A Uniform Retrieval Analysis of Ultracool Dwarfs. III. Properties of Y-Dwarfs
Joseph A. Zalesky, Michael R. Line, Adam C. Schneider, Jennifer, Patience

TL;DR
This study conducts a uniform atmospheric retrieval analysis on 14 Y and T-dwarfs, revealing insights into their temperature structures, molecular abundances, and alkali metal depletion, with implications for understanding substellar atmospheres and future JWST observations.
Contribution
It provides the first comprehensive retrieval analysis of Y-dwarfs, confirming alkali metal depletion trends and linking them to atmospheric chemistry and color transitions.
Findings
Temperature structures are consistent with radiative-convective equilibrium.
Water and methane abundances match chemical equilibrium predictions.
Alkali metals sodium and potassium are increasingly depleted with decreasing temperature.
Abstract
Ultra-cool brown dwarfs offer a unique window into understanding substellar atmospheric physics and chemistry. Their strong molecular absorption bands at infrared wavelengths, Jupiter-like radii, cool temperatures, and lack of complicating stellar irradiation, make them ideal test-beds for understanding Jovian-like atmospheres. Here we report the findings of a uniform atmospheric retrieval analysis on a set of 14 Y and T-dwarfs observed with the Hubble Space Telescope Wide Field Camera 3 instrument. From our retrieval analysis, we find the temperature-structures to be largely consistent with radiative-convective equilibrium in most objects. We also determine the abundances of water, methane, and ammonia and upper limits on the alkali metals sodium and potassium. The constraints on water and methane are consistent with predictions from chemical equilibrium models, while those of ammonia…
| Parameter | Description |
|---|---|
| log(fi) | 7 log(constant-with-altitude |
| Volume Mixing Ratios) | |
| log(g) | log(GM/R2) [cm s-2] |
| (R/D)2 | radius-to-distance scale [RJup/pc] |
| T(P) | temperature at 15 pressure levels [K] |
| wavelength calibration uncertainty [nm] | |
| errorbar inflation exponent | |
| (Part I, Equation 3) | |
| TP-profile smoothing hyperparameters | |
| (Part I, Table 2/Equation 5) | |
| Cloud profile parameters | |
| (Part II, Equation 1) |
| WISE/AllWISE Name | Spec. Type | YMKO111Synthetic Photometry from Schneider et al. (2015). [mag] | JMKO1 [mag] | HMKO1 [mag] | Dist. [pc] |
|---|---|---|---|---|---|
| WISEA J032504.52-504403.0 | T8 | 19.9800.027 | 18.9350.024 | 19.4230.027 | 27.22.2222Distances from Kirkpatrick et al. (2019). |
| WISEA J040443.50-642030.0 | T9 | 20.3280.032 | 19.6470.025 | 19.9700.033 | 21.91.42 |
| WISEA J221216.27-693121.6 | T9 | 20.2820.023 | 19.7370.024 | 20.2250.036 | 12.20.42 |
| WISEA J033515.07+431044.7 | T9 | 20.1660.029 | 19.4670.023 | 19.9380.031 | 13.90.52 |
| WISEA J094306.00+360723.3 | T9.5 | … | 19.7660.025 | 20.3150.038 | 10.70.32 |
| WISEA J154214.00+223005.2 | T9.5 | 20.4610.028 | 19.9370.026 | 20.5200.045 | 11.60.62 |
| WISEA J041022.75+150247.9 | Y0 | … | 19.3250.024 | 19.8970.038 | 6.520.17333Distances from Martin et al. (2018). |
| WISEA J073444.03-715743.8 | Y0 | 20.8700.041 | 20.3540.029 | 21.0690.071 | 15.11.23 |
| WISEA J173835.52+273258.8 | Y0 | … | 19.5460.023 | 20.2460.031 | 7.340.223 |
| WISEA J205628.88+145953.6 | Y0 | … | 19.1290.022 | 19.6430.026 | 7.230.203 |
| WISEA J222055.34-362817.5 | Y0 | 20.8990.034 | 20.4470.025 | 20.8580.035 | 11.90.753 |
| WISEA J163940.84-684739.4 | Y0 Pec. | 20.8330.023 | 20.6260.023 | 20.7640.029 | 4.390.103 |
| WISEA J140518.32+553421.3 | Y0.5 | 21.330.057 | 21.0610.035 | 21.5010.073 | 6.760.493 |
| WISE J154151.65-225024.9 | Y1 | 20.4610.028 | 19.9340.026 | 20.5200.045 | 5.980.143 |
| WISE/ALLWISE Name | Spec. Type | Teff [K] | log(g) [cgs] | [RJup] | Mass [MJup] | Priors |
|---|---|---|---|---|---|---|
| WISEA J032504.52-504403.0 | T8 | 664 | 4.97 | 1.08 | 44 | Free |
| 660 | 5.06 | 1.10 | 56 | Constrained | ||
| WISEA J040443.50-642030.0 | T9 | 646 | 5.27 | 0.78 | 47 | Free |
| 639 | 5.20 | 0.81 | 42 | Constrained | ||
| WISEA J221216.27-693121.6 | T9 | 555 | 5.88 | 0.47 | 69 | Free |
| 540 | 5.25 | 0.71 | 36 | Constrained | ||
| WISEA J033515.07+431044.7 | T9 | 484 | 4.87 | 0.87 | 23 | Free |
| 483 | 4.87 | 0.88 | 23 | Constrained | ||
| WISEA J094306.00+360723.3 | T9.5 | 494 | 4.89 | 0.70 | 15 | Free |
| 494 | 4.86 | 0.75 | 16 | Constrained | ||
| WISEA J154214.00+223005.2 | T9.5 | 488 | 5.16 | 0.61 | 21 | Free |
| 484 | 5.07 | 0.71 | 23 | Constrained | ||
| WISEA J041022.75+150247.9 | Y0 | 530 | 5.30 | 0.73 | 43 | Free |
| 529 | 5.06 | 0.75 | 27 | Constrained | ||
| WISEA J073444.03-715743.8 | Y0 | 467 | 5.39 | 0.71 | 50 | Free |
| 456 | 5.24 | 0.77 | 42 | Constrained | ||
| WISEA J173835.52+273258.8 | Y0 | 371 | 5.43 | 0.71 | 59 | Free |
| 371 | 5.20 | 0.73 | 34 | Constrained | ||
| WISEA J205628.88+145953.6 | Y0 | 493 | 4.95 | 0.67 | 16 | Free |
| 485 | 4.93 | 0.72 | 18 | Constrained | ||
| WISEA J222055.34-362817.5 | Y0 | 444 | 5.09 | 0.72 | 26 | Free |
| 449 | 5.07 | 0.74 | 26 | Constrained | ||
| WISEA J163940.84-684739.4 | Y0 Pec. | 654 | 4.35 | 0.40 | 1.5 | Free |
| - | - | - | - | Constrained555Retrieval model could not converge upon a physically realistic TP profile | ||
| WISEA J140518.32+553421.3 | Y0.5 | 327 | 4.39 | 0.66 | 4.4 | Free |
| 338 | 3.89 | 0.75 | 1.7 | Constrained | ||
| WISE J154151.65-225024.9 | Y1 | 323 | 5.06 | 0.33 | 5.4 | Free |
| 389 | 3.91 | 0.72 | 1.7 | Constrained |
| WISE/ALLWISE Name | Spec. | H2O666All abundances are reported as the log of the volume mixing ratio log(VMR) where the remainder of the gas is taken to be H2-He at a fixed solar ratio. | CH46 | CO6777All of these measurements represent 3 upper limits (see text). | CO267 | C/O888These are not relative to solar. Solar [C/O] is 0.55 in this table. | H2S67 | NH36 | Na+K6 |
|---|---|---|---|---|---|---|---|---|---|
| Type | |||||||||
| WISEA J032504.52-504403.0 | T8 | -3.31 | -3.05 | -4.1 | -3.7 | 0.99 | -5.0 | -4.49 | -5.52 |
| WISEA J040443.50-642030.0 | T9 | -3.01 | -2.74 | -3.0 | -3.3 | 1.020.16 | -5.0 | -4.63 | -6.07 |
| WISEA J221216.27-693121.6 | T9 | -2.59 | -2.56 | -2.9 | -3.3 | 0.790.09 | -6.8 | -4.05 | -5.07 |
| WISEA J033515.07+431044.7 | T9 | -3.35 | -3.48 | -3.8 | -3.9 | 0.570.07 | -5.3 | -4.78 | -5.97 |
| WISEA J094306.00+360723.3 | T9.5 | -3.35 | -3.13 | -3.3 | -3.2 | 1.220.25 | -5.0 | -4.46 | -5.27 |
| WISEA J154214.00+223005.2 | T9.5 | -3.04 | -2.92 | -4.2 | -4.3 | 0.950.15 | -6.0 | -4.32 | -6.77 |
| WISEA J041022.75+150247.9 | Y0 | -2.90 | -2.63 | -3.3 | -4.1 | 1.090.30 | -4.3 | -4.11 | -5.07 |
| WISEA J073444.03-715743.8 | Y0 | -2.91 | -2.77 | -3.4 | -3.7 | 0.780.16 | -6.0 | -4.29 | -6.07 |
| WISEA J173835.52+273258.8 | Y0 | -2.87 | -2.75 | -3.3 | -4.1 | 0.790.23 | -5.0 | -4.21 | -5.27 |
| WISEA J205628.88+145953.6 | Y0 | -3.18 | -2.89 | -4.2 | -4.4 | 1.100.27 | -5.0 | -4.44 | -5.57 |
| WISEA J222055.34-362817.5 | Y0 | -3.04 | -3.00 | -4.2 | -4.3 | 0.620.10 | -5.8 | -4.19 | -6.87 |
| WISEA J163940.84-684739.4 | Y0Pec. | -3.32 | -3.42 | -4.3 | -4.6 | 0.460.06 | -6.3 | -4.72 | -7.07 |
| WISEA J140518.32+553421.3 | Y0.5 | -3.24 | -3.33 | -3.6 | -3.8 | 0.460.10 | -5.0 | -4.84 | -6.07 |
| WISE J154151.65-225024.9 | Y1 | -2.68 | -2.80 | -3.5 | -3.6 | 0.450.17 | -5.0 | -4.43 | -6.47 |
| Parameter | Range | Step Size |
|---|---|---|
| Teff [K] | 300950 | 50 |
| log(g) [cgs] | 3.05.5 | 0.5 |
| M/H | -11 | 0.5 |
| C/O | 0.10.7 | 0.2 |
| 0.70.9 | 0.05 | |
| log(Kzz) | 28 | 2 |
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
A Uniform Retrieval Analysis of Ultracool Dwarfs. III: Properties of Y-Dwarfs
School of Earth and Space Exploration, Arizona State University, Tempe, AZ 85287, USA
School of Earth and Space Exploration, Arizona State University, Tempe, AZ 85287, USA
School of Earth and Space Exploration, Arizona State University, Tempe, AZ 85287, USA
Jennifer Patience
School of Earth and Space Exploration, Arizona State University, Tempe, AZ 85287, USA
Abstract
Ultra-cool brown dwarfs offer a unique window into understanding substellar atmospheric physics and chemistry. Their strong molecular absorption bands at infrared wavelengths, Jupiter-like radii, cool temperatures, and lack of complicating stellar irradiation, make them ideal test-beds for understanding Jovian-like atmospheres. Here we report the findings of a uniform atmospheric retrieval analysis on a set of 14 Y and T-dwarfs observed with the Hubble Space Telescope Wide Field Camera 3 instrument. From our retrieval analysis, we find the temperature-structures to be largely consistent with radiative-convective equilibrium in most objects. We also determine the abundances of water, methane, and ammonia and upper limits on the alkali metals sodium and potassium. The constraints on water and methane are consistent with predictions from chemical equilibrium models, while those of ammonia may be affected by vertical disequilibrium mixing, consistent with previous works. Our key result stems from the constraints on the alkali metal abundances where we find their continued depletion with decreasing effective temperature, consistent with the trend identified in a previous retrieval analysis on a sample of slightly warmer late T-dwarfs in Line et al. (2017). These constraints show that the previously observed Y-J color trend across the T/Y transition is most likely due to the depletion of these metals in accordance with predictions from equilibrium condensate rainout chemistry. Finally, we simulate future James Webb Space Telescope observations of ultra-cool dwarfs and find that the NIRSpec PRISM offers the best chance at developing high-precision constraints on fundamental atmospheric characteristics.
††journal: ApJ††software: python2.7, matplotlib, CHIMERA (Line et al., 2013), ScCHIMERA (Piskorz et al., 2018; Bonnefoy et al., 2018), emcee (Foreman-Mackey et al., 2013), corner.py
1 Introduction
Brown dwarfs have solicited intriguing questions since their discovery several decades ago (Becklin & Zuckerman, 1988; Rebolo et al., 1995; Oppenheimer et al., 1995). While not being massive enough to to fuse hydrogen into helium (Hayashi & Nakano, 1963; Kumar, 1963), they were still too massive to be considered as “traditional” planets following the roughly 13MJup definition based on the fusion of deuterium (Shu, 1977; Saumon et al., 1996). More recently there have been arguments that formation pathways, rather than mass limits, are more useful when defining the difference between brown dwarfs and planets (Boss, 2001; Bate et al., 2003). This has placed the study of brown dwarfs at an interesting crossroads between planetary science and stellar astrophysics. Efforts to understand the physics of brown dwarfs have thus pulled methodologies from both fields in order to measure the physical characteristics and understand the evolution of these objects (for a review, Marley & Robinson, 2015).
Motivation for studying the atmospheres of brown dwarfs is two-fold. First, brown dwarfs do not have a stable internal energy source, and thus their evolution is highly dependent upon their initial formation mass (e.g. Baraffe et al., 2003) and specific physical/chemical structure of their atmosphere (e.g. Saumon & Marley, 2008). Secondly, brown dwarfs offer the chance to study planetary-like atmospheric conditions, while not having to include the complication of an irradiating host star. Understanding the physical and chemical mechanisms at work in cooler brown dwarf atmospheres thus provides constraints on both their evolution, and the characteristics of planetary-like atmospheres.
The bulk properties of field brown dwarfs (mass, radius, Teff, etc.) have been well studied over the past several decades (for a review, Burrows et al., 2001). With cool effective temperatures ( Teff ) over photospheric pressures ( P bar), their thermal emission predominately radiates in the near-to-mid infrared, with their spectra being sculpted by strong molecular and atomic opacities of species such as: hydrogen and helium (H2/He), water (H2O), methane (CH4), ammonia (NH3), and alkali metals such as potassium (K) and sodium (Na) for the coolest objects to carbon monoxide and dioxide (CO,CO2), H2O, H2/He, and metal hydrides and oxides for the hottest (Fegley & Lodders, 1996; Lodders & Fegley, 2002; Lodders, 2003). The precise molecular and cloud compositions, and their evolution with temperature, give rise to spectral signatures which define the L-T-Y spectroscopic classes (Oppenheimer et al., 1995; Kirkpatrick et al., 1999; Cushing et al., 2005; Kirkpatrick, 2005; Cushing et al., 2011).
While empirical approaches exist (e.g. Cruz et al., 2009; Filippazzo et al., 2015), the primary method of choice for inferring atmospheric properties relies upon detailed comparisons between theoretical models and the observed spectra. This often takes the form of pre-computing a large grid of theoretical spectra across a range of key physical parameters (Allard et al., 1996, 2012; Marley et al., 1996; Tsuji et al., 1996). Most commonly these grids include effective temperature and gravity, but more recently have been modified to include variable cloud models (Ackerman & Marley, 2001; Marley et al., 2002), eddy diffusion within the atmosphere (Saumon et al., 2006), rainout of specific condensates, and varying metallicity and carbon-to-oxygen (C/O) ratios (Marley et al., 2017; Mollière et al., 2017; Samland et al., 2017). These large grid models are then interpolated between grid points and fit via standard maximum likelihood comparisons (e.g. Cushing et al., 2008) or modern MCMC methods (e.g. Madhusudhan & Seager, 2011; Rice et al., 2015; Mann et al., 2015; Samland et al., 2017).
Though this grid modeling approach provides a useful baseline for beginning the analysis of infrared spectra, it has been shown to fail to accurately reproduce key spectral features, and often provides poor fits to the data (e.g. Leggett et al., 2017). For example, Patience et al. (2012) has demonstrated that grid models from different groups cannot reproduce statistically similar results for the same dataset of young brown dwarf companions. These inconsistencies between grid model fitting and the observational data suggest that not all of the possible atmospheric physics and chemistry is being taken into account within the established grid models. Despite this, a more recent effort in Baudino et al. (2017) found greater consistency between several widely-used grid models, though outstanding issues in abundance determinations still remain. These inconsistencies motivate the need for a new methodology to compliment the grid-modeling approach to reach a more complete understanding of brown dwarf spectra.
Realizing the limitations of the grid modeling approach, Line et al. (2015, 2017) (hereafter Parts I & II) applied well established atmospheric retrieval (Twomey et al., 1977; Fletcher et al., 2007; Lee et al., 2012; Line et al., 2012; Benneke & Seager, 2012) tools to the problem by performing a uniform retrieval analysis on a sample of late-T dwarfs. In Part I, the authors were able to validate their model on two benchmark T-dwarfs by showing that the overall retrieved abundances and C/O ratios were consistent with the objects’ stellar companion. With the larger sample (11 T7-T8 targets) in Part II, they found a strong depletion of the combined Na+K abundances with decreasing Teff. This had long been a theoretical expectation from rainout chemistry (Fegley & Lodders, 1994), and hypothesized from trends of near-infrared colors (Marley et al., 2002; Leggett et al., 2010; Liu et al., 2012; Lodieu et al., 2013), but the measured abundance depletion had never been directly detected. These investigations demonstrate that the retrieval method as applied to brown dwarf atmospheres is able to constrain key atmospheric properties often overlooked in traditional methods.
Our primary goals in this work, Part III, are to both expand the previously analyzed dataset into the cooler, early-Y dwarf (Y0-Y1) regime to see if the trends identified in Part II continue to cooler temperatures, and to test the various model assumptions made in Parts I & II. This is accomplished by performing a retrieval analysis on a set of objects from Schneider et al. (2015), which contains near-IR (0.9-1.7, Y,J,H band) spectra of 6 late-T and 16 early-Y dwarfs using Hubble Space Telescope’s Wide Field Camera 3 (HST,WFC3).
In Section 2 we briefly outline the methods of our atmospheric retrieval model. Section 3 discusses the dataset from WFC3 and the history of our targets. Constraints on the temperature structure (Section 4.1), evolutionary parameters (Section 4.2), and chemical abundances (Section 4.3) are then discussed. We also perform a comparison of our retrieval method with a recently published grid model in Section 4.4. In Section 5 we predict how well the future James Webb Space Telescope (JWST) will be able to improve our constraints. Finally, we list our primary conclusions in Section 6.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1Ackerman & Marley (2001) Ackerman, A. S., & Marley, M. S. 2001, Ap J, 556, 872
- 2Allard et al. (1996) Allard, F., Hauschildt, P. H., Baraffe, I., & Chabrier, G. 1996, Ap J, 465, L 123
- 3Allard et al. (2012) Allard, F., Homeier, D., & Freytag, B. 2012, Philosophical Transactions of the Royal Society of London Series A, 370, 2765
- 4Allard et al. (2016) Allard, N. F., Spiegelman, F., & Kielkopf, J. F. 2016, A&A, 589, A 21
- 5Amundsen et al. (2017) Amundsen, D. S., Tremblin, P., Manners, J., Baraffe, I., & Mayne, N. J. 2017, A&A, 598, A 97
- 6Baraffe et al. (2003) Baraffe, I., Chabrier, G., Barman, T. S., Allard, F., & Hauschildt, P. H. 2003, A&A, 402, 701
- 7Bate et al. (2003) Bate, M. R., Bonnell, I. A., & Bromm, V. 2003, MNRAS, 339, 577
- 8Baudino et al. (2017) Baudino, J.-L., Mollière, P., Venot, O., et al. 2017, Ap J, 850, 150
