On the wandering property in Dirichlet spaces
Eva Gallardo-Guti\'errez, Jonathan Partington, Daniel Seco

TL;DR
The paper demonstrates that in weighted Dirichlet spaces, any finite Blaschke product can be made to satisfy the wandering subspace property through an equivalent norm, extending previous results in the field.
Contribution
It introduces a method to construct equivalent norms in Dirichlet spaces where finite Blaschke products exhibit the wandering property, generalizing earlier findings.
Findings
Existence of equivalent norms for wandering property in Dirichlet spaces
Extension of previous results by Carswell, Duren, and Stessin
Special case with standard norm for certain parameters
Abstract
We show that in a scale of weighted Dirichlet spaces , including the Bergman space, given any finite Blaschke product there exists an equivalent norm in such that satisfies the wandering subspace property with respect to such norm. This extends, in some sense, previous results by Carswell, Duren and Stessin. As a particular instance, when and , the chosen norm is the usual one in .
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On the wandering property in Dirichlet spaces
Eva A. Gallardo-Gutiérrez
Eva A. Gallardo-Gutiérrez
Departamento de Análisis Matemático y Matemática Aplicada,
Facultad de Matemáticas,
Universidad Complutense de Madrid,
Plaza de Ciencias N 3, 28040 Madrid, Spain
and Instituto de Ciencias Matemáticas (CSIC-UAM-UC3M-UCM),
Madrid, Spain
,
Jonathan R. Partington
Jonathan R. Partington
School of Mathematics,
University of Leeds,
Leeds LS2 9JT, U. K.
and
Daniel Seco
Daniel Seco
Universidad Carlos III de Madrid and Instituto de Ciencias Matemáticas (CSIC-UAM-UC3M-UCM), Departamento de Matemáticas UC3M, Avenida de la Universidad 30, 28911 Leganés (Madrid), Spain.
Abstract.
We show that in a scale of weighted Dirichlet spaces , including the Bergman space, given any finite Blaschke product there exists an equivalent norm in such that satisfies the wandering subspace property with respect to such norm. This extends, in some sense, previous results by Carswell, Duren and Stessin [3]. As a particular instance, when and , the chosen norm is the usual one in .
Key words and phrases:
Wandering subspace property, Dirichlet spaces, shift operators, Blaschke products, renorming
2010 Mathematics Subject Classification:
Primary 47A15; Secondary 30H10, 30H20.
2010 Mathematics Subject Classification:
Primary 47B38
This work is partially supported by Plan Nacional I+D grant no. MTM2016-77710-P, Spain. E. A. Gallardo-Gutiérrez and D. Seco are also supported by the European Regional Development Fund and by Severo Ochoa Programme for Centers of Excellence in RD, project SEV-2015-0554 (Spain), which, in particular gave support in the form of a postdoctoral grant for Seco at Instituto de Ciencias Matemáticas ICMAT
1. Introduction
For isometries acting on complex, separable, infinite dimensional Hilbert spaces , the classical Wold Decomposition Theorem asserts that whenever is pure (), the closed subspace has the wandering subspace property in : coincides with the smallest closed invariant subspace under generated by , denoted by . This is a consequence of the fact that decomposes as the orthogonal direct sum of closed subspaces
[TABLE]
More generally, a subspace of a Hilbert space is called a wandering subspace of a given operator if it is orthogonal to its images under positive powers of the operator. In this regards, the Wold Decomposition Theorem says that every invariant subspace of a pure isometry is indeed, generated by a wandering subspace.
Well known examples arise when considering multiplication operators induced by inner functions in the classical Hardy space . Recall that an inner function is an analytic function in the unit disc with contractive values ( for ) such that the boundary values
[TABLE]
have modulus 1 for almost all (they exist for almost every with respect to Lebesgue measure on the unit circle). In such cases, every closed subspace in invariant under multiplication by is wandering and
[TABLE]
Accordingly, is said to have the wandering subspace property (WSP).
Nevertheless, it is not completely understood yet which functions in (the space of bounded analytic functions on ) enjoy the WSP in , that is, for which functions do the corresponding multiplication operators on satisfy
[TABLE]
for every closed invariant subspace . In [11], it was shown that a necessary condition is that be writable as the composition , where is an inner function and is univalent in . Moreover, they also proved a sufficient condition, namely, with a weak-star generator of . Whether this last condition is in fact a necessary one is left open.
The question turns out to be drastically difficult to handle whenever the underlying Hilbert space is the Bergman space . In a remarkable paper, Aleman, Richter and Sundberg [1] proved that possesses the WSP in . However, for univalent functions, Carswell [4] showed the existence of bounded univalent functions in , vanishing at the origin and failing to have the WSP both in and . Indeed, previously in [3], the authors had provided necessary conditions for functions to have the WSP in . They showed that in particular, not every inner function has this property in and even that infinite Blaschke products without it can be found. For finite Blaschke products, the question in the Bergman space remains open (see [5]).
The main goal of this work is showing that not only in the Bergman space but also in a scale of weighted Dirichlet spaces including , for every finite Blaschke product , it is possible to renorm the space (with an equivalent norm) such that enjoys the wandering subspace property. This seems to follow an opposite direction to a recent work by our third author [15], in which renormings were found of the same spaces allowing one to disprove the corresponding WSP for multiplication by some monomials. In sum, one conclusion of the present work is that the geometry of the space plays a significant role in order to deal with this question, since its answer depends strongly on the norm expression.
The rest of the manuscript is organized as follows. In Section 2 we recall some preliminaries, introducing the family of weighted Dirichlet spaces , where our work takes place. We will recall Shimorin’s Theorem [17], which provides a unified proof of the theorems of Beurling [2] and Aleman, Richter and Sundberg [1] and shows, in particular, that possesses the WSP in the scale of spaces considered. In addition, we introduce some basic results justifying the direction of the proof of our main results, which will be proved in Section 3. Moreover, some consequences are derived, including the observation that for a range of the WSP holds for () even with the original norm. Finally, and even though we were not able to answer this question for with its usual norm, we were able to establish the WSP for acting on its finite codimensional subspace .
2. The setting
2.1. Dirichlet-type spaces
Let be a real number. The Dirichlet-type space consists of analytic functions in such that its norm
[TABLE]
is finite. Observe that particular instances of yield well-known Hilbert spaces of analytic functions in . More precisely, when we have the classical Bergman space , corresponds to the Hardy space , and to the Dirichlet space . Note that the continuous inclusion holds for all , i.e., Moreover, when the spaces are continuously embedded in the disc algebra .
Dirichlet-type spaces are particular instances of general weighted Hardy spaces, introduced by Shields [16] to study weighted shifts in . There is an extensive literature on these spaces, and we refer the reader to [7, Chapter 2], for instance.
Recall that an analytic function in is a multiplier of , if the analytic Toeplitz operator is defined everywhere on (and hence bounded, by the Closed Graph Theorem). A well known fact about the Dirichlet space is that the algebra of all the multipliers of is not easy to describe. In particular, the strict inclusion holds. Indeed, the elements of were characterized by Stegenga [18] in a notable paper, in terms of a condition involving the logarithmic capacity of their boundary values. We refer to [19] for multipliers and Carleson measures in Dirichlet spaces and to [8] for more on the subject of multipliers of .
In any case, it is not difficult to prove that every finite Blaschke product is a multiplier of for all . Recall that a finite Blaschke product is given by
[TABLE]
where , counted according to its (prescribed) multiplicity. Finite Blaschke products play an important role in mathematics and connected areas such as complex geometry, linear algebra, operator theory and systems. We refer to the recent monograph [9] for a detailed account of these results.
In order to analyze whether any finite Blaschke product satisfies the WSP in , we begin by considering the concrete example acting on the Bergman space (an open problem specifically posed in [5]).
2.2. Vector valued shifts
The following approach is based on some ideas described in [12, 14]. We may consider the space as a direct (orthogonal) sum of two copies of itself, and , where a function is decomposed as
[TABLE]
It is clear that if and only if , but we are imposing different equivalent norms on each copy of . We may think either and equipped with their usual norms and their sum equipped with the norm arising from such sum, or on the contrary, with usual norm decomposed as sum of two subspaces which inherit some comparable norm. We consider here the first of those choices. By doing so, we may view the operator as a diagonal matrix shift sending to . In this sense, may be expressed as
[TABLE]
The techniques developed by Nordgren when trying to solve Problem 151 in [10] suggest a particular direction to study the problem we have in mind. If does not satisfy the WSP, some closed invariant subspace such that
[TABLE]
could, perhaps, be described through a finite number of linear conditions. For instance, a finite number of generators multiplied by functions , which, in addition, satisfy some finite number of restrictions on their Taylor coefficients. It seems difficult to come up with restrictions on the Taylor coefficients involving coefficients of degree higher than , and still generate a non trivial closed invariant subspace of . However, it appears plausible that a counterexample may be found for looking at how the matrix operator (1) acts on the product space.
This is the idea behind the proofs of the following preliminary results, in which it is possible to guarantee that a closed invariant subspace for , that is, , is generated by whenever either is also invariant for the shift, or decomposable as direct sum of closed subspaces in each of the two copies of , say and .
Proposition 2.1**.**
Let , then .
Proof.
Since , we have the decomposition
[TABLE]
Since , Aleman, Richter and Sundberg’s Theorem [1] yields , or equivalently
[TABLE]
where denotes the space of all polynomials.
We decompose as the span of and . Choosing the induced norm in each copy of , we have that
[TABLE]
The other inclusion () is always satisfied. ∎
Proposition 2.2**.**
Let with , . Then
Proof.
Since , are shift invariant, it will be a direct consequence of the main theorem in [1]:
[TABLE]
Since contains the direct sums and , then is generated by . Again, the other inclusion () is always satisfied. ∎
If we call and , it is necessarily true that , and are shift invariant, and but may be defined, for instance, through restrictions between the and components.
On the other hand, it is possible to provide invariant spaces not satisfying the hypotheses of Propositions 2.1 and 2.2, but such that :
Example 2.3**.**
Let , , and . Then since is orthogonal to and generates .
Notice that in this case, if we denote , we have but , and . It can be shown that any space generated by a finite collection of elements without any relations also provides similar examples (being the norm imposed on the product of usual norms for collections of elements).
2.3. Shimorin’s Theorem
The main contribution regarding the wandering subspace property in a variety of spaces was carried out by Shimorin in [17]. In particular, he showed that satisfies the WSP in for since the operators of multiplication by are concave, i.e., for every , . For , the WSP follows as a consequence of the following result:
Theorem 1** (Shimorin).**
Let be a bounded operator in a Hilbert space such that the following hold:
- (i)
**
- (ii)
For , , we have
[TABLE]
Then has the wandering subspace property in .
Observe that Shimorin’s approach only applies to the usual norms in (those described above). In the recent paper [15], Seco has shown for each and each positive integer , the existence of an equivalent norm in and that fails to have the wandering property with respect to the norm , that is,
[TABLE]
In particular, this is shown in some cases to be the usual norm for : for instance when and , or when and , but numerical results hint that for there might be large enough providing counterexamples (see also [13] for related results in this direction). The results in the next Section will establish, nevertheless, that by means of renormings it is possible to have the WSP for any finite Blaschke product.
3. The wandering subspace property under renormings
In this section, we show that in any with (where meets the WSP), given any finite Blaschke product, it is possible to renorm the space (with an equivalent norm) such that also has the WSP.
Before that, observe that Example 2.3 may be generalized to the case where instead of we make use of any finite Blaschke product. For a function , given any finite Blaschke product, , it is clear from the Wold decomposition that we can express as
[TABLE]
where are functions in the model space , and the norm of may be found from those of . Indeed,
[TABLE]
where, recall that corresponds to the -norm.
In [6], the authors find an analogous expansion for the spaces:
Theorem 3.1** (Chalendar, Gallardo-Gutiérrez, Partington).**
Let and any finite Blaschke product. Then if and only if (convergence in norm) with and
[TABLE]
Remark 3.2*.*
The previous theorem was stated in [6] for and , but the same scheme of proof works bearing in mind two key facts:
- (i)
Multiplication by any function in the model space is a bounded operator.
- (ii)
Composition with the Blaschke product is a bounded operator in .
These are both easy to check and the only parts of the proof that generalize in a non-obvious way. The assumption is not really necessary since the spaces are still mutually orthogonal in , and hence, linearly independent finite-dimensional spaces.
We are now in a position to state the following:
Theorem 3.3**.**
Let and a finite Blaschke product. Then there exists a norm under which has the wandering subspace property in , that is, for any we have
[TABLE]
Moreover, for and , the norm coincides with the usual norm .
Proof.
Given a finite Blaschke product, let denote the norm defined by the corresponding expression arising from Theorem 3.1. Then, the multiplication operator induced by acts exactly as the shift operator acts on with respect to ; therefore it satisfies property (ii) in Shimorin’s Theorem. Consequently, has the WSP.
The property (ii) for the shift in such spaces can be checked by showing the following two properties:
[TABLE]
[TABLE]
where .
Finally, assume and consider the usual norm . Let and notice that in this case, the proof of the second inequality above works in the same way as for with substituted by and substituted by . The first inequality is satisfied substituting by precisely because . If apply the same reasoning to to see that the operator is concave.∎
It seems worth mentioning that if we take in Theorem 3.3, the range of values of for which the result holds without renorming can actually be improved by moving the lower bound from to :
Proposition 3.4**.**
Let . Then the wandering subspace property holds for the operator of multiplication by in equipped with its usual norm .
Proof.
First note that we can define a norm in , given by a weight that makes multiplication by on space satisfy the Shimorin condition just by changing the weights on the first coordinate (): Indeed, define the weight by for and will be determined later. Condition (i) in Shimorin’s Theorem is trivially satisfied and condition (ii) is equivalent to meeting all of the following:
- (a)
- (b)
- (c)
for all
Property (b) is equivalent to , which is immediately checked since . Standard calculus techniques show the validity of (c), for and we are left with finding such that
[TABLE]
Therefore, if we assume
[TABLE]
there is a valid choice of such that defines a norm in for which the WSP holds. The latter equation is equivalent to
[TABLE]
Now we know that for any -invariant , the space is exactly the same under the original norm and the new norm, and so even if the norm is different, whether or not the WSP holds does not change. So we get the desired result under the original norm. ∎
Remark 3.5*.*
One could be inclined to think that the WSP for on follows from that on , shown in the previous proposition, based on its finite codimension as a subspace of . However, it follows from [15] that fails to have the WSP if we equip with the weight for . This space still contains as a finite codimension subspace.
Proposition 3.6**.**
Let , and . Then has the wandering subspace property in .
Proof.
First, we can assume . For denote by . The condition (ii) of Shimorin’s Theorem becomes equivalent to
- (a)
, for all , and
- (b)
for all
To see (a), notice that the minimum of for is achieved at , that such minimum is therefore bigger than and that . In order to check (b), it suffices to see that the quantity
[TABLE]
is negative and increasing on . Negativity is clear since the exponent is positive and . Moreover , which is positive since . ∎
Remark 3.7*.*
Proposition 3.6 may be interpreted as a property of the subspace or as a property of the equivalent norm on given by , that is, as a property of with this particular choice of equivalent norm. In this sense, it yields a different proof of Theorem 3.3 for the case when is a monomial.
We conclude with the following result, which reduces the question further.
Corollary 3.8**.**
Let , , and be a -invariant subspace of . Then
[TABLE]
Proof.
Denote acting on . Let be a closed -invariant subspace of . Then is a -invariant subspace. Moreover, and hence, by Proposition 3.6 we have
[TABLE]
Now we can see that
[TABLE]
So the smallest closed -invariant subspace containing contains both and , and so, it is . ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] Beurling, A. , On two problems concerning linear transformations in Hilbert space, Acta Math. 81 (1949) 239–255.
- 3[3] Carswell, B. J., Duren, P. L., and Stessin, M. I. , Multiplication invariant subspaces of the Bergman space, Indiana Univ. Math. J. 51 no. 4 (2002) 931–961.
- 4[4] Carswell, B. J. , Univalent mappings and invariant subspaces of the Bergman and Hardy spaces, Proc. Amer. Math. Soc. 131 no. 4 (2003) 1233–1241.
- 5[5] Carswell, B. J. and Weir, R. J. , Weighted reproducing kernels and the Bergman space, J. Math. Anal. Appl. 399 (2013) 617–624.
- 6[6] Chalendar, I., Gallardo-Gutiérrez, E. A. , and Partington, J. R. , Weighted composition operators on the Dirichlet space: Boundedness and spectral properties, Math. Ann. 363 (2015) 1265–1279.
- 7[7] Cowen, C. C. and Mac Cluer, B. D , Composition Operators on Spaces of Analytic Functions , Studies in Advanced Mathematics. CRC Press, Boca Raton, FL, 1995.
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