that is a constant for all . (see [21, 22, 26, 34, 38, 44]).
To the best of our knowledge, a few papers consider how to compute for a homogeneous ideal .
A directed graph or digraph consists of a finite set of vertices, together with a collection of ordered pairs of distinct points called edges or arrows. A vertex-weighted directed graph is a triplet , where is a weight function , where . Some times for short we denote the vertex set and edge set by and respectively. The weight of is , denoted by or .
The edge ideal of a vertex-weighted digraph was first introduced by Gimenez et al [28]. Let be a vertex-weighted digraph with the vertex set . We consider the polynomial ring in variables over a field . The edge ideal of , denoted by , is the ideal of given by
[TABLE]
Edge ideals of weighted digraphs arose in the theory of Reed-Muller codes as initial ideals of vanishing ideals of projective spaces over finite fields [42, 46]. If a vertex of is a source (i.e., has only arrows leaving ) we shall always assume because in this case the definition of does not depend on the weight of . If for all , then is the edge ideal of underlying graph of . Many researchers have tried to compute and such that for all for the edge ideals of some special families of graphs (see [1, 2, 5, 6, 9, 10, 43, 48]). Some authors have studied bounds for or for edge ideals of some special graphs (see [32, 33, 26, 44]). In [55], the first three authors derive some exact formulas for the projective dimension and regularity of the edge ideals of vertex-weighted rooted forests and oriented cycles. To the best of our knowledge, there is no result about the projective dimension and the regularity of for a vertex-weighted digraph.
In this article, we are interested in algebraic properties corresponding to the projective dimension and the regularity of for some vertex-weighted oriented graphs. By using the approaches of Betti splitting and polarization, we derive some exact formulas for the projective dimension and the regularity of powers of edge ideals of some directed graphs. The results are as follows:
Theorem 1.1**.**
Let be a vertex-weighted rooted forest such that if . Then
[TABLE]
where .
Theorem 1.2**.**
Let be a vertex-weighted rooted forest such that if . Then
[TABLE]
Our paper is organized as follows. In section , we recall some definitions and basic facts used in the following sections. In section , we provide some exact formulas for the regularity of the powers of the edge ideals of vertex-weighted line graphs. Meanwhile, we give some examples to show the regularity of the powers of the edge ideals of vertex-weighted oriented line graphs are related to direction selection and the assumption that if cannot be dropped. In section , we give some exact formulas for the projective dimension and the regularity of the powers of the edge ideals of vertex-weighted rooted forests. Moreover, we also give some examples to show the projective dimension and the regularity of the powers of the edge ideals of vertex-weighted oriented rooted forests are related to direction selection and the assumption that if cannot be dropped.
For all unexplained terminology and additional information, we refer to [37] (for the theory of digraphs), [12] (for graph theory), and [13, 33] (for the theory of edge ideals of graphs and monomial ideals). We greatfully acknowledge the use of the computer algebra system CoCoA ([15]) for our experiments.
2. Preliminaries
In this section, we gather together the needed definitions and basic facts, which will be used throughout this paper. However, for more details, we refer the reader to [4, 6, 12, 21, 27, 29, 33, 36, 37, 42, 47, 53, 55].
A directed graph or digraph consists of a finite set of vertices, together with a collection of ordered pairs of distinct points called edges or arrows. If is an edge, we write for , which is denoted to be the directed edge where the direction is from to and (resp. ) is called the starting point (resp. the ending point). Given any digraph , we can associate a graph on the same vertex set simply by replacing each arrow by an edge with the same ends. This graph is called the underlying graph of , denoted by . Conversely, any graph can be regarded as a digraph, by replacing each of its edges by just one of the two oppositely oriented arrows with the same ends. Such a digraph is called an orientation of . An orientation of a simple graph is referred to as an simple oriented graph.
Every concept that is valid for graphs automatically applies to digraphs too. For example, the degree of a vertex in a digraph , denoted , is simply the degree of in . Likewise, a digraph is said to be connected if its underlying graph is connected. An oriented path or oriented cycle is an orientation of a path or cycle in which each vertex dominates its successor in the sequence. An oriented acyclic graph is a simple digraph without oriented cycles. An oriented tree or polytree is a oriented acyclic graph formed by orienting the edges of undirected acyclic graphs. A rooted tree is an oriented tree in which all edges are oriented either away from or towards the root. Unless specifically stated, a rooted tree in this article is an oriented tree in which all edges are oriented away from the root. An oriented forest is a disjoint union of oriented trees. A rooted forest is a disjoint union of rooted trees.
A vertex-weighted oriented graph is a triplet , where is the vertex set, is the edge set and is a weight function , where . Some times for short we denote the vertex set and edge set by and respectively. The weight of is , denoted by or .. Given a vertex-weighted oriented graph with the vertex set , we may consider the polynomial ring in variables over a field . The edge ideal of , denoted by , is the ideal of given by
[TABLE]
If a vertex of is a source (i.e., has only arrows leaving ) we shall always assume because in this case the definition of does not depend on the weight of .
For any homogeneous ideal of the polynomial ring , there exists a graded minimal finite free resolution
where the maps are exact, , and is the -module obtained by shifting the degrees of by . The number , the -th graded Betti number of , is an invariant of that equals the number of minimal generators of degree in the th syzygy module of . Of particular interests are the following invariants which measure the size of the minimal graded free resolution of . The projective dimension of , denoted pd , is defined to be
[TABLE]
The regularity of , denoted , is defined by
[TABLE]
We now derive some formulas for and in some special cases by using some tools developed in [27].
Definition 2.1**.**
Let be a monomial ideal, and suppose that there exist monomial ideals and such that is the disjoint union of and , where denotes the unique minimal set of monomial generators of . Then is a Betti splitting if
[TABLE]
where .
This formula was first obtained for the total Betti numbers by Eliahou and Kervaire [23] and extended to the graded case by Fatabbi [25]. In [27], the authors describe some sufficient conditions for an ideal to have a Betti splitting. We need the following lemma.
Lemma 2.2**.**
([27, Corollary 2.7]). Suppose that where contains all the generators of divisible by some variable and is a nonempty set containing the remaining generators of . If has a linear resolution, then is a Betti splitting. Hence
[TABLE]
When is a Betti splitting ideal, Definition 2.1 implies the following results:
Corollary 2.3**.**
If is a Betti splitting ideal, then
- (1)
,
- (2)
.
We need the following Lemma:
Lemma 2.4**.**
([29, Lemma 2.2 and Lemma 3.2 ]) Let , and be three polynomial rings, and be two proper non-zero homogeneous ideals. Then
- (1)
,
- (2)
.
Let denote the minimal set of generators of a monomial ideal and let be a monomial, we set . If , we set . The following lemma is well known.
Lemma 2.5**.**
Let be two monomial ideals such that . If the degree of is . Then
- (1)
,
- (2)
.
Definition 2.6**.**
Suppose that is a monomial in . We define the polarization of to be the squarefree monomial
[TABLE]
in the polynomial ring . If is a monomial ideal with , the polarization of , denoted by , is defined as:
[TABLE]
which is a squarefree monomial ideal in the polynomial ring .
Here is an example of how polarization works.
Example 2.7**.**
Let be the edge ideal of a vertex-weighted rooted tree , then the polarization of is the ideal .
A monomial ideal and its polarization share many homological and algebraic properties. The following is a very useful property of polarization.
Lemma 2.8**.**
([33, Corollary 1.6.3]) Let be a monomial ideal and its polarization. Then
- (1)
* for all and ,*
- (2)
,
- (2)
.
The following lemma can be used for computing the projective dimension and the regularity of an ideal.
Lemma 2.9**.**
([31, Lemma 1.1 and Lemma 1.2]) Let be a short exact sequence of finitely generated graded -modules. Then
- (1)
* if ,*
- (2)
,
- (3)
* if ,*
- (4)
* if ,*
- (5)
* if ,*
- (6)
* if .*
3. Regularity of powers of edge ideals of vertex-weighted oriented line graphs
In this section, by using the approaches of Betti splitting and polarization, we will provide some formulas for the regularity of the powers of the edge ideals of vertex-weighted oriented line graphs. We also give some examples to show the assumptions that if in oriented line graph cannot be dropped. We shall start with the following two lemmas.
Lemma 3.1**.**
([31, Lemma 1.3]) Let be the polynomial ring over a field and let be a proper homogeneous ideal in . Then
- (1)
,
- (2)
.
Lemma 3.2**.**
Let be the polynomial ring over a field and a proper homogeneous ideal in . Let be another variable and . Then
- (1)
,
- (2)
.
Proof.
The results follow from .
The following theorem generalizes Lemma 4.4 of [10].
Theorem 3.3**.**
Let be a regular sequence of homogeneous polynomials in with for . Let be an ideal. Then
[TABLE]
where .
Proof.
We apply induction on and . For , the statements are clear for all . If , it is obvious that by Lemmas 2.4 and 3.1. Therefore, we may suppose that . For convenience, let’s assume that and . Then
[TABLE]
Hence there exists a surjection:
[TABLE]
Since is a regular element of , the kernel of is . Thus we have the short exact sequence
[TABLE]
By induction hypotheses on and , we obtain that
[TABLE]
and
[TABLE]
where .
Notice that , this implies . It follows that
[TABLE]
Using the fact , Lemma 2.5 (2) and induction hypothesis on , we have
[TABLE]
Let and , then
[TABLE]
If , then . By Lemma 2.9 (5), we have
[TABLE]
If , or and , then . Thus by Lemma 2.9 (6), we have
[TABLE]
Therefore it is enough to prove this conclusion only for and . In this case, . Set and , we have . Thus there exists the exact sequence
[TABLE]
Using the fact , and induction hypothesis, we have
[TABLE]
[TABLE]
and
[TABLE]
It follows that because of , thus the result follows from Lemma 2.9 (5).
Let be a vertex-weighted oriented graph. For , we define the induced vertex-weighted subgraph of to be the vertex-weighted oriented graph such that , if and only if and for any . For any and is not a source in , its weight in equals to the weight of in , otherwise, its weight in equals to . For , we denote the induced subgraph of obtained by removing the vertices in and the edges incident to these vertices. If consists of a single element, then we write for . For , we define to be the subgraph of with all edges in deleted (but its vertices remained). When consists of a single edge, we write instead of .
Let , then we call and to be the out-neighbourhood and in-neighbourhood of , respectively. The neighbourhood of is the set .
The following lemmas are needed to facilitate calculating the projective dimension and the regularity of powers through induction on the power.
Lemma 3.4**.**
Let be a vertex-weighted oriented graph, let be a leaf with . Then
[TABLE]
Proof.
It’s clear that . If any monomial , then divides . It follows that also divides because of . This implies .
Lemma 3.5**.**
Let be a vertex-weighted oriented graph as in Lemma 3.4 such that is a leaf with . Then
[TABLE]
Proof.
If any monomial , then . We can write for some monomial , where such that . If there exists some such that divides , then because of . This implies that . If does not divide for all , then divides . Thus .
Lemma 3.6**.**
Let be a vertex-weighted oriented graph as in Lemma 3.4 such that is a leaf with . Then
[TABLE]
Proof.
It’s obvious that by similar arguments as the proof of Lemma 3.5. Now assume that and does not divide , then . It follows that . This means that . Hence .
Lemma 3.7**.**
Let be an integer and a vertex-weighted oriented line graph with edge set , its edge ideal such that for any . Let be an ideal with the generator set . Then
[TABLE]
where .
Proof.
We apply induction on . The case is clear. Assume that . Consider the short exact sequences
[TABLE]
and
[TABLE]
Following the same arguments as Lemmas 3.4 3.6, we have , and
By induction hypothesis on , Lemma 2.4 (1), Lemma 3.1 and [54, Theorem 3.5], we obtain
[TABLE]
where the last inequality holds because of , where ,
[TABLE]
and
[TABLE]
where the last inequality holds because of and , here .
By Lemma 3.1 (2) and using Lemma 2.9 (2) on the short exact sequence (2) and (4), (5), we have
[TABLE]
Again by using Lemma 2.9 (2) on the short exact sequence (1), and (3), (6), we have
[TABLE]
Now we are ready to present the main result of this section
Theorem 3.8**.**
Let be an integer and a vertex-weighted oriented line graph, let the edge ideal of with for any . Then
[TABLE]
where .
Proof.
It is sufficient to show for any by Lemma 3.1 (2). We use induction on and . The case is obvious. Assume that . For , the statement is true by [54, Theorem 3.5]. Now we consider the case . Let be the polarization of , then
[TABLE]
For , we let ,
[TABLE]
where denotes the element being omitted from . Then we have
[TABLE]
where , ,
,
and variables that appear in and are different for .
By Lemma 2.4, [54, Theorem 3.5] and the proof of [54, Theorem 4.1], we obtain
[TABLE]
[TABLE]
In brief, for , we have
[TABLE]
Notice that all have linear resolutions for , it follows that is a Betti splitting and . By Lemma 2.2, we obtain, for ,
[TABLE]
By repeated use of the above equalities (2) and Lemma 2.8 (2), we can obtain
[TABLE]
Notice that the ideal in Lemma 3.7 is the polarization of . By Lemmas 2.8 (2) and 3.7, we have
[TABLE]
Thus, by equalities (1), (3) and (4), we obtain
[TABLE]
where the second equality holds because of and .
Finally we assume that . Consider the short exact sequences
[TABLE]
[TABLE]
Notice that , and by Lemmas 3.4 3.6. Thus, by induction hypotheses on and , and Lemma 2.4 (1) and Lemma 3.1 (2), we get
[TABLE]
where and ;
[TABLE]
and
[TABLE]
where the second equality holds by Lemma 3.2 (2), here and . Let
[TABLE]
and
[TABLE]
then, by equality (8) and (9), we get
[TABLE]
If , then by comparing (7), (8) and (9). Using Lemma 2.9 (3) on the short exact sequence (6), we obtain
[TABLE]
Again using Lemma 2.9 (3) on the short exact sequence (5), we get
[TABLE]
If , then and . This implies because of . Using Lemma 2.9 (4) on the exact sequence (6), we obtain
[TABLE]
By comparing equalities (7) and (10), we get
[TABLE]
because of . Therefore, by using Lemma 2.9 (4) on the exact sequence (5), and equality (10), we have
[TABLE]
The proof is completed.
The following example shows that the assumption in Theorem 3.8 that for any cannot be dropped.
Example 3.9**.**
Let be the edge ideal of vertex-weighted oriented line graph with , and . By using CoCoA, we get . But we have by Theorem 3.8.
The following example shows that the regularity of the powers of the edge ideals of vertex-weighted oriented line graphs are related to direction selection in Theorem 3.8.
Example 3.10**.**
Let be the edge ideal of a vertex-weighted oriented line graph with , , and . By using CoCoA, we obtain . But we have by Theorem 3.8.
4. projective dimension and regularity of powers of edge ideals of vertex-weighted rooted forests
In this section, we will give some formulas for the projective dimension and the regularity of the powers of the edge ideals of vertex-weighted rooted forests. We shall start from oriented star graph.
Theorem 4.1**.**
Let be a weighted oriented star graph. If its edge set is one of the following three cases , , and where . Then
[TABLE]
where .
Proof.
The cases and can be shown by similar arguments, we only consider the case , then
[TABLE]
From Lemmas 2.5 (2), 3.1 (2), 2.4 (1) and Theorem 3.3, it follows that
[TABLE]
If , then
[TABLE]
It is sufficient to show for any by Lemma 3.1 (2). We prove this statement by induction on and . The cases and follow from Theorem 3.8. Assume that . The case follows from [54, Theorem 3.1]. Now assume that . Without lose of generality, we may assume . Consider the following short exact sequences
[TABLE]
and
[TABLE]
Note that by Lemma 3.4. Thus, by Lemma 2.4 (1), Lemma 3.1 (2) and induction hypothesis on , we have
[TABLE]
where the last equality holds because of and .
Since by Lemma 3.5, by using induction hypothesis on and Lemma 3.1 (2), we get
[TABLE]
Notice that by Lemma 3.6, it follows that
[TABLE]
By comparing the equalities (4) and (5), we get
[TABLE]
By the above inequality, the exact sequence (2) and Lemma 2.9 (4), we have
[TABLE]
where the last equality holds from (4). By comparing with the equalities (3) and (6), we have
[TABLE]
Therefore, by the exact sequence (1), Lemma 2.9 (3) and Lemma 3.1 (2), we obtain that
[TABLE]
where the last equality holds from (3). The proof is completed.
Now, we prove the main results of this section.
Theorem 4.2**.**
Proof.
We prove this statement by induction on and . The case follows from Theorem 3.8. Assume that . The case follows from [54, Theorem 3.5]. Now assume that . If is an oriented line graph, it follows from Theorem 3.8. Otherwise, there are at least two leaves in . We may suppose both and are leaves of such that and . If is an oriented star graph, then this statement holds by Theorem 4.1.
If there exists a connected component of , which is a line graph with only one edge . Then and
[TABLE]
Thus there exists a surjection:
[TABLE]
Since is a regular element of , the kernel of is . Thus we have the short exact sequence
[TABLE]
By induction hypotheses on and , we obtain that
[TABLE]
and
[TABLE]
where the second equality holds in formula for because of and ,
[TABLE]
It follows that
[TABLE]
Thus the result follows from Lemma 2.9 (5).
Otherwise, we will show for any . Thus the conclusion follows from Lemma 3.1 (2).
We consider the following short exact sequences
[TABLE]
and
[TABLE]
Notice that , and by Lemmas 3.2 3.5. Thus by Lemma 2.4 (1) and induction hypotheses on and , we obtain that
[TABLE]
where and is a polynomial ring over a field with the variable set ,
[TABLE]
Let , where , such that being leaves of and not being leaves of or such that being leaves of and not being leaves of . The second case means that . Thus by Lemma 2.4 (1) and induction hypothesis on , we obtain
(1) If , then
[TABLE]
(2) If , then
[TABLE]
where the last equality holds because being roots of , here and is a polynomial ring over a field with the variable set .
Using Lemma 2.9 (2) on the short exact sequence (2), we have
[TABLE]
By comparing the equalities (3), (4) (5) and (6), we get
[TABLE]
Again using Lemma 2.9 (3) on the short exact sequence (1), we obtain that
[TABLE]
The proof is completed.
As a consequence of Theorem 4.2, we have
Corollary 4.3**.**
Let be a vertex-weighted rooted forest as in Theorem 4.2. Then
[TABLE]
where .
Proof.
This is a direct consequence of the above theorem and [54, Theorem 3.5].
Theorem 4.4**.**
Let be a vertex-weighted rooted forest such that if . Then
[TABLE]
Proof.
We prove this statement by induction on and . The case is clear. Assume that . The case follows from [54, Theorem 3.3]. Now assume that . We may suppose is a leaf of and . we will show for any . Thus the conclusion follows from Lemma 3.1 (1).
Consider the following short exact sequences
[TABLE]
and
[TABLE]
Notice that , and by Lemmas 3.4 3.6. We set , this implies . Thus by Lemma 2.4 (2) and induction hypotheses on and , we obtain
[TABLE]
where is the polynomial ring with variable set ,
[TABLE]
and
[TABLE]
where is the polynomial ring with variable set .
Using Lemma 2.9 (1) on the short exact sequence (1), (2) and equalities (3), (4) and (5), we get
[TABLE]
An immediate consequence of the above theorem is the following corollary.
Corollary 4.5**.**
Let be a vertex-weighted rooted forest as in Theorem 4.4. Then .
Proof.
By Auslander-Buchsbaum formula (see Theorem 1.3.3 of [13]), it follows that
[TABLE]
The following example shows that the assumption in Theorems 4.2 and 4.4 that is a vertex-weighted rooted forest such that if cannot be dropped.
Example 4.6**.**
Let be the edge ideal of weighted oriented forest with and . By using CoCoA, we obtain and . But we have by Theorem 4.4 and by Theorem 4.2.
The following example shows that the projective dimension of the powers of the edge ideals of vertex-weighted oriented forest are related to direction selection in Theorem 4.4.
Example 4.7**.**
Let be the edge ideal of vertex-weighted oriented line graph with , , and . By using CoCoA, we obtain . But we get by Theorem 4.4.
Acknowledgments
This research is supported by the National Natural Science Foundation of China (No.11271275) and by foundation of the Priority Academic Program Development of Jiangsu Higher Education Institutions.
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