Entropy in uniformly quasiregular dynamics
Ilmari Kangasniemi, Y\^usuke Okuyama, Pekka Pankka, Tuomas Sahlsten

TL;DR
This paper proves that for certain non-injective uniformly quasiregular maps on specific manifolds, the topological entropy equals the logarithm of the map's degree, confirming Shub's entropy conjecture in this setting.
Contribution
It establishes the equality of topological entropy and degree logarithm for non-injective uniformly quasiregular maps on manifolds not homologically trivial.
Findings
Topological entropy equals log degree for these maps.
Confirms Shub's entropy conjecture in this context.
Applicable to manifolds with non-trivial rational homology.
Abstract
Let be a closed, oriented, and connected Riemannian -manifold, for , which is not a rational homology sphere. We show that, for a non-constant and non-injective uniformly quasiregular self-map , the topological entropy is . This proves Shub's entropy conjecture in this case.
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Entropy in uniformly quasiregular dynamics
Ilmari Kangasniemi
,
Yûsuke Okuyama
,
Pekka Pankka
and
Tuomas Sahlsten
Department of Mathematics and Statistics, P.O. Box 68 (Pietari Kalmin katu 5), FI-00014 University of Helsinki, Finland
[email protected],[email protected]
Division of Mathematics, Kyoto Institute of Technology, Sakyo-ku, Kyoto 606-8585 Japan
School of Mathematics, University of Manchester, UK
(Date: March 17, 2024)
Abstract.
Let be a closed, oriented, and connected Riemannian -manifold, for , which is not a rational homology sphere. We show that, for a non-constant and non-injective uniformly quasiregular self-map , the topological entropy is . This proves Shub’s entropy conjecture in this case.
Key words and phrases:
uniformly quasiregular mappings, entropy, Ahlfors regular metric space
2010 Mathematics Subject Classification:
Primary 30C65; Secondary 57M12, 30D05
I.K. was supported by the doctoral program DOMAST of the University of Helsinki. Y.O. was partially supported by the JSPS Grant-in-Aid for Scientific Research (C), 15K04924. P.P. was partially supported by the Academy of Finland grant #297258. T.S. was partially supported by the ERC starting grant 306494, Marie Skłodowska-Curie Individual Fellowship grant 655310 and a start-up fund from the MIMS in the University of Manchester.
1. Introduction
A well-studied problem in topological dynamics of continuous self-maps on an -manifold is to relate the topological entropy of to the spectrum of its induced linear map in homology, see for example the survey of Katok [18] for definitions and history of this problem. Shub conjectured [34, §V] that the topological entropy is bounded from below by , where is the spectral radius of the action of to the homology of . The conjecture was proved for holomorphic maps by Gromov in a preprint [8] from 1977 and for -smooth maps by Yomdin [38] in 1987.
One direction in Gromov’s argument [8] is based on a general result of Misiurewicz and Przytycki [26] that, for a -smooth self-map of a closed and oriented Riemannian manifold , the logarithm of the degree is a lower bound for the topological entropy. The continuity of the derivative of the map plays a crucial role in the proof of Misiurewicz and Przytycki, which is based on the use of a continuous cochain given by the Jacobian of the map . The continuity of the derivative plays the same crucial role in the method of Yomdin [38], which is based on real-algebraic sets.
It is known that the smoothness assumptions on the map may be relaxed by additional topological assumptions on the space . For example, Misiurewicz and Przytycki proved in [26] the entropy conjecture for all continuous maps .
In this paper we consider the entropy conjecture in the quasiconformal category. The mappings we consider are not -smooth but merely Sobolev regular. The distortion assumption given by quasiconformality conditions together with methods from geometric measure theory allow us to deal with the complications caused by the lack of pointwise differentiability. Before stating the main theorem, we introduce the class of uniformly quasiregular maps.
A continuous map between oriented Riemannian -manifolds and , , is -quasiregular for if belongs to the Sobolev space and satisfies the distortion inequality
[TABLE]
here is the operator norm of the differential of and is the Jacobian determinant , that is, . In this terminology, quasiconformal maps are quasiregular homeomorphisms, and -quasiregular maps between Riemann surfaces are holomorphic; see e.g. Rickman [31, Section I.2] and references therein. As a technical point, we mention that by a theorem of Reshetnyak, a quasiregular map is either a discrete and open map or constant. Note also that the degree of a non-constant quasiregular map between closed and oriented Riemannian manifolds is positive.
A quasiregular self-map is uniformly -quasiregular if all of its iterates for are -quasiregular. Uniformly quasiregular maps admit rich dynamics akin to dynamics of holomorphic maps of one complex variable. We refer to a survey of Martin [23] for a detailed account on uniformly quasiregular maps, and merely mention here that a uniformly quasiregular map induces a measurable conformal structure on in which the mapping could be considered as a rational map of .
Our main theorem reads as follows; recall that an -manifold is a rational cohomology sphere if is isomorphic to .
Theorem 1.1**.**
Let be a uniformly quasiregular self-map of degree at least on a closed, connected, and oriented Riemannian -manifold which is not a rational cohomology sphere. Then
[TABLE]
It follows from [17] that for non-constant uniformly quasiregular self-maps . Theorem 1.1 therefore yields the equality
[TABLE]
answering to the Shub’s entropy conjecture to the positive in this case. Note that, for expanding uniformly quasiregular mappings, Shub’s entropy conjecture follows from results of Haïssinsky and Pilgrim [9, Theorems 3.5.6 and 4.4.4].
In the proof of Theorem 1.1 we obtain estimates and for the entropy by different methods. The lower bound employs Lyubich’s variational method [19] and the properties [16, 27] of the equilibrium measure associated . The upper bound is related to [8, (5.0)] in Gromov’s article and it follows from isoperimetric arguments for Federer-Fleming currents [6]. As we will discuss shortly, the cohomological assumption on has no role in the proof of the upper bound. It remains an open question whether the lower bound holds also for uniformly quasiregular mappings on rational cohomology spheres.
In order to obtain the lower bound , the main obstacle is the lack of continuity of the derivative . For this, we use the -balanced measure from [27] and the integer valued cochain given by the local index of the map in place of cochain which is only measurable in this setting.
By [16, Theorem 1.2], the cohomological assumption on the manifold yields that the measure is absolutely continuous with respect to the Lebesgue measure of . Using this fact, we show that the measure satisfies , where is the measure theoretic entropy of with respect to the measure . The variational principle of the entropy now yields the required lower bound . We thank Peter Haïssinsky for pointing out a simplified version of the original proof based on measure theoretic Jacobians.
We also note that, as a consequence of the method of proof, we also obtain the following observation.
Corollary 1.2**.**
Let be a uniformly quasiregular self-map of degree at least on a closed, connected, and oriented Riemannian -manifold which is not a rational cohomology sphere. Then the measure from [27] is a measure of maximal entropy.
Moreover, we note that the absolute continuity of is only used in the proof to obtain that the branch set of has zero measure in . Hence, the proof in fact also gives us the following, more general version of Theorem 1.1.
Theorem 1.3**.**
Let be a uniformly quasiregular self-map of degree at least on a closed, connected, and oriented Riemannian -manifold . Suppose that there exists an -balanced Borel probability measure on . Then the measure-theoretic entropy of satisfies
[TABLE]
where denotes the local index of . In particular, if the branch set of satisfies , then
[TABLE]
and is a measure of maximal entropy for .
For an estimate similar to (1.2) in the setting of non-Archimedean dynamics, see Favre–Rivera-Letelier [5, Section 4].
The upper bound follows from the inequality
[TABLE]
for -quasiregular self-maps ; see [8, (5.0)] and the ensuing isopetrimeric argument on how to prove it. Since it seems to have gone unnoticed in the literature that the isoperimetric argument in [8] yields a more general result, we discuss the proof of (1.3) in detail using the language of Federer-Fleming theory of currents. In the heart of the proof of (1.3) is the following uniform Ahlfors regularity result for graphs of maps, whose components are quasiregular.
Theorem 1.4**.**
Let and be closed, connected, and oriented Riemannian -manifolds for , , and let be a map from to , , where are non-constant -quasiregular maps . Then the image is Ahlfors -regular. More precisely, there exists a constant depending only on and with the property that, for and , we have
[TABLE]
where with distance in induced by the product Riemannian metric.
Using this theorem we prove inequality (1.3) in Section 8; see Theorem 8.1. This completes the proof of Theorem 1.1.
The proof of Theorem 1.4 consists of two parts. The upper estimate for the Hausdorff measure reduces to the area formula for Sobolev mappings. The lower estimate is more delicate. Since the mapping is merely Sobolev regular, we consider an -current associated to . The key step in the proof is to apply slicing and an isoperimetric inequality to this -current to obtain a local lower bound for the volume of . It seems to us that this is also the idea in the proof of [8, (5.0)], although it does not use currents explicitly.
We finish this introduction with a discussion on the relation of our results to open questions on uniformly quasiregular dynamics. In the case of Riemann surfaces, holomorphic dynamics has a clear trichotomy into different cases: the sphere carries a rich theory with various examples, on the torus the mappings are so-called Lattès maps, and on higher dimensional surfaces the theory collapses to dynamics of homeomorphisms.
On higher-dimensional Riemannian manifolds, a similar trichotomy seems to arise in uniformly quasiregular dynamics. The sphere and other spherical space forms admit a rich theory, see e.g. Iwaniec–Martin [13], Peltonen [28], and Martin–Peltonen [22]. The torus and its branched quotients admit uniformly quasiregular maps of Lattès type, see e.g. Mayer [25] and Martin–Mayer–Peltonen [21]. Finally, the existence of a uniformly quasiregular map on a closed manifold yields that the manifold is so-called quasiregularly elliptic, that is, there exists a non-constant quasiregular map ; see Kangaslampi [15] or Iwaniec–Martin [14, Theorem 19.9.3]. Thus, hyperbolic Riemannian manifolds and manifolds with large fundamental group or cohomology do not carry uniformly quasiregular maps by results of Varopoulos [37, Theorem X.11] and Bonk–Heinonen [3]. More precisely, the dimension of the cohomology ring of is at most by the main theorem of [16]; see also Prywes [29].
To complete this picture, it becomes a question whether a general quasiregularly elliptic manifold carries a uniformly quasiregular mapping of higher degree, and whether these mappings are actually Lattès maps if the manifold in question is not a rational cohomology sphere. Encouraged by results and conjectures of Martin and Mayer in [24] on uniformly quasiregular self-maps of spheres, we expect the second question to have a positive answer. The following conjecture is from [16]: Let be a closed, oriented, and connected Riemannian -manifold for which is not a rational cohomology sphere. Then every uniformly quasiregular self-map of comes from the Lattès construction.
We find the question interesting since, as pointed out in Martin–Mayer [24], it is similar to the invariant line field conjecture of Mané, Sad, and Sullivan [20].
Organization of the article
The article consists of two parts; Section 2 discussing the preliminaries on quasiregular maps is common to both of these. In the first part (Sections 3–4), we prove the lower bound for the topological entropy using Lyubich’s method based on measure theoretic entropy.
In the second part (Sections 5–8) we recall first some results in the Federer–Fleming theory of currents in Section 5. In Sections 6 and 7, we then discuss the proof of Theorem 1.4 based on Gromov’s original argument. Finally, in Section 8, we show how the upper bound follows from Theorem 1.4.
Acknowledgments We thank Petri Ola for suggesting us to look at the Grönwall’s inequality, which plays a key role in the upper bound for the entropy. We also thank Peter Haïssinsky, who in the process of pre-examining the PhD thesis of the first named author suggested multiple improvements to the paper.
2. Preliminaries on quasiregular maps
2.1. Quasiregular maps
Let , and let and be oriented Riemannian -manifolds. By a theorem of Reshetnyak, a non-constant quasiregular map is open and discrete, that is, is open for any open set and is discrete for every . Moreover, satisfies the Lusin (N)-condition, that is, is Lebesgue null if is a null set. The branch set of is the set of points at which fails to be a local homeomorphism. The branch set has topological dimension at most by the Cernavskii–Väisälä theorem (see [36]) and Lebesgue measure zero.
For and , the multiplicity of at with respect to is . We set also , , and
[TABLE]
As a preliminary step for the definition of the local index of at , we denote by the metric ball of radius centered at in . Since is discrete and open, there exists, for each , a radius for which the -component of the preimage is a normal neighborhood of , that is, we have , , and . In particular, restricts to a proper map
[TABLE]
and induces a homomorphism
[TABLE]
in compactly supported cohomology.
The local index of at is the unique integer satisfying
[TABLE]
where the cohomology classes and are generators of and , respectively, induced by orientations of and . The local index is independent on and hence well-defined. Note that, if is non-constant, we have for each and we have the characterization that if and only if .
More globally, for a quasiregular map between closed, oriented, and connected Riemannian -manifolds and , the degree of is the integer satisfying for generators and of and , respectively. Again, if is non-constant, then and
[TABLE]
In particular, we have for every .
We refer to the monograph of Rickman [31, Chapter I] for a more detailed discussion on these properties of quasiregular mappings.
2.2. Uniformly quasiregular self-maps
Let be a uniformly quasiregular self-map of a closed, oriented, and connected Riemannian -manifold . The Fatou set of is the region of normality of the family , that is, the set of all points for which is normal on some open neighborhood of . The Julia set of is .
The Julia set is non-empty if . In this case, there exists by [27] an -balanced probability measure on , that is,
[TABLE]
Here, the pull-back measure is defined using the push-forward of continuous functions under quasiregular maps; see Heinonen–Kilpeläinen–Martio [12, Section 14]. In particular, if is a continuous function on the closed manifold , then the formula
[TABLE]
for defines a continuous function . Hence, given a finite Borel measure on , the Riesz representation theorem provides a unique regular Borel measure satisfying
[TABLE]
for every .
The measure is the weak- -limit of the measures , where we identify the volume form with the Lebesgue measure on and tacitly assume that , and the support of is the Julia set of . From now on, we use the notation to denote this particular measure.
By [16, Theorem 1.2], the measure is absolutely continuous with respect to the Lebesgue measure if the manifold is not a rational cohomology sphere. Thus, similarly as in the holomorphic dynamics of one complex variable, we have that the branch set has -measure zero. We record this fact as a lemma for the further use.
Lemma 2.1**.**
Let be a closed, oriented, and connected Riemannian -manifold for which , and let be a uniformly quasiregular self-map of degree at least . Then
[TABLE]
Proof.
By Rickman [31, Proposition I.4.14] and an application of bilipschitz charts, the sets , , and are Lebesgue null. Since is absolutely continuous with respect to Lebesgue measure by [16, Theorem 1.2] under the assumption , the claim follows. ∎
Finally, we point out an explicit formula for the measures of Borel sets under a pulled-back measure . We first note that we may in fact define even for non-continuous using (2.1).
Lemma 2.2**.**
Let be a closed, oriented, and connected Riemannian -manifold, let be a non-constant quasiregular self-map, and let be a finite Borel measure on . Then for every Borel set , the function is Borel, and moreover we have
[TABLE]
where denotes the characteristic function of .
Proof.
The most involved part of the proof is showing that is Borel; after that, the rest is a standard measure theory argument. Indeed, suppose that is Borel for every Borel set . Then we may define a Borel measure on by
[TABLE]
It is easily seen that is a finite Borel measure. Hence, it is also regular. Moreover, satisfies by definition the formula
[TABLE]
for simple Borel functions . Since the operator is bounded in the sup-norm, we obtain (2.2) for continuous by approximating with simple functions. Hence, by the uniqueness of the measure given by the Riesz representation theorem, and the remainder of the claim holds.
It remains therefore to show that is Borel whenever is Borel. We partition into sets , where whenever . The sets are Borel, since the map is upper semicontinuous; see eg. [31, Proposition I.4.10] for the argument.
We begin by showing a special case. Suppose is Borel, is injective, and for some . Then it is reasonably easily seen from the definition of the push-forward that . Since is a continuous finite-to-one map, it maps Borel sets to Borel sets: see e.g. [35, Theorem 4.12.4]. Therefore, in this case is Borel.
Next, we find a partition of into countably many Borel sets , such that is injective and for some . Indeed, for a given if and is a normal neighborhood of with respect to , then is injective on . Since is a subset of a second-countable metric space , we may cover it with countably many such sets . Hence, we obtain the desired Borel partition .
Finally, suppose that is Borel. Then we may write as a countable sum of functions . By the special case we covered, is Borel for every . Hence, we may write as a countable sum of non-negative Borel functions. Since pointwise limits of Borel functions are Borel, we obtain that Borel, which concludes the proof. ∎
3. Preliminaries on entropy
3.1. Topological entropy
Let be a metric space. For each , we denote by the sup-metric, induced by , on . That is, for any and ,
[TABLE]
For any and , we also define the counting function
[TABLE]
for the discrete volume of at scale .
A graph over is by definition a subset of . For any , the -chain of is defined by
[TABLE]
and for each , we set
[TABLE]
The entropy of is
[TABLE]
note that the limit on the right hand side always exists.
The Bowen–Dinaburg definition of the topological entropy of a continuous self-map on is
[TABLE]
where is the graph of . The topological entropy is a topological invariant whenever is compact [4].
3.1.1. Entropy, volume, and density
Let be a closed Riemannian -manifold. For each , we let to be the Hausdorff -measure on the -dimensional product Riemannian manifold .
For each , the -density of a -measurable set is defined by
[TABLE]
where .
For any , the logarithmic volume of is defined by
[TABLE]
and the logarithmic density of by
[TABLE]
where, for each ,
[TABLE]
For completeness, we include a proof of the following key estimate.
Theorem 3.1** ([8, (1.1)]).**
Let be a closed Riemannian -manifold and let be a graph. Then
[TABLE]
Proof.
Let , , and , and let be the induced Riemannian distance in and be the sup-metric on induced by .
We show first that
[TABLE]
Let and suppose that a set satisfies . Since the sets , for , are mutually disjoint, we have
[TABLE]
Thus (3.2) follows.
Having (3.2) at our disposal, we observe that, for each ,
[TABLE]
Thus, (3.1) holds. ∎
Remark 3.2*.*
The use of the product Riemannian distance in the definition of the Hausdorff -measure stems from Theorem 1.4. The above considerations hold also for the Hausdorff measures based on the metrics .
3.2. Kolmogorov–Sinai entropy
In this section, we recall the necessary prerequisites of measure-theoretic entropy. We focus on the approach to the subject using measurable partitions. For a more in-depth discussion of this approach, see e.g. Przytycki–Urbański [30, Chapter 2] or Rokhlin [33].
Let be a complete probability Lebesgue space; for a precise definition, see e.g. [30, Section 2.6]. Note that, for a complete separable metric space and a Borel -algebra in , the completion of a probability space is a Lebesgue space; see e.g. [32, §2, No. 7]. As usual, we denote by for simplicity.
Let be the set of all partitions of . For each , and , we denote by the unique element of containing . We say that a partition refines the partition if for every . The refinement of partitions induces a partial order to the set of all partitions by if refines .
Given a partition , we say that a subset is a -subset if is a finite union of elements of . A partition is measurable if there exists an at most countable collection of measurable -subsets in having the following property:
For any distinct , there exists for which either
- •
and , or
- •
and .
Rokhlin’s disintegration theorem states that, if is a Lebesgue probability space and is measurable, there exists a collection of probability spaces satisfying the following conditions:
- (a)
is a Lebesgue space for -a.e. , and
- (b)
for any non-negative -measurable function , the restriction is -measurable for -a.e. , the function is -measurable, and
[TABLE]
For details, see e.g. [30, Theorem 6.2.7, Remark 6.2.10] and the surrounding discussion, or [32, §3]. The collection , or in short , is called a canonical system of probability measures associated to the space and partition . The system is essentially unique, in the sense that if is another canonical system of probability measures associates to and , then for -a.e. .
Let be measurable partitions. The conditional information function of with respect to is defined by
[TABLE]
for -a.e. , where is a canonical system of probability measures associated to and . The function is -measurable, and defines the conditional entropy of with respect to by
[TABLE]
For details, see e.g. [30, Definition 2.8.3. and (2.8.3)].
For a sequence of measurable partitions , let denote the least common refinement of the partitions , that is, the least partition satisfying for every . This partition exists, and is measurable; see e.g. the discussion in [30, pp. 39–40]. Now, the measure-theoretic or Kolmogorov–Sinai entropy of a measure-preserving self-map on a complete probability Lebesgue space is defined by
[TABLE]
where . The Kolmogorov–Sinai entropy is already determined by finite partitions, that is,
[TABLE]
Recall that a partition is finite if it has finitely many elements. For more details, see e.g. [33, §7 and §9].
Finally, we briefly comment on entropy in the case that is not a complete Lebesgue space. In this case, we still obtain a canonical system of probability measures if is a finite partition of into -measurable sets. Hence, the Kolmogorov–Sinai entropy of a measure-preserving can be defined by
[TABLE]
where the -operator is defined similarly as its infinite counterpart. Indeed, the limit in (3.6) always exists, and the result is equivalent with (3.5) for complete Lebesgue spaces ; see e.g. [30, Section 2.4 and Theorem 2.8.6]. Moreover, we note that if is a probability space with completion and is a -preserving transformation, then .
4. Proof of the lower bound
In this section, we prove the entropy lower bound. We formulate this goal as a proposition.
Proposition 4.1**.**
Let be a uniformly quasiregular map of degree at least on a closed, oriented, and connected Riemannian -manifold satisfying . Then
[TABLE]
Recall that, by the variational principle, we have that
[TABLE]
for the topological entropy of , where the supremum is over -invariant Borel probability measures . Thus, Proposition 4.1 yields the desired lower bound in Theorem 1.1.
Moreover, recall that a function is a (strong) measure theoretic Jacobian of with respect to a (Borel or completed Borel) measure on if, for every -measurable set for which is injective, the set is -measurable and the integral transformation formula
[TABLE]
holds. For further information on measure theoretic Jacobians, see [30, Section 2.9].
We prove the entropy estimate using the following lemma.
Lemma 4.2**.**
Let be a uniformly quasiregular map of degree at least on a closed, oriented, and connected Riemannian -manifold . Let be an -balanced Borel probability measure on . Then the function
[TABLE]
is a measure-theoretic Jacobian of with respect to .
Proof.
Suppose that is Borel and that is injective. We decompose into sets , where for every . These sets are again Borel due to the upper semicontinuity of ; see eg. [31, Proposition I.4.10]. Similarly, the sets are Borel since is continuous and finite-to-one; see e.g. [35, Theorem 4.12.4]. Finally, since is injective, the sets are disjoint.
Now, let and let . Note that, since is injective on and on , we have , where again denotes the characteristic function of a set . By using the -balanced property of and Lemma 2.2, it follows that
[TABLE]
Finally, we conclude that
[TABLE]
and the claim therefore follows. ∎
Having Lemma 4.2 at our disposal, we may conclude the proof of Proposition 4.1 as follows.
Proof of Proposition 4.1.
For simplicity, we implicitly complete the measure throughout this proof, as the completed measure has the same entropy as the original. Let
[TABLE]
be the partition of into points. The partition and the partitions are -measurable for . Moreover, we note that for every , and therefore
[TABLE]
By Lemma 4.2, we obtain a measure theoretic Jacobian of with respect to , given by for . We note that since is -balanced, maps -null Borel sets to -null Borel sets by Lemma 2.2. Therefore, remains a measure-theoretic Jacobian for the completed measure.
By [30, Theorem 2.9.6], we hence obtain
[TABLE]
Moreover, we have for every . As previously discussed, due to [16, Theorem 1.2], our assumption that is not a rational cohomology sphere implies that ; see Lemma 2.1. Hence, we obtain that
[TABLE]
Thus, by (3.5) and (4.1), we have
[TABLE]
∎
Moreover, we note that the only properties of we used in the above proof are that is an -balanced Borel probability measure and , and the latter assumption was only used to conclude that vanishes -a.e. Hence, given the result of Lemma 4.2, the above proof also yields the lower bound part of Theorem 1.3.
5. Preliminaries on currents
We move now to the discussion of Gromov’s argument on the upper bound of the topological entropy. As a technical tool in the proof, we use Federer–Fleming currents and we recall some basic results in this section. We refer to Federer [6, Chapter 4] for details.
5.1. Currents
Let be open, and for each , let be the space of all differential -forms on having coefficients in . An -current on is an -linear functional on which is continuous in the sense of distributions. The space of all -currents on is denoted by . We give the topology of pointwise convergence.
The support of a current is
[TABLE]
and the boundary of an -current is the -current defined by
[TABLE]
Thus for any . For each , the multiplication is defined in the obvious manner. Furthermore, for each -form for , the interior multiplication is the current defined by for each .
5.2. The mass of currents, normal currents, and integral representations
Let be an -dimensional -vector space having an inner product . For each , the -th exterior product space (the -vector space) of is equipped with the Grassmann inner product
[TABLE]
We denote the induced norm on by . The -covector space of also has a Grassmannian inner product and a norm induced by the duality isomorphism given by for .
The comass of an -covector is defined by
[TABLE]
where we say an -vector is simple if it can be written as . Similarly, the mass of an -vector is defined by
[TABLE]
These are norms on and satisfying for any and for any , respectively. For more details, see [6, Section 1.8].
Let be an open set in and . For each open subset , the mass of an -current over is defined by
[TABLE]
where is embedded in by means of zero extension on . An -current is said to be normal if
[TABLE]
here, and in what follows, we denote if is a subset compactly contained in .
An -current is locally normal if for any open subset . Let (resp. ) be the space of all normal (resp. locally normal) -currents on .
Currents of finite mass admit an integral representation.
Lemma 5.1**.**
For every satisfying , there exist a measurable tangent -vector field on and a Radon measure on such that for every ,
[TABLE]
Moreover, for any open subset .
Let be a current of finite mass on an open set and let be a Radon measure and an -vector field representing as in (5.1). Thus, for an open set , we may define the -current by
[TABLE]
for each , where is the characteristic function of on . Moreover,
[TABLE]
For further details, we refer to [6, Sections 4.1.5 and 4.1.7]
5.3. Push-forward of currents
Let and be open, , and let be a smooth map such that the restriction is proper; note that, if , then is proper. The push-forward of under the map is the -current defined as follows. For every , let be a function satisfying on some open neighborhood of , and set
[TABLE]
The values of are independent on the choice of .
Since for any , we have
[TABLE]
If in addition is -Lipschitz for , then for any ,
[TABLE]
For more details, we refer to e.g. [6, sections 4.1.7 and 4.1.14].
5.4. Slicing of currents
Let be an open set, an -current satisfying , and let be an -Lipschitz function for . For each , we set
[TABLE]
which is open, and the slice of by at is
[TABLE]
The following lemma gathers the key properties of the slices of currents used in the forthcoming discussion. The argument in the proof is similar to that in [6, Section 4.2.1] and we omit the details.
Proposition 5.2**.**
Let be open, let be an -Lipschitz function on , , and let . If for every , then for every satisfying ,
- (i)
* for Lebesgue a.e. , and* 2. (ii)
the function on is lower semicontinuous, and
[TABLE]
6. The Ahlfors regularity of images in Euclidean spaces
As mentioned in the introduction, the upper bound for the entropy follows from an application of the uniform Ahlfors regularity estimate in Theorem 1.4 to the images of maps . We begin by proving a Euclidean counterpart of Theorem 1.4. For the statement, given , we denote
[TABLE]
for and .
Proposition 6.1**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Then there exists a constant , depending only on , having the property that, for each and any satisfying , we have
[TABLE]
We prove Proposition 6.1 following Gromov’s argument in [8]. For the rest of this section, let be a map as in Proposition 6.1. The map is continuous and in . As previously, we set
[TABLE]
for each and each , for each , and
[TABLE]
For each , let be the -th projection . Then .
We define a measurable function on by
[TABLE]
where is the standard basis of . Note that, for , the map does not have a well-defined Jacobian determinant . We call the function the -Jacobian of .
6.1. The upper Ahlfors bound
The upper bound for follows from the measures of the projections and the multiplicity of the restrictions , which in turn can be estimated in terms of the multiplicity of the maps . We formulate this as a lemma.
Lemma 6.2**.**
Let be an open subset, be -quasiregular mappings, , and . Then for every open subset satisfying , we have
[TABLE]
The upper bound in Proposition 6.1 follows now immediately. Indeed, since is open in , we have, by (6.2), that
[TABLE]
where depends only on . Thus it suffices to prove Lemma 6.2.
We begin by showing that the map has the Lusin property.
Lemma 6.3**.**
Let be an open subset, be -quasiregular mappings, , and . If is an -null subset, then is also an -null subset.
Proof.
For each , the -th component of is quasiregular, and we may therefore fix an exponent of local higher integrability for . Then the proof of Bojarski and Iwaniec in [2, Section 8.1] shows that there is depending only on such that if are disjoint cubes, then
[TABLE]
Pick a common exponent of higher integrability for all , . Then by Hölder’s inequality and standard estimates, there exists depending only on such that if are cubes with disjoint interiors, then
[TABLE]
Now the proof of the Lusin condition follows by intersecting the set of zero measure with a compact subset , covering with a collection of cubes with disjoint interiors and arbitrarily small total measure, and using the above estimate to show that has arbitrarily small measure. ∎
Since the maps are -quasiregular, we have the following estimate for the -Jacobian of .
Lemma 6.4**.**
Let be an open subset, be -quasiregular mappings, , and . Then, for Lebesgue almost every , we have
[TABLE]
Proof.
Since
[TABLE]
we have, by the distortion bound (1.1) for and Hölder’s inequality, that
[TABLE]
for Lebesgue a.e. . ∎
The last ingredient is the proof of Lemma 6.2 is an area formula for . For more details, see Hajłasz [10, Theorem 11].
Lemma 6.5**.**
Let be an open subset, be -quasiregular mappings, , and . Then, for every open subset ,
[TABLE]
Proof.
The map is in , and by Lemma 6.4, we have . Hence, the Sobolev area formula [10, Theorem 11] implies that (6.3) holds for some in the Sobolev equivalence class of . Moreover, since is Lusin (N) by Lemma 6.3, we have by the discussion in [10, p. 239]. ∎
We are now ready for the proof of Lemma 6.2.
Proof of Lemma 6.2.
Let be an open set satisfying . Then, for each , we have . Thus, by Lemmas 6.5 and 6.4, we have
[TABLE]
Since , the change of variables for quasiregular mappings yields
[TABLE]
which completes the proof. ∎
6.2. The lower Ahlfors bound
In this section, we prove the lower estimate in Proposition 6.1. The lower bound is obtained by considering a current associated to and two estimates which we combine in the following proposition. We define the current after the statement and devote the rest of this section for the proofs of the estimates.
Proposition 6.6**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Then there exists a constant depending only on having the property that
[TABLE]
for each and for which .
The lower bound in (6.1) follows immediately from this lemma and hence the proof of this proposition completes the proof of Proposition 6.1.
6.2.1. Current
Although the notation may suggest otherwise, we do not define the current as integration over but a push-forward of the integration over .
Let and be such that . In this case, is a proper map. Indeed, let be compact. Then is a closed subset of . Moreover . Since , we have that is a closed subset of by relative topology. Since is compact, is compact.
Since , the linear functional ,
[TABLE]
where is a measurable -form in , is well-defined.
To show that is a current, denote, for every ,
[TABLE]
Then, for Lebesgue a.e. ,
[TABLE]
We are now ready to prove the upper bound in Proposition 6.6.
Lemma 6.7**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Let and be such that . Then the functional is a current in and
[TABLE]
Proof.
For every , we have, by (6.6) and Lemma 6.5, that
[TABLE]
To show that is a current it suffices now to observe that, for a converging sequence in , we have
[TABLE]
Since differential forms are sections of covectors, we have the point-wise estimate for almost every . Thus as . Since by (6.2), is continuous and hence a current. Moreover, the mass estimate (6.7) follows from the estimate (6.8). ∎
We move now to prove the lower bound in Proposition 6.6. We begin by proving that the current is locally normal.
Lemma 6.8**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Let and be such that . Then
[TABLE]
Proof.
Since , the map is also in . Hence, by e.g. [7, Proposition 4.1], for every , we have and , where is defined in the weak sense, that is,
[TABLE]
for every .
Since is compactly supported in , there exists, by a standard convolution argument, a sequence of -forms in for which in and in as . Thus
[TABLE]
that is, the boundary vanishes. ∎
Currents restrict naturally to currents for .
Lemma 6.9**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Let and be such that . Then, for every ,
[TABLE]
Proof.
Let and let be an increasing sequence of compact subsets exhausting , that is, . For every , let be a function for which and . Then
[TABLE]
Let
[TABLE]
be an integral representation of as in (5.1).
For any , by and the inner regularity of the Radon measure , we have
[TABLE]
as .
Since and , we have for every , by (6.6) and Lemma 6.4, that
[TABLE]
as .
Having these estimates at our disposal, we conclude that, for each , we have
[TABLE]
This completes the proof. ∎
6.2.2. Slicing and isoperimetric estimates for
The first step towards the lower Ahlfors bound is the following slicing estimate for – this is one of the key estimates in the proof of the lower Ahlfors bound.
Lemma 6.10**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Let and be such that . Then, for every ,
[TABLE]
Proof.
Let . By Lemma 6.9 and (5.3), we have that
[TABLE]
Similarly, by Lemmas 6.8 and 6.7, we have
[TABLE]
Let now be the -Lipschitz function . Then and, by Proposition 5.2, we have
[TABLE]
Since
[TABLE]
and for all , we have
[TABLE]
as claimed. ∎
We finish this section with an isoperimetric estimate for the currents – this is the other key estimate in the proof of the lower Ahlfors bound.
Lemma 6.11**.**
Let be an open subset for , , and let be non-constant -quasiregular maps for some such that . Let and . Let and be such that . Then there is a constant depending only on such that, for Lebesgue almost every , we have
[TABLE]
Proof.
For every , by Lemmas 6.7, 6.5, and 6.4, we have
[TABLE]
where .
Let be a function satisfying and as measures, where . Let also . Then
[TABLE]
Thus
[TABLE]
Since
[TABLE]
it suffices to, for almost every , verify the isoperimetric inequality
[TABLE]
for each . We show that satisfies the assumptions for the isoperimetric inequality for -currents in [6, 4.5.9(31)]. More precisely, we show that is locally normal and satisfies , where is measurable and compactly supported and is the Lebesgue measure in .
Let . Since is -Lipschitz, we have
[TABLE]
By Lemma 6.10, we also have that for almost every . Thus
[TABLE]
Hence is a normal current for almost every .
Let . Then, by the change of variables,
[TABLE]
Thus
[TABLE]
where is the function . Since has compact support, we conclude that, by the isoperimetric inequality for -currents [6, 4.5.9(31)], there exists , depending only on , for which (6.9) holds. The claim follows. ∎
6.2.3. Proof of Proposition 6.6
The final ingredient in obtaining the proof of Proposition 6.6 is a variant of the Bihari–LaSalle inequality [1], which in turn is a nonlinear generalization of Grönwall’s inequality.
Lemma 6.12**.**
Let be an integer, , and . Let also be a function for which Lebesgue almost everywhere on and
[TABLE]
for almost every . Then
[TABLE]
for almost every .
Proof.
Let be the function
[TABLE]
Then is absolutely continuous, non-decreasing on , and positive on . Thus,
[TABLE]
almost everywhere on . Since , we have for almost every that
[TABLE]
∎
Proof of Proposition 6.6.
By Lemmas 6.10, 6.11 and 6.12, there exists a constant , depending only on , for which
[TABLE]
Since
[TABLE]
by Lemma 6.7, we conclude that
[TABLE]
where and depend only on . The proof is complete. ∎
7. Proof of Theorem 1.4
In this section, we prove Theorem 1.4 using Proposition 6.1. We use the same notation as before. Given a Riemannian -manifold , , and a subset , we denote
[TABLE]
for and .
Our first goal is to prove a small scale version of Theorem 1.4.
Lemma 7.1**.**
Let and be closed, connected, oriented Riemannian -manifolds, and let be non-constant -quasiregular maps . Let also and . Then there exists depending only on and and having the property that, for all and , we have
[TABLE]
Proof.
Let be a finite cover of by smooth 2-bilipschitz charts of . For each , there exists a radius having the property that, for each , is a normal neighborhood of with respect to satisfying . Thus there exists a finite cover of by smooth 2-bilipschitz charts with the property that, for each , each component of is contained in an element of .
Let be a Lebesgue number of , that is, for every , we have for some . Note that depends only on the first map , and neither on nor the remaining maps .
Let , , and . We first consider the cube of balls . Then and, for every , we may fix a chart for which . Let also be a -bilipschitz embedding.
We note that . Since every component of is contained in a chart of , there exists a partition of into open sets , where for each . Since we may further assume that the images of are mutually disjoint, the map , defined by for each open set , is a locally -bilipschitz embedding.
We set now and let be the map . Then for each . Since and each is locally 2-bilipschitz, the maps are -quasiregular.
We are therefore in position to apply Proposition 6.1 on . We denote for , and obtain a constant depending only on for which
[TABLE]
and
[TABLE]
for each satisfying .
Since is a -bilipschitz embedding, we have
[TABLE]
Therefore,
[TABLE]
It suffices now to show that is compactly contained in . For this, note first that . Since is a closed subset of the closed manifold , it is compact. Since , we have that . Thus is contained in the compact subset of . ∎
7.1. Large scale estimates
In order to prove Theorem 1.4, it remains to extend the estimate of Lemma 7.1 to the radii satisfying .
The following lemma completes the proof of the Ahlfors lower bound in Theorem 1.4.
Lemma 7.2**.**
Let and be closed, connected, oriented Riemannian -manifolds, and let be non-constant -quasiregular maps . Let also and . Then there exists a constant , depending only on , , , and , with the property that, for each and all ,
[TABLE]
Proof.
Let be as in Lemma 7.1. It suffices to consider radii .
Since , we have that and . Now, by Lemma 7.1, there exist constants and for which
[TABLE]
Hence, we have obtained the lower bound of Theorem 1.4. Moreover, since only depends on and the Riemannian metrics on and , we have that only depends on , , , and , and not on or the other maps . ∎
For the upper bound, a similar observation as in the proof of the lower bound yields
[TABLE]
Hence, the problem of the upper bound reduces to estimating the Hausdorff measure of the entire set , and hence to a global counterpart of Lemma 6.2 on closed manifolds. We state this as follows.
Lemma 7.3**.**
Let and be closed, connected, oriented Riemannian -manifolds, and let be non-constant -quasiregular maps . Let also and . Then there exists a constant , depending only on , for which
[TABLE]
The upper bound for the Hausdorff measure in Theorem 1.4 follows now almost immediately using Lemma 7.3 and the same observation as in the proof of the lower bound. We record the final piece of the proof of Theorem 1.4.
Proof of Theorem 1.4.
By Lemma 7.2, it remains to show that, there exists a constant depending only on , , , and for which
[TABLE]
Let be as in Lemma 7.1.
We consider two cases. By Lemma 7.1, there exists a constant depending only on for which (7.2) holds with for .
Suppose now that . Then by Lemma 7.3 there exists a constant , depending only on , for which
[TABLE]
where the constant depends only on , , and . Since depends only on and the Riemannian metrics on and , it suffices to take the maximum of the obtained constants and . This completes the proof of Theorem 1.4. ∎
It remains to prove Lemma 7.3. Since we were unable to locate a suitable version of the area formula for continuous Sobolev maps between closed manifolds, we give a hands-on proof based on the area formula for Sobolev functions in charts. For this reason, we begin by recalling a version of the Vitali covering theorem.
Theorem 7.4**.**
Let be a Riemannian -manifold and, for every , let . Then there exists an at most countable collection of disjoint open balls for which every ball in the collection satisfies and the set has -measure zero.
Proof.
A version for closed balls follows from Federer [6, Theorem 2.8.18 and Section 2.8.9] (see also Heinonen [11, Example 1.15 (c) and (f)]). An open ball version follows since every small enough closed ball on has a boundary of measure zero. ∎
We are now ready for the proof of Lemma 7.3.
Proof of Lemma 7.3.
For each , let
[TABLE]
Since is continuous, we have for every . Let be a countable family of balls as in the Vitali covering theorem 7.4.
Let . By the same construction as in Lemma 7.1, we obtain -bilipschitz embeddings and , where mappings are smooth -bilipschitz charts on . Let also again be the map with -quasiregular component functions for .
Hence, we may use Lemmas 6.5 and 6.4 to obtain a constant , depending only on , for which
[TABLE]
Since is a 2-bilipschitz embedding, we have
[TABLE]
Moreover, we may also estimate
[TABLE]
Now, by combining these estimates for all and absorbing the constants into , we obtain
[TABLE]
Finally, since satisfies the Lusin condition, we have that has full -measure in , and the claim follows. ∎
8. The entropy upper bound: Proof of Theorem 1.1
In this section, we conclude the proof of the entropy equality . We give first the entropy upper bound in the case of quasiregular self-maps and then finish the proof of Theorem 1.1. The argument is otherwise the same as in [8, Chapter 5].
In the following theorem, we use the notation for the smallest distortion constant of the quasiregular map .
Theorem 8.1**.**
Let be a -quasiregular self-map on a closed, oriented, and Riemannian -manifold . Then
[TABLE]
Proof.
Let be a closed, connected, and oriented Riemannian -manifold, , , and let be a non-constant -quasiregular self-map. Recall that, by Theorem 3.1,
[TABLE]
where is the graph of . For each , let and
[TABLE]
By Theorem 1.4, there exists , depending only on , such that, for each and , we have
[TABLE]
Thus
[TABLE]
On the other hand, we have either by Theorem 1.4 or by Lemma 7.3, that
[TABLE]
Thus
[TABLE]
Combining the estimates (8.1) and (8.2), we obtain the upper bound
[TABLE]
Since , the proof is complete. ∎
Proof of Theorem 1.1.
The lower bound follows from the variational principle and the lower bound in Proposition 4.1 for the invariant measure . Thus it remains to prove the upper bound using the variant of Gromov’s argument we discussed in the previous section. Since for each , the upper bound follows immediately from Theorem 8.1. ∎
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