Cyclic actions on rational ruled symplectic four-manifolds
River Chiang, Liat Kessler

TL;DR
This paper proves that on rational ruled symplectic four-manifolds, any homologically trivial cyclic symplectic action can be extended to a Hamiltonian circle action, revealing a strong link between cyclic and circle symmetries.
Contribution
It establishes that all homologically trivial cyclic symplectic actions on rational ruled four-manifolds are restrictions of Hamiltonian circle actions, a novel classification result.
Findings
Homologically trivial cyclic actions are restrictions of Hamiltonian circle actions.
The result applies specifically to rational ruled symplectic four-manifolds.
Provides a classification of symplectic actions in this setting.
Abstract
Let be a ruled symplectic four-manifold. If is rational, then every homologically trivial symplectic cyclic action on is the restriction of a Hamiltonian circle action.
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Cyclic actions on rational ruled symplectic four-manifolds
River Chiang
Department of Mathematics, National Cheng Kung University, Tainan 701, Taiwan
and
Liat Kessler
Department of Mathematics, Physics, and Computer Science, University of Haifa, at Oranim, Tivon 36006, Israel
Abstract.
Let be a ruled symplectic four-manifold. If is rational, then every homologically trivial symplectic cyclic action on is the restriction of a Hamiltonian circle action.
1. Introduction
1.1 Theorem**.**
Let be a rational ruled symplectic four-manifold. Then every homologically trivial symplectic cyclic action on is the restriction of a Hamiltonian circle action.
A ruled symplectic four-manifold is an -bundle over a closed Riemann surface, with a symplectic ruling: a symplectic form on the total space that is nondegenerate on each fiber. It is rational if the Riemann surface is , and irrational otherwise.
A cyclic action is an effective action of a cyclic group of finite order . An action is called homologically trivial if it induces the identity map on homology.
An effective symplectic action of a torus on a symplectic manifold is Hamiltonian if there exists a moment map, that is, an invariant smooth map such that for all , where are the vector fields that generate the torus action. A Hamiltonian circle action is always homologically trivial because the circle group is connected.
A Hamiltonian action of a torus defines a one-to-one homomorphism from to the group of Hamiltonian diffeomorphisms . The image is a subgroup of that is isomorphic to . Every circle subgroup of is obtained this way.
1.2 Corollary**.**
Let be a rational ruled symplectic four-manifold. Then every finite cyclic subgroup of embeds in a circle subgroup of .
Since every compact -dimensional Hamiltonian -space is Kähler, i.e., admits a complex structure such that the action is holomorphic and the symplectic form is Kähler [11, Theorem 7.1], Theorem 1.1 implies the following corollary.
1.3 Corollary**.**
Let be a ruled symplectic four-manifold equipped with a homologically trivial symplectic cyclic action. If is rational, there exists an integrable almost complex structure compatible with such that the cyclic action is holomorphic.
Related works
This study fits into the broader topological classification of group actions on four-manifolds. The question of whether a (pseudofree, homologically trivial, locally linear) cyclic action on a four-manifold must be the restriction of a circle action is studied also in the holomorphic, differentiable, and topological categories; see [7]. When , the answer is Yes in all three categories [20], (in fact, these categories coincide). When is a rational ruled surface, the answer is Yes in the holomorphic category, however there exist “exotic” homologically trivial pseudofree cyclic actions on that are not holomorphic but are smoothable with respect to some smooth structure [21]. By our result, Corollary 1.3, these actions cannot be symplectic.
In the symplectic category, Chen [4] showed that the answer is Yes when is with the standard Fubini–Study form. Furthermore, Chen [4] gave an answer in a non-closed case: the answer is Yes if is the four-ball with the standard symplectic form , and the cyclic action is linear near the boundary of .
In a previous paper [5], we showed that the statement of Theorem 1.1 does not hold in general. On , which is either a six-point blowup of certain sizes of , or a three-point blowup of certain sizes of an irrational ruled symplectic four-manifold, we gave an example of symplectic action of , acting trivially on homology, and showed that it cannot extend to a Hamiltonian circle action; we also showed that does admit a Hamiltonian circle action.
Acknowledgements
The question of whether every finite cyclic subgroup of the group of Hamiltonian diffeomorphisms embeds in a circle subgroup was asked by Jarek Kedra at the “Hofer 20” conference in Edinburgh in July 2010. We thank Yael Karshon and Leonid Polterovich for telling us about it, and for helpful suggestions and stimulating discussions.
2. Almost complex structures and
pseudo-holomorphic spheres
In this section we recall definitions and results on almost complex structures and pseudo-holomorphic spheres, and deduce corollaries for pseudo-holomorphic spheres with respect to invariant almost complex structures.
Almost complex structures
An almost complex structure on a manifold is an automorphism such that . An almost complex structure is integrable if it is induced from a complex manifold structure. It is compatible with if is a Riemannian metric on . A Kähler manifold is a symplectic manifold with an integrable almost complex structure that is compatible with the symplectic form. The space of all compatible almost complex structures on a symplectic manifold is non-empty and contractible [15, Proposition 4.1]. We denote it by The first Chern class of the complex vector bundle is independent of the choice of ; we denote it by .
2.1**.**
Let be a symplectic vector space and an inner product on . Denote by the isomorphism and by the isomorphism . Then is anti-symmetric with respect to . Moreover, is symmetric and positive definite. Let be a positive square root of . Then is a compatible complex structure on . The factorization is called the polar decomposition of .
Suppose is a symplectic manifold and a Riemannian metric on . Then we note that the polar decomposition is canonical and the above construction of a compatible almost complex structure is smooth. See [3, Sec 3.1].
2.2 Claim**.**
For every symplectic action of a compact Lie group on a compact symplectic manifold there exists a -invariant -compatible almost complex structure.
Proof.
Take a -invariant Riemannian metric on . Such a metric is obtained from some Riemannian metric by averaging with respect to the action of as follows:
[TABLE]
for , where denotes the action and denotes the Haar measure. The polar decomposition in §2.1 associated to the invariant metric provides a -invariant almost complex structure. ∎
-holomorphic spheres in
four-dimensional symplectic manifolds
A (parametrized) -holomorphic sphere, or -sphere for short, is a map from to an almost complex manifold, that satisfies the Cauchy–Riemann equations at every point in . The image is an unparamterized -sphere. A parametrized -holomorphic sphere is called simple if it cannot be factored through a branched covering of the domain. An embedding is a one-to-one immersion which is a homeomorphism with its image. An embedded J-sphere is the image of a -holomorphic embedding . If is -compatible, then such a is an embedded -symplectic sphere.
Gromov’s compactness theorem [8, 1.5.B] guarantees that, given a converging sequence of almost complex structures on a compact manifold, a corresponding sequence of holomorphic curves with bounded symplectic areas has a weakly converging subsequence; the limit under weak convergence might be a connected union of holomorphic curves.
In dimension four, -holomorphic spheres admit nice properties, which we will use in this study, such as the adjunction formula [16, Corollary E.1.7], the Hofer–Lizan–Sikorav regularity criterion [10], and the positivity of intersections of -holomorphic spheres [16, Appendix E and Proposition 2.4.4]. As a result of the positivity of intersections we have the following claim.
2.3 Claim**.**
Consider a symplectic action of a compact Lie group on a symplectic four-manifold . Assume that the action is trivial on . Let be a -invariant -compatible almost complex structure on . Let be a -holomorphic sphere. Then is -symplectic. Moreover, let , , denote the action,
- •
if is of negative self-intersection, then it is -invariant, i.e., for all ;
- •
if is of self-intersection zero, then for , the image of under either equals or is disjoint from .
3.
Configurations of -holomorphic spheres in rational ruled symplectic four-manifolds
3.1**.**
The underlying space of a rational ruled symplectic four-manifold is either (the trivial bundle) or (the non-trivial bundle).
In , denote the homology classes and .
In , denote by the homology class of a line in and by the class of the exceptional divisor; denote by the fiber class of the fibration . Note that
For , denote by the symplectic form on where is the standard area form on with .
For , denote by the symplectic form on for which there exist an embedded symplectic sphere of area in the class and an embedded symplectic sphere of area in the class .
By the work of Gromov [8], Li–Liu [13], Lalonde–McDuff [12], McDuff [14] and Taubes [19], up to scaling, every symplectic form on is of the form for ; every symplectic form on is of the form for . See also [18, Examples 3.5, 3.7].
3.2**.**
Consider with . Take , namely, the integer satisfying
Let . Note that if a class can be represented by a simple -holomorphic sphere, then, by the adjunction formula,
[TABLE]
Also, since is -compatible, . Hence either ; or and ; or and ; see [1, Lemma 1.7].
If and each is represented by a simple -holomorphic sphere, then, since , we must have and for all , so . We conclude that for every the class is -indecomposable, i.e., it cannot be written as a sum of two or more classes that are represented by non-constant -holomorphic spheres. However, if then , with , , and is the homology class of the symplectically embedded antidiagonal .
The following facts are derived form Gromov’s compactness theorem and the properties of -holomorphic spheres in dimension four, see Gromov [8], Abreu [1], and Abreu–McDuff [2].
- (1)
The space is stratified as follows:
[TABLE]
where
[TABLE]
In particular, is open and dense in . 2. (2)
For every , for any there is an embedded -holomorphic sphere in the class passing through the point , unique up to reparametrizations. The family of these spheres forms the fibers of a fibration . 3. (3)
For , the previous statement holds also in the class instead of . Hence for such there are two foliations and whose leaves are embedded -holomorphic spheres in and in , respectively; the leaf in (resp. ) through a point is the unique -holomorphic sphere in (resp. ) through ; any two spheres in the same foliation are disjoint; each sphere in intersects each sphere in at exactly one point and transversally. 4. (4)
Moreover, for , there is a diffeomorphism such that maps the -foliations , to the corresponding -foliations, where and is the standard split complex structure on . The symplectic form is cohomologous and linearly isotopic to . See the construction in [16, Theorem 9.4.7]. Hence, by Moser’s lemma, there is a diffeomorphism such that is a symplectomorphism that induces the identity map on .
3.4**.**
Items (3) and (4) above generalize to any compact connected symplectic four-manifold and that satisfy the following conditions:
- •
There is no symplectically embedded -sphere with self-intersection number .
- •
There exist classes in such that , , and both and are represented by embedded -holomorphic spheres.
In such a case, replace in items (3) and (4) by , and replace the form in item (4) by where and . See the proof of [16, Theorem 9.4.7].
3.5**.**
Consider with . Take . Abreu–McDuff [2] gave an analogous description of .
- (1)
The space is stratified as follows:
[TABLE]
where
[TABLE] 2. (2)
For every , the fiber class is represented by a -parameter family of embedded -holomorphic spheres that fiber .
4. Proof of the main theorem
4.1 Proposition**.**
Let with equipped with a homologically trivial symplectic action of a finite cyclic group . Let be a -invariant -compatible almost complex structure on . Assume that is in the stratum . Then the -action is symplectically conjugate to the restriction of a standard circle action on .
Note that if , the space . Hence the proposition implies Theorem 1.1 for the case .
We call a symplectic circle action on standard if the circle rotates the first sphere at speed and the second at speed , where and are relatively prime integers.
Proof.
Fix a generator and denote by the corresponding symplectomorphism defined by the action, i.e., is the image of under the homomorphism . Since is -invariant and induces the identity map on , the map sends a -holomorphic sphere representing a class in to a -holomorphic sphere representing the same class. Since , items (3) and (4) in §3.2 apply; in particular there are foliations and of embedded -holomorphic spheres; the leaves of the foliations through a given point are unique. Therefore, sends each leaf of (resp. ) to a leaf of (resp. ).
Let be the standard split complex structure on . By item (4) in §3.2, there exists a symplectomorphism that maps the -foliations, , , to the corresponding -foliations, , . Note that the leaves of the -foliations coincide with the leaves of the -foliations.
Now, define a map by the following procedure. For , is a leaf in ; namely, a -holomorphic sphere representing . Then is a leaf in , and therefore of the form . Define . Similarly we define by comparing and . Note that each generates an action of on because . Observe that is orientation preserving with respect to the orientation defined by .
We check that is -equivariant with respect to the split action generated by and the given -action, i.e.,
[TABLE]
The image is the intersection of the -holomorphic spheres and . By item (3) in §3.2, they are the unique -holomorphic spheres passing through in the classes and respectively. By the same token, and are the unique -holomorphic spheres passing through in and , and and the unique -holomorphic spheres passing through . In other words, is the intersection of and , which is . We have the following commutative diagram of symplectomorphisms:
[TABLE]
By Proposition B.1, the cyclic action on generated by is conjugate to the restriction of a circle action on by an orientation-preserving diffeomorphism . That is, we have the following commutative diagram
[TABLE]
where denotes a generator of the restriction of a circle action on to the cyclic subgroup. More precisely, if is the rotation number of on , and stands for the order of , then because the given -action is effective. Let . Then , , and is the restriction induced by the inclusion , of the circle action on by rotation at speed . Note that preserves the -foliations.
Since and send the class to and the class to , and are cohomologous. Since both and tame and are -invariant with respect to the action generated by , the -form
[TABLE]
is symplectic and -invariant for all . By Moser’s method, one can find a -equivariant vector field whose time-one flow gives a -equivariant diffeomorphism such that . Namely,
[TABLE]
Combining these three diagrams (4.2)–(4.4), we conclude that the cyclic group action is symplectically conjugate to the restriction of a standard circle action. ∎
4.5 Remark*.*
If is -invariant and for some , the spheres and are -invariant and -holomorphic, then, by the definition of , and induces the identity on homology. Hence Proposition 4.1 applies. Moreover, by the proof of Proposition 4.1, there is a symplectomorphism that conjugates the -action and a standard action on . If the -action on and is standard, then can be chosen to be the identity on these spheres.
In fact this holds for any symplectic form on instead of , by §3.4 and the fact that every symplectic sphere in has even self-intersection due to homological reason.
Next we show an equivariant version of Gromov’s result [8] on , as appeared in [1, Theorem 1.9].
Here denotes the unit disc in . Let be a split symplectic form where . We call an action of a finite cyclic group on linear if , where is a generator of , is the corresponding map defined by the action, and is the corresponding root of unity.
4.6 Lemma**.**
Let a cyclic group of finite order act symplectically on the product of unit discs with a symplectic form . Assume that equals near the boundary, and the -action is linear near the boundary.
Then the given -action on is conjugate to the linear action by a symplectomorphism that is the identity on the boundary.
Proof.
Consider the collapsing map
[TABLE]
that identifies the points of , for , as , and identifies the points of , for , as . Let be a -invariant -compatible almost complex structure on that is equal to the standard split complex structure near the boundary. Such exists by taking any -compatible almost complex structure that is equal to near the boundary, averaging the metric with respect to the -action, and then taking the structure provided by the polar decomposition, as in Claim 2.2.
Consider the image with the induced symplectic form and the induced (compatible) almost complex structure, again denoted by and . Let be a generator of and be the corresponding symplectomorphism of defined by the action. Denote by the symplectomorphism of that pulls back to . On the image of the boundary, and . On the complement of , we have .
The spheres and in are -holomorphic and invariant under . Moreover, the -action is standard on these spheres. As explained in Remark 4.5, by Proposition 4.1, there is a symplectomorphism conjugating and a standard action, and is the identity on and . Hence this standard action is the one induced from .
Define
[TABLE]
as the identity on and on the complement of the boundary. Then is a symplectomorphism conjugating the given action and the linear action, that is the identity on the boundary. ∎
We now prove Theorem 1.1 for the cases that are not covered by Proposition 4.1, i.e., if and is not in or if . A -invariant -compatible almost complex structure on exists by Claim 2.2.
4.7 Proposition**.**
Let a cyclic group of finite order act symplectically on for . Assume that the action is trivial on . Let be a -invariant -compatible almost complex structure. Set if and if .
Assume that is represented by a simple -holomorphic sphere for an integer . Then the following hold.
- (1)
The sphere is embedded and -invariant and there is an embedded -invariant sphere in the class such that and intersect at a point; the -action on each sphere is, up to conjugation by a symplectomorphism of the sphere, a rotation, with rotation numbers at . 2. (2)
The -action is symplectically isomorphic to the standard -action on the Hirzebruch surface with the symplectic form , as described in §A.1 and §A.3, where and .
The proof of item (2) is an equivariant variation of the proof of [1, Lemma 3.5].
Proof.
- (1)
Fix a generator and denote by the corresponding symplectomorphism defined by the action. By Claim 2.3, since the self-intersection number of is negative, the -holomorphic sphere in is -invariant. By the adjunction formula [16, Corollary E.1.7] and since , the simple -holomorphic sphere is embedded. By Proposition B.1, the restriction of the -action to is conjugate to the restriction to a cyclic subgroup of a circle action, i.e., a rotation. In particular, it fixes two points on . Let be one of these -fixed points with rotation number at . By item (2) in §3.2 and §3.5, there is an embedded -holomorphic sphere in the class passing through the point . By Claim 2.3, since , the image either coincides with or is disjoint from it. However, since the -fixed point is on , must coincide with . So is also invariant under the -action. Hence, by Proposition B.1, up to conjugation by a symplectomorphism, the restriction of the -action to is a rotation with rotation number at . 2. (2)
By item (1), and are -invariant symplectic spheres intersecting transversally at one point with rotation numbers at . Since is finite abelian, the tangent space at the fixed point decomposes into a direct sum of symplectically orthogonal eigenspaces of ; hence and in fact intersect -orthogonally at . The sphere has self-intersection number and size ; the sphere has self-intersection number [math] and size . Using the equivariant version of Weinstein’s symplectic neighbourhood theorem for such pair of submanifolds [9] (also see [17]), we can construct a diffeomorphism
[TABLE]
that sends the zero section to and the fiber at zero to and is an equivariant symplectomorphism from a neighbourhood of in onto a neighbourhood of in with the given -action. (See §A.1 and §A.3 for the notations.) So it is enough to show that the -pull back of the -action is the standard -action on , up to conjugation by a symplectomorphism.
Since and are invariant symplectic spheres, the restriction of the -pull back of the -action to the complement of in is a symplectic action with respect to . Since is a symplectomorphism near , equals there.
The complement of in is
[TABLE]
and the map
[TABLE]
given by pulls back to
[TABLE]
A neighbourhood of at is sent to a neighbourhood of . The standard action on pulls back to a linear action, , and therefore the -pull back of the -action on pulls back to an action on which is linear near infinity.
Denote
[TABLE]
Note that . Consider the gradient vector field of with respect to the Riemannian metric induced by and the standard almost complex structure on . Then
[TABLE]
The function strictly increases along rays from the origin. Moreover, the function and the Riemannian metric are invariant under any linear -action on . Hence the backward flow of commutes with linear -actions, and takes the -pull back of the -action on , which is linear near infinity, to an action on which is linear near the boundary. Now the proposition follows from Lemma 4.6.
Note that the sphere is the preimage of the top edge of under a moment map of the Hamiltonian -action (A.1) on ; the sphere is the preimage of the left edge; see Figure A.1. The complement of is the preimage of the complement of the top and left edges, so it corresponds to a standard star-shaped region in , and the Liouville vector field is a lift of the radial vector on the trapezoid in emitting from the bottom right corner.
∎
Appendix A Toric and cyclic actions on Hirzebruch surfaces
A.1. Hirzebruch surface
Let denote the complex line bundle over with first Chern class . The Hirzebruch surface is the complex manifold defined as a projective bundle, for any integer :
[TABLE]
It is a -bundle over obtained by gluing two copies of the form along
[TABLE]
The zero section corresponds to ; the section at infinity corresponds to ; the fiber at zero refers to the fiber at , namely, in ; and the fiber at infinity refers to the fiber at , namely, in . The self-intersection numbers of , , , are , respectively.
One can equip the Hirzebruch surface with a symplectic structure through symplectic cutting. Alternatively, note is the tautological line bundle over , whose fiber at is the line in . Since is the -th tensor power of , the Hirzebruch surface can be identified with an algebraic submanifold of defined in homogeneous coordinates by
[TABLE]
The isomorphism is given by
[TABLE]
Any Kähler form on restricts to a Kähler form on . For , we denote by the sum of the Fubini–Study form on multiplied by and the Fubini–Study form on . We shall use the same notation for its restriction to the Hirzebruch surface.
With respect to the symplectic form , we find that the symplectic spheres
[TABLE]
A.2. Standard toric action on a Hirzebruch surface
Let be identified with the unit circle in and consider the Hamiltonian action of on induced by
[TABLE]
The moment map image of this torus action is a trapezoid, as in Figure A.1, called a standard Hirzebruch trapezoid . The zero section , the section at infinity , the fiber at zero , and the fiber at infinity are -invariant spheres, whose moment map images are the top, bottom, left, and right edges of the trapezoid, respectively. By Delzant’s construction [6] there is an integrable -invariant almost complex structure , for which the spheres , , , are -holomorphic.
A.3. Standard cyclic action on a Hirzebruch surface
Let be a cyclic group of finite order . Let a generator of be identified with a primitive th root of unity in . Consider the -action on the Hirzebruch surface defined by
[TABLE]
where . Equivalently,
[TABLE]
We shall call such an action a standard -action on the Hirzebruch surface and refer to a Hirzebruch surface with such a standard -action as .
This -action sends a fiber to a fiber while keeping two fibers invariant: and . The zero section and the section at infity are also -invariant. By definition, the integers are the rotation numbers of the -action at the fixed point , that is, the weights of the -representation on the tangent space of the fixed point. The rotation numbers at the fixed point are .
Moreover, let and so ; the standard -action (A.2) is the restriction induced by the inclusion , of the circle action defined in the same way by replacing by , by , and by , which can also be seen as the circle action obtained as the inclusion , followed by the toric action .
Appendix B Cyclic actions on the sphere
B.1 Proposition**.**
A symplectic action of a cyclic group of finite order on is conjugate to the restriction of a circle action by a symplectomorphism.
Proposition B.1 follows from well known results. Here is a sketch of the proof. By Claim 2.2, there is a -invariant -compatible almost complex structure on . It follows then from the Newlander–Nirenberg Theorem that it must be integrable. Hence, by the Uniformization Theorem, it is biholomrphic to the standard almost complex structure on . So is a subgroup of the automorphism group of . In every element is conjugate to a rotation map, and in particular a generator of is conjugate to a rotation map. By further applying the equivariant version of Moser’s method, noting that the ingredients in the usual Moser’s method can be made -equivariant, the symplectic action of the finite cyclic group on is conjugate by a symplectomorphism to the restriction of a circle action.
B.2 Remark*.*
The circle action in the above proposition does not need to be assumed effective.
Suppose the order of the cyclic group is , and suppose the weight of the cyclic action at a fixed point on is . By Proposition B.1, up to conjugation, the cyclic action is the restriction induced by the inclusion , of the effective circle action , where and identified as the unit sphere in . On the other hand, this -action can also be considered as a restriction of a non-effective circle action induced by the inclusion . In either case, the integer will be called the rotation number (at the chosen fixed point) of the -action on the sphere .
Moreover, the cyclic action in the above proposition does not need to be assumed effective either. If the cyclic action is effective, then .
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