Strict singularity of Volterra type operators on Hardy spaces
Qingze Lin, Junming Liu, Yutian Wu

TL;DR
This paper characterizes the boundedness, compactness, and spectrum of Volterra type operators on Hardy spaces, showing that non-compactness implies the operator fixes copies of ^p and ^2, thus linking strict singularity with compactness.
Contribution
It provides a complete characterization of the spectral and compactness properties of Volterra type operators on Hardy spaces, establishing their strict singularity equivalence with compactness.
Findings
The spectrum of the operator is explicitly determined.
Non-compact operators fix isomorphic copies of ^p and ^2.
Strict singularity coincides with compactness for these operators.
Abstract
In this paper, we first characterize the boundedness and compactness of Volterra type operator defined on Hardy spaces . The spectrum of is also obtained. Then we prove that fixes an isomorphic copy of and an isomorphic copy of if the operator is not compact on . In particular, this implies that the strict singularity of the operator coincides with the compactness of the operator on . At last, we post an open question for further study.
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Taxonomy
TopicsHolomorphic and Operator Theory · Advanced Harmonic Analysis Research · Differential Equations and Boundary Problems
Strict singularity of Volterra type operators on Hardy spaces
Qingze Lin, Junming Liu*, Yutian Wu
School of Applied Mathematics, Guangdong University of Technology, Guangzhou, Guangdong, 510520, P. R. China
School of Applied Mathematics, Guangdong University of Technology, Guangzhou, Guangdong, 510520, P. R. China
School of Financial Mathematics & Statistics, Guangdong University of Finance, Guangzhou, Guangdong, 510521, P. R. China
Abstract.
In this paper, we first characterize the boundedness and compactness of Volterra type operator defined on Hardy spaces . The spectrum of is also obtained. Then we prove that fixes an isomorphic copy of and an isomorphic copy of if the operator is not compact on . In particular, this implies that the strict singularity of the operator coincides with the compactness of the operator on . At last, we post an open question for further study.
Key words and phrases:
Volterra type operator, compactness, strict singularity, Hardy space
2010 Mathematics Subject Classification:
47G10, 30H10
*Corresponding author
This work was supported by NNSF of China (Grant No. 11801094).
1. Introduction
Let be the unit disk of the complex plane and the space consisting of all analytic functions on . Then for , the Hardy space on consists of all analytic functions satisfying
[TABLE]
where is the normalized Lebesgue measure on . By [13, Theorem 2.6], this norm is equal to the following norm:
[TABLE]
where for any , is the radial limit which exists almost everywhere (see [34, Theorem 9.4]).
When , the space is defined by
[TABLE]
For any analytic function , there are two kinds of Volterra type operators defined, respectively, by
[TABLE]
and
[TABLE]
The boundedness and compactness of these two operators on some spaces of analytic functions were extensively studied. Pommerenke [30] firstly studied the boundedness of on Hardy-Hilbert space . After his work, Aleman, Siskakis and Cima [2, 3] systematically studied the boundedness and compactness of on Hardy space , in which they showed that is bounded (or compact) on , if and only if (or ). What’s more, Aleman and Siskakis [4] studied the boundedness and compactness of on Bergman spaces while Galanopoulos, Girela and Peláez [14, 15] investigated the boundedness of and on Dirichlet type spaces and Xiao [32] studied and on spaces.
Recently, Lin, et al [21] studied the boundedness of and acting on the derivative Hardy spaces . For these operators on other spaces like Fock spaces and weighted Banach spaces, see [5, 8, 10, 22, 24, 25, 31] and the references therein.
A bounded operator between Banach spaces is strictly singular if its restriction to any infinite-dimensional closed subspace is not an isomorphism onto its image. This notion was introduced by Kato [16]. The obvious example of strictly singular non-compact operators are inclusion mappings when
A bounded operator between Banach spaces is said to fix a copy of the given Banach space if there is a closed subspace , linearly isomorphic to , such that the restriction defines an isomorphism from onto . The bounded operator is called -singular if it does not fix any copy of .
Miihkinen [26] studied the strict singularity of on Hardy space and showed that the strict singularity of coincides with its compactness on whose main ideas come from the recent paper [19] where the corresponding questions are investigated for composition operators.
Although the boundedness and compactness of the operator on had been studied, from the literature that we have looked at so far, the proofs of the boundedness and compactness for the operator on are still not been shown in detail, except for the case whose study seems to be elementary (see [20]). Thus, in this paper, We first characterize the boundedness and compactness of Volterra type operator defined on Hardy spaces for . Base on the characterization of the boundedness for the operator on , we are able to characterize the spectrum of on , inspired by the idea in the papers [8, 9]. Then we prove that the bounded operator fixes an isomorphic copy of if the operator is not compact on . In particular, this implies that the strict singularity of the operator coincides with the compactness of the operator on Moreover, we show that , when acting on , fixes an isomorphic copy of .
In the last section, we post an open question for further study.
Our main results are as follows:
Proposition 1**.**
Let and Then the operator is bounded if and only if .
Proposition 2**.**
Let and Then the operator is compact if and only if .
Proposition 3**.**
Let and Then the spectrum of the bounded operator is .
Theorem 1**.**
Let and suppose that is bounded but not compact. Then the operator fixes an isomorphic copy of and an isomorphic copy of as well. In particular, the operator is not strictly singular, that is, strict singularity of bounded operator coincides with its compactness.
2. Boundedness and Compactness of on
In this section, we provide a new proof for the conditions of boundedness and compactness of the operator on when . Although the result for the boundedness can be deduced from [5, Lemma 2.1(i)], we give our new proof which is not only useful to the proof of compactness of on and the proof of Theorem 1, but also of interest itself.
Proof of Proposition 1.
Assume that is bounded. From [33], we know that , where is the space of analytic functions satisfying
[TABLE]
in which is the Möbius transformation on and is the normalized Lebesgue measure on . Hence, if is bounded, then is also bounded. Therefore, for any , we have
[TABLE]
It is easy to verify that for any , the function
[TABLE]
is a unit vector in . Thus,
[TABLE]
or equivalently,
[TABLE]
Then, let be a Möbius transformation on , we have
[TABLE]
Note that and , we obtain
[TABLE]
Now, consider the analytic function , we get that
[TABLE]
which implies that
[TABLE]
that is, .
Conversely, assume that , then by [3, 12], the operator and the multiplication operator are both bounded. Therefore, it follows from the obvious equality that is also bounded. Accordingly, the proof is complete. ∎
Remark 1**.**
We note that the sufficiency of Proposition 1 can also be proven directly by using the following equivalent norms for (see [1, p. 125]):
[TABLE]
Proof of Proposition 2.
It is obvious that if , then is compact.
Conversely, if is compact, is also compact. Since for any sequence such that , converges to [math] uniformly on compact subsets of , it holds that
[TABLE]
then similar to the arguments in the proof of Proposition 1, we obtain
[TABLE]
That is, . Accordingly, the proof is complete. ∎
3. The spectrum of on
In this section, we characterize the the spectrum of the bounded operator on .
Proof of Proposition 3.
Since for any , the function has a zero at , it holds that .
Now, we assume that . For any , it is easy to show that the equation
[TABLE]
has the unique solution in and the solution is
[TABLE]
Therefore, the resolvent set of the bounded operator consists precisely of all points for which is a bounded operator on .
If , then is bounded away from [math], that is, is bounded. Thus,
[TABLE]
by Proposition 1, which implies that the operator is a bounded operator on . Accordingly, , that is, .
Conversely, if and , then is not bounded, which implies that the operator is not bounded on , hence we have . Thus, in conjunction with the fact that , it holds that
[TABLE]
Since the spectrum is closed, we obtain that . ∎
4. Proof of Theorem 1
First, we note that Theorem 1 holds for due to the fact that a bounded linear operator on is compact if and only if it is strict singular, if and only if it does not fix any copy of (see [29, 5.1-5.2]) . From now on, we suppose that .
From the proof in Proposition 2, it can be easily checked that, if the bounded operator is not compact, then there exists a sequence with and such that there is a positive constant such that
[TABLE]
holds for all and defined in the previous section. We may assume without loss of generality that as by utilizing a suitable rotation.
Lemma 1**.**
Let be a sequence as above. Let for each . Then for bounded operator , we have
[TABLE]
Proof.
(1) For each fixed , this follows immediately from the absolute continuity of Lebesgue measure and the boundedness of operator .
(2) For given , it is easy to see that there is a positive such that for all , and . Therefore, for these and , we get that
[TABLE]
for all . Then, for any , we have
[TABLE]
Accordingly,
[TABLE]
The proof is complete. ∎
Now, we are prepared to give a proof of Theorem 1.
Proof of Theorem 1.
First, as noted above, there exists a sequence with and such that there is a positive constant such that holds for all .
Then by Lemma 1 and induction method, we can find a decreasing positive sequence such that and , and a subsequence such that the following three conditions hold:
[TABLE]
for every where and is a small constant whose value will be determined later.
Now we are ready to prove that where the constant may depend on
[TABLE]
Observe that for every we have
[TABLE]
according to conditions (1) and (3) above, where the last estimate holds for .
Moreover, we have
[TABLE]
for by condition (1) and
[TABLE]
for by condition (2).
Thus it always holds that
[TABLE]
Consequently, by the triangle inequality in , we obtain that
[TABLE]
where the last inequality holds when we choose small enough.
A straightforward variant of the above procedure also gives
[TABLE]
where the constant may depend on
By choosing and the fact that , we obtain that
[TABLE]
Thus, we have
[TABLE]
This implies that the operator fixes an isomorphic copy of .
To prove that the operator fixes an isomorphic copy of , we consider the trivial equality
[TABLE]
where is the multiplication operator. It is proven that is not -singular on while is -singular on (see [23, 27]). Since the class of -singular operators forms a linear subspace of the space of all bounded operators, it follows from the above equality that is not -singular on , that is, fixes an isomorphic copy of . The proof is complete. ∎
5. Open question
In Theorem 1, we exclude the case of since our method is not applicable in this case. Although Bourgain [6] has established that a bounded linear operator on is weakly compact if and only if it does not fix any copy of , we do not know whether or not acting on is compact if and only if it does not fix any copy of . So we post it as an open question as follows:
Open Question.* Suppose that is bounded but not compact. Does the operator fix an isomorphic copy of ? In particular, is the operator not strictly singular?*
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