Auslander-Reiten triangles and Grothendieck groups of triangulated categories
Johanne Haugland

TL;DR
This paper establishes a link between Auslander-Reiten triangles generating relations in Grothendieck groups and the finiteness of indecomposable objects in certain triangulated categories, providing a triangulated analogue to a classical theorem.
Contribution
It proves a converse to Butler and Auslander-Reiten's theorem, showing that generation of relations by Auslander-Reiten triangles implies finiteness of indecomposables in Hom-finite Krull-Schmidt categories.
Findings
Auslander-Reiten triangles generate relations in Grothendieck groups.
Categories with such relations have finitely many indecomposables.
Applications extend to Frobenius categories.
Abstract
We prove that if the Auslander-Reiten triangles generate the relations for the Grothendieck group of a Hom-finite Krull-Schmidt triangulated category with a (co)generator, then the category has only finitely many isomorphism classes of indecomposable objects up to translation. This gives a triangulated converse to a theorem of Butler and Auslander-Reiten on the relations for Grothendieck groups. Our approach has applications in the context of Frobenius categories.
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Auslander–Reiten triangles and Grothendieck groups of triangulated categories
Johanne Haugland
Department of mathematical sciences, NTNU, NO-7491 Trondheim, Norway
Abstract.
We prove that if the Auslander–Reiten triangles generate the relations for the Grothendieck group of a Hom-finite Krull–Schmidt triangulated category with a (co)generator, then the category has only finitely many isomorphism classes of indecomposable objects up to translation. This gives a triangulated converse to a theorem of Butler and Auslander–Reiten on the relations for Grothendieck groups. Our approach has applications in the context of Frobenius categories.
Key words and phrases:
Auslander–Reiten triangle, Grothendieck group, triangulated category, Frobenius category
2010 Mathematics Subject Classification:
18E30, 18F30 (primary); 18E10, 16G70 (secondary)
1. Introduction
The notion of almost split sequences was introduced by Auslander and Reiten in [AR2], and has played a fundamental role in the representation theory of finite dimensional algebras ever since [ARS]. The theory of almost split sequences, later called Auslander–Reiten sequences or just AR-sequences, has also greatly influenced other areas, such as algebraic geometry and algebraic topology [auslander, jorgensen].
Happel defined Auslander–Reiten triangles in triangulated categories [happel2]. These play a similar role in the triangulated setting as AR-sequences do for abelian or exact categories. While it is known that AR-sequences always exist in the category of finitely generated modules over a finite dimensional algebra, the situation in the triangulated case turns out to be more complicated, and the associated bounded derived category will not necessarily have AR-triangles. In fact, Happel proved that this category has AR-triangles if and only if the algebra is of finite global dimension [happel2, happel]. Reiten and van den Bergh showed that a Hom-finite Krull–Schmidt triangulated category has AR-triangles if and only if it admits a Serre functor [RVdB]. More recently, Diveris, Purin and Webb proved that if a category as above is connected and has a stable component of the Auslander–Reiten quiver of Dynkin tree class, then this implies existence of AR-triangles [DPW].
In the abelian setting, there is a well-studied relationship between AR-sequences, representation-finiteness and relations for the Grothendieck group. From Butler [butler], Auslander–Reiten [AR, Proposition 2.2] and Yoshino [yoshino, Theorem 13.7], we know that if a complete Cohen–Macaulay local ring is of finite representation type, then the Auslander–Reiten sequences generate the relations for the Grothendieck group of the category of Cohen–Macaulay modules. Here we say that our ring is of finite representation type if the category of Cohen–Macaulay modules has only finitely many isomorphism classes of indecomposable objects. A converse to this theorem is given by Auslander for artin algebras [auslander1984] and by Hiramatsu in the case of a Gorenstein ring with an isolated singularity [hiramatsu, Theorem 1.2], where the latter is extended by Kobayashi [kobayashi, Theorem 1.2]. Results of the type described above were recently generalized to the setup of exact categories by Enomoto [enomoto] and to certain extriangulated categories by Padrol, Palu, Pilaud and Plamondon [PPPP].
A natural question to ask is whether there is a similar connection between AR-triangles, representation-finiteness and the relations for the Grothendieck group in the triangulated case. Xiao and Zhu give a partial answer to this question. Namely, they show that if our triangulated category is locally finite, then the AR-triangles generate the relations for the Grothendieck group [XZ, Theorem 2.1]. Beligiannis generalizes and gives a converse to this result for compactly generated triangulated categories [beligiannis, Theorem 12.1].
In this paper we consider the reverse direction of Xiao and Zhu from a different point of view. We prove that if the Auslander–Reiten triangles generate the relations for the Grothendieck group of a Hom-finite Krull–Schmidt triangulated category with a (co)generator, then the category has only finitely many isomorphism classes of indecomposable objects up to translation. We conclude by an application in the context of Frobenius categories. As an example, we see that our approach recovers results of Hiramatsu and Kobayashi for Gorenstein rings.
2. Auslander–Reiten triangles and Grothendieck groups
Let be a commutative ring. An -linear category is called Hom-finite provided that is of finite -length for every pair of objects in . An additive category is called a Krull–Schmidt category if every object can be written as a finite direct sum of indecomposable objects having local endomorphism rings. In a Krull–Schmidt category, it is well known that every object decomposes essentially uniquely in this way.
Throughout the rest of this paper, we let be an essentially small -linear triangulated category. We also assume that is a Krull–Schmidt category which is Hom-finite over . We let consist of the indecomposable objects of , while the translation functor of is denoted by . For simplicity, we use the notation and .
We say that has finitely many isomorphism classes of indecomposable objects up to translation if there is a finite subset of such that for any , there is an integer such that is isomorphic to an object in our finite subset.
Recall from [happel3] that a distinguished triangle in is an Auslander–Reiten triangle if the following conditions are satisfied:
- (1)
; 2. (2)
; 3. (3)
given any morphism which is not a split-epimorphism, there is a morphism such that .
Let denote the free abelian group generated by all isomorphism classes of objects in , while is the quotient of by the subgroup generated by the set . By abuse of notation, objects in are also denoted by . As is a Krull–Schmidt category, the quotient is isomorphic to the free abelian group generated by isomorphism classes of objects in .
Let be the subgroup of generated by the subset
[TABLE]
Similarly, we let denote the subgroup of generated by
[TABLE]
Recall from for instance [happel3] that the Grothendieck group of is defined as .
In the proof of our main results, Theorem 2.4 and Theorem 2.5, we use the well-known fact that an equality in can yield an equality in . We need this in the case of and for an object in , but note that the following lemma could be phrased more generally in terms of additive functors.
Lemma 2.1**.**
Suppose that in for integers and objects in . Then and in for any object in .
Proof.
Let in . If for every , we use the defining relations for to obtain
[TABLE]
where denotes the coproduct of the object with itself times. Consequently, the object is zero in . Applying or and using additivity hence yields our desired equations.
If some of the coefficients are negative, we start by moving all negative terms to the right-hand side of our equality and proceed similarly. ∎
The lemmas below, which yield a triangulated analogue of [kobayashi, Proposition 2.8], provide an important step in the proofs of Theorem 2.4 and Theorem 2.5. Note that parts of our proof of Lemma 2.2 is much the same as the proof of [DPW, Lemma 2.2]. Observe also that Lemma 2.3 follows from [Webb, Proposition 3.1] in the case where is an algebraically closed field, and that the argument generalizes to our context. We include complete proofs for the convenience of the reader.
Lemma 2.2**.**
Let be an AR-triangle in . The following statements hold for an object in :
- (1)
The morphism is surjective if and only if is not a direct summand in . 2. (2)
The morphism is injective if and only if is not a direct summand in . 3. (3)
The morphism is surjective if and only if is not a direct summand in . 4. (4)
The morphism is injective if and only if is not a direct summand in .
Proof.
Note that is a direct summand in if and only if there exists a split epimorphism . By the definition of an AR-triangle, this is equivalent to not being surjective, which proves (1).
Our triangle yields the long-exact sequence
[TABLE]
The morphism is hence injective if and only if is surjective. By applying part (1) to the object , we see that is surjective if and only if is not a direct summand in , which is equivalent to not being a direct summand in . This shows (2).
The statements (3) and (4) are verified dually, using that AR-triangles equivalently can be defined in terms of a factorization property for the leftmost morphism, see for instance [happel3]. ∎
Lemma 2.3**.**
Let be an AR-triangle in . The following statements hold for an indecomposable object in :
- (1)
We have if and only if or . 2. (2)
We have if and only if or .
Proof.
From the long exact Hom-sequence arising from our triangle, we get the exact sequence
[TABLE]
where and . Splitting into short exact sequences and using our finiteness assumption, we see that the alternating sum of the lengths of the objects in the sequence vanishes. This gives the equation
[TABLE]
Consequently, we have if and only if the right-hand side of the equation is also non-zero. This means that either or (or both) must be non-zero. The object is non-zero if and only if is not injective. By part Lemma 2.2 part (2), this is the case if and only if is a direct summand in . Similarly, the object is non-zero if and only if is not surjective. Using part (1) of Lemma 2.2, this is equivalent to being a direct summand in . As is indecomposable, a direct summand in is necessarily isomorphic to , which finishes our proof of part (1).
Our second statement is shown dually, using part (3) and (4) of Lemma 2.2. ∎
We are now ready to prove our two main results, which show that we can study representation-finiteness of our category by considering the relations for the associated Grothendieck group.
Theorem 2.4**.**
Assume there is an object in such that or an object in such that for every non-zero in . If in , then has only finitely many isomorphism classes of indecomposable objects.
Proof.
Let be an object with the property described above, and consider the triangle . As this is a distinguished triangle, we have . By the assumption , there hence exist AR-triangles
[TABLE]
and integers for such that
[TABLE]
in . Given an object in , Lemma 2.1 now yields the equality
[TABLE]
in . If is non-zero, our assumption on implies that the left-hand side of this equation is non-zero. Hence, there must for every non-zero object be an integer such that . In particular, this is true for every . By Lemma 2.3 part (1), this means that any indecomposable object in is isomorphic to an object in the finite set , which yields our desired conclusion.
The proof in the dual case is similar, using Lemma 2.3 part (2). ∎
In the theorem below, an object in is called a generator of if
[TABLE]
for any non-zero object in . Dually, an object is called a cogenerator of if for any non-zero .
Theorem 2.5**.**
Assume that our category has a generator or a cogenerator. If in , then has only finitely many isomorphism classes of indecomposable objects up to translation.
Proof.
Let be a cogenerator and consider an indecomposable object in . Notice that as is a cogenerator, there exists an integer such that . As in the proof of Theorem 2.4, our assumption implies existence of a finite family of AR-triangles
[TABLE]
which yields an equality
[TABLE]
in . The left-hand side of this equation is non-zero, so there is an integer such that . By applying Lemma 2.3 part (1), this yields that either or . Consequently, every indecomposable object in can be obtained as a translation of an object in the finite set , which yields our desired conclusion.
The proof in the case where our category has a generator is dual, using Lemma 2.3 part (2). ∎
3. Application to Frobenius categories
We now move on to an application of Theorem 2.4. Throughout the rest of the paper, let be an essentially small -linear Frobenius category. Recall that a Frobenius category is an exact category with enough projectives and injectives, and in which these two classes of objects coincide. The stable category of , i.e. the quotient category modulo projective objects, is denoted by . We assume to be a Krull–Schmidt category and that the stable category is Hom-finite.
As is a Frobenius category, the associated stable category is triangulated. Recall that the distinguished triangles in are isomorphic to triangles of the form where is a short exact sequence in and denotes the first cosyzygy of . Note that is a well-defined autoequivalence on the stable category. The morphism in our distinguished triangle above is obtained from the diagram
[TABLE]
where is injective and both rows are short exact sequences. For a more thorough introduction to exact categories and the stable category of a Frobenius category, see for instance [happel3].
Based on the correspondence between short exact sequences in a Frobenius category and distinguished triangles in its stable category, we get results also for Frobenius categories. In order to see this, we need to rephrase some of our terminology in the context of exact categories. Let us first recall that a short exact sequence in is an Auslander–Reiten sequence if the following conditions are satisfied:
- (1)
; 2. (2)
the sequence does not split; 3. (3)
given any morphism which is not a split-epimorphism, there is a morphism such that .
Just as in the triangulated case, we let denote the free abelian group generated by isomorphism classes of objects in modulo the subgroup generated by the set . Again, we can define the subgroups and of , but now in terms of short exact sequences instead of distinguished triangles. Namely, we let be the subgroup generated by the subset
[TABLE]
and the subgroup generated by
[TABLE]
The next lemma describes a well-known correspondence between AR-sequences in and AR-triangles in , see [Roggenkamp, Lemma 3].
Lemma 3.1**.**
An exact sequence in is an AR-sequence in if and only if the corresponding distinguished triangle in is an AR-triangle in .
We are now ready to show the following lemma regarding the subgroups and of and the analogous subgroups of .
Lemma 3.2**.**
If in , then in .
Proof.
Assume in and consider a distinguished triangle in . As we work with isomorphism classes of objects, we can assume that our triangle is of the form where is a short exact sequence in . Since , there exist AR-sequences and integers for such that
[TABLE]
in , and hence also in . By Lemma 3.1, the right-hand side of this equation is contained in . Thus, we have shown that . The reverse inclusion is clear. ∎
We hence have the following corollary to Theorem 2.4.
Corollary 3.3**.**
Assume there is an object in such that or an object in such that for every non-zero in . If in , then the following statements hold:
- (1)
The category has only finitely many isomorphism classes of non-projective indecomposable objects. 2. (2)
If has only finitely many indecomposable projective objects up to isomorphism, then has only finitely many isomorphism classes of indecomposable objects.
Proof.
As is an essentially small -linear Krull–Schmidt category, the same is true for the stable category . As in , Lemma 3.2 yields that in . The result now follows from Theorem 2.4. ∎
Let us consider the example where is a complete Gorenstein local ring with an isolated singularity. Recall that the category of Cohen–Macaulay -modules is Frobenius. As is an isolated singularity, the associated stable category is Hom-finite, and completeness of yields the Krull–Schmidt property. By [hiramatsu, Lemma 2.1], our category has an object which satisfies the assumption in the corollary above. Since is local, there are only finitely many isomorphism classes of indecomposable projective objects. Consequently, part (2) of Corollary 3.3 yields that if the AR-triangles generate the relations for the Grothendieck group of this category, then has only finitely many isomorphism classes of indecomposable Cohen–Macaulay modules. This recovers [hiramatsu, Theorem 1.2] of Hiramatsu.
Note that one could, if preferred, state Theorem 2.4 and Corollary 3.3 in terms of taking the tensor product with , as in the result of Kobayashi [kobayashi, Theorem 1.2]. Hence, also Kobayashi’s conclusions are recovered from our approach in the case of a complete Gorenstein ring.
Acknowledgements**.**
The author would like to thank her supervisor Petter Andreas Bergh for helpful discussions and comments. She would also thank an anonymous referee for careful reading and suggestions which led to significant improvement of the paper.
References
