Stability properties of 2-lobed Delaunay tori in the 3-sphere
Lynn Heller, Sebastian Heller, Cheikh Birahim Ndiaye

TL;DR
This paper proves that 2-lobed Delaunay tori in the 3-sphere are stable under constrained Willmore surface conditions, contributing to the understanding of their geometric stability.
Contribution
It demonstrates the stability of 2-lobed Delaunay tori as constrained Willmore surfaces in the 3-sphere, a new result in differential geometry.
Findings
2-lobed Delaunay tori are stable as constrained Willmore surfaces
Provides insight into the geometric stability of these tori
Advances understanding of surface stability in 3-sphere geometry
Abstract
We show that the of 2-lobed Delaunay tori are stable as constrained Willmore surfaces in the 3-sphere.
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Stability properties of -lobed Delaunay tori in the -sphere
Lynn Heller
Institut für Differentialgeometrie
Leibniz Universität Hannover
Welfengarten 1, 30167 Hannover
,
Sebastian Heller
Department of Mathematics
University of Hamburg
20146 Hamburg, Germany
and
Cheikh Birahim Ndiaye
Department of Mathematics of Howard University
204 Academic Support Building B Washington, DC 20059k
USA
Abstract.
We show that the of -lobed Delaunay tori are stable as constrained Willmore surfaces in the -sphere.
1. Introduction
We study conformal immersions from a Riemann surface into the -sphere that are critical points of the Willmore energy
[TABLE]
under conformal variations. Here we denote by is the mean curvature and is the induced area form of . Geometrically speaking measures the roundness of a surface, physically the degree of bending, and in biology appears as a special instance of the Helfrich energy for cell membranes. The conformal constraint augments the Euler-Lagrange equation by a holomorphic quadratic differential paired with the trace-free second fundamental form of the immersion
[TABLE]
see [3]. The first examples of constrained Willmore surfaces are given by surfaces of constant mean curvature in a -dimensional space form. In this case the critical surface is isothermic: the holomorphic quadratic differential is no longer uniquely determined by the immersion leading to a singularity of the moduli space. Since there are no holomorphic quadratic differentials on a genus zero Riemann surface, constrained Willmore spheres are the same as Willmore spheres. For genus surfaces this is no longer the case: constant mean curvature (CMC) surfaces (and their Möbius transforms) are constrained Willmore, as one can see by choosing to be the holomorphic Hopf differential, but not Willmore unless the surface is totally umbilic. In the case of being a torus Bohle [2], partially motivated by the manuscript of Schmidt [19], showed that all constrained Willmore tori arise from linear flows on Jacobians of finite genus spectral curves. Starting at the Clifford torus, which has mean curvature and a square conformal structure, these surfaces in the 3-sphere limit with monotone and unbounded mean curvature to a circle and thereby sweeping out all rectangular conformal structures. Less trivial examples come from the Delaunay tori of various lobe counts in the 3-sphere whose spectral curves have genus 1 (see Figure 1). By the solution of the Lawson and the Pinkall-Sterling conjecture, due to Brendle [4] and Andrews & Li [1] using Brendle’s approach, those are the only embedded CMC tori in the 3-sphere.
Existence and regularity of a minimizer in a given conformal class for any genus was shown by Kuwert and Schätzle [11] under the provision that the infimum Willmore energy is below . This restriction is used to rule out minimizers with branch points. Similar results were proven by Riviere [18] using the divergence form of the Euler-Lagrange equation. Parallel to the solution of the Willmore conjecture Ndiaye and Schätzle [15, 14] showed that for rectangular conformal classes in a neighborhood of the square conformal class the homogenous tori (whose spectral curves have genus 0) are the unique minimizers for the constrained Willmore problem. In a recent preprint [7] minimizers of the Willmore energy with conformal class lying in a suitable neighborhood (of the Teichmüller space) of the square class have been identified to be equivariant. As a corollary we obtain the real analyticity of the minimal Willmore energy for and Furthermore, we obtain in this region that the minimal energy is but not at rectangular conformal classes. In particular, using the same arguments as in [15] together with [13, Corollary 6], the homogenous tori with uniquely minimize the penalized Willmore energy
[TABLE]
among immersions of conformal class with , if is small enough.
The homogeneous tori of revolution eventually have to fail to be minimizing since their Willmore energy can be made arbitrarily large. Calculating the 2nd variation of the Willmore energy along tori of revolution with circular profiles Kuwert and Lorenz [10] showed that negative eigenvalues appear at those conformal classes whose rectangles have side length ratio for . These are exactly the rectangular conformal classes from which the -lobed Delaunay tori (of spectral genus 1) bifurcate and the corresponding homogenous torus is of Index . Any of the families starting from the Clifford torus, following homogenous tori to the -th bifurcation point, and branching to the -lobed Delaunay tori which limit to a neckless of spheres, sweep out all rectangular conformal classes (see Figure 1). The Willmore energy varies strictly monotonically along the family between as varies from to , see [9, 8]. For we obtain an immersion with Willmore energy below for every rectangular conformal class satisfying the energy bound in [11] showing the existence of an embedded minimizer in all these conformal classes. Thus it is conjectured that minimizes the Willmore energy for rectangular conformal classes in all codimensions.
In this paper we prove the necessary condition for the conjecture to hold in -space:
Theorem 1**.**
The family of -lobed Delaunay tori are constrained-Willmore-stable for all . Moreover, the kernel dimension of the stability operator is at most (up to invariance) for and reduces to a variation of the underlying curve. In particular,
[TABLE]
Remark 1**.**
This theorem guarantees that variants of the implicit function theorem, as carried out in [15] and [7], can be applied to show that all solutions of the Euler-Lagrange equation -close to with -Lagrange multiplier , coincides with the , if is stable for .
Acknowledgements
The first author is supported by the DFG within the SPP Geometry at Infinity, and the second author is supported by RTG 1670 Mathematics inspired by string theory and quantum field theory funded by the DFG.
2. Constrained Willmore stability of the -lobe family
In this section we show that the 2-lobed Delaunay tori are stable as constrained Willmore surfaces. For the surface is strictly stable [10]. At the stability operator has a -dimensional kernel spanned by
[TABLE]
where is the parameter of the profile curve and is the normal of . Thus in order to prove Theorem 1, it suffices to show the stability (up to invariance) of the second variation of at for .
For the surface arises by rotating its profile curve – an arc length parametrized elastic curve in the upper half plane given by
[TABLE]
– considered as the hyperbolic plane – around the -axis. The arc length parametrized closed curve is given by
[TABLE]
with being its length. It satisfies
[TABLE]
The oriented unit normal in is given by
[TABLE]
Instead of the Euclidean -space , we consider mapping into the subspace with conformally equivalent metric
[TABLE]
with singularities for In these coordinates the corresponding conformally parametrized torus of revolution has a particularly simple form
[TABLE]
with for all . This defines a conformal immersion into The fibers of the surface, i.e., the curves given by
[TABLE]
for a fixed are geodesics with respect to .
The Willmore functional as specified in [5] is given by
[TABLE]
where is the mean curvature, is the determinant of the second fundamental form (both with respect to the induced metric), and is the induced area form. With this definition is invariant under conformal changes of the ambient metric. We use to compute the Willmore functional and its derivatives.
Since is an isometric immersion and the fibers are geodesics we obtain
[TABLE]
with being the geodesic curvature of in the hyperbolic plane. Thus the conformal invariance of the Willmore functional gives:
[TABLE]
and is the elastic energy functional of curves in
2.1. Variation of the profile curve
Consider normal variations
[TABLE]
where is the unit length normal field of the surface with respect to For every fixed we have that is an arc length parametrized elastic curve in , and is a normal variation of the curve .
Since the Willmore functional of the surface is the energy functional of the curve and the conformal constraint corresponds to the length constraint on curves [16], we have that the second variation satisfies for every
[TABLE]
where is the length functional of curves in .
Lemma 1**.**
Let be the 2-lobed Delaunay torus with conformal class and the corresponding elastic curve in Then
[TABLE]
for normal variations preserving the length constraint. Moreover, for the kernel of is at most -dimensional modulo the isometries of
Proof.
For fixed, consider the minimization problem
[TABLE]
The minimum is attained by an elastic curve [12] for which
[TABLE]
Rotating we obtain an embedded and isothermic constrained Willmore torus in The Willmore energy of must be below by using /s as competitor. Thus by [6, Theorem 1] and [17], is CMC in The classification of embedded CMC tori [4, 1] and [9] shows that for the respective up to invariance. Therefore, we have up to isometry.
Since , kernel elements consists of eigenvectors with respect to eigenvalue 0 of This gives rise to a 4th order linear ODE, see [12], which has at most -dimension worth of solutions, three of which corresponds to the 3-dimensional space of isometries of Thus up to invariance of the equation the kernel is at most one-dimensional. ∎
Remark 2**.**
The Willmore energy of is shown to be monotonically increasing [9]. The Lagrange multiplier of (which corresponds to its constant mean curvature in ) is shown to be strictly increasing for and strictly decreasing for [9].
2.2. General variations
In order to compute the full second variation we first explicitly parametrize a normal variation of , compute the first and second fundamental form and then determine the Taylor expansion of the Willmore energy at to the second order. The second order term is then
[TABLE]
A short computation shows that the following holds for a variation of a constrained Willmore torus:
[TABLE]
A constrained Willmore torus is stable for if
[TABLE]
for all variations preserving the conformal type. In this case
[TABLE]
To determine whether a surface is stable we will show that
[TABLE]
for all variations
Similar arguments as in Section 2.1 show that can be decomposed into
[TABLE]
where is tensorial in i.e., for normal variations of the form
[TABLE]
we have
[TABLE]
The term in this decomposition has no 0th order term in We want to show that is strictly positive unless the normal variation given by is a Möbius variation. Together with Lemma 1 this implies Theorem 1. We further split with respect to (2.3)
[TABLE]
where corresponds to and corresponds to
2.3. Explicit formulas
For the 2-lobed Delaunay torus consider normal variations determined by
[TABLE]
for a function , i.e.,
[TABLE]
is an immersion for every , although is generally not conformal for .
For the induced family of metrics of on the torus
[TABLE]
are given by:
[TABLE]
where
[TABLE]
The volume forms are and the second fundamental form at is given by
[TABLE]
The equation for the geodesic curvature of gives
[TABLE]
2.3.1. The second derivative of
We expand the real function at up to second order. For convenience, the dependencies of the involved functions are suppressed, and . Then a lengthy but straight forward computation shows that
[TABLE]
and the second derivative splits into
[TABLE]
where tensorial in (in the above sense) and is given by
[TABLE]
2.3.2. Second derivative of the conformal type
We compute the change of the induced conformal structure for normal variations. The Teichmüller space of Riemann surfaces of genus 1 is parametrized by the modulus
[TABLE]
for a non-zero holomorphic 1-form and an appropriate choice of generators of the first fundamental group such that In the following, we choose such that
[TABLE]
Consider a family of 1-forms with respect to the metric (given by (2.4))
[TABLE]
for arbitrary functions Let be the rotation by of , then
[TABLE]
Hence, is a -form up to second order in We want to determine the functions and such that is closed (hence holomorphic) up to second order in .
In first order we obtain the equation
[TABLE]
The change of conformal type is given by the change of the ratio of the periods of along the generators
[TABLE]
of It is most convenient to choose a function such that the integral of along is independent of . This can be achieved to first order by choosing a solution of the equation
[TABLE]
that is perpendicular (with respect to the inner product of the area form ) to the constant functions. In this case there exists a unique solution of (2.9) by Serre-duality since
[TABLE]
by Stokes. In fact, we then obtain
[TABLE]
where the second to last equality is due to Fubini and the fact that
[TABLE]
is closed. Hence, due to (2.7) the change of conformal type of is given by
[TABLE]
Note that
[TABLE]
is real as is real. Also note that we are only interested in normal variations which do not change the conformal type in first order, i.e. we impose that
[TABLE]
To compute the change of the conformal type to second order, we proceed as for the first order variation and take the unique solution of
[TABLE]
perpendicular to the constant functions. Analogously to the first order computations, and under the conformal constraint (2.10), the conformal type of the induced metric changes in second order as
[TABLE]
which gives us (using the first order constraint and (2.4))
[TABLE]
Note that only the real part is relevant for us as we are only interested in the imaginary part of the change of the modulus , and that the functions are real-valued. We still need to analyze
[TABLE]
Recall that is the unique solution of perpendicular to the constants.
Hence, for
[TABLE]
we have
[TABLE]
where
[TABLE]
Using Fubini and integration by parts together with
[TABLE]
(independently of ), we obtain
[TABLE]
Putting all terms together we have
[TABLE]
for some tensorial in and with
[TABLE]
where
[TABLE]
, and is determined by (2.9).
Remark 3**.**
Note that
[TABLE]
2.4. Final estimates
Lemma 2**.**
Let be the 2-lobed Delaunay torus of conformal type and
[TABLE]
where is the geodesic curvature of the profile curve Then we have for
[TABLE]
if for all
Proof.
Since and it suffices to show the positivity of
[TABLE]
We expand with respect to the Fourier basis along the imaginary period of i.e.,
[TABLE]
for periodic real-valued functions and In , the Fourier basis elements are perpendicular with respect to , therefore it suffices to show positivity for elements of the form
[TABLE]
for which we compute:
[TABLE]
In order to show positivity, we first need a point-wise estimate on The profile curve is an orbit-like elastic curve, i.e., it satisfies the ODE
[TABLE]
with , and the 4th order polynomial
[TABLE]
has real roots. For fixed the value of is bounded by the biggest of the 4 roots of . This gives
[TABLE]
Therefore, we obtain for positivity of ∎
Lemma 3**.**
Let be the 2-lobed Delaunay torus of conformal type , then the pseudo differential operator has a 4-dimensional kernel.
Proof.
Without loss of generality we restrict to the space of functions
[TABLE]
Define
[TABLE]
For
[TABLE]
is equivalent to
[TABLE]
and it remains to show that is 2-dimensional. We consider the equation
[TABLE]
Since for orbit-like curves, we can divide by and consider the equation
[TABLE]
with
[TABLE]
instead.
The operator
[TABLE]
is injective and surjective (by the Fredholm alternative). Therefore, for Ker there exits a unique such that
[TABLE]
Then,
[TABLE]
A short computation shows that
[TABLE]
Therefore, (2.14) is a 4th order ordinary differential equation (on the function ). Thus, when ignoring periodicity, its solution space is -dimensional. Two of which are given by non-periodic solutions and spanned by
[TABLE]
Hence, at most a 2-dimensional subspace of solution is well-defined on . By considering the infinitesimal Moebius transformations we obtain that the space of global solutions is exactly 2-dimensional, proving the lemma. ∎
Proof of Theorem 3.
Due to Lemma 2 and the actual form of the second variation operator it remains to consider the case The space of infinitesimal Möbius variations normal to is -dimensional for consisting of a 3-dimensional subspace of 0 Fourier mode in , and a 6-dimensional subspace of Fourier mode 1 in This 6-dimensional space corresponds to the non-positive directions of as can be seen as follows: For a straight forward computation shows that the kernel of is dimensional and it has negative directions, all of which giving rise to Möbius variations. Because the kernel dimension of remains -dimensional for all by the previous lemma (and because of the spectral properties of ) the space of non-positive directions of remains dimensional for all which corresponds exactly to the Möbius variations. ∎
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