Quantum criticality of granular SYK matter
Alexander Altland, Dmitry Bagrets, and Alex Kamenev

TL;DR
This paper investigates a quantum phase transition in granular SYK matter, revealing a transition from insulator to metal driven by hopping strength, with temperature inducing strange metallic behavior, using Schwarzian field theory.
Contribution
It identifies a zero-temperature quantum phase transition in granular SYK matter and characterizes the critical hopping scaling and temperature-induced crossovers.
Findings
Quantum phase transition between insulator and metal at zero temperature.
Critical hopping strength scales inversely with degrees of freedom.
Temperature induces crossover to strange metallic regime.
Abstract
We consider granular quantum matter defined by Sachdev-Ye-Kitaev (SYK) dots coupled via random one-body hopping. Within the framework of Schwarzian field theory, we identify a zero temperature quantum phase transition between an insulating phase at weak and a metallic phase at strong hopping. The critical hopping strength scales inversely with the number of degrees of freedom on the dots. The increase of temperature out of either phase induces a crossover into a regime of strange metallic behavior.
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Quantum criticality of granular SYK matter
Alexander Altland
Institut für Theoretische Physik, Universität zu Köln, Zülpicher Straße 77, 50937 Köln, Germany
Dmitry Bagrets
Institut für Theoretische Physik, Universität zu Köln, Zülpicher Straße 77, 50937 Köln, Germany
Alex Kamenev
W. I. Fine Theoretical Physics Institute and School of Physics and Astronomy, University of Minnesota, Minneapolis, MN 55455, USA
Abstract
We consider granular quantum matter defined by Sachdev-Ye-Kitaev (SYK) dots coupled via random one-body hopping. Within the framework of Schwarzian field theory, we identify a zero temperature quantum phase transition between an insulating phase at weak and a metallic phase at strong hopping. The critical hopping strength scales inversely with the number of degrees of freedom on the dots. The increase of temperature out of either phase induces a crossover into a regime of strange metallic behavior.
Introduction: Despite decades of research, our understanding of strongly correlated (‘non-Fermi liquid’) quantum matter with metallic parent states remains incomplete. A universal feature of these materials is that seemingly incongruent phases of matter — superconducting, insulating, poorly conducting, metallic, etc. — coexist in close parametric proximity to each otherFradkin et al. (2015). The understanding of this diversity of competing phases, which finds its most prominent manifestations in the physics of the cupratesKeimer et al. (2015) or heavy fermion materialsSi and Steglich (2010), requires universal blueprints of correlated fermion matter transcending the Landau quasiparticle paradigm. Recently, systems of coupled Sachdev-Ye-Kitaev (SYK)Kitaev (2015); Sachdev and Ye (1993); Song et al. (2017); Davison et al. (2017); Chen et al. (2017); Berkooz et al. (2017); Haldar et al. (2018); Cai et al. (2018); Khveshchenko (2018); Jian et al. (2017); Jian and Yao (2017); Kim et al. (2019); Wu et al. (2019) quantum dots have gained popularity in this context. What makes these systems interesting is that a hallmark of many correlated fermion materials — crossover from a strange metal (SM) phase to a Fermi liquid (FL) upon lowering temperatures — is generated within a very simple mean field pictureSong et al. (2017), which assumes the individual SYK cells to contain a thermodynamically large number of quantum particles. In this paper, we do not take this limit and explore what happens in ‘mesoscopic’ systems where is large but finite. Our main finding is that the phase diagram becomes significantly more interesting and now features a zero temperature insulator–FL transition at a critical value of the inter-dot coupling inversely proportional to . Extending the analysis to finite temperatures, we find an insulator/SM/FL phase separation as shown in (see Fig.1). Competitions of this type are seen in many contexts, indicating that the mesoscopic SYK network may capture essential ingredients for the phenomenological description of the correlated fermion matter.
The SYK modelKitaev (2015); Sachdev and Ye (1993) is a system of Majorana fermions, , , subject to an all–to–all four fermion interaction with Gaussian distributed matrix elements of variance . The system can be seen as a spatially local, zero dimensional paradigm of strongly interacting quantum matter: In the limit , the absence of a single particle term in the Hamiltonian implies that the fermion operators carry dimension , in marked distinction to the FL dimension . This motivates the extension to a -dimensional array of nearest neighbor coupled non Fermi liquid cells. In view of the inherent randomness, it is natural to model the coupling by one-body operators , where label the individual dots, and are Gaussian distributed with variance . Importantly, this coupling is a relevant perturbation of dimension . It implies a crossover from a non-FL ‘strange’ metal at high temperatures to a conventional, yet strongly renormalized, FL metal at low temperaturesSong et al. (2017).
The above scenario makes reference to the engineering dimensions of the fermion operators and becomes valid in the thermodynamic limit. However, for finite , very different behavior at low temperatures is expected. The non-FL nature of an isolated SYK dot manifests itself in an infinite dimensional ‘conformal’ symmetryKitaev (2015); Maldacena et al. (2016); Maldacena and Stanford (2016); Bagrets et al. (2016a, 2017); Kitaev and Suh (2018) under continuous reparameterizations of time. The above scaling dimension reflects the breaking of this symmetry at the large mean-field level. However, as temperature is lowered below the energy scale , strong Goldstone fluctuations associated to the conformal symmetry ensue, and effectively change the dimension of the fermion operator to Bagrets et al. (2016a, 2017); Mertens et al. (2017); Mertens (2018). In this low energy regime, a single particle perturbation has dimension and now is RG irrelevant.
This dimensional crossover implies a competition between inter-dot couplings and intra-dot quantum fluctuations: depending on the bare strength of the coupling, Goldstone modes are either suppressed, or render the inter-dot coupling irrelevant. This implies the existence of a metal-insulator quantum phase transition (QPT) separating a phase of a strongly coupled FL from an insulating phase of essentially isolated dots. Below, we will explore this QPT within the framework of an effective low energy field theory describing granular SYK matter in terms of two coupling constants, representing intra-dot interaction and inter-dot coupling strength, respectively. We will demonstrate the renormalizability of the theory and from the flow of coupling constants (cf. Fig. 2 below) derive the manifestations of quantum criticality in two temperature scales marking an insulator/SM and FL/SM crossover at weak and strong coupling, respectively, cf. Fig. 1.
Before turning to the discussion of the model we note that reference Lunkin et al. (2018) applied similar reasoning to predict a non-FL/FL phase transition for an isolated SYK dot subject to a one-body perturbation. We will comment on this result in relation to the I/FL transition in the array geometry after developing the proper theoretical framework. On general grounds we also expect similar physics in models of interacting complex fermions, the SY modelKitaev (2015); Sachdev and Ye (1993); Song et al. (2017). However, the presence of -mode associated with particle number conservation in the SY system makes the theory more complicated. We here prefer to sidestep this complication and expose the relevant physics within the SYK framework, unmasked by the phase fluctuations Altland et al. (2006). In this system of electrically neutral Majorana fermions, thermal conductivity, , is the main signature of transport, and from the Wiedemann-Franz law we infer that the ratio plays a role analogous to the electrical resistivity of complex fermion matter. We find that in the insulating phase it exhibits a minimum before diverging at small as (cf. bottom left inset in Fig. 1). In the SM (FL) phase ratio exhibits -linear (approximately -independent) behavior, respectively.
The model: we consider a system described by the HamiltonianSong et al. (2017)
[TABLE]
where the mutually uncorrelated Gaussian distributed coefficients and have been specified above. Following a standard procedureMaldacena et al. (2016); Maldacena and Stanford (2016); Bagrets et al. (2016a, 2017); Kitaev and Suh (2018), the theory averaged over the coupling constant distributions is described by an imaginary time functional , where and are time bi-local integration fields playing the role of the on-site SYK Green function and self-energy, respectively. The action , contains the ‘-action’, , of the individual dots, and a tunneling action describing the nearest neighbor hopping. Here, we omit a replica structureWang et al. (2018) technically required to perform the averaging, but inessential in the present context.
While the explicit form of the -action111The -action describing an SYK dot after averaging over disorder readsMaldacena et al. (2016); Maldacena and Stanford (2016); Bagrets et al. (2016a, 2017); Kitaev and Suh (2018) . will not be needed, the following points are essential: (i) the action possesses an exact -invariance (see below) and approximate invariance under reparameterizations of timeKitaev (2015); Maldacena et al. (2016); Maldacena and Stanford (2016); Bagrets et al. (2016a, 2017); Kitaev and Suh (2018), , where is a diffeomorphism of the circle, , defined by imaginary time with periodic boundary conditions onto itself. The infinite dimensional symmetry group of these transformations is generated by a Virasoro algebra, hence the denotation ‘conformal’. (ii) The symmetry is subject to a weak explicit breaking by the time derivatives present in the action . For low energies, the corresponding action cost is given byKitaev (2015); Maldacena et al. (2016); Maldacena and Stanford (2016); Bagrets et al. (2016a, 2017); Kitaev and Suh (2018); Stanford and Witten (2017); Blommaert et al. (2018); Lam et al. (2018) , where \{h,\tau\}\equiv\big{(}\frac{h^{\prime\prime}}{h^{\prime}}\big{)}^{\prime}-\frac{1}{2}\big{(}\frac{h^{\prime\prime}}{h^{\prime}}\big{)}^{2} is the Schwarzian derivative, and the proportionality of the coupling constant indicates that quantum reparameterization fluctuations become stronger for small . For temperature scales even large deviations, , away from may have low action. This marks the entry into a low temperature regime dominated by strong reparameterization fluctuations. Finally, (iv) the mean-field Green function (the square root dependence reflects the non-FL dimension of the fermions) transforms under reparameterizations as
[TABLE]
where and . For an isolated dot, integration over the -fluctuations effectively changes the Green function to , corresponding to a change of the fermion operator dimension to Bagrets et al. (2016a, 2017); Mertens et al. (2017); Mertens (2018); Lunkin et al. (2018).
The effective low-energy lattice Schwarzian theory is formulated in terms of the reparameterizations on different dots. Its action , is defined through
[TABLE]
where and are parameters with dimensions of [time] and [energy], and bare values and .
A hallmark of the lattice Schwarzian action, , is its invariance under actions of , where the group is represented via the Möbius transformations with . This shows that the -transformations to be integrated cover the coset space . The action itself is built from the two simplest invariant blocks: local and bi-local . Maintained symmetry imposes a stringent condition on the behavior of the theory under renormalization. A successive integration over -transformations must leave the local and bi-local terms form invariant (multi-point terms may be generated but are irrelevant). The invariance condition thus implies that the renormalization results in a flow of the two couplings and .
RG analysis: we decompose fluctuations into ’fast’ and ’slow’ as , where and are fluctuations in the frequency range and , and is a running cutoff energy222In passing we note that the separation of fast and slow fluctuations for diffeomorphic maps is not straightforward. For example, representations via superpositions of Fourier modes generally violate the injectivity required of a reparameterization. However, as with many other RG procedures, our recursive procedure below relies only on few principal differences between slow and fast fluctuations and does not require a formal separation.. We then integrate out the fast modes , and rescale time to restore the UV cutoff . Consider first the case , where the reparameterization fluctuations are suppressed. The RG flow is then governed by the ‘engineering’ dimensions, resulting in:
[TABLE]
where . For this flow should be terminated when either reaches , or reaches the UV cutoff . This defines the temperature scale , separating the high temperature SM and low temperature FL. In the SM phase and Song et al. (2017), while in FL the thermal resistivity saturates at .
We now turn to the regime of strong reparameterization fluctuations. When reaches , reaches the inverse UV cutoff . To proceed with the further renormalization, we employ the Schwarzian chain rule
[TABLE]
to obtain the action: , where the ’fast’ Schwarzian action has a time-dependent mass . At lowest order in one needs to average the coupling action over the fast fluctuations. A straightforward application of the chain rule to the Green functions, Eq. (2), shows that
[TABLE]
so that splits into two fast averages. These expressions can be evaluated with the help of exact results Bagrets et al. (2016a); Mertens et al. (2017) for the 2-point propagator of the Schwarzian theory. Referring to the supplementary material for details 333 See Supplementary Material for the technical background on the lattice Schwarizian field theory. , we note the asymptotic expressions ():
[TABLE]
This equation implies that the double time integral in the averaged tunneling action gets different contributions from intermediate () and long time differences (). In processing the former, we use the general Taylor expansion ()
[TABLE]
with to process the rational functions of the slow fields appearing upon substitution of Eqs. (5) and (7) into the action. Here, the second term indicates how the non-linear action of the tunneling term manages to feed back into the Schwarzian action under renormalization. Carrying out the details of the RG step (see supplementary material) and rescaling time to retain the value of the cutoff, , we find that the integration over the intermediate time domain changes the coefficient of the local action as . The complementary integration over large time differences conserves the form of the tunneling action but changes the coupling constant as
From these results, RG equations are obtained by differentiation over and putting . This leads to
[TABLE]
The second equation reflects the aforementioned change of the dimension of from to . While Eqs. (4) are applicable for , the new set of the RG equations (9) is derived in the opposite limit . (Indeed, this is the condition under which the exact expressions for the propagatorBagrets et al. (2016a); Mertens et al. (2017) can be reduced to the asymptotic expressions (7), see the supplementary material.)
Analysis of the RG: we first note that the limiting forms of the scaling equations, Eqs. (4) and (9), admit a closed representation in the dimensionless variable . In the regime one has , while for :
[TABLE]
This equation exhibits an unstable fixed point , marking a transition between a FL phase at and an insulating one at . Since , one finds , inversely proportional to , as stated in the introduction. Notice that according to Eq. (9), , opposite to Eq. (4). The only way to reconcile the two limits is to have another fixed point at . The resulting two parameter RG diagram in the plane is shown in Fig. 2. To first order in an expansion in , but arbitrary , this diagram may be derived from exact expressions for , see supplementary material for details. In particular, the RG equation for becomes , where is the effective -dependent scaling dimension of the fermion, see Fig. 3. The analysis of higher orders in shows that the actual small parameter of the perturbative expansion is . Therefore, the fixed point is actually out of the perturbatively controled regime and may not be used for quantitative evaluation of critical indices. However, second order calculations 444A. Altland, D. Bagrets, and A. Kamenev, in preparation show that RG flow keeps its qualitative form, Fig. 2.
The FL part of the RG diagram, Fig. 2, is well described by Eqs. (4) and the physics of the array is the one discussed in Ref. Song et al. (2017). The only addition is that the crossover temperature , when , Fig. 1. This is due to the fact that for the flow spends a long “time” in the vicinity of the fixed point, thus reaching progressively lower . In the insulating phase, and thus according to (Eq. (9)) and , . The diminishing of the inter-dot coupling at low temperatures implies that second order perturbation theory in may be applied to evaluate the thermal conductivity . Therefore one finds in the insulating phase.
To conclude, we have seen that the renormalization procedure indeed preserves the form of the lattice Schwarzian field theory. This stability follows from the conformal relations (5) and (8), but ultimately is required by the condition of maintained symmetry. Our ability to deduce the entire RG flow (for ) is owed to the knowledge of the reparameterization averaged Green function for any , which in turn follows from mapping of the local Schwarzian action to Liouville quantum mechanics Bagrets et al. (2016a). We finally note that the RG procedure introduced in this Letter may likewise be applied to an isolated SYK dot subject to a random one-body perturbation Lunkin et al. (2018). The most important difference is that the action is now subject to only one, and not two different reparameterization modes. This leads to a set of RG equations 555We obtained the RG equations of the single dot system as and . For this implies and thus the critical value ., different from the present ones in that strength of the one-body term, , remains always relevant. At the same time, there is a transition in the scaling of , separating a FL phase () from a phase of strong quantum fluctuations (), in line with the prediction of Ref. Lunkin et al. (2018).
Summary — In this work we have shown that, regardless of dimensionality and geometric structure, an array of SYK dots coupled by one-body hopping exhibits a zero temperature metal-insulator transition. This phenomenon is rooted in the conformal invariance of the non-FL states supported by the individual SYK dots. The presence of this symmetry in turn is a direct consequence of an asymptotically strong dot-local interaction and may transcend the specific model employed here. A mutually suppressive competition between conformal fluctuations on the dots and the conformal symmetry breaking tunneling operators implies the presence of a transition between an insulating and a metallic phase, and a crossover into a strange metal regime at finite temperatures. Read in this way, the main message of our study is that phenomenology present in many strongly correlated materials, may follow from a rather basic principle. Although, the underlying Schwarzian lattice theory will not be able to describe the specific physics of realistic quantum materials, it will be intriguing to find out if the universality class of its phase transition can encompass strong correlations phenomena beyond those discussed here.
Acknowledgements — We are grateful to M. Feigelman and K. Tikhonov for useful discussions. Work of AA and DB was funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) Projektnummer 277101999 TRR 183 (project A03). AK was supported by the DOE contract DEFG02-08ER46482.
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