On arithmetic intersection numbers on self-products of curves
Robert Wilms

TL;DR
This paper provides explicit formulas for arithmetic intersection numbers on Jacobians of curves, establishes a new lower bound for the self-intersection of the dualizing sheaf, and applies these to effective Bogomolov-type results.
Contribution
It introduces a combinatorial method for computing intersection numbers on self-products of curves, leading to new bounds and formulas for heights and intersection numbers.
Findings
Explicit formula for Néron-Tate height of cycles
New lower bound for the self-intersection number of the dualizing sheaf
Effective Bogomolov-type result for tautological cycles
Abstract
We give a close formula for the N\'eron-Tate height of tautological integral cycles on Jacobians of curves over number fields as well as a new lower bound for the arithmetic self-intersection number of the dualizing sheaf of a curve in terms of Zhang's invariant . As an application, we obtain an effective Bogomolov-type result for the tautological cycles. We deduce these results from a more general combinatorial computation of arithmetic intersection numbers of adelic line bundles on higher self-products of curves, which are linear combinations of pullbacks of line bundles on the curve and the diagonal bundle.
| (a) | ||
| (b) | ||
| (c) | ||
| (d) |
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Taxonomy
TopicsPolynomial and algebraic computation · Commutative Algebra and Its Applications · Advanced Numerical Analysis Techniques
On arithmetic intersection numbers on self-products of curves
Robert Wilms
Robert Wilms
Department of Mathematics and Computer Science
University of Basel
Spiegelgasse 1
4051 Basel
Switzerland
Abstract.
We give a closed formula for the Néron–Tate height of tautological integral cycles on Jacobians of curves over number fields as well as a new lower bound for the arithmetic self-intersection number of the dualizing sheaf of a curve in terms of Zhang’s invariant . As an application, we obtain an effective Bogomolov-type result for the tautological cycles. We deduce these results from a more general combinatorial computation of arithmetic intersection numbers of adelic line bundles on higher self-products of curves, which are linear combinations of pullbacks of line bundles on the curve and the diagonal bundle.
2010 Mathematics Subject Classification:
14G40.
The author gratefully acknowledges support from SFB/Transregio 45.
1. Introduction
In [11] we introduced a combinatorial method to compute Deligne pairings on self-products of universal families of Riemann surfaces. De Jong [7] applied this technique to compute Néron–Tate heights of certain tautological cycles on Jacobians of curves over number fields. The aim of this paper is to establish an improvement of this method, which makes it possible to deduce a closed formula for the Néron–Tate height of the tautological cycles and in particular, to obtain an effective Bogomolov-type result for these cycles.
To give more precise statements, let be a smooth projective geometrically connected curve of genus over a number field of degree with semistable reduction over the integers of . Further, let be the Jacobian of and an ample symmetric line bundle on , which induces the canonical principal polarization of and which is rigidified at the origin.
For any divisor on of degree and any vector of non-zero integers we define the map
[TABLE]
and we denote by the cycle on obtained by the image of . Philippon [9] and Gubler [5, (8.7)] introduced the Néron–Tate height for higher-dimensional subvarieties of abelian varieties. If , the Néron–Tate height of with respect to is given by
[TABLE]
where the terms in the brackets denote the (arithmetic) self-intersection numbers of equipped with its admissible adelic metric and restricted to .
De Jong [7, Theorem 1.1] showed, that there are rational numbers , and , such that
[TABLE]
where denotes the arithmetic self-intersection of the dualizing sheaf of equipped with its admissible adelic metric, we shortly write and is the Néron–Tate height, which can also be expressed by the arithmetic self-intersection number equipping with its admissible adelic metric, see [13, (5.4)]. The invariant is given by
[TABLE]
where denotes the set of finite places of , is the cardinality of the residue field at , is a semistable regular model of over the integers of the completion of at and is an invariant only depending on the metrized reduction graph of introduced by Zhang [17, Theorem 1.3.1]. The second sum runs over all embeddings , denotes the base change of induced by and is an invariant of compact connected Riemann surfaces also introduced in loc. cit.
De Jong computed , and in some special cases and gave an algorithm to compute them in general, which was implemented by D. Holmes in SAGE. As an application, de Jong obtained an effective Bogomolov-type result for . Further, he remarked, that by the results of the algorithms, a general closed expression for , and seems not to be straightforward.
In this paper, we will modify and generalize our combinatorial method in [11, Section 5.3] to compute arithmetic intersection products on self-products of in a more general way. Before we give the result in its full generality, we discuss some applications. First, we obtain the following closed expressions for the numbers , and above.
Theorem 1.1**.**
Let be any smooth projective geometrically connected curve of genus with semistable reduction over a number field , any degree divisor on and any vector of non-zero integers. If , it holds . For we have
[TABLE]
with , and if and
[TABLE]
if .
Secondly, we discuss lower bounds for . Zhang [17, Section 1.4] has obtained, that the lower bound
[TABLE]
would follow from the arithmetic Hodge index conjecture by Gillet-Soulé [4, Conjecture 2], which is not known to be true in general. But for hyperelliptic curves it is known, that the inequality (1.2) becomes an equality, which shows the sharpness of this conjectured bound. De Jong obtained the lower bound
[TABLE]
as a consequence of the non-negativity of the Néron–Tate height of , see [7, Corollary 1.4], and he remarked, that experiments led to the belief, that this is the best lower bound for obtainable by this method. Theorem 1.1 shows, that this is indeed true: We get the best lower bound for exactly if and the quotient
[TABLE]
is minimal. This is exactly the case if , which gives the bound (1.3). In this paper, we will give stronger bounds as an application of the arithmetic Hodge index theorem for adelic line bundles by Yuan and Zhang [12, Theorem 3.2].
Theorem 1.2**.**
Let be any smooth projective geometrically connected curve of genus with semistable reduction over a number field . It holds
[TABLE]
For we even have and for we have .
It is hard to predict, whether our method can give even stronger bounds.
Néron–Tate heights have applications to the study of the generalized Bogomolov conjecture. We first discuss this in a more general situation. Let be an abelian variety defined over , a symmetric ample line bundle on defining a principal polarization, the Néron-Tate height associated to and a closed subvariety. Then Zhang [14, Theorem 1.10] has shown, that the first essential minimum
[TABLE]
of is bounded by .
The generalized Bogomolov conjecture states, that if is not the translate by a torsion point of an abelian subvariety of . This was first proven by Ullmo [10] if is a curve embedded in its Jacobian and then by Zhang [16] in the general case. The effective Bogomolov conjecture asks for an effective positive lower bound for . As a direct consequence of Theorems 1.1 and 1.2 we can deduce a lower bound for .
Corollary 1.3**.**
Let be any smooth projective geometrically connected curve of genus with semistable reduction over a number field , any degree divisor on and any vector of non-zero integers. If , it holds . For we have
[TABLE]
Thus, we obtain an effective Bogomolov-type result for all if . Note, that we indeed have : For any embedding we obtain the positivity from [17, 2.5 Remark 1] and for it was shown by Cinkir [2, Theorem 2.11], that we have . More precisely, Cinkir proved that we have
[TABLE]
where denotes the number of non-separating geometric double points on the reduction of at and for we write for the number of geometric double points on the reduction of at such that the local normalization has two connected components, one of arithmetic genus and one of arithmetic genus . Hence, we obtain a very explicit lower bound for .
Next, we give our general statement on the arithmetic intersection numbers on . Let be the admissible adelic line bundle on associated to the diagonal in . We define the following modified versions of and
[TABLE]
Here, is equipped with its admissible adelic metric, denotes its arithmetic self-intersection number, we write and for the structure morphisms and we write in general for the projection to the -th,, -th factors. Further, we denote the following adelic line bundles on
[TABLE]
Our main result computes the arithmetic intersection numbers of adelic -line bundles given by linear combinations of the ’s in terms of the self-intersection number , Zhang’s invariant and the Néron–Tate height of .
Theorem 1.4**.**
Let be any smooth projective geometrically connected curve of genus with semistable reduction over a number field , an integer and adelic -line bundles on of the form
[TABLE]
where are any rational numbers satisfying for all .
- (a)
The intersection number is given by
[TABLE]
where denotes the symmetric group of and is the set of all partitions of . 2. (b)
The arithmetic intersection number is given by
[TABLE]
where
[TABLE]
[TABLE]
and
[TABLE]
The proof of the theorem is based on our method of associating graphs to Deligne pairings introduced in [11, Section 5.3]. The modification in Equation (1.4) makes the combinatorics simpler, which makes it possible to prove the theorem.
To obtain Theorem 1.1 from Theorem 1.4 we will show, that it holds
[TABLE]
Hence by the projection formula, Theorem 1.4 can be applied to compute the Néron–Tate heights in Theorem 1.1 and it is left as a combinatorial exercise to express them in the simplified form.
As an application of the arithmetic Hodge index theorem for adelic line bundles by Yuan–Zhang [12, Theorem 3.2], we will prove the following result.
Theorem 1.5**.**
Let be any smooth projective geometrically connected curve of genus with semistable reduction over a number field , an integer and any vector of non-zero integers. For any rational numbers with satisfying
[TABLE]
define the adelic -line bundle on . Then it holds
[TABLE]
We remark, that for we even have . We will deduce Theorem 1.2 from Theorem 1.5 by applying it to suitable choices of , , and .
Outline
In Section 2 we recall the required facts on adelic line bundles. We discuss Deligne pairings and their relations to intersection numbers in Section 3. In Section 4 we recall the definition of admissible metrics on abelian varieties and on curves.
In Section 5 we associate a graph to certain intersection numbers and vice versa, an intersection number to any graph. Further, we express the intersection number associated to a graph in terms of usual invariants of the graph by several reduction steps. In the subsequent section we prove Theorem 1.4 using this method. We study the self-intersection numbers of as a special case of Theorem 1.4 in Section 7. In particular, we obtain a proof for Theorem 1.1. Finally, in the last section we deduce Theorems 1.2 and 1.5 from the arithmetic Hodge index theorem for adelic line bundles.
Terminology
We always denote by a number field of degree and we write for its ring of integers. We set , where is the set of finite places of and denotes the set of complex embeddings . For we write for the completion of with respect to and we fix an algebraic closure with ring of integers . For we denote for the completion of the image of in and . We fix a collection of absolute values on for all , which satisfies the product formula.
Throughout this paper, will always be a smooth projective geometrically connected curve of genus with semistable reduction over . We write for the canonical bundle of and we denote for the Jacobian of . We fix an ample symmetric line bundle on , which induces the canonical principal polarization of and which is rigidified at the origin.
We will always denote by a positive integer, for the structure morphism and for we write for the projection to the -th, , -th factors. Furthermore, denotes the projection forgetting the -th factor.
Moreover, we will always denote by an -dimensional vector of non-zero integers. Further, will always be a line bundle of degree on . We will often choose , although this is only defined up to a torsion element in . Also, we shortly write . We denote the morphism as in (1.1) and we denote for the cycle on induced by its image.
2. Adelic line bundles
In this section we recall the preliminaries on adelic line bundles. The main reference is [14, Section 1], see also [7, Section 2]. Let be a smooth projective variety over and a line bundle on . For we denote and for the pullbacks of and induced by the canonical map . A metric on is by definition a collection of -norms on each fibre for .
If is a finite place, we obtain a natural metric of for any positive integer and any projective flat model of over . This metric is given as follows: For any point , with its unique extension , and any we put
[TABLE]
In general, a metric on is called continuous and bounded, if there exists a model of , such that is continuous and bounded.
An adelic metric for is a collection of metrics such that each is bounded, continuous and invariant and there exist a non-empty open subset and a model of over , such that for every we have , where is the pullback of induced by . We call an adelic metric semipositive, if there is a sequence of models of over with relatively semipositive on , such that for all the series converges to [math] uniformly in and for each the metric is a smooth hermitian metric with semipositive curvature form. We call an adelic metrized line bundle integrable if there are two semipositive metrized line bundles and and an isometry .
Zhang has shown in [14, (1.5)], that the arithmetic intersection product by Gillet and Soulé [3] can be extended to integrable metrized line bundles. Hence, for integrable line bundles and an integral cycle on of dimension we obtain a symmetric and multi-linear intersection number
[TABLE]
which is zero for and for we have
[TABLE]
We shortly write if and . Further, we write if . If we denote the space of integrable line bundles by , then an integrable -line bundle is an element in . By multi-linearity the arithmetic intersection product also extends to integrable -line bundles.
Next, we define the notion of nefness for integrable line bundles. Let be a model of over . A hermitian line bundle on is a pair consisting of a line bundle on and a collection of smooth hermitian metrics on the pullbacks of induced by the ’s in , which is invariant under the action of the complex conjugation. A hermitian line bundle is called nef if for all irreducible closed subvarieties the arithmetic intersection product is non-negative and if has a semipositive curvature form for all .
Now let be an integrable line bundle on . We call nef if there is a sequence of models of over , where the ’s are now nef hermitian line bundles, such that the adelic model metrics of uniformly converge to the adelic metric of .
We define the height of an integral cycle on of dimension with respect to an integrable ample line bundle to be
[TABLE]
We will use the following projection formula. Let be a morphism of smooth projective varieties over and integrable line bundles on . Further, let be an integral cycle on . Then it is shown in [7, Proposition 3.1], that
[TABLE]
If we further set and and choose an integrable line bundle on , then we have
[TABLE]
for . If the metrics are induced by models, the first equation follows from [3, Section 4.4], as the arithmetic cycle is trivial. In general it follows by taking limits. The second equation follows by classical intersection theory.
There is another projection formula. Let and be smooth projective varieties over , integrable line bundles on and integrable line bundles on . Denote and for the two projections. It is shown in [7, Proposition 3.2], that we have
[TABLE]
3. Deligne pairings
In this section we collect some facts about Deligne pairings. Details can be found in [15, Section 1.1] as well as in [7, Section 3]. Let be a smooth morphism of smooth projective varieties over of relative dimension and semipositive adelic line bundles on . The Deligne pairing is a integrable line bundle on . Its underlying line bundle is locally generated by symbols , where is a local section of , and for any and any function on , such that the intersection is finite over and has empty intersection with , we have the relation
[TABLE]
The metrics of can be described recursively. We may assume . For any non-zero local sections of with empty common zero locus, such that is a prime divisor on and is non-zero for all , we have
[TABLE]
for all . We have to make sense of the integral if . It is enough to do this, if the adelic line bundles are given by models of over . In general, one has to take limits. If we write for the section of extending the section of , then is a Weil divisor supported in the closed fibres of . The integral is defined to be
[TABLE]
It turns out, that with this metric is indeed a integrable line bundle on . For any integrable -line bundles on we also obtain an integrable -line bundle on by multi-linearity.
If , the Deligne pairing is given by the intersection number
[TABLE]
In general, one has for integrable -line bundles on and integrable -line bundles on the identity
[TABLE]
and the identity
[TABLE]
where denotes the multidegree of the generic fibre of with respect to the line bundles . This follows from [7, Proposition 3.5].
4. admissible metrics
Continuing the notation of the introduction, we recall the admissible adelic metrics for the line bundle on , for the canonical bundle on and for the diagonal bundle on . Details can be found in [14] and [7, Section 4].
As is a symmetric bundle and rigidified at the origin, there is a unique choice of an isomorphism , where denotes the multiplication by . It was shown by Zhang [14, Theorem 2.2], that there is a unique integrable adelic metric on , such that for each the isomorphism becomes an isometry. We call this metric the admissible metric and we write for the corresponding integrable line bundle. For any closed subvariety of the height defined in Equation (2.1) coincides with the Néron-Tate height defined by Philippon [9] and Gubler [5, (8.7)], see [14, Section 3.1]. We will need, that is nef in the sense of Section 2.
Lemma 4.1**.**
The integrable line bundle is nef.
Proof.
The construction in [14, (2.3)] gives a sequence of models of over for some , such that is relatively ample. For every and every we choose the hermitian metric on to be the unique metric, such that the pullback of the isomorphism by is an isometry. By [8, Proposition II.2.1] this metric can also be described as the unique metric, such that the rigidification at the orign is an isometry and its curvature form is translation-invariant and therefore positive. We denote for the adelic line bundle induced by the model and equipped with the hermitian metrics above. Then the sequence of the adelic metrics of uniformly converges to the adelic metric of .
Let now be an irreducible closed subvariety. As is ample and is positive we know by [1, Proposition 3.2.4 Remark (iii)] that there exists a constant independent of , such that
[TABLE]
We may choose . If is contained in the fiber of a closed point of , we always have by the ampleness of . Otherwise, is the closure in of an irreducible cycle . If we fix and consider for varying the closure in of , we obtain
[TABLE]
by [14, Theorem 2.4 (b)]. Hence, the uniform convergence of implies that . This can be checked by formula (3.1), respectively by its global version [7, Eq. (3.3)], and induction on .
If we write for the hermitian line bundle obtained from by multiplying the hermitian metric by the constant , we can deduce from [1, Proposition 3.2.2] that
[TABLE]
if . If , we have by [1, Equation (3.1.4)]. We write for the adelic line bundle associated to the model . As the constant converges to , the sequence of the metrics of uniformly converges to the metric of . Since the hermitian line bundles are nef, is nef in the sense of Section 2. ∎
Next we give admissible metrics for any line bundle on . For this purpose, we may assume that has non-zero degree. In general one obtains admissible metrics by taking tensor products. The pullback is canonically isomorphic to on . Hence, for any we can find such that . We write for the integrable line bundle, such that is an isometry, and we call admissible metrized. In particular, we obtain admissible metrics for and .
In a similar way, we obtain an admissible metric for the diagonal bundle . The pullback is canonically isomorphic to , see for example [7, Section 4]. We write for the integrable bundle associated to , such that
[TABLE]
is an isometry. If denotes the embedding of the diagonal, the canonical isomorphism yields an isometry .
5. Intersection numbers and graphs
We discuss a combinatorial method to compute (arithmetic) intersection numbers of adelic line bundles by associating graphs. This method is based on our construction in [11, Section 5.3]. By a graph we always mean an undirected multigraph, which can have loops.
As in the introduction, we denote the following integrable line bundles on
[TABLE]
Note, that our sloppy notation ignores the dependence of on . We write
[TABLE]
for the set of all these bundles. For any tuple in the -th symmetric power of with we associate the graph as follows:
- •
The set of vertices of is .
- •
The set of edges of is , where the edge is given by .
Vice versa, if is a graph with set of vertices and set of edges , where , we associate an -tuple , such that . We denote the intersection product of the tuple of line bundles associated to a graph by . Our goal is to compute the intersection number by invariants of the graph.
We define the degree of a vertex to be
[TABLE]
which is just the number of edges at , counting loops twice. Further, we write for the number of connected components of a graph . For any admissible metrized line bundle on with we denote by its Néron–Tate height, see also [13, (5.4)]. The main result of this section is the following proposition.
Proposition 5.1**.**
Let be a graph with vertices and edges.
- (a)
If , then . 2. (b)
Assume . If all vertices of have degree , i.e. it is a collection of circles, then
[TABLE]
Otherwise, we have . 3. (c)
Assume and write .
- (i)
If has one vertex of degree and all other vertices have degree , then
[TABLE] 2. (ii)
If has two vertices of degree , which are connected by exactly path, and all other vertices have degree , then
[TABLE] 3. (iii)
If has two vertices of degree , which are connected by different paths, and all other vertices have degree , then
[TABLE] 4. (iv)
In any other case, we have .
We will prove the proposition by reduction steps on the graphs. For this purpose, we first need some lemmas.
Lemma 5.2**.**
Let be the connected components of . Then we have
[TABLE]
Proof.
This immediately follows from formula (2.4). ∎
Lemma 5.3**.**
If has a vertex of degree , then .
Proof.
Let be an -tuple associated to and let be a vertex of degree . After renaming, we may assume, that are not connected to and is no loop or it is also not connected to . That means, if we factorize by , where denotes the projection forgetting the -th factor, there are integrable line bundles on with for all . Applying Equation (3.3) we obtain
[TABLE]
But , as is either isomorphic to some or it is isomorphic to for some and
[TABLE]
∎
Let be a vertex of of degree for which is no edge of , and write and for the edges connected to . We write for the graph obtained by removing and from and adding an edge . The next lemma shows, that the intersection number is stable under this contraction.
Lemma 5.4**.**
Let be a vertex of of degree for which is no edge of . Then .
Proof.
We choose an -tuple associated to , such that corresponds to in and and correspond to the edges connected to . We again factorize by and choose such that for all . By Equation (3.2) we obtain
[TABLE]
for some different from . Hence, it remains to compute the Deligne pairing with respect to . As we already have seen in the proof of Lemma 5.3, vanishes. Hence, we have only to consider the non-constant part of and with respect to :
[TABLE]
Let us first assume . If we apply Equation (3.1) to the canonical section of , we obtain , since the integral vanishes as is fibrewise admissible with respect to . Similarly, we obtain . Since Deligne pairings commute with base change, we have . Putting everything together yields
[TABLE]
Now we consider the case . We can again apply Equation (3.1) to obtain
[TABLE]
where denotes the embedding of the diagonal. As above, we compute
[TABLE]
This proves the lemma. ∎
The next lemma computes for the cases, which will remain after reductions.
Lemma 5.5**.**
The intersection numbers for the graphs in Table 1 are given as in the table.
Proof.
- (a)
We have . 2. (b)
Since is isomorphic to , we obtain
[TABLE]
such that the assertion follows by a direct computation. 3. (c)
As is isomorphic to , the intersection number is given by
[TABLE]
To compute this, we proceed as in the proof of Lemma 5.4. By factorizing and using Equation (3.2) we can first multiply the last two factors, where we have and as in the proof of Lemma 5.4. This gives
[TABLE]
and by a direct computation we obtain the assertion. 4. (d)
Since is isomorphic to , the intersection number is given by
[TABLE]
Computing as before, we obtain
[TABLE]
It was shown in [7, Proposition 7.1], that . Hence, we obtain the assertion.
∎
Now we can prove Proposition 5.1.
Proof of Proposition 5.1.
- (a)
This directly follows, as vanishes if . 2. (b)
By Lemma 5.4 a circle has the same intersection number as a loop, which has intersection number by Lemma 5.5. Hence, a collection of circles has intersection number by Lemma 5.2. If there is a vertex of degree , then there has to be a vertex of degree , since . Then the intersection number vanishes by Lemma 5.3. 3. (c)
If we are in case (iv), there has to exist a vertex of degree . Hence, the intersection number vanishes. Therefore, we may assume that there is no vertex of degree . If we decompose into its connected components and contract all degree vertices for which is no edge of , we obtain loops and one graph of the form (b), (c) or (d) in Table 1. By Lemmas 5.2, 5.4 and 5.5 we obtain the intersection number as in the proposition.
∎
6. Proof of Theorem 1.4
We will prove Theorem 1.4 in this section. Let be adelic -line bundles on of the form
[TABLE]
where are rational numbers satisfying for all .
We first prove (a). By multi-linearity we can expand as a linear combination of intersection numbers of graphs as in the previous section. We have to count with coefficients the graphs consisting only of circles. For this purpose, let be the set of all partitions of . To any graph with vertex set isomorphic to we associate the partition induced by the connected components of . If only consists of circles, its intersection number is given by and hence, it only depends on . Fix some and . To build a circle of the elements in , we choose an isomorphism . Of course, neither the starting point nor the direction is a datum of the circle, such that by symmetry we get every circle -times if , and -times else.
Thus, the coefficient corresponding to the partition in the expansion of the intersection number is given by
[TABLE]
Note that we have to sum over the symmetric group of , since fixing the graph determines the corresponding -tuple of line bundles only up to order. By the factor in the definition of , we get the in the denominator also if . If we obtain the in the denominator, since in this case the two line bundles corresponding to the circle associated to are equal, such that we have to divide by after summing over all permutation of the line bundles.
If we multiply (6.1) with the intersection number of the corresponding graphs and sum over all partitions , we obtain the formula in the theorem. This proves (a).
To prove (b), we may again expand as a linear combination of intersection numbers of graphs. Now we have to count with coefficients the graphs of the form as in (i), (ii) and (iii) of Proposition 5.1 (c). We consider the three different types separately for a fixed partition .
- (i)
We have to build circles of the elements of for all except for one. Denote this one by . We have to build a connected graph with a vertex of degree and all other vertices of degree of the elements of . We do this by fixing a , which will be the vertex of degree , and choosing an isomorphism . The graph is obtained by connecting and by an edge for every and connecting and by an edge and and by another edge. If and , this looks as follows:
[TABLE]
The graph does not care about the direction and we can flip the direction of the left side respectively the right side. Hence, we obtain every graph times if both circles consists of at least vertices. If we have one circle with at least vertices and the other circle has less than vertices, we obtain the graph times. If both circles have less than vertices but we have at least vertices in all, we obtain the graph times. Finally, we obtain the graph consisting of two loops exactly once. Similarly to the proof of (a), the coefficient corresponding to the partition in the expansion of the intersection number is given by
[TABLE]
We have to explain, why we uniformly get the factor . By the factor in the definition of , we obtain an additional factor in the denominator for every loop in the graph associated to . Further, we have to divide by whenever the tuple of line bundles corresponding to the graph associated to contains two equal line bundles, since we summed over all permutations . Going through the cases mentioned above, one checks that we always have to divide by .
If we multiply with the intersection number of the graph, which only depends on the partition associated to the graph, and sum over all partitions, we obtain by Proposition 5.1
[TABLE]
with as in Theorem 1.4. 2. (ii)
The other two cases are similar to (i) and we try to give only the differences. We again fix a and we build a graph with two vertices of degree , which are connected by exactly path, and all other vertices have degree . We choose again an isomorphism . Further, we fix two integers . The graph is obtained by connecting and for all and connecting to and to . If , and , this looks as follows:
[TABLE]
We again obtain every graph times, times or twice, depending on the cardinality of the vertices in the two circles. But as above by the factor in the definition of and after summing over all permutations of the line bundles in the intersection product of the graph, we can uniformly write
[TABLE]
for the coefficient corresponding to the partition in the expansion of the intersection number . Multiplying with the intersection number of the corresponding graphs and summing over all partitions yields
[TABLE]
with as in Theorem 1.4. 3. (iii)
In this case we have to build a graph of the elements of , which has two vertices of degree , connected by different paths, and all other vertices have degree . We again fix and an isomorphism . The graph is obtained by connecting and for every and connecting to and to . For , and , this looks as follows:
[TABLE]
If at least two of the three paths has at least one vertex in between, we obtain the graph times, since we can reverse the direction and we can interchange the three paths. Otherwise, there are line bundles in the intersection product of the graph occurring twice or three times. Hence, after summing over all permutations , we can uniformly write
[TABLE]
for the coefficient corresponding to the partition in the expansion of the intersection number . Multiplying with the intersection number of the graph and summing over all partitions yields:
[TABLE]
with as in Theorem 1.4.
Now is given by the sum of (6.2), (6.3) and (6.4). This proves Theorem 1.4.
7. Proof of Theorem 1.1
In this section we will prove Theorem 1.1 by computing the intersection numbers and as a special case of Theorem 1.4. Let us first express by the integrable line bundles .
Lemma 7.1**.**
It holds .
Proof.
By [7, Equation (6.1)] we have
[TABLE]
with . The assertion directly follows by the definition of . ∎
For any and we write for the -th falling factorial of . Note, that for we get the empty product . Theorem 1.1 follows directly from the following special case of Theorem 1.4 and the projection formula (2.2).
Theorem 7.2**.**
We have . Further, it holds
[TABLE]
with
[TABLE]
[TABLE]
Proof.
By Theorem 1.4, we have
[TABLE]
This is a polynomial in of degree . Note, that (7.1) also holds for , since the assumption was only needed for the proof of part (b) in Theorem 1.4. Hence, we have for by (2.3), such that the polynomial vanishes for . Since the polynomial is also divisible by , it has to be a multiple of . Considering the summand for , we obtain that its leading coefficient is . Therefore, we get as desired.
Now we consider . Let us compute the numbers and in Theorem 1.4 in this particular case. First, we obtain that is equal to
[TABLE]
We consider as a polynomial in of degree . To compute this polynomial we may assume, that is hyperelliptic and . Then we have and . Hence, . But vanishes for by (2.3). For we also have , as the Néron–Tate height vanishes. Thus, the polynomial is a multiple of . Considering the summand for , we obtain that the leading coefficient of is . Therefore, we get
[TABLE]
Further, is given by
[TABLE]
Since the summand for vanishes, is a polynomial in of degree . We again assume . If we assume , we can choose , such that . There always exists such a curve, as satisfies a Northcott property on every projective subvariety of the coarse moduli space of curves by [17, Theorem 1.3.5] and contains projective curves for every , see for example [6, Lecture 1, Section 3.]. Then we have
[TABLE]
As and vanish for , also has to vanish for . Hence, is a multiple of . Considering the summands of for
[TABLE]
for all pairs , we obtain for the leading coefficient of . Hence, we obtain
[TABLE]
It can be directly checked, that we have in this particular situation. Now the theorem follows by putting the values for , and into the formula in Theorem 1.4. ∎
8. Lower bounds for the self-intersection number
We prove Theorem 1.2 by applying the arithmetic Hodge index theorem for adelic line bundles by Yuan–Zhang [12, Theorem 3.2] to Theorem 1.4. For any for we define on the adelic line bundle . Our goal is to apply the arithmetic Hodge index theorem to obtain the non-positivity of . Hence, we have to check, whether the assumptions of the theorem are satisfied. We recall from [12, Theorem 3.2], that if
- •
is a nef adelic line bundle,
- •
is big and
- •
.
As is a nef adelic line bundle by Lemma 4.1, is nef, too. Since is nef, it is big if and only if . By Theorem 7.2, we have , which is positive, if and only if . For the third assumption we give the following lemma.
Lemma 8.1**.**
It holds
[TABLE]
Proof.
Let us first denote the following vectors in
[TABLE]
[TABLE]
for . To compute , we decompose
[TABLE]
Let us compute the intersection products . We first consider the case . By symmetry we may assume . By definition we have . Further, we define the maps
[TABLE]
A direct computation gives . As , we can conclude from Theorem 7.2
[TABLE]
As it holds , we obtain by Equation (3.3) and Theorem 7.2
[TABLE]
Putting this together, we get
[TABLE]
As above, we obtain by , Equation (3.3) and Theorem 7.2
[TABLE]
Now the lemma follows by applying these computations to the decomposition in Equation (8.1). ∎
Now we can give the proof of Theorem 1.5.
Proof of Theorem 1.5.
By Lemma 8.1 the assumption implies . Thus, for the theorem directly follows by the arguments above. For the arithmetic intersection number vanishes by (2.3). For we also obtain , as is a multiple of .
For we have to use an additional argument, since is no longer big. Consider the adelic line bundle
[TABLE]
This adelic line bundle is nef, since it is a positive linear combination of pullbacks of . Moreover, is big, because we have
[TABLE]
by Theorem 1.4. Hence, for any rational , the adelic -line bundle is nef and is big. There exists a unique rational number depending continuously on , such that
[TABLE]
Now the arithmetic Hodge index theorem [12, Theorem 3.2] implies, that
[TABLE]
By continuity, we also obtain , where is defined as the limit . Thus, we only have to show . For this purpose, we consider
[TABLE]
But the same argument as in the proof of Lemma 8.1 gives
[TABLE]
and hence . This proves the theorem. ∎
We can now prove Theorem 1.2 as an application of Theorem 1.5.
Proof of Theorem 1.2.
If we choose , , and
[TABLE]
we obtain by Theorems 1.4 and 1.5
[TABLE]
This is exactly the first bound in the theorem. For the two bounds for and , we choose , , and
[TABLE]
Again, we obtain by applying Theorems 1.4 and 1.5
[TABLE]
We obtained this expression by evaluating the formula in Theorem 1.4 with the help of a computer and also by a long computation by hand. The bounds in the theorem follow by putting in respectively . ∎
One may ask, whether in general the choice
[TABLE]
for even leads to good bounds for . But this turns out to be not the case. For , the bound is always better.
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