On the upper embedding of symmetric configurations with block size 3
Grahame Erskine, Terry Griggs, Jozef \v{S}ir\'a\v{n}

TL;DR
This paper investigates conditions for embedding symmetric configurations with block size 3 into orientable surfaces, ensuring triangular faces and a single large face, and explores embeddability limits with new findings and corrected data.
Contribution
It provides a sufficient condition for such embeddings, verifies it for configurations up to 19 points, and identifies non-embeddable configurations on 21 points.
Findings
All configurations on up to 19 points satisfy the embedding condition.
Existence of a 21-point configuration that cannot be embedded in any orientation.
Revised the table of configuration counts, correcting previous data.
Abstract
We consider the problem of embedding a symmetric configuration with block size 3 in an orientable surface in such a way that the blocks of the configuration form triangular faces and there is only one extra large face. We develop a sufficient condition for such an embedding to exist given any orientation of the configuration, and show that this condition is satisfied for all configurations on up to 19 points. We also show that there exists a configuration on 21 points which is not embeddable in any orientation. As a by-product, we give a revised table of numbers of configurations, correcting the published figure for 19 points. We give a number of open questions about embeddability of configurations on larger numbers of points.
| 7 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 |
| 8 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 |
| 9 | 3 | 3 | 3 | 2 | 1 | 1 | 1 | 0 | 0 |
| 10 | 10 | 10 | 10 | 2 | 1 | 1 | 1 | 0 | 0 |
| 11 | 31 | 25 | 25 | 1 | 1 | 0 | 0 | 0 | 0 |
| 12 | 229 | 95 | 95 | 4 | 3 | 1 | 1 | 0 | 0 |
| 13 | 2,036 | 366 | 365 | 2 | 2 | 1 | 1 | 1 | 0 |
| 14 | 21,399 | 1,433 | 1,432 | 3 | 3 | 1 | 1 | 0 | 1 |
| 15 | 245,342 | 5,802 | 5,799 | 5 | 4 | 1 | 1 | 0 | 1 |
| 16 | 3,004,881 | 24,105 | 24,092 | 6 | 4 | 2 | 2 | 0 | 4 |
| 17 | 38,904,499 | 102,479 | 102,413 | 2 | 2 | 0 | 0 | 0 | 13 |
| 18 | 530,452,205 | 445,577 | 445,363 | 9 | 5 | 1 | 1 | 0 | 47 |
| 19 | 7,597,040,188 | 1,979,772 | 1,979,048 | 3 | 3 | 1 | 1 | 4 | 290 |
| Note: is the number of configurations ; is the number of self-dual configurations; is the number of self-polar configurations; is the number of point-transitive configurations; is the number of cyclic configurations; is the number of flag-transitive configurations; is the number of weakly flag-transitive configurations; is the number of connected blocking set-free configurations; is the number of disconnected configurations. | |||||||||
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
On the upper embedding of symmetric configurations with block size 3
Grahame Erskine11footnotemark: 1
[email protected] Open University, Milton Keynes, UK
Terry Griggs11footnotemark: 1
Jozef Širáň22footnotemark: 2
[email protected] Open University, Milton Keynes, UK and Slovak University of Technology, Bratislava, Slovakia
Abstract
We consider the problem of embedding a symmetric configuration with block size 3 in an orientable surface in such a way that the blocks of the configuration form triangular faces and there is only one extra large face. We develop a sufficient condition for such an embedding to exist given any orientation of the configuration, and show that this condition is satisfied for all configurations on up to 19 points. We also show that there exists a configuration on 21 points which is not embeddable in any orientation. As a by-product, we give a revised table of numbers of configurations, correcting the published figure for 19 points. We give a number of open questions about embeddability of configurations on larger numbers of points.
††Mathematics subject classification: 05B30, 05C10††Keywords: configuration; upper embedding
1 Introduction
Previous work [8, 10, 9] considered the problem of upper embedding of Steiner triple systems and Latin squares. The main motivation of the current paper is to generalise this idea to the case of symmetric configurations with block size 3. We begin with the requisite background and definitions and initially work more generally. Let be a (partial) triple system on a point set , that is, a collection of -element subsets of , called blocks or triples, such that every -element subset of is contained in at most one triple in . Equivalently, such a triple system may be viewed as a pair , where is a graph with vertex set and edge set consisting of all pairs for distinct points such that is a subset of some block in . In other words, in the graph setting, is regarded as a decomposition of the edge set of into triangles. Of course, such a graph may admit many decompositions into triangles and so the set of blocks needs to be specified. We will refer to with the specified decomposition of as the graph associated with the triple system . We will be assuming throughout that the triple systems considered here are connected, meaning that their associated graphs are connected.
In the case of a Steiner triple system where , the associated graph is the complete graph . Such systems exist if and only if 1 or 3 [13]. For a Latin square , the associated graph is the complete tripartite graph where the three parts of the tripartition are the rows, the columns and the entries of the Latin square. A configuration is a finite incidence structure with points and blocks, with the property that there exist positive integers and such that:
- (i)
each block contains exactly points; 2. (ii)
each point is contained in exactly blocks; and 3. (iii)
any pair of distinct points is contained in at most one block.
If (and hence necessarily ), the configuration is called symmetric and is usually denoted by . In this paper we are concerned only with the case of symmetric configurations . Clearly a symmetric configuration is a triple system, and its associated graph is regular of valency 6.
By an embedding of a triple system we will understand a cellular embedding of the associated graph of in an orientable surface , such that every triangle in bounds a face of . Such faces will be called block faces, and the remaining faces of the embedding will be called outer faces. By the properties of the set , in the embedding every edge of lies on the boundary of at most one block face, so that there is at least one outer face in . The extreme case occurs if such an embedding has exactly one outer face; we then speak about an upper embedding and call the triple system upper embeddable. We note here that in an upper embeddable triple system, Euler’s formula implies that , so that is necessarily odd.
It was proved in [8] that every Steiner triple system and in [10] that every Latin square where is odd has an upper embedding in an orientable surface. In the Latin square case, again, the restriction that must be odd is determined by Euler’s formula. The basic method employed in both of these papers is first to embed a subset of the set of triples in a sphere with one outer face which contains all the points . Further triples are then added one at a time using an additional handle until the required upper embedding is obtained.
A necessary and sufficient condition for upper embeddability of triple systems follows from available knowledge about upper embeddings of graphs in general. To make use of this we will represent triple systems by their point-block incidence graphs as usual in design theory. For a triple system its Levi graph or point-block incidence graph is the bipartite graph with vertex set and edge set consisting of pairs for and such that . The pair forms the bi-partition of the vertex set of ; vertices in and will be referred to as point vertices and block vertices respectively. By our convention for symmetric configurations, the graph is assumed to be connected, and note that every point vertex and every block vertex has valency in .
As is well known, there is a one-to-one correspondence between orientable embeddings of a triple system and its Levi graph in orientable surfaces. See [9] for an explanation of this. In particular, a triple system is upper embeddable if and only if its Levi graph is embeddable with exactly one face; such graphs are also called upper embeddable. By a classical result of Jungerman [12], a graph is upper embeddable if and only if the graph contains a spanning tree such that each of its co-tree components has an even number of edges. Stating this formally, we have the following result.
Theorem 1.1** ([12]).**
Let be a triple system and let be its Levi graph. Then admits an upper embedding if and only if admits a spanning tree such that each of its co-tree components has an even number of edges.
In both [8] and [10], no attention was paid to the orientation of the triples in the upper embeddings. However in a more recent paper [9], the question was posed of which triple systems have the property that for every choice of orientation of all triples , the system admits an upper embedding in an orientable surface such that the orientation of the surface induces the preassigned orientation of for every triple . This property was called upper embeddability in every orientation of triples. The authors of [9] found the following sufficient condition.
Theorem 1.2** ([9]).**
Let be a triple system and let be its Levi graph. If admits a spanning tree such that every point vertex has even valency in the corresponding co-tree, then admits an upper embedding in every orientation of triples.
In [9], the following two theorems were proved.
Theorem 1.3** ([9]).**
Every Steiner triple system admits an upper embedding in every orientation of triples.
Theorem 1.4** ([9]).**
Every Latin square of odd order admits an upper embedding in every orientation of triples.
The structure of the rest of this paper is as follows. In Section 2, using Theorem 1.1, we exhibit a symmetric configuration on 21 points which does not admit an upper embedding in any orientation of triples. We further show that such a symmetric configuration exists for all where is odd. Thus the situation for symmetric configurations is in stark contrast to that for Steiner triple systems and Latin squares of odd order.[8, 10] The configuration is in fact the smallest example of a non-upper embeddable configuration, and this is dealt with in Section 3. The results in this section require extensive computer calculations, and as a by-product we needed to extend the table of configurations , given in [2], to the case where . This is Section 4. Finally, in Section 5 we exhibit an infinite class of symmetric configurations which are upper embeddable in every orientation of triples.
2 Non-embeddable configurations
First, we use Theorem 1.1 to deduce the existence of a symmetric configuration which is not upper embeddable in any orientation.
Theorem 2.1**.**
There exists a symmetric configuration which is not upper embeddable in any orientation.
Proof.
We construct the configuration via its Levi graph. Let be three copies of the Heawood graph, which is the Levi graph of the unique configuration. Delete one edge from each of (the Heawood graph is arc-transitive so the choice of edges is arbitrary). Join the point (black) vertex of valency 2 in so obtained to the block (white) vertex of valency 2 in , and similarly between and . The graph thus created is a cubic bipartite graph of girth 6 (Figure 1) and so is the Levi graph of a symmetric configuration .
Let be a spanning tree of , and let be the subgraphs of induced by the vertices of respectively. It is easy to see that exactly one of the following two situations arises.
- (i)
contains exactly two of the newly added edges between ; and all of are connected. 2. (ii)
contains all three of the newly added edges between ; and exactly one of is disconnected.
In case (i), without loss of generality we may assume that contains the edges between and . Now consider the subgraph of the co-tree of induced by the vertices of . This is disconnected from the remainder of the co-tree, and contains exactly 7 edges. Thus the co-tree of contains a component with an odd number of edges.
In case (ii), without loss of generality we may assume that is disconnected, and so is connected and the same analysis as in case (i) shows that the co-tree of contains a component with an odd number of edges.
Thus by Theorem 1.1, is not upper embeddable in any orientation. ∎
We note that this configuration has appeared before in the literature in a different context. Viewing the configuration as a 3-regular, 3-uniform hypergraph, Bollobás and Harris [4] constructed it as an example of a hypergraph with chromatic number 3. The underlying method of the construction in Theorem 2.1 has also appeared in the context of geometric configurations; Grünbaum uses a similar technique in [11, Fig. 2.3.3] to construct a combinatorial configuration which is not geometrically realizable.
A natural extension of the argument of Theorem 2.1 leads to our next result, showing that there exist symmetric configurations which are not upper embeddable in any orientation, for all odd .
Theorem 2.2**.**
Let be an odd number with . Then there exists a symmetric configuration which is not upper embeddable in any orientation.
Proof.
Let . Then is an odd number with . Choose any symmetric configuration , and let be its Levi graph; let and be two copies of the Heawood graph. Delete one edge from each of , and and carry out the same procedure as in the proof of Theorem 2.1 to construct the Levi graph of a configuration . A similar analysis to the proof of Theorem 2.1 shows that the co-tree of any spanning tree of this graph contains a component with an odd number of edges, and so the configuration is not upper embeddable in any orientation. ∎
3 Embeddability of small configurations
In order to show that a symmetric configuration is upper embeddable in every orientation of triples, we can in principle use Theorem 1.2 and find a spanning tree with the required property. However, as a practical method of determining upper embeddability of any given configuration, this suffers from the substantial drawback that one might need to test each spanning tree of the Levi graph. Except in trivial cases, this would be prohibitive. The following result gives a much simpler computational test.
Theorem 3.1**.**
Let be a symmetric configuration for some odd , and let be its Levi graph. Suppose that there exists a subset of of size with the property that every block contains a point of , and the subgraph of induced by the points of and all the blocks in is connected. Then is upper embeddable in every orientation.
Proof.
Suppose we have such a set . Then the set of neighbours is the whole of . The subgraph of induced by has vertices and edges, and is connected by assumption. Thus it is a tree. We may extend this subgraph to a spanning tree of by joining each of the remaining vertices in to exactly one block in any way we please. Thus each vertex in corresponding to a point in has valency 1 or 3 in , and hence valency 2 or 0 in the co-tree of . Thus satisfies the conditions of Theorem 1.2. ∎
By Theorem 2.1 we know that there is a configuration which is not upper embeddable in any orientation. The question now is whether this is the smallest such example.
We note that by the results of [1, Lemma 1], if is a cubic bipartite graph of order , then there exists a set of vertices of size in either colour class of which dominates all the vertices in the other class. Thus we know that for any symmetric configuration there exists a set of points of size such that all the blocks contain a point of . However, this result does not guarantee connectedness of the resulting subgraph of the Levi graph, which is crucial to apply Theorem 3.1. Thus we are obliged to use a computational approach to test this condition for all possible configurations. Theorem 3.1 gives us a computationally feasible method of testing all smaller configurations, since it requires only that we test the possible subsets of of the correct size. The outline algorithm is as follows.
For given odd , generate all possible (isomorphism classes of) connected cubic bipartite graphs of order and girth at least 6. 2. 2.
For each graph, form each of the two configurations obtained by considering each colour class in turn as the point set. (If the graph admits an automorphism swapping the colour classes, then only a single self-dual configuration is obtained.) 3. 3.
For each configuration, generate every possible subset of the point set of size until one satisfying the conditions of Theorem 3.1 is found.
Generation of the graphs was done by the same method [5] as used in the previous enumeration of symmetric configurations [2]. Automorphisms were determined using the program nauty [15].
Although for larger the numbers of configurations grow rapidly (see Table 1), we were able to complete this algorithm for all odd up to and including 19. No configurations were found which fail to have a set of points satisfying the requirements of Theorem 3.1. Thus we have the following result.
Theorem 3.2**.**
If is an odd number with , then all configurations are upper embeddable in every orientation.
4 Enumeration
As a by-product of the computational process, we were able to validate the published figures enumerating the configurations , . Up to the enumeration was published in [2] and we agree with those figures. The enumeration was later extended to in [16], which contains a note that the result required a large number of parallel computer runs. With the technology available at the time, this would have required manual collation of many hundreds of results. Our runs revealed a discrepancy with the figure for , and following independent checking [6] we give a revised table in Table 1.
For completeness we describe here the properties enumerated in Table 1, following the notation of [2]. For a configuration , an automorphism is a permutation of the points and blocks of which preserves incidence. The dual of is the configuration obtained by reversing the roles of the points and blocks of . If is isomorphic to its dual, we say it is self-dual, and the isomorphism between and its dual is an anti-automorphism. An anti-automorphism of of order two is called a polarity, and a configuration admitting such an isomorphism is self-polar. The group of all automorphisms of (preserving the roles of points and blocks) is denoted by , and the group of all automorphisms and anti-automorphisms by . If acts transitively on the points of then we say is point-transitive. A flag of is an ordered pair with ; if acts transitively on the set of flags then we say is flag-transitive; if acts transitively on the set of flags regarded as unordered pairs, then we say is weakly flag-transitive. A cyclic configuration is one admitting a cyclic subgroup of acting regularly on points. A blocking set is a subset of points of such that each block of contains at least one element of and one element not in . A blocking set-free configuration contains no blocking sets.
The table in [2] included a count for weakly flag-transitive configurations . For consistency we include this in Table 1, but note that this count is not required in the case of symmetric configurations as the following shows.
Proposition 4.1**.**
Let be a weakly flag-transitive symmetric configuration . Then is flag-transitive.
Proof.
Let be the Levi graph of . Then by the definition of weak flag-transitivity, is edge-transitive. The following standard results are well known; see for example [7, Lemmas 3.2.1, 3.2.2]:
- (i)
If is not vertex-transitive, then its automorphism group has precisely two vertex orbits, corresponding to the points and blocks respectively of ; 2. (ii)
if is vertex-transitive, then it is arc-transitive since its valency is odd.
In case (i), is not self-dual and hence any automorphism mapping an unordered pair to in fact maps the ordered pair to . In case (ii), if its Levi graph is arc-transitive then certainly is flag-transitive. ∎
5 Configurations embeddable in every orientation
So far we have shown that every configuration where is odd and is upper embeddable in every orientation (Theorem 3.2). Further, for odd and , we have exhibited a configuration which is not upper embeddable in any orientation (Theorem 2.2). We are of the opinion that for odd and , in some sense nearly all configurations are upper embeddable in every orientation. Whilst we are unable to prove this, the next result shows that there exists an infinite family of such configurations.
Theorem 5.1**.**
Let be an odd number, and let be the cyclic configuration generated by the block . Then is upper embeddable in every orientation.
Proof.
It suffices to exhibit a set of the points of of size such that all blocks of contain a point of , and the subgraph of the Levi graph of induced by the points of and all the blocks of is connected. There are two cases to consider.
Case 1: . We take to be the set of points , so . All the blocks of have the form (mod ) and it is easy to see that all such blocks meet in at least one point. To show connectedness, we must find a path from any point of to any other. For , there is a path between the points and via the block . For , there is a path between points and via the block . So any two points of are joined by some path.
Case 2: . We take to be the set , so . As before, it is easy to see that all blocks of contain a point of . Point 0 is connected to points 2 and via the block . For , point is connected to point via the block . So any two points of are joined by some path. ∎
A method of constructing symmetric configurations dates back to the paper by Martinetti from 1887 [14]. From a given configuration choose two disjoint triples and . At least one of the pairs , or , say without loss of generality the first of these, does not appear in any triple. Remove the above two triples and introduce a new point and three new triples , and to obtain a configuration. Configurations which can be constructed in this way from smaller configurations are called reducible; others are irreducible. Only relatively recently have all connected irreducible configurations been determined [3]. When is odd these are precisely the cyclic configurations of Theorem 5.1 as well as the Pappus configuration (one of the three configurations). Thus the following corollary is immediate.
Corollary 5.2**.**
Let be an odd number with . Then any irreducible configuration is upper embeddable in every orientation of triples.
6 Open questions
We close with some intriguing open questions which these investigations raise. We know that the smallest example of a configuration which is not upper embeddable arises at . However we do not know whether this example is unique at . We also know from Theorem 2.2 that we may construct arbitrarily large configurations which are not upper embeddable in any orientation. These observations suggest the first question.
Question 1: Is there a unique configuration which is not upper embeddable in any orientation? More generally, is the “stitching” construction of Theorems 2.1 and 2.2 essentially the only way to construct a connected configuration which is not upper embeddable?
A notable feature of our investigations is that the only examples of symmetric configurations which fail to be upper embeddable in every orientation are not in fact upper embeddable in any orientation. This prompts the following question, which is probably the most fundamental one to arise from this work.
Question 2: If a symmetric configuration is upper embeddable in one orientation, is it then necessarily upper embeddable in every orientation?
Looking at the Levi graph of the non-embeddable configuration (Figure 1), it is apparent that it has a very special form. In particular, its edge and vertex connectivity are both 2. One possible avenue for future research would be to try to impose some condition on the Levi graph which would guarantee upper embeddability of the associated configuration.
Question 3: Is there a simple graph-theoretical condition on the Levi graph of a symmetric configuration which would guarantee upper embeddability of the configuration?
7 Acknowledgements
The third author acknowledges support from the APVV Research Grants 15-0220 and 17-0428, and the VEGA Research Grants 1/0142/17 and 1/0238/19.
The authors are grateful to G. Brinkmann and T. Pisanski for assistance in verifying the count of configurations on 19 points.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] D. Archdeacon, J. Ellis-Monaghan, D. Fisher, D. Froncek, P. C. B. Lam, S. Seager, B. Wei, and R. Yuster. Some remarks on domination. Journal of Graph Theory , 46(3):207–210, 2004.
- 2[2] A. Betten, G. Brinkmann, and T. Pisanski. Counting symmetric configurations v 3 subscript 𝑣 3 v_{3} . Discrete Applied Mathematics , 99(1-3):331–338, 2000.
- 3[3] M. Boben. Irreducible ( v 3 subscript 𝑣 3 v_{3} ) configurations and graphs. Discrete Mathematics , 307(3-5):331–344, 2007.
- 4[4] B. Bollobás and A. J. Harris. List-colourings of graphs. Graphs and Combinatorics , 1(1):115–127, 1985.
- 5[5] G. Brinkmann. Fast generation of cubic graphs. Journal of Graph Theory , 23(2):139–149, 1996.
- 6[6] G. Brinkmann. Counting configurations v 3 subscript 𝑣 3 v_{3} . Personal communication, Dec 2017.
- 7[7] C. Godsil and G. Royle. Algebraic graph theory . Springer, New York, 2001.
- 8[8] M. J. Grannell, T. S. Griggs, and J. Širáň. Maximum genus embeddings of Steiner triple systems. European Journal of Combinatorics , 26(3-4):401–416, 2005.
