This paper characterizes when compact hyponormal operators on infinite-dimensional Hilbert spaces are absolutely norm attaining, providing necessary and sufficient conditions and exploring their structure and properties.
Contribution
It offers a complete characterization of absolutely norm-attaining compact hyponormal operators, including conditions and structural insights, advancing understanding in operator theory.
Findings
01
Necessary and sufficient conditions for absolute norm attainability.
02
Structural analysis of self-adjoint and normal compact hyponormal operators.
03
Properties of operators and their commutators when absolutely norm attaining.
Abstract
In this paper, we characterize absolute norm-attainability for compact hyponormal operators. We give necessary and sufficient conditions for a bounded linear compact hyponormal operator on an infinite dimensional complex Hilbert space to be absolutely norm attaining. Moreover, we discuss the structure of compact hyponormal operators when they are self-adjoint and normal. Lastly, we discuss in general, other properties of compact hyponormal operators when they are absolutely norm attaining and their commutators.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Benard Okelo
Institute of Mathematics, University of Muenster, Einstein Street 62, 48149-Muenster, Germany.
(Received 20 October 2018)
Abstract
In this paper, we characterize absolute norm-attainability for compact hyponormal operators. We give necessary and sufficient conditions for a bounded linear compact hyponormal operator on an infinite dimensional complex Hilbert space to be absolutely norm attaining. Moreover, we discuss the structure of compact hyponormal operators when they are self-adjoint and normal. Lastly, we discuss in general, other properties of compact hyponormal operators when they are absolutely norm attaining and their commutators.
1 Introduction
The study of norm attaining operators has been interesting to many mathematicians and researchers over decades( see [1], [2] and [5]). The class of absolutely norm attaining operators between complex Hilbert spaces was introduced by [1] and they discussed several important examples and properties of these operators. The class of absolutely norm attaining operators is denoted by AN(H). A synonymous class called norm-attainable operators have also been discussed by Okelo in [4] and it has been determined that they share similar characteristics. In this paper, we give necessary and sufficient conditions for an operator to be hyponormal and belongs to AN(H). In fact, we show that a bounded operator T defined on an infinite dimensional Hilbert space is hyponormal and belongs to AN(H) if and only if there exists a unique triple (K,F,α), where K is a positive compact operator, F is a positive finite rank operator, α is positive real number such that T=K−F+αI and KF=0,F≤αI. In fact, here α=me(T), the essential minimum modulus of T. Moreover, we give explicit structure of self-adjoint and AN-operators as well as hyponormal and AN-operators. Finally, we also obtain structure of general AN-operators. In the process we also prove several important properties of AN-operators. Unless otherwise stated, the hyponormal operators in this work are compact. We organize the article as follows: Section 1: Introduction; Section 2: Preliminaries and notations; Section 3: Main results.
2 Preliminaries
In this section, we give the preliminaries. These include the basic terms, definitions and notations which are useful in the sequel. Throughout the paper, we consider all Hilbert spaces to be infinite dimensional and complex. We denote inner product and the
induced norm by by ⟨.,.⟩ and ∥⋅∥ respectively. The unit sphere of a closed subspace M of H is denoted by SM:={x∈M:∥x∥=1} and PM denote the orthogonal projection PM:H→H with range M. The identity operator on M is denoted by IM. See details in [1] and the references therein.
DEFINITION 2.1. An operator T:H1→H2 is said to be bounded if there exists a C>0 such that ∥Tx∥≤C∥x∥, for all x∈H1. If T is bounded, the quantity ∥T∥=sup{∥Tx∥:x∈SH1} is finite and is called the norm of T.
We denote the space of all bounded linear operators between H1 and H2 by B(H1,H2). In general, the set of all bounded linear operators on H is denoted by B(H).
DEFINITION 2.2. For T∈B(H1,H2), there exists a unique operator denoted by T∗:H2→H1 called the adjoint operator satisfying ⟨Tx,y⟩=⟨x,T∗y⟩,for allx∈H1andfor ally∈H2.
DEFINITION 2.3. An operator T∈B(H1,H2) is said to be norm attaining if there exists a x∈SH1 such that ∥Tx∥=∥T∥. We denote the class of norm attaining operators by N(H1,H2).
REMARK 2.1. It is known that N(H1,H2) is dense in B(H1,H2) with respect to the operator norm of B(H1,H2). We refer to [2] for more details.
DEFINITION 2.4([1]). An operator T∈B(H1,H2) is said to be absolutely norm attaining or AN-operator (shortly), if T∣M, the restriction of T to M, is norm attaining for every non zero closed subspace M of H1. That is T∣M∈N(M,H2) for every non zero closed subspace M of H1.
DEFINITION 2.5. An operator T∈B(H) is said to be hyponormal if ∥T∗x∥≤∥Tx∥, for all x∈H.
REMARK 2.2. This class contains K(H1,H2), and the class of partial isometries with finite dimensional null space or finite dimensional range space.
In the remaining part of this section, we give standard terminologies and notations found in [3]. Let T∈B(H). Then T is said to be normal if T∗T=TT∗, self-adjoint if T=T∗. If T is self-adjoint and ⟨Tx,x⟩≥0, for all x∈H, then T is called positive. It is well known that for a positive operator T, there exists a unique positive operator S∈B(H) such that S2=T. We write S=T21 and is called as the positive square root of T. If S,T∈B(H) are self-adjoint and S−T≥0, then we write this by S≥T. If P∈B(H) is such that P2=P, then P is called a projection. If Null space of P, N(P) and range of P,R(P) are orthogonal to each other, then P is called an orthogonal projection. It is a well known fact that a projection P is an orthogonal projection if and only if it is self-adjoint if and only if it is normal. We call an operator V∈B(H1,H2) to be an isometry if ∥Vx∥=∥x∥, for each x∈H1. An operator V∈B(H1,H2) is said to be a partial isometry if V∣N(V)⊥ is an isometry. That is, ∥Vx∥=∥x∥ for all x∈N(V)⊥. If V∈B(H) is isometry and onto, then V is said to be a unitary operator. If T∈B(H) is a self-adjoint operator, then T=T+−T−, where T± are positive operators. Here T+ is called the positive part and T− is called the negative part of T . Moreover, this decomposition is unique. In general, if T∈B(H1,H2), then T∗T∈B(H1) is positive and ∣T∣:=(T∗T)21 is called the modulus of T. In fact, there exists a unique partial isometry V∈B(H1,H2) such that T=V∣T∣ and N(V)=N(T). This factorization is called the polar decomposition of T. If T∈B(H), then T=2T+T∗+i(2iT−T∗). The operators Re(T):=2T+T∗ and Im(T):=2iT−T∗ are self-adjoint and called the real and the imaginary parts of T respectively. A closed subspace M of H is said to be invariant under T∈B(H) if TM⊆M and reducing if both M and M⊥ are invariant under T. For T∈B(H), the set ρ(T):={λ∈C:T−λI:H→H is invertible and(T−λI)−1∈B(H)} is called the resolvent set and the complement σ(T)=C∖ρ(T) is called the spectrum of T. The spectral radius of T is given by m(T)=sup{∣λ∣∈C:λ∈ρ(T)}. It is well known that σ(T) is a non empty compact subset of C. The point spectrum of T is defined by
σp(T)={λ∈C:T−λIis not one-to-one}. Note that σp(T)⊆σ(T). A self-adjoint operator T∈B(H) is positive if and only if σ(T)⊆[0,∞). If T∈B(H1,H2), then T is said to be compact if for every bounded set S of H1, the set T(S) is pre-compact in H2. Similarly, for every bounded sequence (xn) of H1, (Txn) has a convergent subsequence in H2. We denote the set of all compact operators between H1 and H2 by K(H1,H2). In case if H1=H2=H, then K(H1,H2) is denoted by K(H). A bounded linear operator T:H1→H2 is called finite rank if R(T) is finite dimensional. The space of all finite rank operators between H1 and H2 is denoted by F(H1,H2) and we write F(H,H)=F(H). These standard facts can be obtained in [3] and the references therein.
3 Main Results
In this section, we give the main results of this work. We begin with the following auxiliary propositions.
PROPOSITION 3.1. Let T∈B(H1,H2) be compact and hyponormal. Then
(i).
m(T)=m(∣T∣)
2. (ii).
m(T)=d(0,σ(∣T∣))
3. (iii).
m(T)>0 if and only if R(T) is closed and T is one-to-one (T is bounded below)
4. (iv).
in Particular if H1=H2=H and T−1∈B(H), then m(T)=∥T−1∥1
5. (v).
if H1=H2=H and T is normal, then
(a)
m(T)=d(0,σ(T))
(b)
m(T)=m(T∗)
(c)
m(Tn)=m(T)n for each n∈N
6. (vi).
if T≥0, then m(T)=m(T21)2.
PROOF. The proof is analogous to the proof of Carvajal and Neves. See [1] for proof.
PROPOSITION 3.2. Let T=K+F+αI, where K is a positive compact hyponormal operator, F is a self-adjoint finite rank normal operators and α>0. Then the following holds:
(i).
R(T) is closed
2. (ii).
N(T) is finite dimensional. In fact, N(T)⊆R(F)
3. (iii).
T is one-to-one if K≥F
4. (iv).
if T is not a finite rank operator, there exists a>0,b>0 such that α∈(aγ(T),bγ(T))
5. (v).
if T is a finite rank operator, then H is finite dimensional.
PROOF. By proposition 3.2 above and analogous to the proof in [1] the proof is complete.
PROPOSITION 3.3. Let T∈B(H) be compact and hyponormal and β∈We(S) where α>0. Then there exists an operator S∈B(H) such that ∥S∥=∥Z∥,∥S−Z∥<α and T is absolutely norm attaining. Furthermore, there exists a vector η∈H,∥η∥=1 such that ∥Zη∥=∥Z∥ with ⟨Zη,η⟩=β.
PROOF. Consider S∈B(H) to be contractive then we may assume that ∥S∥=1 by ignoring the strict inequality. and also that 0<α<2. Let xn∈H(n=1,2,...) be such that ∥xn∥=1,∥Sxn∥→1 and also limn→∞⟨Sxn,xn⟩=β. Let S=GL be the polar decomposition of S. Here G is a partial isometry and we write L=∫01βdEβ, the spectral decomposition of L=(S∗S)21. Since limn→∞∥Sxn∥=∥S∥=∥L∥=1, we have that ∥Lxn∥→1 as n tends to ∞ and limn→∞⟨Sxn,xn⟩=limn→∞⟨GLxn,xn⟩=limn→∞⟨Lxn,G∗xn⟩. Now for H=R(L)⊕KerL, we can choose xn such that xn∈R(L) for large n. Indeed, let xn=xn(1)⊕xn(2),n=1,2,... Then we have that Lxn=Lxn(1)⊕Lxn(2)=Lxn(1) and that limn→∞∥xn(1)∥=1,limn→∞∥xn(2)∥=0 since limn→∞∥Lxn∥=1. Replacing xn with ∥xn(1)∥xn(1), we obtain
limn→∞L∥xn(1)∥1xn(1)=limn→∞S∥xn(1)∥1xn(1)=1,limn→∞⟨S∥xn(1)∥1xn(1),∥xn(1)∥1xn(1)⟩=β. Now assume that xn∈RL. Since G is a partial isometry from R(L) onto R(S), we have that ∥Gxn∥=1 and limn→∞⟨Lxn,G∗xn⟩=β. Since L is a positive operator, ∥L∥=1 and for any x∈H,⟨Lx,x⟩≤⟨x,x⟩=∥x∥2. Replacing x with L21x, we get that ⟨L2x,x⟩≤⟨Lx,x⟩, where L21 is the positive square root of L. Therefore we have that ∥Lx∥2=⟨Lx,Lx⟩≤⟨Lx,x⟩. It is obvious that limn→∞∥Lxn∥=1 and that ∥Lxn∥2≤⟨Lxn,xn⟩≤∥Lxn∥2=1. Hence,
limn→∞⟨Lxn,xn⟩=1=∥L∥. Moreover, Since I−L≥0, we have limn→∞⟨(I−L)xn,xn⟩=0. thus limn→∞∥(I−L)21xn∥=0.
Indeed, limn→∞∥(I−L)xn∥≤limn→∞∥(I−L)21∥.∥(I−L)21xn∥=0. For α>0, let γ=[0,1−2α] and let ρ=(1−2α,1]. We have
L=∫γμdEμ+∫ρμdEμ=LE(γ)⊕LE(ρ).
Next we show that limn→∞∥E(γ)xn∥=0. If there exists a subsequence xni,(i=1,2,...,) such that ∥E(γ)xni∥≥ϵ>0,(i=1,2,...,), then since limi→∞∥xni−Lxni∥=0, it follows from [4] that
limi→∞∥xni−Lxni∥2=limi→∞(∥E(γ)xni−LE(γ)xni∥2+∥E(ρ)xni−LE(ρ)xni∥2)=0.
Hence we have that limi→∞∥E(γ)xni−LE(γ)xni∥2=0. Now it is clear that
∥E(γ)xni−LE(γ)xni∥≥∥E(γ)xni∥−∥LE(γ)∥.∥Eγ)xni∥≥(I−∥LE(γ)∥)∥E(γ)xni∥≥2αϵ>0.
This is a contradiction. Therefore, limn→∞∥E(γ)xn∥=0. Since limn→∞⟨Lxn,xn⟩=1, we have that
limn→∞⟨LE(ρ)xn,E(ρ)xn⟩=1 and
limn→∞⟨E(ρ)xn,G∗E(ρ)xn⟩=β.
It is easy to see that limn→∞∥E(ρ)xn∥=1,limn→∞(L∥E(ρ)xn∥E(ρ)xn,∥E(ρ)xn∥E(ρ)xn)=1 and
limn→∞(L∥E(ρ)xn∥E(ρ)xn,G∗∥E(ρ)xn∥E(ρ)xn)=β
Replacing x with ∥E(ρ)xn∥E(ρ)xn, we can assume that xn∈E(ρ)H for each n and ∥xn∥=1. Let
J=∫γμdEμ+∫ρμdEμ=J1⊕E(ρ).
Then it is evident that ∥J∥=∥S∥=∥L∥=1,Jxn=xn and ∥J−L∥≤2α.
If we can find a contraction V such that V−G≤2α and ∥Vxn∥=1 and ⟨Vxn,xn⟩=β, for a large n then letting Z=VJ, we have that ∥Zxn∥=∥VJxn∥=1, and that ⟨Zxn,xn⟩=⟨VJxn,xn⟩=⟨Vxn,xn⟩=β∥S−Z∥=∥GL−VJ∥=α. To complete the proof, we now construct the desired contraction V.
Clearly, limn→∞⟨xn,G∗xn⟩=β, because
limn→∞⟨Lxn,G∗xn⟩=β and
limn→∞∥xn−Lxn∥=0. Let Gxn=ϕnxn+φnyn,(yn⊥xn,∥yn∥=1) then limn→∞ϕn=β, because limn→∞⟨Gxn,xn⟩=limn→∞⟨xn,G∗xn⟩=β but ∥Gxn∥2=∣ϕn∣2+∣φn∣2=1, so we have that
limn→∞∣φn∣=1−∣β∣2. Then by [4] and [5] the remaining part of the proof is analogous and this completes the proof.
In this section we consider absolute norm-attainability for commutators of compact hypomormal operators.
LEMMA 3.1. Let E∈B(H) be compact hyponormal then EX−XE is absolutely norm attaining if there exists a vector ζ∈H such that ∥ζ∥=1,∥Eζ∥=∥E∥,⟨Eζ,ζ⟩=0.
PROOF. Let x∈H satisfy x⊥{ζ,Eζ}, and define a compact X as follows X:ζ→ζ,Eζ→−Eζ,x→0. Since X is a bounded operator on H and ∥Xζ∥=∥X∥=1,∥EXζ−XEζ∥=∥Eζ−(−Eζ)∥=2∥Eζ∥=2∥E∥. It follows that
∥EX−XE∥=2∥E∥ by Proposition 3.1, because ⟨Eζ,ζ⟩=0∈We(E). Hence we have that ∥EX−XE∥=2∥E∥. Therefore, EX−XE is absolutely norm attaining.
LEMMA 3.2. Let S,T∈B(H) be compact hyponormal. If there exists vectors ζ,η∈H such that ∥ζ∥=∥η∥=1,∥Sζ∥=∥S∥,∥Tη∥=∥T∥ and ∥S∥1⟨Sζ,ζ⟩=−∥T∥1⟨Tη,η⟩, then SX−XT is is absolutely norm attaining.
PROOF. Since H has an orthonormal basis then by linear dependence of vectors, if η and Tη are linearly dependent, i.e.,Tη=ϕ∥T∥η, then we have ∣ϕ∣=1 and ∣⟨Tη,η⟩∣=∥T∥. It follows that ∣⟨Sζ,ζ⟩∣=∥S∥ which implies that Sζ=φ∥S∥ζ and ∣φ∣=1. Hence ⟨∥S∥Sζ,ζ⟩=φ=−⟨∥T∥Tη,η⟩=−ϕ. Defining X as X:η→ζ,{η}⊥→0, we have ∥X∥=1 and
(SX−XT)η=φ(∥S∥+∥T∥)ζ, which implies that ∥SX−XT∥=∥(SX−XT)η∥=∥S∥+∥T∥. By [2], it follows that
∥SX−XT∥=∥S∥+∥T∥=∥δS,T∥. That is SX−XT is absolutely norm attaining.
If η and Tη are linearly independent, then ⟨∥T∥Tη,η⟩<1, which implies that ⟨∥S∥Sζ,ζ⟩<1. Hence ζ and Sζ are also linearly independent. Let us redefine X as follows:
X:η→ζ,∥T∥Tη→−∥S∥Sζ,x→0, where x∈{η,Tη}⊥.
We show that X is a partial isometry. Let ∥T∥Tη=⟨∥T∥Tη,η⟩η+τh,∥h∥=1,h⊥η.
Since η and Tη are linearly independent, τ=0. So we have that
X∥T∥Tη=⟨∥T∥Tη,η⟩Xη+τXh=−⟨∥S∥Sζ,ζ⟩ζ+τXh, which implies that
⟨X∥T∥Tη,ζ⟩=−⟨∥S∥Sζ,ζ⟩+τ⟨Xh,ζ⟩=−⟨∥S∥Sζ,ζ⟩. It follows then that ⟨Xh,ζ⟩=0 i.e., Xh⊥ζ(ζ=Xη). Hence we have that ⟨∥S∥Sζ,ζ⟩ζ2+∥τXh∥2=X∥T∥Tη2=⟨∥T∥Tη,η⟩2+∣τ∣2=1,
which implies that ∥Xh∥=1. Now it is evident that X a partial isometry and
∥(SX−XT)ζ∥=∥SX−XT∥=∥S∥+∥T∥, which is equivalent to ∥δS,T(X)∥=∥S∥+∥T∥. By Lemma 3.1 and [4], ∥SX−XT∥=∥S∥+∥T∥. Hence SX−XT is absolutely norm attaining.
COROLLARY 3.1. Let S,T∈B(H) If both S and T are absolutely norm attaining then the operator SXT is also absolutely norm attaining.
PROOF.We can assume that ∥S∥=∥T∥=1. If both S and T are absolutely norm attaining, then there exists unit vectors ζ and η with ∥Sζ∥=∥Tη∥=1. We can therefore define
an operator X by X=⟨⋅,Tη⟩ζ. Clearly, ∥X∥=1.
Therefore, we have ∥SXT∥≥∥SXTη∥=∥∥Tη∥2Sζ∥=1.
Hence, ∥SXT∥=1, that is SXT is also absolutely norm attaining.
PROPOSITION 3.4. Let T∈AN(H) be a self-adjoint compact hyponormal operator. Then there exists an orthonormal basis consisting of eigenvectors of T.
PROOF. The proof follows in the analogously as in[1] but we include it for completeness.
Let B={xα:α∈I} be the maximal set of orthonormal eigenvectors of T. This set is non empty, as T=T∗∈AN(H). Let M=\mboxspan{xα:α∈I}. Then we claim that M=H.
If not, M⊥ is a proper non-zero closed subspace of H and it is invariant under T. Since T=T∗∈AN(H), then we have either ∣∣T∣M⊥∣∣ or −∣∣T∣M⊥∣∣ is an eigenvalue for T∣M⊥. Hence there is a
non-zero vector, say x0 in M⊥, such that Tx0=±∣∣T∣M⊥∣∣x0. Since M∩M⊥={0}, we have arrived to a contradiction to the maximality of B.
Next, we need to do a characterization for self-adjoint hyponormal compact operators. We ask the following question: For a compact hyponormal self-adjoint operator, can we find α∈R such that K+αI∈AN(H). To solve this first we need
to answer the question when K+αI∈N(H). Here we have the following characterization.
LEMMA 3.3. Let K∈K(H) be self-adjoint and a∈R. Let K=diag(λ1,λ2,λ3,…,) with respect to orthonormal basis of H. Then the following are equivalent:
(i).
T∈N(H)
(ii).
there exists n0∈N such that ∣λn0+a∣>∣a∣.
PROOF. The proof is trivial.
Consider T=T∗∈B(H) and have the polar decomposition T=V∣T∣. Let H0=N(T),H+=N(I−V) and H−=N(I+V). Then H=H0⊕H+⊕H− which are all invariant under T. Let T0=T∣N(T),T+=T∣H+ and T−=T∣H−. Then T=T0⊕T+⊕T−. Further more, T+ is strictly positive, T− is strictly negative and T0=0 if N(T)={0}. Let P0=PN(T),P±=PH±. Then P0=I−V2 and P±=21(V2±V). Thus V=P+−P−. For details see [3].
THEOREM 3.1. Let T∈AN(H) be compact hyponrmal and self-adjoint with the polar decomposition T=V∣T∣. Then
the operator T can be represented as T=K−F+αV,
where K∈K(H),F∈F(H) are self-adjoint with KF=0 and F2≤α2I
PROOF. Let H=H+⊕H− and T=T+⊕T−. Since H± reduces T, we have T±∈B(H±). As T∈AN(H), we have that T±∈AN(H±).
Hence by [2], we have that T+=K+−F++αIH+ such that K+ is positive compact operator, F+ is finite rank positive operator with the property that K+F+=0 and F+≤αIH+. As T+ is strictly positive, α>0. Similarly, T−∈AN(H−) and strictly negative. Hence there exists a triple (K−,F−,β) such that
−T−=K−−F−+βIH−, where K−∈K(H−) is positive, F−∈F(H−) is positive with K−F−=0,F−≤βIH− and β>0. The rest follows from [1] and the proof is complete.
THEOREM 3.2. A compact self adjoint hyponormal operator T∈AN(H) has a countable spectrum.
PROOF. Since T=T+⊕T−⊕T0 and all these operators T+,T− and T0 are AN operators. We know that σ(T+),σ(T0) are countable, as they are positive. Also, −T− is positive AN-operator and hence σ(T−) is countable. Hence we can conclude that σ(T)=σ(T+)∪σ(T−)∪σ(T0) is countable.
Now we consider the structure of normal AN-operators.We see this in the next lemma
LEMMA 3.4.
Let T∈AN(H) be compact hyponormal with the polar decomposition T=V∣T∣. Then there exists a compact hyponormal operator K, a finite rank normal operator F∈B(H) such that V,K,F are mutually commutative.
PROOF. We have VK=VVK1=VK1V=KV and VF=VVF1=VF1V=FV. Also, KF=0=FK.
THEOREM 3.3. Let T∈B(H) be compact hyponormal. Then T∈AN(H) if and only if T∗∈AN(H).
PROOF. We know that T∈AN(H) if and only if T∗T∈AN(H). Since T∗T=TT∗, by Corollary Lemma 3.4 again, it follows that TT∗∈AN(H) if and only if T∗∈AN(H).
Acknowledgement. This work was partially supported financially by the DFG Grant No. 1603991000.
Bibliography5
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] X. Carvajal and W. Neves, Operators that achieve the norm, I. Eq. Oper. Theory, 72(2)(2012), 179–195.
2[2] P. Enflo, J. Kover and L. Smithies, Denseness for norm attaining operator-valued functions, Linear Algebra Appl., 338(2001), 139–144.
3[3] P. R. Halmos, A Hilbert space problem book, Springer-Verlag, New York, 1982.
4[4] N. B. Okelo, The norm attainability of some elementary operators, Appl. Math. E-Notes, 13(2013), 1–7.
5[5] G. Ramesh, Absolutely Norm attaining Paranormal operators, J. Math. Anal. Applic., 465(1)(2018), 547–556.