The Meyer function on the handlebody group
Yusuke Kuno, Masatoshi Sato

TL;DR
This paper provides an explicit formula for the signature of handlebody bundles over the circle, linking homological monodromy to Meyer's signature cocycle, and offers topological insights into the hyperelliptic handlebody group.
Contribution
It introduces a new explicit formula for the signature of handlebody bundles and interprets the generator of the first cohomology of the hyperelliptic handlebody group.
Findings
Explicit signature formula in terms of homological monodromy
Cobounding function for Meyer's signature cocycle on handlebody group
Topological interpretation of the hyperelliptic handlebody group's cohomology
Abstract
We give an explicit formula for the signature of handlebody bundles over the circle in terms of the homological monodromy. This gives a cobounding function of Meyer's signature cocycle on the mapping class group of a -dimensional handlebody, i.e., the handlebody group. As an application, we give a topological interpretation for the generator of the first cohomology group of the hyperelliptic handlebody group.
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The Meyer function on the handlebody group
Yusuke Kuno
Department of Mathematics, Tsuda University, 2-1-1 Tsuda-machi, Kodaira-shi, Tokyo 187-8577, Japan
and
Masatoshi Sato
Department of Mathematics, School of Science & Technology for Future Life, Tokyo Denki University, 5 Senjyuasahi-cho, Adachi-ku, Tokyo 120-8551, Japan
Abstract.
We give an explicit formula for the signature of handlebody bundles over the circle in terms of the homological monodromy. This gives a cobounding function of Meyer’s signature cocycle on the mapping class group of a -dimensional handlebody, i.e., the handlebody group. As an application, we give a topological interpretation for the generator of the first cohomology group of the hyperelliptic handlebody group.
Key words and phrases:
Signature cocycle, Handlebody group, Mapping class groups
2000 Mathematics Subject Classification:
20F38, 55R10, 57N13, 57R20
1. Introduction
Let be a closed connected oriented surface of genus and the mapping class group of , namely the group of isotopy classes of orientation-preserving self-diffeomorphisms of . Unless otherwise stated, we assume that (co)homology groups have coefficients in . The second cohomology of has been determined for all by works of many people, in particular by the seminal work of Harer [6, 7] for . We have , , and
[TABLE]
There are various interesting constructions of non-trivial second cohomology class of ; the reader is referred to the survey article [13]. Among others, the remarkable approach of Meyer [16, 17] was to consider the signature of -bundles over surfaces. The central object that Meyer used was a normalized 2-cocycle
[TABLE]
on the integral symplectic group of degree .
Meyer showed that for the pullback of the cohomology class of by the homology representation is of infinite order in . On the other hand, if then is torsion and there exists a (unique) rational valued cobounding function of . This means that
[TABLE]
Since the case was extensively studied by Meyer, such a cobounding function is called a Meyer function. Some number-theoretic and differential geometric aspects of the function were studied by Atiyah [2]. The case was studied by Matsumoto [15], Morifuji [18] and Iida [11]. For , there is no cobounding function of on the whole mapping class group . However, if we restrict to a subgroup called the hyperelliptic mapping class group , then it is known that there is a (unique) cobounding function of . Note that for . This function was studied by Endo [4] and Morifuji [18]. One motivation for studying Meyer functions comes from the localization phenomenon of the signature of fibered -manifolds. See, e.g., [1, 14].
In this paper, we study a new example of Meyer functions: the Meyer function on the handlebody group. The handlebody group of genus , which we denote by , is defined as the group of isotopy classes of orientation-preserving self-diffeomorphisms of the 3-dimensional handlebody of genus . It is well known that the natural homomorphism is injective since is an irreducible 3-manifold. Therefore, we can think of as a subgroup of . For a mapping class , we denote by the mapping torus of . It is a compact oriented -manifold. We define
[TABLE]
We show in Lemma 4.2 that is a cobounding function of the cocycle on the handlebody group . If , this is the unique cobounding function since is torsion (see [21, Theorem 20] and [12, Remark 3.5]).
The value can be computed from the action of on the first homology , and our first result gives its explicit description. To state it, we take a suitable basis of so that the homology representation restricted to takes values in a subgroup . (See Section 2.3 for details.) Then, is of the form , where , and are matrices. We consider a -linear space , and define a bilinear form on it by
[TABLE]
It turns out that is symmetric, and we have the following:
Theorem 1.1**.**
The value coincides with the signature of the symmetric bilinear form on .
In fact, we will show in Section 3.5 that the intersection form on is equivalent to the bilinear form .
As a corollary, we see that the function is bounded by . We also give sample calculations of in Lemmas 4.4 and 4.5. Walker also constructed a function whose restriction to coincides with . Our description of in Theorem 1.1 is similar to but different from a description of given by Gilmer and Masbaum [5, Proposition 6.9]. See, for details, Remark 3.6.
As an application of the function , we obtain a non-trivial first cohomology class in the intersection called the hyperelliptic handlebody group, denoted by . The group is an extension by of a subgroup of the mapping class group of a 2-sphere with -punctures, called the Hilden group. The Hilden group was introduced in [8], and it is related to the study of links in -manifolds. In [10], Hirose and Kin studied the minimal dilatation of pseudo-Anosov elements in , and gave a presentation of .
We consider the difference
[TABLE]
of the Meyer functions on and on . From the abelianization of obtained in [10, Corollary A.9], we see that the rank of is one. Let us denote a generator of by . Our second result is:
Theorem 1.2**.**
Let . We have
[TABLE]
When , we have , and gives an abelian quotient of .
There is an interpretation of the cohomology class in terms of a kind of connecting homomorphism. We assume that . From the diagram
[TABLE]
of groups and their inclusions, we have a natural homomorphism
[TABLE]
defined as follows. For , there are cobounding functions of and of , respectively. The cochain is actually a homomorphism on . It does not depend on the choices of the representatives , , and since when . Then is defined to be . In this setting, our cohomology class is written as .
The outline of this paper is as follows. In Section 2, we review the definition of Meyer’s signature cocycle and the handlebody group . We also review the abelianization of the hyperelliptic handlebody group obtained in [10], and describe a generator of the cohomology group in Corollary 2.6. In Section 3, we investigate the intersection form of the mapping torus of , and prove Theorem 1.1. As it turns out, we can explicitly describe as a function on a subgroup of the integral symplectic group. In Section 4, we prove Theorem 1.2 by using explicit calculations of the Meyer function in Lemmas 4.4 and 4.5.
2. Preliminaries on mapping class groups
Fix a non-negative integer .
2.1. Mapping class group of a surface
Let be a closed connected oriented surface of genus . The mapping class group of , denoted by , is the group of isotopy classes of orientation-preserving self-diffeomorphisms of . To simplify notation, we will use the same letter for a self-diffeomorphism of and its isotopy class.
The first homology group is equipped with a non-degenerate skew-symmetric pairing , namely the intersection form. Thus we can take a symplectic basis for . This means that and for any , where is the Kronecker symbol.
Once a symplectic basis for is fixed, we obtain the homology representation
[TABLE]
Here, the target is the integral symplectic group
[TABLE]
where , and is the matrix presentation of the action of on with respect to the fixed symplectic basis. We use block matrices to denote elements in , e.g., with integral matrices , , , and .
2.2. Meyer’s signature cocycle
Let . We consider an -linear space
[TABLE]
and a bilinear form on given by
[TABLE]
The form turns out to be symmetric, and thus its signature is defined; we set
[TABLE]
The map is called Meyer’s signature cocycle [16, 17]. It is a normalized 2-cocycle of the group .
Let be a compact oriented surface of genus [math] with three boundary components, i.e., a pair of pants. We denote by , and the boundary components of . Choose a base point in , and let , and be based loops in such that is parallel to the negatively oriented boundary component for any and holds in the fundamental group .
For given two mapping classes , there is an oriented -bundle such that the monodromy along is for . It is unique up to bundle isomorphisms. The total space is a compact 4-manifold equipped with a natural orientation, and hence its signature is defined.
Proposition 2.1** (Meyer [16, 17]).**
.
Remark 2.2*.*
Turaev [20] independently found the signature cocycle. He also studied its relation to the Maslov index.
2.3. Handlebody group
Let be a handlebody of genus . That is, is obtained by attaching one-handles to the -ball . We identify and the boundary of by choosing an orientation-preserving diffeomorphism between them. We have the following short exact sequence
[TABLE]
which is a part of the homology exact sequence of the pair . There are properly embedded, oriented and pairwise disjoint disks in whose homology classes (denoted by the same letters) constitute a basis for . We set for . Then ’s extend to a symplectic basis for . In what follows, we fix a symplectic basis obtained in this way. The image of the homology classes by the map constitute a basis for . For simplicity, we denote them by the same letters .
We denote by the handlebody group of genus . It can be considered as a subgroup of . For any , the matrix lies in the subgroup of defined by
[TABLE]
cf. [3, 9] for details. The matrices , and satisfy the following relations:
[TABLE]
Remark 2.3*.*
The group acts naturally on the groups in (2.1), and the maps and are -module homomorphisms. The matrix presentation of the action on is .
2.4. Hyperelliptic handlebody group
An involution of is called hyperelliptic if it acts on as . We fix an hyperelliptic involution which extends to an involution of , as in Figure 1.
The hyperelliptic mapping class group is the centralizer of in :
[TABLE]
Definition 2.4** ([10]).**
The hyperelliptic handlebody group is defined by
[TABLE]
Hirose and Kin [10, Appendix A] gave a finite presentation of the group . Moreover they determined the abelianization of as
[TABLE]
In fact, using their presentation, it is easy to make this result more explicit. Let , and be simple closed curves on as in Figure 1. For each denote by the right handed Dehn twist along . Following [10], set and . (Note that in [10], denotes the left handed Dehn twist along .)
Lemma 2.5**.**
When , one has . If , then
[TABLE]
Here, is the class of in , and is the infinite cyclic group generated by , etc.
Proof.
The case follows from the fact that and a result of Wajnryb [21, Theorem 14].
Assume that . Using [10, Theorem A.8], one sees that is generated by , and with the relations
[TABLE]
The assertion follows from these relations by a direct computation. ∎
The following corollary to Lemma 2.5 will be used in Section 4.4 to prove Theorem 1.2.
Corollary 2.6**.**
Let . There is a unique homomorphism satisfying the following property:
If is even, and ; 2.
If is odd, , , and thus .
Moreover, the first cohomology group is an infinite cyclic group generated by .
3. Handlebody bundles over
3.1. Mapping torus
Let be the unit interval. By identifying the endpoints of , we obtain the circle . Let be the natural projection. For , we set . Choose as a base point of . Then the fundamental group is an infinite cyclic group generated by the homotopy class of .
In what follows, we use the following cell decomposition of : the [math]-cell is and the 1-cell is . The map induces an orientation of .
Let . The mapping torus of is the quotient space
[TABLE]
For , its class in is denoted by . The natural projection is an oriented -bundle, and the total space is a compact 4-manifold with boundary equipped with a natural orientation. The pullback of by is a trivial -bundle over , and its trivialization is given by the map
[TABLE]
The following composition of maps coincides with :
[TABLE]
Therefore, the monodromy of along is equal to the mapping class . As was mentioned in Remark 2.3, the groups , , and are -modules. Thus, these groups become -modules; the homotopy class of , which is a generator of , acts as the monodromy .
3.2. Second homology of the mapping torus
For a non-negative integer , let be the local system on which comes from the -bundle , and whose fiber at is the -th homology group . Similarly, we consider the local system whose fiber at is the -th relative homology group .
Consider the Serre homology spectral sequence of the -bundle . It degenerates at the page, which is given by . Since and the base space is -dimensional, we obtain
[TABLE]
Moreover, using the cellular homology of with coefficients in , we have
[TABLE]
where the boundary map is given by
[TABLE]
In summary, we have proved the following lemma. In the statement, is the space of invariants under the action of , i.e., .
Lemma 3.1**.**
We have .
Similarly, for the relative homology of the pair , there is a spectral sequence converging to such that . This degenerates at the page, too. Since , we obtain
[TABLE]
By the same argument as above, we obtain the following lemma. In the statement, is the space of coinvariants under the action of , i.e., the quotient of by the subgroup generated by the set }.
Lemma 3.2**.**
We have .
3.3. Description of the inclusion homomorphism
Recall that the short exact sequence (2.1) is -equivariant. Let be a -invariant homology class. Pick an element such that . Then .
Definition 3.3**.**
.
It is easy to see that is independent of the choice of . Thus we obtain a well-defined map .
Proposition 3.4**.**
The following diagram is commutative:
[TABLE]
where the bottom horizontal arrow is the inclusion homomorphism, and the vertical arrows are the isomorphisms in Lemmas 3.1 and 3.2.
3.4. Proof of Proposition 3.4
In this section, for a topological space , we denote by and the groups of singular -chains and singular -cycles, respectively.
Let . Pick its lift such that . Take a singular -cycle representing the homology class . Then, is a singular -boundary in since . Therefore, there exists such that .
First we compute the composition of and the right vertical map. We claim that is represented by the relative -cycle . This follows from the equality in and the relation . Hence, the right vertical map sends to the homology class represented by the relative -cycle , where the symbol means the cross product.
Next we compute the composition of the left vertical map and . For this purpose, we set
[TABLE]
Here, is the map defined in (3.1), and the unit interval is regarded as a singular -chain in the obvious way. Actually, is a -cycle in .
Lemma 3.5**.**
The isomorphism in Lemma 3.1 sends to the homology class of .
Proof.
We need to inspect the spectral sequence involved in Lemma 3.1. For simplicity we denote , and for every non-negative integer let be the inverse image of the -skeleton of by the projection map . Thus we have . Accordingly, the singular chain complex has an increasing filtration: . The associated spectral sequence is the one that we consider.
Now let . There is an isomorphism
[TABLE]
under which the homology class is mapped to the homology class of the relative -cycle . However, since , it holds that
[TABLE]
Thus the homology class under consideration is now represented by a genuine -cycle in . Finally, we observe that the natural map
[TABLE]
coincides with the inclusion homomorphism. This completes the proof. ∎
By Lemma 3.5, it is enough to compute . Since is a -cycle in , the -chain lies in . Hence
[TABLE]
This shows that is represented by the relative -cycle . This completes the proof of Proposition 3.4.
3.5. Proof of Theorem 1.1
We describe the intersection form of and prove Theorem 1.1.
First we claim that the second homology group is naturally isomorphic to . In fact, by Lemma 3.1 we have , and the action of on is given by the matrix . Thus the claim follows.
We next claim that under the isomorphism , the intersection form on is transferred to the bilinear form . Since , this will complete the proof of Theorem 1.1. The proof of this claim consists of two steps.
Step 1. We give a description of the bilinear form on that is obtained by transferring the intersection form on . Let be the intersection product of the compact oriented -manifold . We have
[TABLE]
Let
[TABLE]
be the intersection product of and followed by the contraction of the coefficients by the form . Under the isomorphisms in Lemmas 3.1 and 3.2, this is equivalent to the intersection product . By composing (3.3) and the homomorphism
[TABLE]
we obtain a bilinear form on . Proposition 3.4 implies that this is equivalent to the intersection form on .
Step 2. We prove that the bilinear form on described in the previous paragraph is equivalent to under the identification . Let , . We regard as an element of . Then, we can take as a lift of which we need to compute . Thus we have
[TABLE]
and hence Therefore, the pairing of and by the bilinear form on described above is equal to
[TABLE]
Here we used the equality (3.2). This completes the proof of Theorem 1.1.
Remark 3.6*.*
There is a -cocycle on constructed by Turaev [20] which satisfies , and Walker, in page 124 of his note111K. Walker (1991). On Witten’s -manifold invariants, Preliminary Version [online]. Website https://canyon23.net/math/1991TQFTNotes.pdf [accessed 1 May 2020]., constructed a (unique) cobounding function of the sum of -cocycles. The -cocycle and the function depend on the choice of a lagrangian . If we choose a suitable lagrangian , the restriction of to is known to be a cobounding function of , and coincides with our function . Gilmer and Masbaum [5, Proposition 6.9] described explicitly in a way which is similar to but different from ours.
Remark 3.7*.*
Since for any , we have for any . Since is symmetric by (2.2), this gives a purely algebraic explanation for the symmetric property of the form on .
Remark 3.8*.*
By Theorem 1.1, one can regard as a -cochain on . For , it is the unique -cochain which cobounds on since ; see [19, Corollary 4.4].
4. Evaluation of Meyer functions
4.1. The Meyer function on the hyperelliptic mapping class group
There is a unique -cochain such that for any ,
[TABLE]
The -cochain is called the Meyer function on the hyperelliptic mapping class group of genus ; see [4, 18].
Recall the element which was defined in Section 2.4.
Lemma 4.1**.**
.
Proof.
Set for every . Using (4.1), we have
[TABLE]
As was shown in [4, Lemma 3.3] and [18, Proposition 1.4], we have for all . Also, by a direct computation we obtain , , and . The result follows from these equalities. ∎
4.2. The Meyer function on the handlebody group
Recall from the introduction that we defined by , where is the mapping torus of .
Lemma 4.2**.**
The function cobounds the cocycle in the handlebody group . If , is the unique cobounding function of .
Proof.
The uniqueness follows from the fact that is torsion when .
For given two mapping classes , there is an oriented -bundle such that the monodromy along , and are , and , respectively. The boundary of is written as
[TABLE]
Note that is diffeomorphic to under an orientation-preserving diffeomorphism, where denotes the mapping torus with orientation reversed. Since the signature of is zero, Novikov additivity implies that
[TABLE]
This shows that is a cobounding function of restricted to . ∎
Since for any , the signature cocycle is a bounded 2-cocycle. Therefore, it represents a class in the second bounded cohomology group . The image of under the natural homomorphism is non-trivial since the Meyer function is unbounded. In contrast, we have:
Proposition 4.3**.**
Under the natural homomorphism , the image of the cohomology class vanishes.
Proof.
The restriction of the signature cocycle to is cobounded by the function , and is a bounded function since the rank of is at most . ∎
4.3. Computation of the Meyer function on the handlebody group
Theorem 1.1 shows that the bilinear form on , whose signature coincides with , can be computed from the homological monodromy . In more detail, if , then and for .
The -cochain , regarded as the one defined on , is stable with respect to in the following sense. For every non-negative integer , there is a natural embedding ;
[TABLE]
where
[TABLE]
Then for any .
Lemma 4.4**.**
For any positive integer , we have .
Proof.
Since the action of on is given by
[TABLE]
we may assume that . Then , and on which the pairing is given by the matrix . Hence , as required. ∎
Lemma 4.5**.**
.
Proof.
The proof proceeds as in the same way as the previous lemma. In this case we may assume that . Then
[TABLE]
The rest of computation is straightforward, so we omit it. ∎
4.4. Proof of Theorem 1.2
Since both the -cochains and cobound the signature cocycle, their difference becomes a -valued homomorphism on .
We compare the homomorphism with the generator in Corollary 2.6. It is sufficient to evaluate on if is even, and on if is odd. By Lemmas 4.1 and 4.5 we immediately obtain
[TABLE]
This settles the case where is even. When is odd, we compute
[TABLE]
Here, we used the fact that is a homomorphism on in the first line; we used the fact that (see the proof of Lemma 4.1), Lemma 4.4 and (4.2) in the second line. This completes the proof of Theorem 1.2.
Acknowledgments. The authors would like to thank Susumu Hirose for his helpful comments. Y. K. is supported by JSPS KAKENHI 18K03308. M. S. is supported by JSPS KAKENHI 18K03310.
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