Remarks on the phenomenological Tsallis distributions and their link with the Tsallis statistics
A.S. Parvan, T. Bhattacharyya

TL;DR
This paper critiques a longstanding derivation linking phenomenological Tsallis distributions to Tsallis statistics, showing that previous results were based on inconsistent definitions of expectation values, leading to different distribution functions.
Contribution
It clarifies the inconsistency in prior derivations by using expectation values consistent with Tsallis-2 statistics, correcting the link between phenomenological distributions and Tsallis statistics.
Findings
Previous derivations used inconsistent expectation value definitions.
Corrected distributions differ from phenomenological Tsallis distributions.
Establishes the importance of consistent expectation value definitions in Tsallis statistics.
Abstract
From the Tsallis unnormalized (or Tsallis-2) statistical mechanical formulation, B\"{u}y\"{u}kkili\c{c} {\it et al.} [Phys. Lett. A 197, 209 (1995)] derived the expressions for the single-particle distribution functions (known as the phenomenological Tsallis distributions) for particles obeying the Maxwell-Boltzmann, Bose-Einstein and the Fermi-Dirac statistics using the factorization approximation. In spite of the fact that this paper was published long time ago, its results are still extensively used in many fields of physics, and it is considered that it was this paper that established the connection between the phenomenological Tsallis distributions and the Tsallis statistics. Here we show that this result is incorrect: the mistake lies in the fact that the probability distribution function was derived using the definition of the generalized expectation values (of the Tsallis-2…
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Taxonomy
TopicsStatistical Mechanics and Entropy · Statistical Distribution Estimation and Applications · Advanced Statistical Methods and Models
Remarks on the phenomenological Tsallis distributions and their link with the Tsallis statistics
A.S. Parvan
[email protected], [email protected]
Bogoliubov Laboratory of Theoretical Physics, Joint Institute for Nuclear Research, Dubna, Russia
*Department of Theoretical Physics, Horia Hulubei National Institute of Physics and Nuclear Engineering, Bucharest-Magurele, Romania
Institute of Applied Physics, Moldova Academy of Sciences, Chisinau, Republic of Moldova*
T. Bhattacharyya
Bogoliubov Laboratory of Theoretical Physics, Joint Institute for Nuclear Research, Dubna, Russia
Abstract
From the Tsallis unnormalized (or Tsallis-2) statistical mechanical formulation, Büyükkiliç et al. [Phys. Lett. A 197, 209 (1995)] derived the expressions for the single-particle distribution functions (known as the phenomenological Tsallis distributions) for particles obeying the Maxwell-Boltzmann, Bose-Einstein and the Fermi-Dirac statistics using the factorization approximation. In spite of the fact that this paper was published long time ago, its results are still extensively used in many fields of physics, and it is considered that it was this paper that established the connection between the phenomenological Tsallis distributions and the Tsallis statistics. Here we show that this result is incorrect: the mistake lies in the fact that the probability distribution function was derived using the definition of the generalized expectation values (of the Tsallis-2 statistics), but the single-particle distribution function was calculated from this probability distribution using the standard definition of the expectation values of the Tsallis normalized (or Tsallis-1) statistics. Considering the definition of the expectation values which is consistent with the Tsallis-2 formulation, we have proved that the single-particle (classical and quantum) distribution functions in the factorization approximation differ from the phenomenological Tsallis distributions.
I Introduction
The phenomenological single-particle Tsallis distributions for the classical and quantum statistics of particles introduced in Ref. Buyukkilic93 (inspired by the Tsallis statistics Tsal88 ) and explicitly derived in the factorization approximation from the Tsallis statistics in Ref. Buyukkilic have gained much attention. These distributions are widely used in many fields of physics such as high energy collisions PHENIX1 ; CMS1 ; CMS2 ; ALICE_deuteron ; Bediaga00 ; Beck00 ; Wilk09 ; Biro09 ; Cleymans12 ; Cleymans09 ; Cleymans12a ; Wong15 ; Rybczynski14 ; Cleymans13 ; Azmi14 ; Marques13 ; Grigoryan17 ; Li14 ; Parvan17 ; Marques15 ; TsallisTaylor ; TsallisRAA ; BhattaCleMog ; bcmmp ; Shen18 , Bose-Einstein condensation Miller06 ; Lawani08 ; Biswas08 , black-body radiation Iwasaki12 ; Wang98 , neutron star Menezes15 ; Megias15 , early universe Pessah01 , superconductivity Nunes02 , etc. They have the form
[TABLE]
for the Maxwell-Boltzmann statistics of particles and
[TABLE]
for the Bose-Einstein (minus sign) and Fermi-Dirac (plus sign) statistics of particles Buyukkilic93 ; Buyukkilic , where is a single-particle energy. These single-particle (classical and quantum) distribution functions are popularly known as the Tsallis distributions and in literature they are described as belonging to the Tsallis nonextensive statistics Tsal88 which introduces a generalized definition of entropy. There are several schemes for the Tsallis nonextensive statistics Tsal98 . The Tsallis normalized (Tsallis-1) and Tsallis unnormalized (Tsallis-2) statistics are two examples of them. The phenomenological Tsallis distributions (1) and (2) were obtained in Ref. Buyukkilic93 using the method of the maximization of the generalized entropy of the ideal gas. Refs. Cleymans12 ; Cleymans12a derived the single-particle Tsallis distributions by using the same method. The general problems of this method in the case of the Tsallis statistics were discussed in Ref. Parvan2017a . The single-particle Maxwell-Boltzmann distribution (1) was also shown to be the stationary state solution of the generalized Boltzmann kinetic equation Lavagno ; Biro05 ; Alberico09 ; Osada08 and nonlinear Fokker-Planck equation Tsallis96 ; Lavagno02a . Nonextensive relativistic kinetic theory with quantum statistical effects was elaborated in Ref. Mitra18 .
But, such approaches lack the connection between the single-particle distributions (1) and (2) and the probability distribution of microstates of the Tsallis statistics Tsal88 ; Tsal98 . An attempt to establish this connection was made in the paper of F. Büyükkiliç et al. Buyukkilic in which the closed form analytical formulas (1) and (2) for the single-particle distribution functions of the Bose-Einstein, Fermi-Dirac and Maxwell-Boltzmann statistics of particles were directly derived from the probability distribution of microstates of the Tsallis unnormalized statistics by using the factorization approximation. In Ref. Buyukkilic , it was demonstrated that the phenomenological distribution functions (1) and (2) correspond to the Tsallis unnormalized (also known as Tsallis-2) statistics Tsal88 ; Tsal98 in the factorization approximation. However, we observed an inconsistency in the definition of the average value used in calculating the average number of particles in a microstate in Ref. Buyukkilic . To be more specific, Eqs. (35) and (64) of Ref. Buyukkilic lack power of the probability distribution of microstates, which eventually would have been correct had one been dealing with the Tsallis normalized (or Tsallis-1) statistics Tsal88 ; Tsal98 instead of the Tsallis-2 statistics. In this article, we present a consistent derivation of the single-particle distribution functions of the Bose-Einstein, Fermi-Dirac and Maxwell-Boltzmann statistics of particles in the framework of the Tsallis unnormalized statistics in the factorization approximation using the definition of the generalized statistical averages of the Tsallis-2 statistics. We show that the single-particle distribution functions of the Tsallis unnormalized statistics in the factorization approximation differ from the single-particle distributions (1) and (2) obtained in Ref. Buyukkilic .
It is worthwhile to mention that the link of the single-particle distributions (1) and (2) with the probability distribution of the microstates in the Tsallis statistics was also studied for the massless Parvan2017a and massive Parvan19 particles without introducing the factorization approximation. In these papers, it was demonstrated that the phenomenological single-particle Tsallis distribution (1) for the Maxwell-Boltzmann statistics of particles corresponds to the Tsallis unnormalized statistics in the zeroth term approximation. For the massive quantum particles, however, this observation might not be generalized.
After these introductory discussions, we now move towards demonstrating our main findings in the forthcoming sections. The paper is organized as follows. In the next section we discuss the general formalism of the Tsallis unnormalized statistics used in Ref. Buyukkilic . In Sec. III we derive the classical and quantum single-particle distribution functions in the Tsallis unnormalized statistics with and without the factorization approximation. In Sec. IV we repeat and reproduce the calculations of Ref. Buyukkilic to find out the classical and quantum single-particle distribution functions and contrast them with those obtained in Sec. III. And lastly, we summarize and conclude in Sec. V.
II Tsallis unnormalized statistics
The authors of Ref. Buyukkilic use the Tsallis unnormalized (Tsallis-2) statistics Tsal88 which is defined by the generalized entropy in terms of the probabilities of the microstates normalized to unity Tsal88 ; Tsal98
[TABLE]
and by the generalized expectation values Tsal88 ; Tsal98
[TABLE]
where is a real parameter taking values . In the Gibbs limit , the entropy (3) recovers the Boltzmann-Gibbs-Shannon entropy, , and the Tsallis-2 statistics is reduced to the Boltzmann-Gibbs one. It should be stressed that the Tsallis-2 statistics is unnormalized because the expectation values (4) are not consistent with the norm equation of the probabilities of microstates given in Eq. (3). The probabilities in the norm equation have a linear dependence, but in the definition of the expectation values they are in the power of .
The thermodynamic potential of the grand canonical ensemble of the Tsallis- statistics can be written as Parvan2017a
[TABLE]
where is the mean energy of the system and is the mean number of particles of the system.
The unknown probabilities of the Tsallis statistics are found in the point of equilibrium of the system from the second law of thermodynamics or Jaynes principle Jaynes2 using the constrained local extrema of the thermodynamic potential Parvan2015 by the method of the Lagrange multipliers (see, for example, Ref. Krasnov ):
[TABLE]
where is the Lagrange function and is an arbitrary real constant. Then, we get Tsal98 ; Parvan2017a
[TABLE]
where is the norm function related to the Lagrange multiplier , which is fixed by the norm equation of probabilities given in Eq. (3) (see Refs. Tsal98 ; Parvan2017a ). Thus the statistical averages (4) for the Tsallis- statistics in the grand canonical ensemble can be rewritten in the general form as Tsal98 ; ParvanBaldin
[TABLE]
where the partition function is calculated by Eq. (10). The general formulas for the Tsallis-2 statistics in the integral representation can be found in Ref. Parvan19 .
III Single-particle distribution function of Tsallis unnormalized statistics
III.1 Exact results
Let us consider the ideal gas for the Tsallis- statistics in the grand canonical ensemble and calculate the mean occupation numbers with and without the factorization approximation. In the occupation number representation, the mean occupation number (obtainable from the definition in Eq. (11)) and the partition function (defined in Eq. (10)) for the ideal gas in the Tsallis- statistics in the grand canonical ensemble can be written as Parvan2017a ; Parvan19
[TABLE]
and
[TABLE]
where is the single-particle energy, is the mass of the particle, are the occupation numbers, for the Fermi-Dirac and Bose-Einstein statistics of particles, and for the Maxwell-Boltzmann statistics of particles.
The probability distribution (9) in the occupation number representation is Parvan19
[TABLE]
Then, the mean occupation numbers (12) can be rewritten as
[TABLE]
and
[TABLE]
where the prime symbol denotes the total sum without the summation over . It should be stressed that the exact results in the integral representation for the mean occupation numbers (see Eqs. (12) and (15)) and the partition function (13) can be found in Refs. Parvan2017a ; Parvan19 . In this paper, we are rather interested in the factorization approximation, calculations for which are given in the following sections.
III.2 Factorization approximation
Let us consider the factorization approximation adopted by Büyükkiliç et al. in Ref. Buyukkilic , which implies the following replacement:
[TABLE]
where is a real parameter. Substituting Eq. (III.2) into Eq. (13) and considering , we obtain
[TABLE]
where for the Fermi-Dirac and Bose-Einstein statistics of particles, and for the Maxwell-Boltzmann statistics of particles. Now substituting Eq. (III.2) into Eq. (12) or Eqs. (14)–(17) and considering , we get
[TABLE]
where the prime symbol denotes the product of all the states except . Using Eq. (19), we have
[TABLE]
In the case of the Fermi-Dirac statistics of particles , we obtain the following expressions for the single-particle distribution function and the partition function in the Tsallis unnormalized statistics in the factorization approximation:
[TABLE]
and
[TABLE]
Comparing Eq. (22) with Eq. (2), we observe that the single-particle distribution function for the Fermi-Dirac statistics of particles in the Tsallis unnormalized statistics in the factorization approximation differs from the same distribution function obtained in Ref. Buyukkilic by the factor , which is not equal to one in general, and by power in the quantity in the denominator of Eq. (22).
III.3 Additional factorization approximation
To evaluate the summation in Eq. (21) for the Bose-Einstein and Maxwell-Boltzmann statistics of particles we use an ‘additional factorization approximation’:
[TABLE]
where is a real parameter.
But before that, we would like to mention that a general discussion on the factorization approximation á la Büyükkiliç et al. Buyukkilic as well as the ‘additional factorization’ approximation depicted in Eq. (25) is presented in Appendix A. In addition to that, we also discuss the connection between the ‘additional factorization’ approximation and the factorization approximation used by Hasegawa in Ref. Hasegawa in this appendix.
Substituting Eq. (25) into Eq. (21), we obtain the mean number of particles and the partition function for the Bose-Einstein statistics of particles as
[TABLE]
and
[TABLE]
For the Maxwell-Boltzmann statistics of particles , we have
[TABLE]
and
[TABLE]
It should be stressed that Eqs. (22)–(24) and (26)–(31) can be rewritten in a general form as
[TABLE]
and
[TABLE]
where for the Fermi-Dirac statistics, for the Bose-Einstein statistics, and for the Maxwell-Boltzmann statistics of particles. Equations (26) and (29) differ from Eqs. (2) and (1), respectively, by the factor , which is not equal to one, and by power in the quantity in the denominator of Eq. (32). Thus, the single-particle distribution functions for the Bose-Einstein and Maxwell-Boltzmann statistics of particles in the Tsallis unnormalized statistics in the factorization approximation are different from the corresponding distribution functions obtained in Ref. Buyukkilic .
IV Single-particle distribution function of Tsallis unnormalized statistics derived in Ref. Buyukkilic
IV.1 Exact results
In this section, we derive the mean occupation numbers for the Bose-Einstein, Fermi-Dirac and Maxwell-Boltzmann statistics of particles in the framework of the Tsallis unnormalized statistics in the factorization approximation using the definition of the expectation values as in Ref. Buyukkilic . In Ref. Buyukkilic , the probability distribution of microstates in Eq. (9) is obtained by using the definition of the generalized expectation values given by Eq. (4), but the single particle distribution functions are derived from the probability distribution of microstates of the Tsallis-2 statistics, given by Eq. (9), by using the standard expectation values of the Tsallis-1 statistics:
[TABLE]
Ref. Buyukkilic calculates the mean occupation numbers utilizing Eq. (35), a definition which is given in the Tsallis-1 statistics by using the probability distribution (14) of the Tsallis-2 statistics. They are written as
[TABLE]
and
[TABLE]
where the prime symbol denotes the total sum without the summation over and is given by Eq. (13). Thus the definition of the mean occupation number in Eqs. (36), (37) is inconsistent with the Tsallis- framework.
IV.2 Factorization approximation
With the help of Eq. (36), we now calculate the mean occupation numbers in the factorization approximation for different particle statistics.
Using the approximation given by Eqs. (III.2) in Eq. (13) and considering , we obtain Eq. (19). Substituting Eq. (III.2) into Eqs. (36), (37) and considering , we get
[TABLE]
where the prime symbol denotes the total product of all the states except . Using Eq. (19), we have
[TABLE]
In the case of the Fermi-Dirac statistics of particles ( and ), we obtain
[TABLE]
The single-particle distribution function (40) for the Fermi-Dirac statistics of particles is the same as distribution function (64) of Ref. Buyukkilic . However, the single-particle distribution function (40) does not recover the distribution function (22) of the Tsallis unnormalized statistics in the factorization approximation.
IV.3 Additional factorization approximation
Substituting Eq. (25) into Eq. (39) and considering and , we obtain the mean occupation numbers for the Bose-Einstein statistics of particles as
[TABLE]
The single-particle distribution function (41) for the Bose-Einstein statistics of particles is the same as the distribution function (44) of Ref. Buyukkilic . However, the single-particle distribution function (41) does not recover the distribution function (26) of the Tsallis unnormalized statistics in the factorization approximation.
Substituting Eq. (25) into Eq. (39) and considering and , we obtain the mean occupation numbers for the Maxwell-Boltzmann statistics of particles as
[TABLE]
The single-particle distribution function (42) for the Maxwell-Boltzmann statistics of particles is the same as the distribution function (47) of Ref. Buyukkilic . However, the single-particle distribution function (42) does not recover the distribution function (29) of the Tsallis unnormalized statistics in the factorization approximation.
It should be stressed that Eqs. (40)–(42) can be rewritten in a general form as
[TABLE]
where is a parameter defined below Eq. (34).
It is apparent from Eq. 43 that the mean occupation numbers (43) of the Tsallis unnormalized statistics in the factorization approximation obtained in Ref. Buyukkilic do not coincide with the mean occupation numbers given by Eq. (32) of the Tsallis unnormalized statistics in the factorization approximation obtained in the present paper. This implies that the results for the classical and quantum single-particle distribution functions of the Tsallis unnormalized statistics in the factorization approximation obtained in Ref. Buyukkilic are not correct, and the link between the Tsallis nonextensive statistics in the factorization approximation and the phenomenological Tsallis distributions is not yet established.
V Summary and conclusions
To summarize, in this article we revisit the link between the Tsallis unnormalized statistical formulation and the phenomenological Tsallis distributions (Eqs. (1) and (2)) established in Ref. Buyukkilic . By using the expression for the probability of microstates and the definition of expectation values required by the Tsallis 2 statistics, we have proven that the expressions for the single-particle distribution functions of the Maxwell-Boltzmann, Bose-Einstein and Fermi-Dirac statistics (Eqs. (1) and (2)) obtained in Ref. Buyukkilic are not connected with the Tsallis unnormalized statistics. We have pointed out that in Ref. Buyukkilic , the probability of microstates was taken from the Tsallis-2 statistics, while the definition of the expectation value used for the calculation of the mean occupation number, was that defined in the Tsallis-1 statistics. This is inconsistent and does not lead to the results which comply with the second law of thermodynamics (maximum entropy principle). According to these observations we conclude that the connection between the phenomenological quantum and classical single particle distributions which have widely been used in literature and the Tsallis nonextensive statistics still remains to be clarified.
Acknowledgments: This work was supported in part by the joint research project of JINR and IFIN-HH. We are indebted to D.V. Anghel and S. Grigoryan for stimulating discussions.
Appendix A Factorization approximation
A.1 Büyükkiliç et al. factorization
In its general form, the Büyükkiliç et al. factorization may be summarized in the following way:
[TABLE]
where in our case, are integer numbers, , and .
A.2 Additional factorization
The additional factorization approximation used in Eq. (25) boils down to using the following replacement for any (say the -th) term at the right hand side of (A.1):
[TABLE]
A.3 Hasegawa factorization
The Hasegawa factorization approximation used in Eq. (101) of Ref. Hasegawa can be described by the following recursive replacement:
[TABLE]
which is equivalent to the ‘additional factorization approximation’ described in A.2.
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