# Empirical Evaluations of Preprocessing Parameters' Impact on Predictive   Coding's Effectiveness

**Authors:** Rishi Chhatwal, Nathaniel Huber-Fliflet, Robert Keeling, Jianping, Zhang, Haozhen Zhao

arXiv: 1904.01718 · 2019-04-04

## TL;DR

This paper empirically evaluates how preprocessing parameters and algorithms influence the effectiveness of predictive coding in legal data review, highlighting the importance of parameter tuning for optimal results.

## Contribution

It provides a systematic analysis of preprocessing parameters and algorithms' impact on predictive coding accuracy using multiple real-world datasets.

## Key findings

- Preprocessing parameters significantly affect predictive coding accuracy.
- Different algorithms yield varying effectiveness depending on data characteristics.
- Optimal parameter settings improve model performance and efficiency.

## Abstract

Predictive coding, once used in only a small fraction of legal and business matters, is now widely deployed to quickly cull through increasingly vast amounts of data and reduce the need for costly and inefficient human document review. Previously, the sole front-end input used to create a predictive model was the exemplar documents (training data) chosen by subject-matter experts. Many predictive coding tools require users to rely on static preprocessing parameters and a single machine learning algorithm to develop the predictive model. Little research has been published discussing the impact preprocessing parameters and learning algorithms have on the effectiveness of the technology. A deeper dive into the generation of a predictive model shows that the settings and algorithm can have a strong effect on the accuracy and efficacy of a predictive coding tool. Understanding how these input parameters affect the output will empower legal teams with the information they need to implement predictive coding as efficiently and effectively as possible. This paper outlines different preprocessing parameters and algorithms as applied to multiple real-world data sets to understand the influence of various approaches.

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Source: https://tomesphere.com/paper/1904.01718