Baire category properties of function spaces with the Fell hypograph topology
Leijie Wang, Taras Banakh

TL;DR
This paper investigates the Baire category properties of function spaces with the Fell hypograph topology, providing characterizations for various topological and category-related properties based on the spaces involved.
Contribution
It offers a comprehensive characterization of when the function space is meager, Baire, or Polish, depending on the properties of the domain and codomain spaces.
Findings
Characterizes pairs (X,Y) for which the function space is Baire or meager.
Identifies conditions for the function space to be (almost) Polish or complete-metrizable.
Provides criteria for the function space to have Choquet or strong Choquet properties.
Abstract
For a Tychonoff space and a subspace , we study Baire category properties of the space of continuous functions from to , endowed with the Fell hypograph topology. We characterize pairs for which the function space is -meager, meager, Baire, Choquet, strong Choquet, (almost) complete-metrizable or (almost) Polish.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Baire category properties of function spaces with the Fell hypograph topology
Leijie Wang
department of Mathematics, Shantou University, Shantou, Guangdong, 515063, PR China
and
Taras Banakh
Jan Kochanowski University in Kielce and Ivan Franko National University in Lviv
Abstract.
For a Tychonoff space and a subspace , we study Baire category properties of the space of continuous functions from to , endowed with the Fell hypograph topology. We characterize pairs for which the function space is -meager, meager, Baire, Choquet, strong Choquet, (almost) complete-metrizable or (almost) Polish.
Key words and phrases:
Fell hypograph topology, compact-open topology, Moving Off Property, Baire space, meager space
2000 Mathematics Subject Classification:
Primary 54C35; Secondary 54E52
Contents
- 1 Introduction and Main Results
- 2 Function spaces over -spaces
- 3 Separate continuity of the lattice operations on
- 4 Extension of functions defined on -separated spaces
- 5 The -density of some subsets in
- 6 The subspace
- 7 Recognizing -meager function spaces
- 8 Recognizing Baire spaces among function spaces
- 9 Recognizing Choquet spaces among function spaces
- 10 Recognizing strong Choquet spaces among function spaces
- 11 Recognizing almost Polish spaces among function spaces
- 12 Recognizing Polish spaces among the function spaces
- 13 Recognizing function spaces which are neither Baire nor meager
- 14 A dichotomy for analytic function spaces
- 15 References to proofs of the statements in Table 1
1. Introduction and Main Results
In this paper we study Baire category properties of function spaces and answer a problem, posed by McCoy and Ntantu in [11].
For a topological space , the Fell topology on the space of all closed subsets of is generated by the subbase consisting of the sets
[TABLE]
where and run over open and compact sets in , respectively. The space endowed with the Fell topology is denoted by .
For a topological space and a subspace of the real line, let denote the set of continuous functions from to . Identifying each function with its hypograph , we identify with the subset of the hyperspace . The topology on the function space , inherited from the hyperspace , is called the Fell hypograph topology. Let be the function space endowed with the Fell hypograph topology.
Repeating the argument of the proof of Lemma 2.1 in [11], it can be shown that for any Hausdorff space and any subspace , the Fell hypograph topology on is generated by the subbase consisting of the sets
[TABLE]
where is a non-empty open set in , is a non-empty compact subset of , and .
This description implies that the Fell hypograph topology on is weaker than the compact-open topology, which is generated by the subbase consisting of the sets
[TABLE]
where is a compact set in and is an open set in . The function space endowed with the compact-open topology will be denoted by .
Topological properties of the function spaces were studied in [11], [22], [19], [20], [23], [18], [21].
In this paper we shall explore Baire category properties of the function spaces . Let us recall that a topological space is
- •
Baire if the intersection of any sequence of open dense subsets of is dense in ;
- •
meager if can be written as the countable union of (closed) nowhere dense subsets.
It is well-known [10, 8.1] that a topological space is Baire if and only if each non-empty open subspace of is not meager, and similarly a topological space is meager if and only if each non-empty open subspace of is not Baire.
By the classical theorem of Oxtoby [15], Baire spaces can be characterized as topological spaces in which the player does not have a winning strategy in the Choquet game . The game is played by two players, and (abbreviated from and -). The player starts the game selecting a non-empty open set . Then the player responds selecting a non-empty open set . At the -th inning the player selects a non-empty open set and player responds selecting a non-empty open set . At the end of the game the player is declared the winner if the intersection is empty. Otherwise the player wins the game.
We shall be also interested in a variation of the Choquet game, called the strong Choquet game. This game is played by two players, and . The player starts the game selecting an open set and a point . Then the player responds selecting an open neighborhood of . At the -th inning the player selects an open set and a point and player responds selecting a neighborhood of . At the end of the game the player is declared the winner if the intersection is empty. Otherwise the player wins the game.
A topological space is called
- •
Choquet if the player has a winning strategy in the Choquet game ;
- •
strong Choquet if the player has a winning strategy in the strong Choquet game ;
- •
Polish if it is homeomorphic to a separable complete metric space;
- •
almost Polish if it contains a dense Polish subspace;
- •
complete-metrizable if it is homeomorphic to a complete metric space;
- •
almost complete-metrizable if its contains a dense complete-metrizable subspace.
For every topological space we have the implications
[TABLE]
By [10, 8.16, 8.17], a metrizable separable space is
- •
complete-metrizable if and only if it is strong Choquet;
- •
almost complete-metrizable if and only if it is Choquet.
In [11, 5.2] McCoy and Ntantu proved that for a Tychonoff space the function space is complete-metrizable if and only if is Polish if and only if is countable and discrete.
In [11, 5.3] McCoy and Ntantu posed a problem of characterization of Tychonoff spaces for which the function space is Baire. In Corollary 1.3 we shall prove that this happens if and only if the space is discrete if and only if the space is (strong) Choquet. Then we shall consider a more difficult problem of detecting Baire and (strong) Choquet spaces among function spaces where is a subset of the real line with and is a -separated space.
Definition 1.1**.**
Let be a topological space. A topological space is defined to be -separated if for any distinct points and any points there exists a continuous map such that for every .
A topological space is called
- •
functionally Hausdorff if it is -separated;
- •
totally disconnected if it is -separated.
It is easy to see that
- •
for a connected subspace containing more than one point, a topological space is -separated if and only if is functionally Hausdorff;
- •
for a disconnected subspace a topological space is -separated if and only if is totally disconnected.
Theorem 1.2**.**
Let be a subset with . For any -separated space , the function space is
- (1)
Baire* if and only if is discrete and the space is Baire;* 2. (2)
Choquet* if and only if the space is discrete and the space is almost Polish;* 3. (3)
strong Choquet* if and only if the space is discrete and the space is Polish;* 4. (4)
almost complete-metrizable* if and only if is almost Polish if and only if is countable and discrete and the space is almost Polish;* 5. (5)
complete-metrizable* if and only if is Polish if and only if is countable and discrete and the space is Polish.*
The statements (1)–(5) of Theorem 1.2 are proved in Lemmas 8.4, 9.4, 10.4, 11.2, 12.1, respectively. Taking into account that the real line is a Polish space with , we conclude that Theorem 1.2 implies the following characterization that answers Problem 5.3 [11] of McCoy and Ntantu.
Corollary 1.3**.**
For a Tychonoff space , the following conditions are equivalent:
- (1)
* is Baire;* 2. (2)
* is Choquet;* 3. (3)
* is strong Choquet;* 4. (4)
* is discrete.*
Now, we present a characterization of Baire and Choquet spaces among function spaces where is a subset of the real line with .
This characterization involves the Discrete Moving Off Property and Winning Discrete Moving Off Properties (abbreviated by and ), which were introduced and studied by the authors in [5]. The Discrete Moving Off Property is a modification of , the Moving Off Property of Gruenhage and Ma [9].
A point of a topological space is called isolated if its singleton is clopen set in (which means that is closed-and-open in ).
Notation 1.4**.**
For a topological space let
- •
be the (open) set of all isolated points of ,
- •
be the (closed) set of non-isolated points in ,
- •
be the interior of the set in ;
- •
be the closure of the set in .
A family of subsets of a topological space is called
- •
discrete if each point has a neighborhood that meets at most one set ;
- •
a moving off family if for any compact subset there is a non-empty set with .
It is clear that each discrete infinite family is moving off.
Definition 1.5**.**
A topological space is defined to have the Discrete Moving Off Property (abbreviated ) if any moving off family of finite subsets in contains an infinite subfamily , which is discrete in .
By [5], a topological space has if and only if the player does not have the winning strategy in the infinite game , played by two players, and according to the following rules. The player starts the game. At the -th inning the player chooses a compact subset and the player responds by choosing a finite subset . At the end of the game, the player is declared the winner if the indexed family is discrete in (which means that each point has a neighborhood that meets at most one set ); otherwise the player wins the game.
Definition 1.6**.**
A topological space is defined
- •
to have the Winning Discrete Moving Off Property (abbreviated ) if the player has a winning strategy in the game ;
- •
to be a -space if a subset is closed in if and only if for every compact set the intersection is finite;
- •
to be a -space if there exists a countable family of compact subsets of such that and a subset is closed in if and only if for every the intersection is finite.
By [5, 6.2], every -space has , and implies .
These properties have nice characterizations in terms of the Baire category properties of the function space
[TABLE]
The following theorem was proved in [5].
Theorem 1.7**.**
For a topological space the function space is
- •
discrete iff for some compact set ;
- •
complete-metrizable iff is a -space;
- •
Polish iff is a -space and the set is countable;
- •
Choquet iff has ;
- •
Baire iff has ;
- •
meager iff does not have .
Also we need the notion of a -separable space, which is defined with the help of the -topology.
For topological spaces , the -topology on is the weakest topology in which all maps remain continuous. This topology is generated by the subbase consisting of the sets where and is an open set in . Observe that a topological space is Tychonoff (and zero-dimensional) if and only if its topology coincides with the -topology (and with the -topology).
For a subset of a topological space by we denote the closure of in the -topology of and call the -closure of . It is clear that the closure of any set is contained in its -closure .
Definition 1.8**.**
A topological space is defined to be -separable if contains a meager -compact subset such that .
Observe that a topological space is -separable if its set of non-isolated points is separable (in the standard sense). In Lemma 12.2(2) we shall prove that a -separated topological space is -separable if the function space has a countable network.
A topological space is called Polish+meager if it contains a Polish subspace whose complement is meager in . It is easy to see that a Polish+meager space is Baire if and only if it is almost Polish. It is known [10, 8.23] that each Borel subset of a Polish space is Polish+meager. A subset of a topological space is sequentially closed if contains the limit point of any sequence that converges in .
Theorem 1.9**.**
Let be a Polish+meager subspace with . For a -separable -separated space , the function space is
- (1)
Baire if and only if the space is Baire, the set is dense in , and the space has ; 2. (2)
Choquet if and only if the space is almost Polish, the set is dense in , and the space has ; 3. (3)
strong Choquet if (and only if) the space is Polish and the set is (sequentially) closed in ; 4. (4)
almost complete-metrizable if and only if the space is almost Polish and is a -space with dense set of isolated points; 5. (5)
almost Polish if and only if the space is almost Polish and is a -space with countable dense set of isolated points. 6. (6)
complete-metrizable if and only if is Polish if and only if the space is Polish and is countable and discrete.
The statements (1)–(6) of Theorem 1.9 are proved in Propositions 8.8, 9.7, 10.6, 11.5, 11.6, 12.5, respectively. The -separability of the space is essential and cannot be removed as shown by the following theorem treating Baire category properties of function spaces on zero-dimensional compact -spaces.
Let us recall that a topological space is called an -space if the closures of any disjoint open -sets are disjoint. By Theorem 1.2.5 [12], for any locally compact -compact non-compact space the remainder of the Stone-Čech compactification of is an -space. In particular, the remainder of the Stone-Čech compactification of is an -space.
A topological space is called countably base-compact if it has a base of the topology such that for any decreasing sequence the intersection is not empty. It is easy to see that each countably base-compact regular space is strong Choquet. The countable base-compactness is one of Amsterdam properties, discussed by Aarts and Lutzer in [1, 2.1.4].
Theorem 1.10**.**
For any compact zero-dimensional -space and any closed subset with the function space is countably base-compact and strong Choquet.
Theorem 1.10 will be proved in Section 2.
Now we turn to the problem of classification of meager spaces among function spaces . This classification is rather complicated and depends on the interplay between the following 6+7 properties of the spaces and .
For a non-empty subset we consider the following 6 properties:
is meager;
is Baire;
is neither meager nor Baire;
;
;
.
For two symbols and we say that the space has property if has the properties and . So, for example, means that the space is meager and has the smallest element , which is an isolated point of . In fact, among all possible 9 combinations of the properties we shall need only 6: .
Next, we introduce 7 properties of a topological space and 12 combinations of these properties (of which we shall need only 6).
For any topological space consider the following 7 properties:
;
;
is not empty and compact;
is not compact;
for some compact set ;
has but fails to have the property ;
does not have .
For two symbols and we say that the space has property if has the properties and . So, for example, means that the space does not have and the set is nowhere dense in . In fact, among all possible 12 combinations of the properties we shall be interested only in 6: .
Finally, let us consider the following three Baire category properties of the function space :
is meager;
is Baire;
is neither meager nor Baire.
The following table describes the Baire category properties of the function space , where is a Polish+meager space containing more than one point and is a -separable -separated topological space.
Table 1
[TABLE]
This table consists of statements on the Baire Category properties of the function spaces . The references to lemmas proving these 56 statements will be given in Section 15. In fact, the meagerness of the function spaces will be proved in a stronger form of -meagerness, defined as follows.
Definition 1.11**.**
A subset of a topological space is called
- •
-dense in if for any compact Hausdorff space , the subset is dense in ;
- •
-codense if its complement is -dense in ;
- •
-meager if is contained in a countable union of closed -codense subsets of .
A topological space is called
- •
-meager if it is -meager in itself;
- •
-comeager if contains an -dense Polish subspace.
It is easy to see that each closed -codense set is nowhere dense, so each -meager set is meager. On the other hand, the singleton in the real line is nowhere dense but not -codense in .
It should be mentioned that -meager and -comeager spaces play an important role in Infinite-Dimensional Topology and enter as key ingredients in many characterization theorems of model infinite-dimensional spaces, see [2], [4], [6], [13], [14], [16].
For any topological space we have the implications
[TABLE]
By [3], the linear hull of the Erdős set in the separable Hilbert space is an example of a meager (pre-Hilbert) space, which is not -meager.
Theorem 1.12**.**
Let be a Polish+meager subset and be a -separable -separated topological space . The function space is meager if and only if is -meager.
This theorem will be proved in Section 15. In Section 14 we prove an interesting dichotomy for analytic function spaces . A topological space is called analytic if it is a continuous image of a Polish space.
Theorem 1.13**.**
Let be a non-empty Polish subspace with . If for a -separated topological space the function space is analytic, then is either -meager or -comeager.
Typical examples of sets with properties , and are the real line , the closed interval and the doubleton , respectively.
For these spaces the classification given in Table 1 implies the following characterizations.
Corollary 1.14**.**
For an -separable functionally Hausdorff space , the following statements are equivalent:
- (1)
* is Baire;* 2. (2)
* is not meager;* 3. (3)
* is not -meager;* 4. (4)
the space is discrete.
Corollary 1.15**.**
For an -separable functionally Hausdorff space , the following statements are equivalent:
- (1)
* is Baire;* 2. (2)
* is not meager;* 3. (3)
* is not -meager;* 4. (4)
* has and the set is dense in ;* 5. (5)
* is Baire;* 6. (6)
* is not meager;* 7. (7)
* is not -meager.*
On the other hand, the function space behaves differently.
Corollary 1.16**.**
For a -separable totally disconnected space , the following characterizations hold:
- (1)
* is Baire if and only if has and ;* 2. (2)
* is meager if and only if does not have or is not compact;* 3. (3)
* is neither Baire nor meager if and only if has and the set is compact and not empty.*
Remark 1.17**.**
Theorem 1.10 shows that the -separability of space cannot be removed from the assumptions of Corollary 1.16(3): for the compact -space the function space is Baire but has and .
2. Function spaces over -spaces
In this section we prove Theorem 1.10. Given a compact zero-dimensional -space and a closed subset with , we need to show that the function space is countably base-compact and strong Choquet.
In the space consider the family of all non-empty open sets of the form
[TABLE]
where is a finite cover of by pairwise disjoint clopen sets and are two functions. It follows from that for every the order interval
[TABLE]
is not empty and its closure in is compact. It is clear that for some real numbers such that .
It can be shown that is a base of the Fell hypograph topology of . We claim that this base witnesses that the function space is countably base-compact.
Fix a decreasing sequence of basic open sets. Replacing each cover by a finer disjoint open cover, we can assume that for every each set is contained in some set . Also we loss no generality assuming that .
For any and , fix a point and let and be two real numbers such that .
For any we can use the inclusion to show that the following two conditions are satisfied:
- (a)
for any there exists such that and ;
- (b)
for any and with we have ;
The condition (b) implies that the set is contained in the compact set .
For every point let be the set of all points such that for any neighborhoods and of the set is infinite.
The compactness of the set implies that the set is not empty. We claim that is a singleton. To derive a contradiction, assume that contains two points . Then
[TABLE]
are two disjoint open -sets with , which is not possible in -spaces. This contradiction shows that the set contains a single point .
Using the equality and the compactness of the set , it is possible to prove that the function is continuous.
It remains to show that belongs to the closure of each basic set in . It is easy to see that
[TABLE]
So, we need to check that . By the condition (a), for any there exists a set such that . By the compactness of , there exists a point whose any neighborhood intersects infinitely many sets . For this point the value is contained in the closure of the set . So, .
On the other hand, the condition (b) guarantees that
[TABLE]
which implies that and finally
[TABLE]
This completes the proof of the countable base-compactness of .
By [11, Theorem 3.7], the function space is regular (since is compact). Being countably base-compact, the regular space is strong Choquet.
3. Separate continuity of the lattice operations on
Observe that any subset is closed under the operations of and . For any topological space , these two operations induce two lattice operations on the function space :
[TABLE]
and
[TABLE]
where and for .
Lemma 3.1**.**
For any non-empty set and any continuous function defined on a topological space , the functions
[TABLE]
and
[TABLE]
are continuous.
Proof.
For the continuity of the function , it suffices to prove that for any open set , compact set and real number the preimages
[TABLE]
are open in .
To show that is open, fix any function . It follows that and hence for some . By the continuity of the functions and , the point has an open neighborhood such that and . Then is an open neighborhood of in such that .
To show that is open, fix any function . It follows that . Consider the closed (and thus compact) subset of and observe that is an open neighborhood of , contained in the set .
Next, we check that the map is continuous. Fix an open set , a compact set , and a real number .
To show that is open, fix any function . It follows that and hence for some . If , then is trivially open in . If , then and then and is an interior point of .
To show that is open, fix any function . It follows that and hence and . Then . ∎
4. Extension of functions defined on -separated spaces
In this section we establish one helpful extension property of -separated spaces.
Lemma 4.1**.**
Let be a non-empty subspace and be a -separated topological space. Any continuous function defined on a compact subset admits a continuous extension .
Proof.
The conclusion of the lemma is trivially true if is a singleton. So, assume that contains more than one point. Let if is connected and if is disconnected. The -separated property of implies that the space is -separated.
Then for any distinct points we can choose a continuous function such that . Let and observe that the map
[TABLE]
is continuous and its restriction is injective and hence is a homeomorphism of the compact space onto . The set is compact and hence closed in the compact Hausdorff space . We claim that the continuous map
[TABLE]
admits a continuous extension .
If is connected, then this follows from the normality of the compact Hausdorff space and the Tietze-Urysohn Theorem 2.1.8 in [8].
If is disconnected, then the space is zero-dimensional, and the continuous map has a continuous extension by Proposition 6.1.10 in [7].
Then is a required continuous extension of the map . ∎
5. The -density of some subsets in
Lemma 5.1**.**
Let be a subset and be a -separated space. For any non-empty compact nowhere dense set and any real numbers with the basic open set is -dense in .
Proof.
If is greater than any element of , then and there is nothing to prove. So, we assume that for some .
Given any compact Hausdorff space , we need to prove that the subset
[TABLE]
is dense in . Fix any function and a neighborhood of in . Given a point , it will be convenient to denote the function by .
By definition, the Fell-hypograph topology on has a base consisting of the sets
[TABLE]
where are non-empty open sets, are non-empty compact sets, and .
On the other hand, the compact-open topology on the space is generated by the subbase consisting of the sets
[TABLE]
where is a non-empty compact set in and .
So, without loss of generality, we can assume that the neighborhood is of basic form
[TABLE]
for some non-empty compact sets and some basic open sets .
For every find a non-empty finite family of non-empty open sets in , a finite family of non-empty compact sets in , and two functions and such that
[TABLE]
Let
[TABLE]
Claim 5.2**.**
There exists a point such that .
Proof.
Find and such that . Choose any point and consider the continuous function . It follows from and that and hence . Then there exists an element such that . Then the element belongs to and . ∎
For every and consider the function and observe that implies . Then for every we can choose a point such that . Since the compact set is nowhere dense in , we can additionally assume that . Using Lemma 4.1, construct a continuous function such that and . Then the open set is an open neighborhood of the point and is an open neighborhood of in . By the compactness of , there exists a finite set such that . Consider the continuous function , defined by
[TABLE]
and observe that .
Lemma 3.1 implies that the map assigning to each the function is continuous. Taking into account that , we conclude that and hence .
It remains to check that . Since , we should prove that for any and point , the function belongs to the set .
Observe that for every we have . This implies that .
To show that , take any and find such that . By the definition of , we get . Consequently, there exists a point such that . By the definition of the set , we get . Then
[TABLE]
and .
Therefore,
[TABLE]
and we are done. ∎
Lemma 5.3**.**
Let be a subspace such that . For any topological space and any non-empty open subset the basic open set is -dense in .
Proof.
Given any compact Hausdorff space , we need to prove that the subset
[TABLE]
is dense in . Fix any function and a neighborhood of in .
We lose no generality assuming that is of the basic form for some non-empty compact sets and some sets
[TABLE]
where is a finite family of non-empty open sets in , is a finite non-empty family of non-empty compact sets in , and , are functions.
Let . Find and such that . The inclusion implies that the set is not empty and hence contains some function . For this function we get and hence . So, . Since the point is not isolated in , there exists an element such that . Let be the constant function. By Lemma 3.1, the function
[TABLE]
is continuous. It is easy to see that and . ∎
Lemma 5.4**.**
Let be a subspace such that . For any -separated space , any open subset with non-compact closure , and any real number with , the basic open set is -dense in .
Proof.
Given any compact Hausdorff space , we need to prove that the subset
[TABLE]
is dense in . Fix any function and a neighborhood of in .
We lose no generality assuming that is of the basic form for some non-empty compact sets and some sets
[TABLE]
where is a finite non-empty family of non-empty open sets in , is a finite non-empty family of non-empty compact sets in , and , are functions.
Let .
Claim 5.5**.**
There exists an element such that .
Proof.
If , then take any element with and conclude that .
So, we assume that . Find and with . Since , the set is not empty and hence contains some function . Then and hence there exists a point with . ∎
Consider the compact set . Since the set has non-compact closure, , so we can choose a point . Applying Lemma 4.1, find a continuous function such that and . By Lemma 3.1, the map
[TABLE]
is continuous. It is easy to see that and . ∎
For sets and let
[TABLE]
For a point we put . The following lemma is a modification of Lemma 5.1.
Lemma 5.6**.**
For any subset , real numbers in the set , and a topological space , the set is -dense in the subspace of .
Proof.
Given any compact Hausdorff space , we need to prove that the subset
[TABLE]
is dense in . Fix any function and a neighborhood of in .
We lose no generality assuming that is of the basic form for some compact sets and some sets
[TABLE]
where is a non-empty finite family of non-empty open sets in , is a finite non-empty family of non-empty compact sets in , and , are functions.
Let and . Repeating the argument of Claim 5.2, we can find a real number such that and .
For every and consider the function and observe that implies . Then for every with , we can choose a point such that . Since , the inclusion implies that . Since the set is nowhere dense in , we can replace by a near point in the set and additionally assume that .
It follows that is an open neighborhood of in . By the compactness of , there exists a finite set such that . Consider the finite set
[TABLE]
and define a continuous function by the formula
[TABLE]
Lemma 3.1 implies that the map assigning to each the function is continuous. Taking into account that , we conclude that and hence .
By analogy with the proof of Lemma 5.1, we can show that . ∎
6. The subspace
Given a topological space and a subset with , consider the subset
[TABLE]
in the function space .
In this section we establish some properties of the subspace of . The following lemma is a partial case of Lemma 5.6.
Lemma 6.1**.**
*For any subset with and any topological space the set is -dense in the subspace *(which is equal to if .
Lemma 6.2**.**
If is -separable, then is a -set in .
Proof.
Being -separable, the space contains a meager -compact set such that . Write as the countable union of compact nowhere dense sets in . Fix a strictly decreasing sequence of real numbers such that .
The equality implies the equality , which means that is a -set in . ∎
Lemma 6.3**.**
The Fell hypograph topology on coincides with the compact-open topology.
Proof.
Since the Fell hypograph topology is weaker than the compact open topology, it suffices to show that each subbasic set of the compact-open topology of is contained in the Fell hypograph topology of the space .
First assume that for some non-empty compact set and some . Fix any function and observe that and imply that or . If , then is (trivially) open in the Fell hypograph topology of the space . If , then is finite and open in . Then , which means that is open in the Fell hypograph topology of .
If for some non-empty compact set and some , then by definition, is open in the Fell hypograph topology on . ∎
Lemma 6.3 allows us to identify the subspace of with the subspace
[TABLE]
of the function space endowed with the compact-open topology.
The Baire category properties of the function spaces are described in the following theorem, proved in [5].
Theorem 6.4**.**
Let be a topological space containing an isolated point, and be a set with .
- (1)
If does not have , then the function space is -meager. 2. (2)
If has and the space is almost Polish, then is Baire. 3. (3)
* is Choquet if and only if is almost Polish and has .* 4. (4)
* is (almost) complete-metrizable if and only if is (almost) Polish and is a -space.* 5. (5)
The function space is (almost) Polish if and only if is (almost) Polish and is a -space with countable set of isolated points. 6. (6)
The function space is separable if is separable and is countable.
In [5] we also proved the following dichotomy for analytic spaces .
Theorem 6.5**.**
Let be a Polish subspace with . If for a topological space the function space is analytic, then is either Polish or -meager.
In fact, under some assumptions, the analyticity of the function space is equivalent to the analyticity of the function space C^{\prime}_{p}(X,Y)=\big{\{}f\in C_{p}(X,Y):f(X^{\prime})\subset\{\inf Y\}\big{\}}\subset Y^{X}, endowed with the topology of pointwise convergence. The following characterization was proved in [5].
Proposition 6.6**.**
For any non-empty subspace and a topological space , the function space is analytic if and only if has a countable network and the function space is analytic.
7. Recognizing -meager function spaces
In this section we find some conditions on spaces and under which the function space is -meager.
Lemma 7.1**.**
Let be a non-empty subset with . For any non-discrete -separated topological space , the function space is -meager.
Proof.
Since , we can fix a strictly decreasing sequence such that . Take any non-isolated point . By Lemma 5.1, for every the basic open set is -dense in . Then its complement is a closed -codense set in . Since
[TABLE]
the space is -meager. ∎
A topological space is called a -space if for each point the singleton is closed in . A point of a -space is isolated if and only if the singleton is open in if and only if is not nowhere dense in .
Lemma 7.2**.**
Let be a non-empty subset with . For any non-discrete -space with dense set of isolated points, the function space is -meager.
Proof.
Fix a strictly decreasing sequence of real numbers such that . Take any non-isolated point . By Lemma 5.6, for every the basic open set is -dense in . Then its complement is a closed -codense set in , and the space is -meager. ∎
Lemma 7.3**.**
Let be a subset with . Let be a -separated topological space containing a meager -compact set such that . Then the basic open set is -meager in .
Proof.
Fix a strictly decreasing sequence of real numbers with . Write the meager -compact set as the union of compact nowhere dense sets in . By Lemma 5.1, for every the basic open set is -dense in . Then the complement is a closed -codense set in . It follows from that
[TABLE]
which means that the set is -meager in . ∎
Lemma 7.4**.**
Let be a subset with . Let be a -separated topological space containing a meager -compact set such that . If or is not compact, then the function space is -meager.
Proof.
By Lemma 7.3, the basic open set is -meager in and by Lemmas 5.3 and 5.4, the set is -dense in . Then its complement is closed and -codense in . Consequently, the set
[TABLE]
is -meager (being the countable union of two -meager sets in ). ∎
Lemma 7.5**.**
Let be a subset containing more than one point and be a -separable -space with dense set of isolated points. If the space does not have , then the function space is -meager.
Proof.
Since the space does not have , it is not discrete. If , then the space is -meager according to Lemma 7.2. So, we assume that . Choose a strictly decreasing sequence of real numbers with .
Being -separable, the space contains a meager -compact subset with . Write as the union of compact nowhere dense sets in .
By Lemma 5.6, for every the open basic set is -dense in . Then the complement is a closed -codense set in .
By Lemma 6.1, the subspace is -dense in and by Lemma 6.3 and Theorem 6.4(1), the space is -meager. So, can be written as the countable union of closed -codense sets in . For every let be the closures of the set in .
We claim that the set is -codense in . Given any compact Hausdorff space and a non-empty open set , we need to find a map with . Since the space is -dense in , the intersection is a non-empty open set in the function space . Since the set is -codense in , there exists a map such that . Then
[TABLE]
Now we see that the space
[TABLE]
is -meager, being the countable union of closed -codense sets. ∎
Lemma 7.6**.**
Let be a set containing more than one point and be a -separable -separated topological space. If the space does not have , then the function space is -meager.
Proof.
Since the space does not have , it is not discrete. If , then the function space is -meager by Lemma 7.1. So, we assume that .
If the set is nowhere dense in , then the space is -meager by Lemma 7.5. So, we assume that the interior is not empty. If the closure is not compact or , then the space is -meager by Lemma 7.4. So, we assume that is compact and .
In this case we can choose a real number such that and conclude that the set
[TABLE]
is clopen in . By Lemma 6.1, the space is -dense in the clopen subspace of .
By Theorem 6.4(1), the space is -meager. So, for some closed -codense sets in . Let be the closure of the set in the space . Taking into account that is -dense in , we can show that each set is -codense in by analogy with the proof of Lemma 7.5. Since is clopen in , the set is -codense in .
Fix a strictly decreasing sequence of real numbers with . Being -separable, the space contains a meager -compact such that . Write as the union of compact nowhere dense sets in . By Lemma 7.1, for every the open basic set is -dense in . Then the complement is a closed -codense set in .
Now we see that the space
[TABLE]
is -meager (being the countable union of closed -codense sets). ∎
Lemma 7.7**.**
Let be a subset, be an open zero-dimensional subspace in and be a closed nowhere dense subset in . Then the set is -codense in .
Proof.
Given any compact Hausdorff space , a continuous map and a neighborhood , we need to find a continuous map such that . By the normality of the space , there exists an open set such that . The zero-dimensional space , being metrizable and separable, has large inductive dimension zero, see [8, 7.3.3]. Consequently, there exists a clopen set such that . Since , the clopen subset of remains clopen in the space .
By [8, 8.2.7], the compact-open topology on the function space is generated by the metric , where . Consequently, we can find such that any map with belongs to the neighborhood of . The space is compact and zero-dimensional. So, admits a finite cover by pairwise disjoint clopen sets in of diameter . For each choose a point . Consider the continuous map defined by the formula:
[TABLE]
Then and hence . Also
[TABLE]
∎
Lemma 7.8**.**
For any meager space and any topological space containing an isolated point , the function space is -meager.
Proof.
Assume that the space is meager. Then can be written as the countable union of closed nowhere dense sets . Being a meager subset of the real line, the space is zero-dimensional. By Lemma 7.7, the set is -codense in . Since the point of is isolated, the map
[TABLE]
is a homeomorphism. The -codensity of the closed set in implies the -codensity of the closed set in . Since is a homeomorphism, the closed set
[TABLE]
is -codense in . Then the space is -meager, being a countable union of closed -codense sets , . ∎
Lemma 7.9**.**
Let be a subspace containing more than one point and be a non-empty -separable -separated space. If the space is meager, then the function space is -meager.
Proof.
If the space contains an isolated point, then the function space is -meager by Lemma 7.8. So, we assume that the space contains no isolated points. If , then the space is -meager by Lemma 7.1. So, we assume that . Since the space is meager, the point is not isolated in . In this case the space is -meager by Lemma 7.4. ∎
Lemma 7.10**.**
Let be a non-empty subspace, be a topological space, and be an infinite closed set in . If the space is not Baire, then the function space is -meager.
Proof.
Replacing by a smaller infinite subset, we can assume that is countable.
The space is not Baire and hence contains a non-empty open meager subset . Being a meager subset of the real line, the space is zero-dimensional. Being a meager -set in , the space can be written as the countable union of nowhere dense closed subsets of .
Observe that
[TABLE]
Using Lemma 7.7, it can be shown that for every and the closed set is -codense in . It remains to prove that the closed set is -codense in .
Given a continuous map , defined on a compact Hausdorff space and a neighborhood of , we need to find a continuous map such that . We can assume that the neighborhood is of basic form where are compact sets in and each set is of basic form where is a non-empty finite family of non-empty open sets in , is a non-empty finite family of non-empty compact sets in and , are functions. We can also assume that for every and the open set is either singleton or . In this case the set is finite.
Since the infinite set is discrete and closed in , there exists a point . Fix any point and consider the continuous map assigning to each function the function such that and . Then the continuous map belongs to the neighborhood , witnessing that the closed set is -codense in . ∎
Lemma 7.11**.**
Let be a non-empty subspace and be a -separable -separated space such that the set is not contained in a compact subset of . If the space is not Baire, then the function space is -meager.
Proof.
If the topological space does not have , then the function space is -meager by Lemma 7.6. So, we assume that the space has . Since the set is not contained in a compact subset of , the family of singletons is moving off. Since has , this family has an infinite discrete subfamily, which implies that contains an infinite subset , which is closed in . Now we can apply Lemma 7.10 to conclude that the space is -meager. ∎
8. Recognizing Baire spaces among function spaces
Lemma 8.1**.**
Let be a Baire subspace of the real line. For any discrete topological space , the function space is Baire.
Proof.
Taking into account that is second countable and applying [15, Theorem 3], we conclude that the Tychonoff power is Baire. Since is discrete, the Fell hypograph topology on coincides with the Tychonoff product topology on , which implies that the function space is Baire. ∎
Lemma 8.2**.**
Let be a non-empty space with and be a -space with dense set of isolated points. If the function space is Baire, then is discrete and is Baire.
Proof.
Being Baire, the space is not meager and by Lemma 7.2, the space is discrete. In this case the Fell hypograph topology on coincides with the topology of pointwise convergence on , which implies that the Tychonoff power is Baire and so is the space . ∎
Lemma 8.3**.**
Let be a non-empty space with and be a -separated space. If the function space is Baire, then is discrete and is Baire.
Proof.
Being Baire, the space is not meager and by Lemma 7.1, the space is discrete. In this case the Fell hypograph topology on coincides with the topology of pointwise convergence on , which implies that the Tychonoff power is Baire and so is the space . ∎
These three lemmas imply the following characterization.
Lemma 8.4**.**
Let be a non-empty -space and be a non-empty space with . Assume that is -separated or is dense in . The function space is Baire if and only if is discrete and is Baire.
Lemma 8.5**.**
Let be a subspace with , and be a -separable -separated space. If the function space is Baire, then the set of isolated points is dense in .
Proof.
To derive a contradiction, assume that the set of isolated points of has non-empty interior . Being -separable, the space contains meager -compact subset with . Write as the countable union of nowhere dense compact sets in .
Choose a strictly decreasing sequence of real numbers such that . By Lemma 5.1, for any the basic open set is dense in and hence its complement is closed and nowhere dense in .
Since , the non-empty basic open set is meager. So, cannot be Baire. ∎
Lemma 8.6**.**
Let be a subset with and be a -space with dense set of isolated points.
- (1)
If has and is almost Polish, then is Baire; 2. (2)
If is not meager and is -separable, then the space has ; 3. (3)
If is Baire, then so is the space .
Proof.
-
Assume that the space has and the space is almost Polish. By Lemma 6.1, the space is dense in . By Lemma 6.3 and Theorem 6.4(2), the function space is Baire. Then the space is Baire, too (because it contains a dense Baire subspace).
-
Assume that the function space is not meager and the space is -separable. By Lemmas 6.1 and 6.2, is a dense -set in , which implies that the complement is meager in . Assuming that the space is meager, we would conclude that the space is meager, which contradicts our assumption. This contradiction shows that the space is not meager. By Lemma 6.3, and by Theorem 6.4(1), the space has .
-
Assuming that the space is Baire, we shall prove that the space is Baire. Take any isolated point and consider the subspace of . It is easy to see that the map
[TABLE]
is a homeomorphism. Then the product is Baire and so is the space . ∎
Lemma 8.7**.**
Let be an Polish+meager space with . For any -separable space with dense set of isolated points, the following conditions are equivalent:
- (1)
the function space is Baire; 2. (2)
* is Baire and has .*
Proof.
If the function space is Baire, then by Lemma 8.6(2,3), the space has and the space is Baire.
Assume that the space is Baire and the space has . By definition, the Polish+meager space contains a Polish subspace whose complement is meager in . We claim that the Polish space is dense in . In the opposite case the non-empty open subset of is meager and cannot be Baire. Now Lemma 8.6(1) implies that the function space is Baire. ∎
Combining Lemmas 8.5 and 8.7, we obtain the following proposition which implies Theorem 1.9(1) announced in the introduction.
Proposition 8.8**.**
Let be a Polish+meager subspace such that . For any -separable -separated space, the following conditions are equivalent:
- (1)
the function space is Baire; 2. (2)
the space is Baire, the space has and the set is dense in .
9. Recognizing Choquet spaces among function spaces
We shall use the following known properties of Choquet spaces, see [10, 8.13] and [17].
Lemma 9.1**.**
- (1)
The Tychonoff product of Choquet spaces is Choquet. 2. (2)
Each dense -set of a Choquet space is Choquet. 3. (3)
A topological space is Choquet if it contains a dense Choquet subspace. 4. (4)
An open continuous image of a Choquet space is Choquet. 5. (5)
A metrizable space is Choquet if and only if it is almost complete-metrizable. 6. (6)
A metrizable separable space is Choquet if and only if it is almost Polish.
Lemma 9.2**.**
Let be a non-empty almost Polish subspace of the real line. Then for any discrete topological space the function space is Choquet.
Proof.
Since is discrete, the Fell hypograph topology on coincides with the topology of pointwise convergence. So, can be identified with the Tychonoff power , which is Choquet by Lemma 9.1(1,6). ∎
Lemma 9.3**.**
Let be a non-empty space and be a topological space containing an isolated point . If the function space is Choquet, then is Choquet and almost Polish.
Proof.
Since the point is isolated in , the map , , is surjective, continuous and open. If is Choquet, then its open continuous image is Choquet and almost Polish by Lemma 9.1(4,6). ∎
Lemma 9.4**.**
Let be a non-empty -space and be a non-empty subspace with . Assume that is -separated or is dense in . The function space is Choquet if and only if is discrete and is almost Polish.
Proof.
The “if” part follows from Lemma 9.2. To prove the “only if” part, assume that the function space is Choquet. Then it is Baire and by Lemma 8.4, the space is discrete and hence has an isolated point. By Lemma 9.3, the space is almost Polish. ∎
Lemma 9.5**.**
Let be a subspace with and let be a -space with dense set of isolated points. The function space is Choquet if the space is almost Polish and the space has .
Proof.
By Lemma 6.1, the set is dense in and by Lemma 6.3, is homeomorphic to the function space .
If is almost Polish and has , then by Theorem 6.4(3), the function space is Choquet and so is its topological copy . Then the space is Choquet since it contains a dense Choquet subspace . ∎
Lemma 9.6**.**
Let be a subspace with and let be a -separable -space with dense set of isolated points. The function space is Choquet if and only if the space is almost Polish and has .
Proof.
The “if” part follows from Lemma 9.5. To prove the “only if” part, assume that the function space is Choquet. By Lemmas 6.1 and 6.2, is a dense -set in . By Lemma 9.1(2), the space is Choquet and so is its topological copy . Applying Theorem 6.4(3), we conclude that the space is Choquet and the space has . ∎
The following proposition implies Theorem 1.9(2) announced in the introduction.
Proposition 9.7**.**
Let be a subspace with . For a -separable -separated space , the function space is Choquet if and only if the space is almost Polish, the set is dense in , and the space has .
Proof.
The “if” part is proved in Lemma 9.6. To prove the “only” if part, assume that the function space is Choquet. Then it is Baire and by Lemma 8.5, the set is dense in . By Lemma 9.6, the space is almost Polish and has . ∎
10. Recognizing strong Choquet spaces among function spaces
We shall use the following known properties of strong Choquet spaces, see [10, 8.16, 8.17].
Lemma 10.1**.**
- (1)
The Tychonoff product of strong Choquet spaces is strong Choquet. 2. (2)
An open continuous image of a strong Choquet space is strong Choquet. 3. (3)
A metrizable separable space is strong Choquet if and only if it is Polish.
Lemma 10.2**.**
Let be a non-empty subspace. If is Polish, then for any discrete topological space the function space is strong Choquet.
Proof.
Since is discrete, the Fell hypograph topology on coincides with the topology of pointwise convergence. So, can be identified with the Tychonoff power , which is strong Choquet by Lemma 10.1(1,3). ∎
Lemma 10.3**.**
Let be a non-empty space and be a topological space containing an isolated point . If the function space is strong Choquet, then is Polish.
Proof.
Since the point is isolated in , the map , , is surjective, continuous and open. If is strong Choquet, then its open continuous image is strong Choquet and Polish by Lemma 10.1(2,3). ∎
Lemma 10.4**.**
Let be a topological space and be a non-empty subspace such that . Assume that is -separated or the set is dense in . The function space is strong Choquet if and only if is discrete and is Polish.
Proof.
The “if” part follows from Lemma 10.2. To prove the “only if” part, assume that the function space is strong Choquet. Then it is Baire and by Lemma 8.4, the space is discrete. Then has an isolated point and by Lemma 10.3, the space is Polish. ∎
The case of with is more complicated and requires playing the strong Choquet game on the function space .
Lemma 10.5**.**
Let be a subset containing more than one point. If a topological space contains a metrizable compact subset with infinite intersection , then the player has a winning strategy in the strong Choquet game .
Proof.
Since the intersection contains a non-trivial convergent sequence, we can replace by a smaller compact space and assume that is dense in and has a unique non-isolated point . Write the countable infinite set as the union of an increasing sequence of finite sets.
By our assumption, the set contains two real numbers .
Let be the family of all non-empty open sets in and let
[TABLE]
For every sequence of non-empty open sets we shall define a function , a neighborhood of , and two points such that if , then
[TABLE]
Now we shall explain how to construct , , and .
If , then put , be any element of , and be any distinct points.
If , then choose any function . Next, using the definition of the Fell hypograph topology, we can find a finite family of non-empty open sets in , a non-empty finite family of non-empty compact sets in and two functions , such that the basic open set
[TABLE]
is a neighborhood of , contained in . Replacing the sets by smaller sets, we can assume that each set intersecting the set is a singleton. In this case the union of the family is finite. Since each compact subset of is finite, the union of the family also is finite.
Let . We claim that . Indeed, find with and observe that implies that .
Using the continuity of the function at the unique accumulation point of the compact set , we can find a point such that
[TABLE]
Next, choose any point . Put
[TABLE]
Finally, define a function letting and for any . It is easy to see that have the required properties.
Now we define a strategy of the player in the strong Choquet game assigning to each of non-empty open sets of the pair . For the empty sequence, we assume that and is the constant function. We claim that this strategy of the player is winning. Given any sequence with for every , we need to show that the intersection is empty. To derive a contradiction, assume that this intersection contains some function .
By induction it can be shown that and hence
[TABLE]
which contradicts the continuity of as the sequences and both accumulate at the unique non-isolated point of the compact set . ∎
The following proposition implies Theorem 1.9(3) announced in the introduction.
Proposition 10.6**.**
Let be a subspace containing more than one point and be a non-empty -separable -separated space. The function space is strong Choquet if (and only if) the space is Polish, is dense in and the set is (sequentially) closed in .
Proof.
To prove the “if” part, assume that is Polish, is dense in and is closed in . In this case and the space is discrete. By Lemma 10.2, the function space is strong Choquet.
To prove the “only if” part, assume that the function space is strong Choquet. If , then we can apply Lemma 10.4 to conclude that is discrete and is Polish. So, assume that . By Proposition 9.7, the set is dense in and hence contains an isolated point . By Lemma 10.3, the space is Polish. Lemma 10.5 implies that the set is sequentially closed in . ∎
Example 10.7**.**
For the Stone-Čech compactification of the countable discrete space and any closed subset with the function space is strong Choquet (by Theorem 1.10). The set is sequentially closed but not closed in .
11. Recognizing almost Polish spaces among function spaces
Since the countable Tychonoff product of (almost) complete-metrizable spaces is (almost) complete-metrizable, we have the following simple lemma.
Lemma 11.1**.**
If is an (almost) Polish space, then for any countable discrete space the function space is (almost) Polish.
Lemma 11.2**.**
Let be a non-empty -space and be a non-empty subspace with . Assume that is -separated or is dense in . The following conditions are equivalent:
- (1)
* is almost complete-metrizable;* 2. (2)
* is almost Polish;* 3. (3)
* is almost Polish and is countable and discrete.*
Proof.
The implication was proved in Lemma 11.1 and is trivial.
Assume that is almost complete-metrizable. Then it is Choquet and by Lemma 9.4, the space is almost Polish and the space is discrete. In this case the Fell hypograph topology coincides with the topology of pointwise convergence and the function space can be identified with the Tychonoff power . Being almost complete-metrizable, the space contains a dense first-countable subspace . Being regular, is first-countable at each point of the set . This implies that the set is countable (otherwise singletons in are not ). ∎
Lemma 11.3**.**
Let be a subspace with and let be a -space with dense set of isolated points. The function space is almost complete-metrizable (resp. almost Polish) if the space is almost Polish and is a -space (with countable set of isolated points).
Proof.
By Lemma 6.1, the set is dense in and by Lemma 6.3, is homeomorphic to the function space .
If is almost Polish and is a -space (with countable set of isolated points), then by Theorem 6.4(4,5), the function space is almost complete-metrizable (resp. almost Polish) and so is its topological copy . Then the space is almost complete-metrizable (resp. almost Polish) since it contains a dense almost complete-metrizable (resp. almost Polish) subspace . ∎
Lemma 11.4**.**
Let be a subspace with and let be a -separable -space with dense set of isolated points. The function space is almost complete-metrizable (resp. almost Polish) if and only if the space is almost Polish and is a -space (with countable set of isolated points).
Proof.
The “if” part follows from Lemma 11.3. To prove the “only if” part, assume that the function space is almost complete-metrizable. So, contains a dense complete-metrizable space . By Lemmas 6.1 and 6.2, is a dense -set in . Then is a -set in the completely-metrizable space . Since the complement is meager in , the complement is meager in by the density of in . By the Baire Theorem, the intersection is a dense -set in and also in . By [10, 3.11], the -subset space of the completely-metrizble space is complete-metrizable, so is almost complete-metrizable. By Theorem 6.4(4), the space is almost Polish and is a -space.
If the space is almost Polish, then we can assume that the complete-metrizable space is Polish. Then is almost Polish and by Theorem 6.4(5), the set is at most countable. ∎
The following two propositions imply Theorem 1.9(4,5).
Proposition 11.5**.**
Let be a subspace with and be a -separable -separated space . The function space is almost complete-metrizable if and only if the space is almost Polish and is a -space with dense set of isolated points.
Proof.
The “if” part follows from Lemma 11.3. To prove the “only if” part, assume that the function space is almost complete-metrizable. So, contains a dense complete-metrizable space . Then it is Baire and by Lemma 8.5, the set is dense in . By Lemma 11.4, the space is almost complete-metrizable and is a -space. ∎
By analogy we can prove
Proposition 11.6**.**
Let be a subspace with , and let be a -separable -separated space. The function space is almost Polish if and only if the space is almost Polish and is a -space with dense and countable set of isolated points.
12. Recognizing Polish spaces among the function spaces
In this section we recognize complete-metrizable and Polish spaces among function spaces . The case is simple.
Lemma 12.1**.**
Let be a non-empty -space and be a non-empty subspace with . Assume that is -separated or is dense in . Then the following conditions are equivalent:
- (1)
* is complete-metrizable;* 2. (2)
* is Polish;* 3. (3)
* is Polish and is countable and discrete.*
Proof.
The implication trivially follows from the preservation of Polish spaces by countable Tychonoff products and is trivial.
Assume that the space complete-metrizable. By Lemma 11.2, the space is almost Polish and the space is countable and discrete. Since is discrete, the Fell-hypograph topology on coincides with the Tychonoff product topology on . The complete-metrizability of the function space implies the complete-metrizability of . Being almost Polish, the complete-metrizable space is separable and hence Polish. ∎
The case is more complicated and requires some preliminary work. We start with reminding two known definitions.
A topological space
- •
is hemicompact if there exists a countable family of compact subsets of such that each compact set is contained in some set ;
- •
has a countable network if there exists a countable family of subsets of such that for any open set and point there exists a set such that .
A partial case (for and Tychonoff ) the following lemma was proved by McCoy and Ntantu [11].
Lemma 12.2**.**
Let be a subspace containing more than one point and be a -separated space.
- (1)
If is first-countable, then is hemicompact and is countable. 2. (2)
If has a countable network, then the -topology of has countable network; consequently, is at most countable and is -separable. 3. (3)
If has a countable network, then each compact subset of is metrizable. 4. (4)
If is first-countable and has a countable network, then the space has a countable network.
Proof.
Fix two real numbers in .
1h. Assume that the space is first-countable at the constant function and fix a countable neighborhood base at . By the definition of the Fell hypograph topology, for every there exits a finite family of non-empty open sets in , a non-empty compact subset , a function , and a real number such that
[TABLE]
Observe that for every we get . Replacing by a larger compact set in , we can assume that has non-empty intersection with each set .
We claim that the countable family witnesses that the space is hemicompact. Given any compact subset , consider the open neighborhood of and find such that . We claim that . Assuming that , find a point . Using Lemma 4.1, construct a function such that and . Observe that for every , we have . Consequently,
[TABLE]
and hence , which contradicts the choice of . This contradiction completes the proof of the hemicompactness of .
1c. Assume that the space is first-countable at the constant function and fix a countable neighborhood base at . By the definition of the Fell hypograph topology, for every there exits a finite family of non-empty open sets in , a non-empty compact subset , a function , and a real number such that
[TABLE]
Replacing each set by a suitable non-empty open subset of , we can assume that either or for some isolated point of . Replacing by a larger compact set, we can assume that intersects each set . It follows that . Let
[TABLE]
We claim that .
Given any point , consider the open neighborhood of in and find such that . We claim that . Assuming that , we conclude that . Consider the function , defined by . It follows from that
[TABLE]
and hence , which contradicts the definition of the function . This contradiction shows that . Now we see that the set is countable (we recall that each set , , is finite).
- Assume that the space has a countable network . We shall show that the -topology of has countable network. For every set consider the set . We claim that the family is a countable network for the -topology of the space . Fix any point and its neighborhood in the -topology of .
If the space is connected, then the -topology coincides with the -topology of . So, we can find a continuous function such that and .
If the space is disconnected, then the -topology on is generated by the base consisting of clopen subsets of . In this case we can find a continuous function such that and .
In both cases we have a continuous function such that and .
For the open neighborhood of , find a set such that . Then by the definition of . On the other hand, for any we get and then and , which implies . Therefore, is a countable network for -topology. Since spaces with countable network are hereditarily separable, the space contains a countable set such that , which means that the space is -separable.
Since each isolated point of remains isolated in the -topology (which has a countable network), the set is at most countable.
-
Assume that the space has a countable network . By the preceding statement, the -topology of has a countable network. Since the space is -separated, on any compact subset of the -topology induces the original subspace topology of , which implies that has a countable network and hence is metrizable by [8, 3.1.19].
-
If the space is first-countable and has countable network, then is hemicomact and hence -compact (by the first statement). Consequently, contains a countable family of compact subsets such that . By the third statement, each compact set has a countable network . Then is a countable network for the space . ∎
Lemma 12.3**.**
Let be a subspace containing more than one point. For any -separated space , the function space is Polish if and only if is Polish and the space is countable and discrete.
Proof.
The “if” follows from the preservation of Polish spaces by countable Tychonoff products.
To prove the “only if” part, assume that the space is Polish. If , then by Lemma 11.2, the space is countable and discrete. Then is Polish, being homeomorphic to a closed subset of the Polish space .
Now assume that . By Lemma 12.2(2), the space is -separable and the set is at most countable. By Lemma 8.5, the set is dense in . Being Polish, the space is strong Choquet. By Lemma 10.3, the space is Polish and by Lemma 10.5, the set is sequentially closed in . By Lemma 12.2(4), the space has a countable network and hence it has countable tightness. Then the sequentially closed set is closed in , which implies that the space is discrete and at most countable. ∎
Lemma 12.4**.**
Let be a subspace containing more than one point and be a -separable -separated -space with dense set of isolated points. The function space is complete-metrizable if and only if is Polish.
Proof.
The “if’ part is trivial. To prove the “only if” part, assume that the space complete-metrizable. If , then by Lemma 11.2, the space is almost Polish and the space is countable and discrete. Then is complete-metrizable, being homeomorphic to a closed subset of the complete-metrizable space . Being almost Polish, the complete-metrizable space is separable and hence Polish.
Now assume that . In this case Lemma 11.4 implies that is a -space. By Lemma 12.2(1), the set is countable. By Theorem 6.4(6), the space is separable. By Lemmas 6.1 and 6.3, the set is dense in , which implies that the complete-metrizable space is separable and hence Polish. ∎
The following proposition implies Theorem 1.9(6) announced in the introduction.
Proposition 12.5**.**
Let be a subspace containing more than one point. For a non-empty -separable -separated space , the following conditions are equivalent:
- (1)
* is complete-metrizable;* 2. (2)
* is Polish;* 3. (3)
* is Polish and the space is countable and discrete.*
Proof.
The implication trivially follows from the preservation of Polish spaces by countable Tychonoff products, and is trivial.
Assume that the function space is complete-metrizable. If , then we can apply Lemma 12.1 and conclude that is Polish and is countable and discrete.
Next, consider the case . Being complete-metrizable, the space is Baire. By Lemma 8.5, the set is dense in . Now we can apply Lemmas 12.3, 12.4 and conclude that the space is Polish and is countable and discrete. ∎
13. Recognizing function spaces which are neither Baire nor meager
Theorem 13.1**.**
Let be a Polish+meager subspace of the real line and be a non-empty -separable -separated topological space. The function space is neither Baire nor meager if and only if one of the following conditions is satisfied:
- (1)
* is finite and is neither Baire nor meager;* 2. (2)
* is infinite compact, , and is neither Baire nor meager;* 3. (3)
* is compact, and ;* 4. (4)
* is not compact, has , , is compact and not empty, and is Baire.*
Proof.
First we prove that each of the conditions (1)–(4) implies that the function space is neither meager nor Baire.
-
Assume that is finite and is neither Baire nor meager. It follows that the Fell hypograph topology on coincides with the topology of Tychonoff product . Taking into account that is neither meager nor Baire, we can find an non-empty open meager subspace and a non-empty open Baire subspace . Then is an open meager subspace in , which implies that the space is not Baire. Since the Baire space is second-countable its power is Baire according to [15]. Then the space contains the non-empty open Baire subspace and hence is not meager.
-
Assume that the space is compact and infinite, , and is neither Baire nor meager. The compactness of the space implies that has . By Proposition 8.8, the space is not Baire (otherwise would be Baire). Since the space is not meager, it contains a non-empty open Baire subspace . Replacing by , we can assume that . The space is Polish+meager (being an open subspace of the Polish+meager space ) and hence contains a dense Polish subspace (being Baire). By Theorem 6.4(2), the space is Baire. The compactness of the space ensures that is an open subspace of the space . Then the space is not meager. By Lemma 6.3, the space is homeomorphic to and by Lemma 6.1, the space is dense in the space . Then the space is not meager since it contains a dense non-meager subspace .
-
Assume that is compact, , and . Find a real number such that and observe that the constant function is a unique point of the basic open set . This implies that the function space is not meager. To see that it is not Baire, observe that the basic open set is meager (according to Lemma 7.3).
-
Assume that the space is not compact, has , , is compact and not empty, and is Baire. The space , being Baire and Polish+meager, contains a dense Polish subspace. By Theorem 6.4(2) and Lemma 6.3, the space is Baire. Since is compact and , the set
[TABLE]
is clopen in . By Lemma 6.1, the Baire space is dense in , which implies that the clopen subspace of is Baire and hence is not meager. On the other hand, Lemma 7.3 ensures that its complement is a meager open set in , which implies that is not Baire.
Now assuming that function space is neither Baire or meager, we shall prove that one of the conditions (1)–(4) is satisfied. By Lemmas 7.9 and 7.6, the space is not meager and the space has .
First assume that is discrete. In this case the function space can be identified with the power of . By Lemma 8.1, the space is not Baire (as is not Baire). By Lemma 7.10, the space is finite. So the condition (1) holds.
So, assume that is not discrete. In this case Lemma 7.1 implies that . Now consider two subcases.
First we assume that is compact. If , then Proposition 8.8 implies that Polish+meager space space is not Baire and hence the condition (2) holds. If , then Lemma 7.4 implies that , which yields the condition (3).
Next, assume that is not compact. If is not contained in a compact subset of , then is Baire by Lemma 7.11. Being Polish+meager, the Baire space is almost Polish. By Lemma 8.6(1), the set has non-empty interior in . By Lemma 7.4, and is compact. This means that the condition (4) is satisfied.
Finally, assume that the set is contained in a compact subset of . Since is not compact, the set has non-empty interior. By Lemma 7.4, and is compact. Then the space is compact, which contradicts our assumption. ∎
14. A dichotomy for analytic function spaces
In this section we prove Theorem 1.13, announced in the introduction.
Theorem 14.1**.**
Let be a non-empty Polish subspace with . If for a -separated topological space the function space is analytic, then is either -meager or -comeager.
Proof.
If is a singleton, then the function space is a singleton. In this case is Polish and hence -comeager.
So, we assume that the set contains more than two points. Being analytic, the function space has a countable network. By Lemma 12.2(2), the space is -separable and the set is at most countable. If the space is discrete, then is at most countable and is Polish and hence -comeager.
So, we assume that is not discrete. If , then the function space is -meager by Lemma 7.1. So, we assume that . If the set has non-empty interior in , then the space is -meager by Lemma 7.4 (since ).
So, we assume that the set is nowhere dense in . By Lemmas 6.1 and 6.2, the subset is an -dense -set in . Being a -subset of the analytic space , the space is analytic. By Lemma 6.3, the space can be identified with function space . So, the space is analytic and by Theorem 6.5, is either Polish or -meager. If is Polish, then the space contains the -dense Polish subspace and hence is -comeager.
If is -meager, then by Theorem 6.4(2), the space does not have . Applying Lemma 7.5, we conclude that the space is -meager. ∎
In fact, if , then the analyticity of the space in Theorem 14.1 can be replaced by the analyticity of the space .
Proposition 14.2**.**
Let be a non-empty Polish subspace with , and be a -separable -space with dense set of isolated points. If the function space is analytic, then is either -meager or -comeager.
Proof.
By Lemmas 6.1, 6.2 and 6.3, the space is an -dense -set in . By Theorem 6.5, the analytic space is either Polish or -meager. If is Polish, then the space contains the -dense Polish subspace and hence is -comeager.
If is -meager, then by Theorem 6.4(2), the space does not have . Applying Lemma 7.5, we conclude that the space is -meager. ∎
Proposition 14.3**.**
Let be a non-empty Polish subspace with , and be a -separable -separated space. If the function space is analytic, then is either -meager or -comeager.
Proof.
Assume that the function space is analytic. If the set is dense in , then by Proposition 14.2, the space is either -meager or -comeager.
So, assume that is not dense in and hence the set is not empty. Since , Lemma 7.4 implies that the space is -meager. ∎
15. References to proofs of the statements in Table 1
In this section we provide references to lemmas that prove the statements in cells of Table 1.
[TABLE]
The equivalence of the meagerness and -meagerness (claimed in Theorem 1.12) follows from the facts that in Lemmas 7.1, 7.2, 7.4, 7.6, 7.9, 7.11 we establish the -meagerness of the spaces and the cells in the above table exhaust all possible cases of the interplay between the properties of the spaces and .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] J. Aarts, D. Lutzer, Completeness properties designed for recognizing baire spaces , Dissert. Math. 116 (1974), 1-43.
- 2[2] T. Banakh, R. Cauty, M. Zarichnyi, Open problems in infinite-dimensional topology , in: Open Problems in Topology, II (E.Pearl ed.), Elsevier, (2007) 601–624.
- 3[3] T. Banakh, Some properties of the linear hull of the Erdos set in ℓ 2 subscript ℓ 2 \ell_{2} , Bulletin Polish Acad. Sci. 47 :4 (1999), 385–392.
- 4[4] T. Banakh, T. Radul, M. Zaricnhyi, Absorbing sets in infinite-dimensional manifolds , VNTL Publishers, Lviv, (1996) 240 pp.
- 5[5] T. Banakh, L. Wang, On Baire category properties of function spaces C k ′ ( X , Y ) superscript subscript 𝐶 𝑘 ′ 𝑋 𝑌 C_{k}^{\prime}(X,Y) , preprint ( https://arxiv.org/abs/1903.07127 ).
- 6[6] C. Bessaga, A. Pełczyński, Selected topics in infinite-dimensional topology , PWN, Warsaw, (1975) 353 pp.
- 7[7] A. Chigogidze, Inverse spectra , North-Holland Publishing Co., Amsterdam, (1996) x+421 pp.
- 8[8] R. Engelking, General Topology , Heldermann Verlag, Berlin, 1989.
