This paper develops tauberian theorems for $k$-summability in multiple complex variables, extending one-variable results through monomialization techniques to analyze summability with respect to analytic germs.
Contribution
It introduces a framework for tauberian theorems for $k$-summability in several variables based on monomialization of analytic germs, expanding the scope of summability theory.
Findings
01
Established tauberian theorems for $k$-summability in several variables.
02
Extended one-variable tauberian results to multivariable settings.
03
Utilized monomialization methods to analyze analytic germs.
Abstract
The goal of this article is to establish tauberian theorems for the k--summability processes defined by germs of analytic functions in several complex variables. The proofs are based on the tauberian theorems for k--summability in one variable and in monomials, and a method of monomialization of germs of analytic functions.
ΠP=ΠP(a,b;R)={x∈Cd∣P(x)=0,a<arg(P(x))<b,0<∣xj∣<Rj, for j=1,…,d},
ΠP=ΠP(a,b;R)={x∈Cd∣P(x)=0,a<arg(P(x))<b,0<∣xj∣<Rj, for j=1,…,d},
(TP,ℓf)(P(x),x)=f(x),x∈ΠP,∣x∣<ρ.
(TP,ℓf)(P(x),x)=f(x),x∈ΠP,∣x∣<ρ.
∥(TP,ℓf)(t,x)∥≤∣t∣LK(∣t∣),t∈V(a,b;σ),∣x∣<ρ.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Full text
Tauberian theorems for k–summability with respect to an analytic germ
Sergio A. Carrillo, Jorge Mozo-Fernández, Reinhard Schäfke
(Sergio A. Carrillo) Fakultät für Mathematik, Universität Wien, Oskar-Morgenstern-Platz 1, A-1090 Wien, Austria. Escuela de Ciencias Exactas e Ingeniería, Universidad Sergio Arboleda, Calle 74, # 14-14, Bogotá, Colombia.
(Jorge Mozo-Fernández) Dpto. Álgebra, Análisis Matemático, Geometría y Topología, Facultad de Ciencias, Universidad de Valladolid, Campus Miguel Delibes, Paseo de Belén, 7, 47011 Valladolid, Spain.
(Reinhard Schäfke) Institut de Recherche Mathématique Avancée, U.F.R. de Mathématiques et Informatique, Université de Strasbourg et C.N.R.S., 7, rue René Descartes, 67084 Strasbourg cedex, France.
The goal of this article is to establish tauberian theorems for the k–summability processes defined by germs of analytic functions in several complex variables. The proofs are based on the tauberian theorems for k–summability in one variable and in monomials, and a method of monomialization of germs of analytic functions.
2010 Mathematics Subject Classification:
Primary 34M30, Secondary 34E05
The first author was supported by the Austrian FWF-Project P 26735-N25. The first and second authors are partially supported by the Ministerio de Economía y Competitividad from Spain, under the Project “Álgebra y geometría en sistemas dinámicos y foliaciones singulares” (Ref.: MTM2016-77642-C2-1-P)
1. Introduction
This paper aims to be a step towards a general theory of multisummability in several variables, related with the notion of asymptotic expansion with respect to an analytic germ.
More precisely, consider a wide range of analytic problems, as differential, difference equations, or any other kind of more general functional equations. We can distinguish two situations when we search for local solutions at a point. At non-singular points it is customary to obtain analytic solutions under mild assumptions. It is at singular points where formal solutions occur. They can consist of formal power series including logarithms, exponential series or even more complicated objects. Then the question of how to associate a true solution to a formal one is of great importance in the understanding of the given problem.
Borel summability and more generally k–summability are classical and have proved to be efficient summability methods in one variable to approach such problems, see [9, 1]. For instance they have been successfully applied to holomorphic ordinary differential equations at irregular singular points and to families of partial differential equations in two variables of non-Kowalevskian type. Unfortunately these methods are not powerful enough to sum all formal power series solutions of the previous problems. A fundamental result in the theory of holomorphic ODEs at singular points is the multisummability of its formal power series solutions: every formal solution can be built from k–summable series for different values of k. A cornerstone in the theory of multisummability is the following tauberian condition (see Theorem 5.1): a series k–summable for two different values of k is convergent.
For several variables the same questions appear when facing for instance singularly perturbed ordinary and partial differential equations. In previous works of the authors, k–summability in a monomial has been used effectively in these problems. In fact, the concept was investigated in detail for two variables in [3] and applied to doubly singular equations.
Then it was also used in [4, 5] to sum formal power series solutions of singularly perturbed first order partial differential equations using a Borel-Laplace analysis adapted to this situation.
Recently the notions of asymptotic expansions and k–summability in a germ of analytic function have been defined and developed systematically in [8] by the second and third authors, generalizing their previous work [3] with M. Canalis-Durand for monomials. This theory has been proved to behave well under blow-ups and it is also stable under the usual algebraic operations and differentiation.
The authors are convinced that it is an important notion of summability in several variables useful
to sum formal solutions of certain partial differential equations and in the study of normal forms and reduction of singularities of holomorphic foliations.
The tauberian theorems we present here contribute to the study of these new summability methods, extending naturally the ones for k–summability in one variable and the ones for monomials in [6] and [4]. They provide a criterion to determine when two such methods are equivalent in the sense that they sum the same formal series. It turns out that they also associate the same value to a summable series in this case. Our theorems also imply that a series summable w.r.t. two essentially different methods is convergent and provide examples of series that cannot be summed w.r.t. any of them as it had been done in one dimension. The proofs are based on the classical methods to prove tauberian properties for k–summability in one variable, c.f., [10], and on induction on the number of steps to monomialize the germs of analytic functions involved.
The structure of the paper is as follows: Section 2 contains the facts on monomialization of germs of analytic functions we will use during the paper, as presented in [8]. Section 3 and 4 are devoted to recall the concept and main results on asymptotic expansions and k–summability in an analytic germ. Section 4 also includes new properties of P-s–Gevrey series. Finally Section 5 contains the main results of this work, namely, the tauberian properties for these summability methods (Theorems 5.2 and 5.5).
Acknowledgments**.**
The first author wants to acknowledge professor Armin Rainer from University of Vienna for fruitful discussions and support under his FWF-Project P 26735-N25. The second author thanks University of Vienna for his stay there while preparing this work.
2. Remarks on Monomialization
Let N denote the set of natural numbers including [math] and N+=N∖{0}. We also write R+ for the set of positive real numbers.
Let d≥2 be an integer. We will work with (Cd,0) and local coordinates x=(x1,…,xd). We will write x′=(x2,…,xd) and x′′=(x3,…,xd). O=C[[x]] and O=C{x} will denote the rings of formal and convergent power series in x with complex coefficients, respectively. O∗={U∈O∣U(0)=0}, O∗={U∈O∣U(0)=0} will denote the corresponding groups of units. If β=(β1,…,βd)∈Nd we use the multi-index notation ∣β∣=β1+⋯+βd, β!=β1!⋯βd!, xβ=x1β1⋯xdβd and ∂xβ∂β=∂x1β1⋯∂xdβd∂∣β∣.
We will use blow-ups of codimension two smooth varieties. We choose the center of the blow-up to be {x1=x2=0} and we will denote by
[TABLE]
the blow-up manifold and the canonical projection over the base space Cd, respectively. Here PC1 denotes the complex projective line. The set PC1×{(0,0)}×Cd−2 is called the exceptional divisor. It is connected and for d=2 it is also compact.
M is covered by affine charts, each one analytically equivalent to Cd. In fact, identifying PC1=C∪{∞} as [1,ξ]≡ξ∈C, [0,1]≡∞, we use the charts centered at ξ∈C and ∞,
[TABLE]
respectively, where Mξ=M0={([u1,u2],t)∈M∣u1=0} and M∞={([u1,u2],t)∈M∣u2=0}. Then the map b in the charts ϕξ,ϕ∞ takes the form
[TABLE]
We will also use the ramifications determined by
[TABLE]
We say that f∈O has normal crossings (at the origin) if there is a diffeomorphism D∈Diff(Cd,0) such that (f∘D)(x)=xβ⋅U(x) for some β∈Nd and U∈O∗. Moreover, if f1⋅f2⋯fn has normal crossings, then every fj has normal crossings. The converse is also true assuming that a common diffeomorphism D can be found for all fj.
Using these blow-ups and ramifications it is possible to achieve normal crossings for a given holomorphic map, see [11], and [8, Lemma 2.1] for the main ideas of the proof.
Lemma 2.1**.**
There exists a function h:O∖{0}→N with the following properties:
(1)
If h(f)=0, then f has normal crossings.
2. (2)
If h(f)>0, then there exists a diffeomorphism D∈Diff(Cd,0) such that either for all ξ∈PC1
[TABLE]
or there exists m∈N, m≥2 such that h(f∘D∘rm)<h(f).
Observe that we can assume that h(f)≤h(f⋅g), for all f,g∈O∖{0}, by redefining h such that h(f)=N is the minimal number of blow ups and ramifications in any chain of diffeomorphisms, blow ups and ramifications reducing f to normal crossing. Indeed, since any factors of a germ having normal crossings must have normal crossings, too, any chain of diffeomorphisms, blow ups and ramifications reducing f⋅g to normal crossing
also reduces f.
We will need the following lemmas on convergence and associated elements under ramifications or blow-ups, see e.g., [7, p. 493]. The proof of Lemma 2.3 follows the same lines as at the end of the proof of Lemma 2.2 in [8].
Lemma 2.2**.**
For any f^∈O^ the following assertions are equivalent:
(1)
f^∈O,**
2. (2)
There exists m≥2 such that f^∘rm∈O,
3. (3)
There exists ξ∈PC1 such that f^∘bξ∈O.
Proof.
The only non-trivial statement is (3) implies (1). Consider f^=∑β∈Ndfβxβ and assume f^∘bξ∈O for some ξ∈PC1. Then there are coordinates y=(y1,y2,y′′) such that ∑(β1,β2,β′′)∈Ndfβy1β1+β2y2β2(y′′)β′′ is convergent, i.e., ∣fβ∣≤CA∣β∣+β2 for some constants C,A>0. Thus f^ is clearly convergent.
∎
Lemma 2.3**.**
Consider f1,f2∈O. Then f2=U⋅f1 for some U∈O∗ if and only if one (and in fact, both) of the following situations hold:
(1)
There exists m∈N, m≥2 and Um∈O∗ such that f2∘rm=Um⋅(f1∘rm).
2. (2)
For every ξ∈PC1 there exists Uξ∈O∗ such that f2∘bξ=Uξ⋅(f1∘bξ).
Proof.
Assume f1 and f2 are not identically zero. If (1) is true, then the function Um is invariant under right composition with the rotation t↦(e2πi/mt1,t′), since the functions fj∘rm, j=1,2 are invariant. Then Um=U∘rm for some U∈O∗ as we wanted to show.
If (2) holds, then for every ξ∈PC1 there exists
an open neighborhood Ωξ′ of 0∈Cd, where f1∘bξ, f2∘bξ and Uξ are defined. We consider the open neighborhoods Ωξ=ϕξ−1(Ωξ′) of
(ξ,0)∈M and the holomorphic function uξ:Ωξ→C defined by uξ=Uξ∘ϕξ.
By definition, for ξ,ζ∈PC1, we have
uξ(p)=uζ(p) for p∈Ωξ∩Ωζ with f1(b(p))=0.
Since f1 is not identically zero, this means that uξ and uζ coincide on an open and dense subset
of Ωξ∩Ωζ. Therefore uξ=uζ on this intersection and thus all
uξ, ξ∈PC1, define a holomorphic function u:Ω→C,
where Ω is some neighborhood of PC1×{0}⊆M.
PC1 being compact, u is constant over it, so there exists a holomorphic U:Ω′→C,
Ω′ a neighborhood of 0∈Cd, such that U∘b=u (apply Hartogs’ Theorem).
By construction, U∈O∗ and we have f2∘bξ=(U∘bξ)⋅(f1∘bξ), for all ξ∈PC1. Thus we obtain that f2=U⋅f1, as desired.
∎
Finally, we will also make use of the monomial transformations
[TABLE]
that correspond to the charts of the blow-up with center {xi=xj=0} and can be obtained from b0,b∞ after permutations of the coordinates. We will call a monomial blow-up a finite composition of these monomial transformations.
We will work with the partial order on Rd defined by a≤b if aj≤bj, for all j=1,…,d. In particular a≤b if aj>bj for some j. We will also write a<b if aj<bj, for all j=1,…,d.
We consider Λd:=(Nd∖{0})×R+/∼ where ∼ is the equivalence relation defined by (α,1/k)∼(α′,1/k′) if kα=k′α′. To simplify notations we identify an element (α,1/k) and its equivalence class. On Λd we consider the partial order ⪯ given by (α,1/k)⪯(α′,1/k′) if kα≤k′α′. We will also write (α,1/k)≺(α′,1/k′) if kα<k′α′.
The pull-back of xα under πij is given by πij∗(xα)=xαxiαj, for any α∈Nd. We will also denote by πij∗:Λd→Λd the map given by πij∗(α,1/k):=(α+αjei,1/k). Here ei is the ith vector of the canonical base of Cd. We use analogous notations for any monomial blow-up π:Cd→Cd.
Remark 2.4**.**
If the entries of α′ are nonzero, then (α,1/k)≺(α′,1/k′) if and only if
[TABLE]
We note (Λd,⪯) is not a totally-ordered set. However given a finite subset of it we can always apply an adequate monomial blow-up to obtain a totally-ordered set, as the following lemma shows.
Lemma 2.5**.**
Let {(αi,1/ki)}i=1n⊂Λd be given. Then there is a monomial blow-up π such that {π∗(αi,1/ki)}i=1n is totally ordered w.r.t. ≺ and the entries of all the new monomials are different from zero.
Proof.
It is straightforward to see that using the transformations πij we may assume the entries of the monomials are not zero.
Then the problem is equivalent to order w.r.t. < the vectors {β1,…,βn}⊆(R+)d, where βj=(βj,1,…,βj,d)=kjαj.
We say that βi and βj are comparable if βi≤βj or βj≤βi. If βi and βj are not comparable, there exist indices l=m such that βi,l<βj,l and βi,m>βj,m. After the monomial blow-up πml∘N with N>βj,l−βi,lβi,m−βj,m, we obtain new vectors βi′, βj′ with βi,l′=βi,l<βj,l=βj,l′ and βi,m′<βj,m′. Then after a finite number of such transformations, we obtain comparable vectors. Note that if two vectors are comparable, further monomial blow-ups preserve this property. ∎
Remark 2.6**.**
If all ki/kj∈Q, i.e., ki/k1=pi/p1 for some integers pi, take λ=p1/k1=pi/ki. Then (αi,1/ki)∼(piαi,λ). In this case the problem is equivalent to monomialize the polynomial
[TABLE]
see e.g., [2]. Let us note that this is a particular case of a toric ideal (generated by products of binomials). In this case, reduction of singularities and monomialization turns out to be much simpler than in general cases. In particular, it is combinatorial, without the need of using diffeomorphisms during the process.
We can extend the previous equivalence relation to germs of analytic functions other than monomials as follows. Consider P0,P1∈O∖{0}, P0(0)=P1(0)=0 and k0,k1>0. We will write (P0,1/k0)∼(P1,1/k1) if we can find p0,p1∈N+,U∈O∗ such that
[TABLE]
This equivalence relation is preserved under ramifications and blow-ups as the following lemma shows.
Lemma 2.7**.**
Consider P0,P1∈O∖{0}, P0(0)=P1(0)=0 and k0,k1>0. Then (P0,1/k0)∼(P1,1/k1) if and only if one of the following statements hold:
(1)
There exists m∈N, m≥2 such that (P0∘rm,1/k0)∼(P1∘rm,1/k1).
2. (2)
For every ξ∈PC1, (P0∘bξ,1/k0)∼(P1∘bξ,1/k1).
Proof.
If (P0,1/k0)∼(P1,1/k1), both conditions (1) and (2) clearly hold. Conversely, if (1) holds, we can find p0,p1∈N+ and Um∈O∗, such that
[TABLE]
Then the relation (P0,1/k0)∼(P1,1/k1) follows from Lemma 2.3. Now assume that (2) holds. By definition we can find p0,ξ,p1,ξ∈N+ and Uξ∈O∗, such that
[TABLE]
Now write k0/k1=p0/p1 where p0,p1∈N+ and (p0,p1)=1. Then for each ξ∈PC1 we can find mξ∈N+ such that p0,ξ=mξp0 and p1,ξ=mξp1. We conclude that (P0∘bξ)p0/(P1∘bξ)p1∈O∗ for each ξ∈PC1. Then again by Lemma 2.3 there is U∈O∗ such that P0p0=U⋅P1p1, i.e., (P0,1/k0)∼(P1,1/k1).
∎
3. Asymptotic expansions in an analytic germ
The goal of this section is to present a summary on asymptotic expansion in a germ of analytic function, based on [8]. We have not included proofs, except for Lemma 3.2. The aim here is only to establish the necessary background to be able to state and prove the tauberian properties in Section 5.
Usual domains in C where holomorphic maps admit an asymptotic expansion are sectors at e.g., the origin. We will denote them as
[TABLE]
emphasizing on its bisecting directionθ=(b+a)/2, openingb−a and radius 0<r≤∞. A subsector of S is simply S′=S(θ′,b′−a′;r′) where a<a′<b′<b, 0<r′<r. The disk centered at the origin with radius r>0 will be denoted by Dr={t∈C∣∣t∣<r}.
We fix a Banach space (E,∥⋅∥). We will use the notation O(Ω,E) and Ob(Ω,E) for the space of holomorphic and holomorphic and bounded E-valued maps defined on an open set Ω⊆Cd.
Let S be a sector, f∈O(S,E) and let f^=∑n=0∞antn∈E[[t]] be its asymptotic expansion on S (written f∼f^ as S∋t→0), i.e., for each subsector S′ and each N∈N, there exists CN(S′)>0 such that
[TABLE]
The asymptotic expansion is said to be of s–Gevrey type (s>0 and written f∼sf^ as S∋t→0) if we can choose CN(S′)=C(S′)A(S′)NN!s, for some C(S′),A(S′) independent of N. In this case we conclude that f^∈E[[t]]s is a s-Gevrey series in t, i.e., there are constants B,D>0 such that ∥an∥≤BDnn!s, for all n∈N.
Remark 3.1**.**
To have f∼sf^ as S∋t→0 it is actually sufficient to have inequalities (1) only for the values N=Mp, where M∈N+ is fixed. The reader may check this assertion with the aid of the following lemma that we will use later.
Lemma 3.2**.**
Let V=V(a,b;r) be a sector, 0<ρ<r and M be a positive integer. There is a constant CV(ρ,M) with the following property:
If H(t)=a0+a1t+⋯+aMtM−1∈E[t] is a polynomial and K:V→R+ is a map such that ∥H(t)∥≤K(∣t∣), for all t∈V, then ∥aj∥≤CV(ρ,M)K(ρ), for all j.
Proof.
Take t0,t1,…,tM−1 distinct points in V with ∣tj∣=ρ and let G=(tij)0≤i,j≤M−1 the corresponding Vandermonde matrix. On EM consider the norm ∥(z1,…,zM)t∥1:=∑j=1M∥zj∥ and on CM×M the corresponding matrix norm ∥A∥1=supv∈EM∖{0}∥Av∥1/∥v∥1 . Then from our hypothesis we see that
[TABLE]
as required.∎
A key point to generalize asymptotic expansions in a germ is the following: f∼f^ as S∋t→0 if and only if there exists (fN)N∈N⊂Ob(DR,E) such that for all subsectors S′ and N∈N there are constants CN(S′)>0 such that
[TABLE]
In the case f∼sf^ as S∋t→0 we also require that CN(S′)=C(S′)A(S′)NN!s and ∥fN(t)∥≤DBNN!s, for all ∣t∣≤R and N∈N, for some constants C(S′),A(S′),B,D>0. In any case, the series f^ is completely determined by f since an=limS′∋t→0n!f(n)(t), for any subsector S′, and it is given by the limit of the Taylor series at the origin of the fn, in the m-topology of E[[t]], m=(t).
For several variables, we use the notation O^(E)=E[[x]] and O(E)=E{x} for the space of formal and convergent power series in x with coefficients in E, respectively. For any r=(r1,…,rd)∈(R+)d, Dr={x∈Cd∣∣xj∣<rj,j=1,…,d} will denote the polydisk centered at the origin with polyradius r. If rj=r, for all j, we will write the Cartesian product Drd instead. We denote by J:O(Dr,E)→O(E) the Taylor map assigning to a function its Taylor series at the origin.
Given α∈Nd∖{0}, any power series f^=∑β∈Ndfβxβ∈O^(E) can be written uniquely as
[TABLE]
Analogously, given P∈O^∖{0}, P(0)=0 and an injective linear form ℓ:Nd→R+, ℓ(α)=ℓ1α1+⋯+ℓdαd, every f^∈O^(E) can be written uniquely in the form
[TABLE]
Here the linear form ℓ is used to order the monomials by: xα<ℓxβ if ℓ(α)<ℓ(β). We write νℓ(f^)=α if xα=minℓ{xβ∣fβ=0}, where the minimum is taken according to <ℓ and
[TABLE]
In the case P=xα we will simply write Δ(xα,E). Then Δℓ(P,E)=Δ(xνℓ(P),E). The decomposition (3) follows from the Generalized Weierstrass Division determined by P and ℓ, see [8, Lemma 2.4, 2.6].
Proposition 3.3**.**
Let P and ℓ as above. For every g^∈O^(E), there exist unique q∈O^(E) and r∈Δℓ(P,E) such that g=qP+r. Furthermore, if ρ>0 is sufficiently small, then for every g∈Ob(Dρ(ℓ)), ρ(ℓ)=(ρℓ1,…,ρℓd), there exist unique r∈Ob(Dρ(ℓ)) with J(r)∈Δℓ(P,E) and q∈Ob(Dρ(ℓ)) such that g=qP+r. The corresponding operators
[TABLE]
are linear and continuous.
Remark 3.4**.**
We remark the following facts that will be used later:
(1)
For any f^∈O^(E) and N∈N+, since decomposition (3) is unique, we have the relation
[TABLE]
2. (2)
If P∈O∖{0}, then given f∈O(E) there exist ρ>0 and a unique sequence (fP,ℓ,n)n∈N in Ob(Dρd,E) with J(fP,ℓ,n)∈Δℓ(P,E), for all n∈N, such that f can also be written in the
form
[TABLE]
Using the operators QP,ℓ, RP,ℓ, the functions fP,ℓ,n are given by
[TABLE]
Using decompositions (2) and (3) we obtain isomorphisms
[TABLE]
that satisfy (T^αf^)(xα)=f^ and (T^P,ℓf^)(P)=f^, for all series f^∈O^(E), i.e., when we substitute t=xα or t=P(x), respectively, we recover the initial series f^.
From now on, we will assume P∈O∖{0}, P(0)=0, is a germ of analytic function. For asymptotic expansions in xα or P we will need to restrict our attention to formal power series in O^(E) for which the application of the previous isomorphisms gives us meaningful coefficients, i.e., holomorphic maps. For this purpose we introduce the following spaces:
(1)
For the monomial case we will denote:
[TABLE]
Here Ij(∑nfnxjn)=∑nIj(fn)xjn, Ij(f)(x)=f(x1,…,xj−1,xj+1,…,xd) and O^r′(E) is embedded into O^r′′(E), 0<r′<r, by restriction. If f^∈O^′(E), then T^αf^∈Eα[[t]] and all coefficients f^α,n=fα,n have a common radius of convergence at the origin.
2. (2)
For the general case we recall that a sequence {fn}n∈N⊂Ob(Drd,E) is an asymptotic sequence forf^∈O^(E) if J(fn) converges in the m-adic topology of O^(E) (m=(x)) to f^. If, moreover, J(fn)≡f^ mod PnO^(E), for all n∈N, then we will say that the sequence is a P–asymptotic sequence for f^. Then we can define:
[TABLE]
We will refer to the elements of O^P(E) as P–asymptotic series. Note that Erα and Eℓ,rP become Banach spaces with the norm ∥g∥=sup∣x∣<r∥g(x)∥.
If f^∈O^P(E), then T^P,ℓf^∈EℓP[[t]] and all coefficients f^P,ℓ,n=fP,ℓ,n have a common radius of convergence at the origin [8, Coro. 4.10]. When necessary we will employ the notation T^P,ℓf^∣Dρd to empathize the fact that the coefficients fP,ℓ,n are defined on Dρd, i.e., T^P,ℓf^∣Dρd=∑n=0∞fP,ℓ,ntn∈Eℓ,ρP[[t]].
In the analytic setting it is natural to work with P-sectors, i.e., sets of the form
[TABLE]
where a<b are real numbers and R=(R1,…,Rd)∈(R+)d is a polyradius. For P(x)=xα we will simply write Πα. The values b−a and θ=(b+a)/2 are called the opening and the bisecting direction of the P-sector ΠP. We will also use the notation ΠP(a,b;R)=SP(θ,b−a;R)=SP. The notion of subsector is also clear.
Here any convenient branch of arg may be used. Anyhow, we we will only consider P-sectors of opening not greater than 2π.
It is possible to construct operators Tα and TP,ℓ sharing the same properties as their formal counterparts (4) for holomorphic maps defined on xα- and P-sectors, respectively. We recall this main and technical result [8, Lemma 3.8, Thm. 4.7] in the following theorem.
Theorem 3.5**.**
Let ℓ:Nd→R+ be an injective linear form and P∈O∖{0}, P(0)=0. Let ΠP=ΠP(a,b;R) be a P-sector. Then there exists ρ,σ,L>0 such that P(Dρd)⊂Dσ and the following properties hold:
(1)
If f:ΠP→E is a holomorphic map, then there exists a uniquely determined holomorphic map TP,ℓf:V(a,b;σ)×Dρd→E such that J((TP,ℓf)(t,⋅))∈Δℓ(P,E) for any t and
[TABLE]
2. (2)
Given a function K:(0,S)→R+, S≥supx∈ΠP∣P(x)∣, such that ∥f(x)∥≤K(∣P(x)∣) for x∈ΠP, we have
[TABLE]
3. (3)
If P(x)=xα, then we can choose σ=Rα and the inequality in (2) takes the form
[TABLE]
Finally we are in position to recall the notion of xα- and P–asymptotic expansions.
Definition 3.1**.**
Let f∈O(ΠP,E), ΠP=ΠP(a,b;R) and f^∈O^(E). We will say that f has f^ as P–asymptotic expansion on ΠP if f^∈O^rP(E) for some r>0 and if there is a P–asymptotic sequence {fn}n∈N in Ob(Drd,E) such that for all N∈N and every subsector ΠP′⊂ΠP there exists CN>0 such that
[TABLE]
We will denote this situation by f∼Pf^ on ΠP. If P(x)=xα, we will write f∼αf^ on Πα.
The main purpose of the operators T^α,Tα,T^P,ℓ and TP,ℓ is to provide a characterization of xα- and P–asymptotic expansion in terms of classical asymptotic expansions in one variable, respectively. In this context, we state the following result [8, Thm. 4.9].
Theorem 3.6**.**
Let ℓ:Nd→R+ be an injective linear form. Then f∼Pf^ on ΠP=ΠP(a,b;R) if and only if there exists ρ>0 such that T^P,ℓf^∣Dρd=∑n=0∞fP,ℓ,ntn∈Eℓ,ρP[[t]] and one of the following two equivalent conditions holds:
(1)
We can choose fN=∑n=0N−1fP,ℓ,nPn in Definition 3.1, i.e., for every N∈N and ΠP′⊂ΠP there exists LN>0 such that
[TABLE]
2. (2)
The function TP,ℓf from Theorem 3.5 is defined on V(a,b;σ)×Dρd→C for some positive σ and satisfies
[TABLE]
Remark 3.7**.**
We remark the following facts on the notion of P–asymptotic expansions:
(1)
The previous definition is independent of the chosen P–asymptotic sequence with limit f^.
2. (2)
P–asymptotic expansions are stable under addition and partial derivatives. If E is a Banach algebra, then O^(E) is an algebra. In this case P–asymptotic expansions are stable under products as well. This is not obvious from the definition, except for addition.
3. (3)
The P–asymptotic expansion of a function on a P-sector, if it exists, is unique. Indeed, if f∼Pf^=∑fβxβ on ΠP, then
[TABLE]
For β=0 the formula follows from inequality (6) for N=1 in Theorem 3.6(2). For an arbitrary β the limit follows using the stability of ∼P under derivatives.
4. (4)
Consider two associated elements P,Q∈O∖{0}, i.e., Q=U⋅P where U∈O∗ is a unit. Then O^P(E)=O^Q(E). Furthermore, if ∣x∣<r, then θ1<arg U(x)<θ2, for some θ1<θ2 and θ2−θ1 can be made as small as desired if r is small enough. It follows that if f∼Pf^ on ΠP(a,b;R), then f∼Qf^ on ΠQ(a+θ1,b+θ2,R), if the polyradius R is taken small enough.
5. (5)
If f∼Pf^ on ΠP(a,b;R), then f∘rm∼P∘rmf^∘rm on ΠP∘rm(a,b;R′) and f∘bξ∼P∘bξf^∘bξ on ΠP∘bξ(a,b;R′) for any m≥2, ξ∈PC1 for some R′ is small enough.
Remark 3.8**.**
We remark that the germ P we have worked with may not depend on all x. To fix ideas assume x=(x1,x2)∈Cn×Cd−n and P(x)=P(x1). Then the variables x2 are interpreted as regular parameters and instead of working in E we work in the Banach space Ob(Dρ,E), for some ρ∈(R+)d−n.
4. Summability in an analytic germ
In this section we recall P-s–Gevrey asymptotic expansions and summability in a germ of analytic function. In particular we define P-s–Gevrey series and find a new characterization in Lemma 4.1 that allow us to easily prove basic properties of these series. We also include the key Lemmas 4.3 and 4.5 that will be used in the last section of the paper.
We say that f^∈O^(E) is a P-s–Gevrey series, s≥0, if there is a P–asymptotic sequence {fn}n∈N⊂Ob(Drd,E) for f^, such that ∥fn(x)∥≤CAnn!s, for all ∣x∣≤r, n∈N. In this case we say that {fn}n∈N is a P-s–asymptotic sequence for f^. We will use the notation O^P,s(E) for the set of P-s–Gevrey series. In the case P(x)=xα we will write E[[x]]sα=O^xα,s(E) instead.
Given any injective linear form ℓ:Nd→R+, f^∈O^P,s(E) if and only if there is ρ>0 and a sequence {gn}n∈N⊂Ob(Dρd,E) with J(gn)∈Δℓ(P,E), for all n∈N such that T^P,ℓf^=∑n=0∞gntn is a s−Gevrey series in t, see [8, Def./Prop. 7.5]. In fact, the restriction on the supports of the gn can be removed, as the following lemma shows.
Lemma 4.1**.**
Let f^∈O^(E) be a series. Then f^∈O^P,s(E) if and only if there are r,C,A>0 and a sequence {fn}n∈N∈Ob(Drd) such that f^=∑n=0∞fnPn and ∥fn(x)∥≤CAnn!s, for all ∣x∣≤r, n∈N.
Proof.
If f^∈O^P,s(E), the statement follows by [8, Def./Prop. 7.5] as seen above. Conversely, let us fix an injective linear form ℓ:Nd→R+. Using Proposition 3.3 and Remark 3.4(2) we can find ρ>0 small enough such that for all n∈N we can write
[TABLE]
In particular we see that T^P.ℓf^=∑N=0∞FNtN, where FN=∑j=0Nfj,N−j. Since the operators RP,ℓ and QP.ℓ are linear and continuous their operator norms ∥RP,ℓ∥,∥QP.ℓ∥ are finite and we obtain the bound
[TABLE]
for ∣x∣<ρ. Then it is clear that we can find constants B,D>0 such that ∥FN(x)∥≤DBNN!s, for all ∣x∣≤ρ, N∈N and thus f^∈O^P,s(E).
∎
Corollary 4.2**.**
Let P,Q∈O∖{0} such that P(0)=Q(0)=0. The following assertions hold:
(1)
O^P,s(E)* is stable under sums and partial derivatives. If E is a Banach algebra, then O^P,s(E) is also stable under products.*
2. (2)
For any N∈N+, O^PN,Ns(E)=O^P,s(E).
3. (3)
If Q divides P, then O^P,s(E)⊆O^Q,s(E).
Proof.
Fix an injective linear form ℓ:Nd→R+ and let f^∈O^P,s(E). Then there is ρ>0 and a sequence {gn}n∈N⊂Ob(Dρd,E) with J(gn)∈Δℓ(P,E), for all n∈N such that f^=∑n=0∞gnPn and ∥gn(x)∥≤CAnn!s, for all ∣x∣≤ρ, n∈N.
To prove (1) note that ∂xj∂f^=∑n=0∞(∂xj∂gn+(n+1)gn+1∂xj∂P)Pn and then ∂xj∂f^∈O^P,s(E) follows from Cauchy inequalities applied to gn and Lemma 4.1.
For (2) we recall that the limit
[TABLE]
allows to interchange, up to a geometric factor of n, the terms (nk)!1/k and n!. To see that O^P,s(E)⊆O^PN,Ns(E) let f^∈O^P,s(E) as before. Then f^=∑n=0∞hnPNn, hn=∑j=0N−1gnN+jPj. Using the limit (7) we can find constants B,D>0 such that ∥hn(x)∥≤DBnn!Ns, for all ∣x∣≤ρ, n∈N and thus f^∈O^PN,Ns(E). Conversely, assume f^=∑n=0∞gnPnN∈O^PN,Ns(E) and ∥gn(x)∥≤CAnn!Ns, for all ∣x∣≤ρ, n∈N. Then f^=∑m=0∞hmPm, where hm=gn if m=Nn and [math] otherwise. The limit (7) implies once more the required bounds for the hm and then f^∈O^P,s(E).
Finally to prove (3) assume P=Q⋅R, where R∈Ob(Dρd,C). Then f^=∑n=0∞(gnRn)Qn and ∥gn(x)Rn(x)∥≤CBnn!s, B=A⋅sup∣x∣≤ρ∣R(x)∣. Thus f^∈O^Q,s(E) by Lemma 4.1.
∎
For the case P(x)=xα, we see that f^ is a xα-s–Gevrey series if for some r>0, T^αf^∈Erα[[t]] and it is a s–Gevrey series in t, i.e., there are constants C,A>0 such that ∥fα,n∥≤CAnn!s, for all n∈N. This condition can be directly identified from the coefficients of f^. The proof is the same as in [4, Lemma 3.1] but it is included here for sake of completeness. It is worth mentioning that Lemma 4.3 (2) below is the crucial point to prove our main result, namely, Theorem 5.5.
Lemma 4.3**.**
Assume the entries of α,α′∈Nd are not zero and let f^=∑fβxβ∈O^(E) be a series. Then:
(1)
f^∈E[[x]]sα* if and only if there are constants C,A>0 satisfying*
[TABLE]
In particular, we obtain again that E[[x]]NsNα=E[[x]]sα for all N∈N+.
2. (2)
If f^∈E[[x]]sα′, then there exist r>0 such that T^αf^∣Drd is a max1≤j≤d{αj/αj′}s–Gevrey series in some Erα.
Proof.
(1) Assume there are constants B,D>0 such that ∥fα,n∥≤DBnn!s, for all n∈N. Given γ∈Nd, let n=min1≤j≤d⌊γj/αj⌋, where ⌊⋅⌋ denotes the floor function. Thus γ=nα+β with βl<αl for some l. Then by Cauchy’s inequalities we see that
[TABLE]
which yields one implication. The converse follows by the same argument as in (2) below.
(2) If ∥fβ∥≤CA∣β∣min1≤j≤d{βj!s/αj′}, for all β∈Nd, we can directly estimate the growth of the fα,n by means of equation (2): if ∣x∣<r, and rA<1 we obtain
[TABLE]
If we write s′=max1≤j≤d{αj/αj′}s, using the limit (7) we can find constants B,D>0 such that
[TABLE]
for all n∈N. Then it is clear that we can find constants K,M>0 such that ∥fα,n(x)∥≤KMnn!s′, for all ∣x∣<r and all n∈N, as we wanted to show.
∎
For convergent series, i.e., for s=0, we also see directly that f^∈O(E) if and only if T^αf^∈Erα{t} for some r>0. For the general case we also have f^∈O(E) if and only if T^P,ℓf^∈Eℓ,rP{t} for some r>0. One implication is the content of Remark 3.4(2). The converse follows by simply replacing t=P(x).
Definition 4.1**.**
Let ΠP=ΠP(a,b;R) be a P-sector, f∈O(ΠP,E) and f^∈O(E). We will say that f has f^ as P-s–Gevrey asymptotic expansion on ΠP if f∼Pf^ on ΠP and furthermore:
(1)
One of the sequences {fn}n∈N of Definition 3.1 satisfies ∥fN(x)∥≤KANN!s, for all N∈N, ∣x∣<r. In this case {fn}n∈N is called a P-s–asymptotic sequence for f^.
2. (2)
We can find constants C,A>0 such that CN=CANN!s, where CN is the constant in inequality (5).
This notion is independent of the choice of the P-s–asymptotic series. We will denote this by f∼sPf^ on ΠP. If P(x)=xα, we will write f∼sαf^ on Πα.
Remark 4.4**.**
We remark the following facts on the notion of P-s–Gevrey asymptotic expansions:
(1)
Definition 4.1 is independent of the choice of the P-s–asymptotic sequence for f^.
2. (2)
The analog of Theorem 3.6 holds in this setting:
Let ℓ:Nd→R+ be an injective linear form. Then f∼sPf^ on ΠP=ΠP(a,b;R) if and only if there exists ρ>0 such that T^P,ℓf^∣Dρd=∑n=0∞fP,ℓ,ntn∈Eℓ,ρP[[t]] is a formal s–Gevrey series and one of the following two equivalent conditions holds:
(a)
For every ΠP′⊂ΠP, there exist C,B>0 such that for every N∈N
[TABLE]
2. (b)
The function TP,ℓf from Theorem 3.5 is defined on V(a,b;σ)×Dρd→C for some positive σ and satisfies
[TABLE]
3. (3)
If f∼sPf^ on ΠP=ΠP(a,b;R) and f^ and P are divisible by some xj, j=1,…,d, then xj−1f∼sPxj−1f^ on ΠP. Indeed, assume that (8) holds. The hypotheses on divisibility imply that xj−1fP,ℓ,0(x) is analytic at the origin. Thus we can divide (8) by xj to obtain
[TABLE]
where Q(x)=xj−1P(x) and K=supx∈ΠP′∣Q(x)∣.
4. (4)
In the monomial case, if f∼sαf^ on Πα in the sense of Theorem 3.6 (1), then it follows from inequalities (6) that f^∈E[[x]]sα [8, Prop. 3.11, Remark 3.12].
5. (5)
P-s–asymptotic expansions are stable under addition and partial derivatives and if E is a Banach algebra, they are stable under products as well. They are stable under left composition with analytic functions as well.
We can compare asymptotic expansions in different powers of some analytic germ. On this matter we will use the following lemma, proof of which follows the same lines as in [6, Prop. 3.5] for the particular case treated there.
Lemma 4.5**.**
f∼sPf^* on ΠP(a,b;R) if and only if f∼MsPMf^ on ΠP(a/M,b/M;R) for any M∈N+.*
Proof.
Let us fix an injective linear form ℓ:Nd→R+. Using Remark 3.4 (1), we see that
[TABLE]
If f∼sPf^ on ΠP(a,b;R), we can conclude that also f∼MsPMf^ on ΠP(a/M,b/M;R) using inequalities (6) for the values N=Mp, p∈N and the limit (7) for k=M to adjust the constant LpM=LBpM(pM)!s to a constant of the form Lp′=L′Dpp!Ms.
Conversely, if f∼MsPMf^ on ΠP(a/M,b/M;R), this implies that inequalities (6) hold only for the values N=pM, p∈N:
[TABLE]
We can apply Theorem 3.5 (2) with K(u)=uMp to conclude that
[TABLE]
in the corresponding sector but with ∣t∣<σ and ∣x∣<ρ, where σ,ρ>0 are small enough. Using (9) for p and p+1 we conclude that
[TABLE]
in the same domain. Applying Lemma 3.2 with K(u)=LC′Bpp!Ms(1/u+B(p+1)MsuM−1) we can conclude that T^P,ℓf^ is indeed s–Gevrey in t, i.e., there are constants C,A>0 such that ∥fP,ℓ,n(x)∥≤CAnn!s, for all ∣x∣<ρ and n∈N. Using again (9) for p and p+1 it is straightforward to check that
[TABLE]
for large enough constants C′′,A′′>0 independent of p. An application of Remark 3.1 shows that TP,ℓf∼sT^P,ℓf^ in V(a,b;σ) as we wanted to show.
∎
For Gevrey asymptotic expansions in one variable, we know that f∼s0 on S if and only if for every subsector S′⊂S there are constants C,A>0 such that ∥f(t)∥≤Cexp(−1/A∣t∣1/s),t∈S′. Furthermore the cornerstone to define k–summability in one variable is Watson’s lemma: if f∼s0 on S(θ,b−a;r) and b−a>sπ, then f≡0. Then it is natural to say for f^∈O^(E), k>0 and θ∈R that:
(1)
The series f^ is k–summable on S=S(θ,b−a;r) with sum f∈O(S,E) if b−a>π/k and f∼1/kf^ on S. We also say that f^ is k–summable in the direction θ. The corresponding space is denoted as E{x}1/k,θ.
2. (2)
The series f^ is k–summable if it is k–summable in all directions up to a finite number of them mod. 2π (the singular directions). The corresponding space is denoted as E{x}1/k.
For proofs in Section 5, we recall the following characterization of k–summability in terms of Borel-Laplace transformations.
Proposition 4.6**.**
A series f^(x)=∑n=0∞anxn∈E[[x]]1/k is k–summable
in a direction θ if and only if the following statements hold:
(1)
Its formal Borel transform g(t)=∑n=0∞anξn/Γ(1+n/k) is
analytic in a neighborhood of the origin.
2. (2)
The function g can be continued analytically in some infinite sector
S=V(θ−δ,θ+δ;∞) containing the ray argξ=θ.
3. (3)
It has exponential growth there, i.e., there are positive constants such that
[TABLE]
Hence the Laplace integral
f(x)=∫argξ=θ~e−(ξ/x)kg(ξ)d(ξ/x)k defining the
sum of f^ converges for x in a certain sector
V=V(θ−π/2k−δ~/k,θ+π/2k+δ~/k;r),
0<δ~<δ, and suitably chosen θ~ close to θ.
It satisfies f∼1/kf^ on V.
For null P-s–Gevrey asymptotic expansions we have the two similar statements: First, f∼1/kP0^ on ΠP if and only if for every subsector ΠP′⊂ΠP there are constants C,A>0 such that
[TABLE]
Second, we have a version of Watson’s lemma: If f∼1/kP0^ on ΠP(a,b;R) and b−a>π/k, then f≡0. These statements justify the following definition.
Definition 4.2**.**
Let f^∈O^(E), k>0 and θ∈R be a direction.
(1)
The series f^ is called P-k–summable on SP=SP(θ,b−a,R) with sum f∈O(SP,E) if b−a>π/k and f∼1/kPf^ on SP. We also say that f^ is P-k–summable in the direction θ. The space of P-k–summable series in the direction θ will be denoted by E{x}1/k,θP.
2. (2)
The series f^ is called P-k–summable, if it is P-k–summable in all directions up to a finite number of them mod. 2π (the singular directions). The corresponding space is denoted as E{x}1/kP.
If P(x)=xα, we will simply write E{x}1/k,θα and E{x}1/kα, respectively.
Note that both E{x}1/k,θP and E{x}1/kP are vector spaces stable by partial derivatives and they inherit naturally a structure of algebra if E is a Banach algebra.
Remark 4.7**.**
We emphasize the following properties that will be used in the next section:
(1)
If P,Q∈O∖{0}, P(0)=Q(0)=0, are associated, then it follows from Remark 3.7(4) that
By Remark 3.7(5) we see that if f^∈E{x}1/k,θP, then f^∘rm∈E{x}1/k,θP∘rm and f^∘bξ∈E{x}1/k,θP∘bξ, for all m≥2 and all ξ∈PC1. The converse is even more interesting and also true, although we will not use it in this paper.
5. Tauberian properties for P-k–summability
In one variable, we have the following classical statements providing tauberian properties for k–summability which we will generalize for k–summability in an analytic germ.
Theorem 5.1**.**
The followings statements are true for 0<k<k′ and 0<k0,k1,…,kn:
(1)
If f^∈E{t}1/k has no singular directions, then it is convergent.
2. (2)
Consider f^j∈E{t}1/kj for j=1,…,n and assume that 0<k1<⋯<kn. Then f^1+⋯+f^n=0 implies that f^j∈E{t}, for all j=1,…,n.
We will use that, by Remark 4.4(2), a series f^ is P-k–summable in some direction θ if and only if
there exist r=rθ>0 such that T^P,ℓf^∣Drθd is k–summable in direction θ in Eℓ,rθP in the classical sense. Unfortunately, rθ might tend to 0 when θ tends to a singular direction. Therefore, P-k–summability of a series f^ does not imply that T^P,ℓf^∣Drd is k–summable in Eℓ,rP for some fixed r>0. For a counterexample, see [3], Section 6. Nevertheless, we have
Theorem 5.2**.**
If f^∈E{x}1/kP has no singular directions, then f^ is convergent.
Proof.
We follow a classical proof of Theorem 5.1(1). First, choose an injective linear form ℓ:Nd→R+. Let us write T^P,ℓf^(t)=∑n=0∞fP,ℓ,ntn where fP,ℓ,n∈Eℓ,RP with some R>0. If f^ is P-k–summable in all directions,
then, by Remark 4.4(2), for all directions θ∈[0,2π],
there exists some 0<rθ≤R such that T^P,ℓf^(t)∣Drθd is k–summable in direction θ. By Proposition 4.6, this means that for every θ∈[0,2π], there exist
ρθ,δθ>0 such that the k–Borel transform gθ(x,ξ)=∑n=0∞Γ(1+n/k)fP,ℓ,n(x)ξn is convergent and defines by analytic continuation a holomorphic function gθ:Dρθd×S(θ,2δθ)→C. Furthermore gθ has exponential growth of order k, i.e., there exist
Aθ,Kθ>0 such that
[TABLE]
Now the open sets (θ−δθ,θ+δθ), θ∈[0,2π],
form an open covering of
the compact interval [0,2π]. Therefore there is a finite sub-covering, i.e., a positive integer N and 0≤θ1<⋯<θN≤2π such that
[0,2π]⊂∪j=1N[θj−δθj,θj+δθj].
This means that the sectors S(θj,2δθj) cover the punctured complex plane.
As every gθj is an analytic continuation of the same germ at ξ=0, they can
be combined to
a holomorphic function g:Dρd×C→C, ρ=min1≤j≤Nρδj,
of exponential growth ∥g(x,ξ)∥≤Kexp(A∣ξ∣k), for all ξ∈C, ∣x∣<ρ, with the
constants K=max1≤j≤NKθj and A=max1≤j≤NAθj.
It is well known that this implies the convergence of T^P,ℓf^ and hence the
convergence of f^. Indeed, Cauchy’s inequalities on a disk of radius (Akn)1/k show that
[TABLE]
An application of Stirling’s formula allows to conclude that f^ is convergent.
∎
Lemma 5.3**.**
Let α,α′∈Nd∖{0} and k,k′>0. The following statements hold:
(1)
If f^∈E{x}1/kα and T^αf^ is an s–Gevrey series with some s<1/k, then f^ is convergent. In particular, if the entries of α and α′ are not zero and max1≤j≤d{αj/αj′}<k′/k, then E{x}1/kα∩E[[x]]1/k′α′=E{x}.
2. (2)
E{x}1/kα∩E{x}1/k′α′=E{x}, except in the case kα=k′α′ where E{x}1/kα=E{x}1/k′α′.
Proof.
(1) The second statement is indeed a consequence of the first: If f^∈E[[x]]1/k′α′, then by Lemma 4.3(2), T^αf^ is a max1≤j≤d{αj/αj′}/k′–Gevrey series in some Erα and the first statement applies.
For the proof of the first statement, we follow the proof of Theorem 3.8.2 in [10].
Let us write T^αf^(t)=∑n=0∞fntn, with fn∈Erα and
use the
k–Borel transform g of T^αf^ in the form g(x,ξ)=∑n=0∞Γ(1+n/k)fn(x)ξn.
Since T^αf^ is s–Gevrey with some s<1/k, as seen above Lemma 4.1, we find constants K,A>0 such that
[TABLE]
As is well known, this implies that g is not only convergent, but defines a holomorphic function on Drd×C having
exponential growth of order at most μ with respect to ξ, i.e., there are L,B>0 such that
[TABLE]
Now we claim that f^ is xα-k–summable in all directions and hence convergent by Theorem 5.2
which proves statement (1).
We give a proof by contradiction. Assume that θ is a singular direction of f^.
We choose a positive δ<2μπ such that, again by Remark 4.4(2), a certain restriction of T^αf^ is k–summable in the directions θ−=θ−δ
and θ+=θ+δ. By Proposition 4.6, there exist 0<ρ<r and M,C>0 such that the k–Borel transform g of T^αf^ satisfies
[TABLE]
We want to use the Phragmén-Lindelöf principle on the sector arg(t)∈[θ−,θ+]. We apply it to the function
h(x,ξ)=g(x,ξ)exp(−D(ξe−iθ)k) where D is chosen such that
exp(D(τeiδ)k)=exp(Cτk) for positive τ. This means that Dcos(kδ)=C.
Therefore h is bounded on the rays arg(ξ)∈{θ−,θ+}, satisfies
∥h(x,ξ)∥≤Lexp(B∣ξ∣μ),\mboxforall∣x∣<ρ, arg(ξ)∈[θ−,θ+]. Finally, the opening of the sector is
smaller than π/μ. Hence the Phragmén-Lindelöf principle yields that h is bounded on the full sector. Thus we can find constants M~,C~>0 such that
[TABLE]
In particular,
T^αf^∣Dρd is also k–summable in direction θ by Proposition 4.6. Therefore, by Remark 4.4(2), f^ is xα-k–summable in direction θ contradicting the assumption.
(2) If kα=k′α′, then k/k′=p/q for some p,q∈N+, (p,q)=1 and thus pα=qα′. Then using Remark 4.7(2) we obtain
[TABLE]
If kα=k′α′ we can use Lemma 2.5 to find a monomial blow-up π:Cd→Cd such that (α1,1/k)=π∗(α,1/k) and (α2,1/k′)=π∗(α′,1/k′) are comparable and the new monomials have no nonzero entries, i.e., we are in the situation of item (1) due to Remark 2.4. If f^∈E{x}1/kα∩E{x}1/k′α′, then by Remark 4.7(3) f^∘π∈E{x}1/kα1∩E{x}1/k′α2=E{x} and by Lemma 2.2 also f^∈E{x}.
∎
Remark 5.4**.**
Theorem 5.2 and Lemma 5.3 were obtained in [4, 6]. Although the statements are correct, the proofs given there were based on the false statement discussed above Theorem 5.2. This is repaired here.
Recall from Section 2 that for P0,P1∈O∖{0}, P0(0)=P1(0)=0 and k0,k1>0 the couples (P0,1/k0)∼(P1,1/k1) if we can find p0,p1∈N+ and U∈O∗ such that p0/k0=p1/k1, and P1p1=U⋅P0p0. It follows from Remark 4.7(1) and (2) that if
[TABLE]
The converse is also true and in fact, we can generalize Theorem 5.1 (2) and (3) for P-k–summability as follows.
Theorem 5.5**.**
Let Pj∈O∖{0}, Pj(0)=0, kj>0 for j=1,…,n. For each j=1,…,n consider a series f^j∈E{x}1/kjPj. If the couples (Pj,1/kj), j=1,…,n are pairwise not equivalent and f1^+⋯+f^n=0, then f^j∈E{x}, for all j=1…,n.
In particular, E{x}1/k0P0=E{x}1/k1P1 if and only if (P0,1/k0)∼(P1,1/k1).
Proof.
We proceed by induction on n. If n=1, there is nothing to prove. Assume now that the statement is true for some n−1≥1. To show it holds for n we proceed by induction on N=h(∏j=1nPj), where h is the function in Lemma 2.1. For N=0 we can assume Pj(x)=xαj for all j. Here the hypothesis on the couples is equivalent to the fact that (α1,1/k1),…,(αn,1/kn)∈Λd are all distinct, more precisely, the products kjαj are pairwise different. By Lemma 2.5 there is a monomial blow-up π:Cd→Cd such that the elements (αj′,1/kj)=π∗(αj,1/kj), j=1,…,n are totally ordered with respect to ≺. Re-indexing if necessary we assume that (α1′,1/k1)≺(α2′,1/k2)≺⋯≺(αn′,1/kn). Using f^1=−f^2−⋯−f^n and Lemma 4.3(2) we conclude that T^α1′(f1^∘π) is Gevrey of some value less than 1/k1. As f^1∘π is xα1′-k1–summable, Lemma 5.3 (1) applies and yields the convergence of f^1∘π. By Lemma 2.2, f^1 is convergent. We can apply the induction hypothesis to the n−1 series f^1+f2^,f3^,…,fn^ to obtain the statement for the present n and N=0.
Now suppose the statement is true whenever we have fewer than n series or if h(∏j=1nPj)<N for some N>0. By Lemma 2.1 there exists a diffeomorphism D∈Diff(Cd,0) such that h(∏j=1nPj∘D∘rm)<N for some m≥2 or h(∏j=1nPj∘D∘bξ)<N, for all ξ∈PC1. Let us write Qj=Pj∘D and g^j=f^j∘D, j=1,…,n. We consider the two possibilities:
(1)
h(∏j=1nQj∘rm)<N for some m≥2. By Remark 4.7(3) we have g^j∘rm∈E{x}1/kjQj∘rm, and by Lemma 2.7 the couples (Qj∘rm,1/kj) are pairwise not equivalent. By the induction hypothesis, g^j∘rm∈E{x}, and so, by Lemma 2.2(2), g^j∈E{x} and hence f^j∈E{x} for all j=1,…,n.
2. (2)
Assume now that h(∏j=1nQj∘bξ)<N, for all ξ∈PC1. By Lemma 2.7 there exists ξ0∈PC1 such that (Q1∘bξ0,1/k1), (Q2∘bξ0,1/k2) are not equivalent.
We group the germs g^j∘bξ0 with respect to equivalence of the couples (Qj∘bξ0,1/kj), obtaining a partition I1∪⋯∪In′ of {1,2,…,n} with n′>1 because at least two of the couples are not equivalent. Observe that for each i the spaces E{x}1/kjQj∘bξ0, j∈Ii are identical. For each i, we fix some j(i)∈Ii. Now the n′ couples (Qj(i)∘bξ0,1/kj(i)), i=1,…,n′ are pairwise not equivalent by construction. Denoting by h^i=∑j∈Iig^j∘bξ0, we have h^1+⋯+h^n′=0 and h^i∈E{x}1/kj(i)Qj(i)∘bξ0, i=1,…,n′.
Since h(∏i=1n′Qj(i)∘bξ0)≤h(∏j=1nQj∘bξ0)<N,
the induction hypothesis on N yields that h^i∈E{x} for all i. By Lemma 2.2(2), we conclude that Gi:=∑j∈Iig^j∈E{x} for each i. If some Ii contains more than one element, we fix such an i temporarily and change some g^j to g^j−Gi. Then we can apply the induction hypothesis on n because ∣Ii∣<n and obtain that all g^j, j∈Ii converge. As i is arbitrary here, we conclude that g^j∈E{x} and hence f^j∈E{x} for all j=1,…,n.
Finally the principle of induction allows us to conclude the proof.
∎
Remark 5.6**.**
(1) Theorem 5.5 in particular implies that a divergent series cannot be summable with respect to two germs if they depend on different variables. This observation has been applied in [6] to obtain convergence of formal solutions of Pfaffian systems with normal crossings and giving an alternative proof of Gérard-Sibuya theorem.
(2) As a consequence of Theorem 5.5, if some formal series f^ can be written in two ways
[TABLE]
where g^j,h^j∈E{x}1/kjPj and the couples (Pj,1/kj) are pairwise not equivalent, then these decompositions are essentially the same in the sense that all differences g^j−h^j are analytic. This is a first step towards a definition of multisummability with respect to analytic germs.
Unfortunately sums of Pj-kj–summable series are not sufficient to define a multisummability compatible, e.g., with products. We give an example of a product of summable series that cannot be a sum of Gevrey series.
Example 5.1**.**
Consider the series f^(t)=∑n≥0n!tn which is known to be 1–summable and the product
[TABLE]
Assume that F^(x1,x2)=g^1(x1,x2)+g^2(x1,x2), where g^j is xj-1–Gevrey, j=1,2. Write
g^j(x1,x2)=∑kg1k(x2)x1k=∑k,l≥0g1klx1kx2l. There are constants C,A>0 such that ∣g1k(x2)∣≤CAkk!, for small x2 and for all k∈N. By Cauchy’s inequalities, there is another constant B>0 such that ∣g1kl∣≤CAkBlk!, for all k,l∈N. Analogously, if we write g^2(x1,x2)=∑k,l≥0g2klx1kx2l, we find that ∣g2kl∣≤CAkBll!, for all k,l∈N. Here, without loss of generality, we use the same constants. If we consider the coefficients of x1kx2k, we would have that k!2≤2C(AB)kk!, for all k∈N, which is impossible.
The example shows that it is desirable to have at least an analog of Remark 5.6(2) for products of summable series. As a corollary of Theorem 5.5 we prove here the following weaker statement for the case E=C.
Corollary 5.7**.**
Let Pj∈O∖{0}, Pj(0)=0, kj>0 for j=1,…,n. For each j=1,…,n consider a series f^j∈C{x}1/kjPj. If
[TABLE]
and the couples (Pj,1/kj) are pairwise not equivalent, then f^j are convergent for all j=1,…,n.
Proof.
There is a sequence ϕ of monomial blow ups, ramifications and right compositions with analytic diffeomorphisms such that f^0∘ϕ and P1∘ϕ,⋯,Pn∘ϕ are products of a monomial times a unit in C{x}. We can augment ϕ by a monomial blow up such that additionally, all the monomial factors of the Pj∘ϕ contain every variable x1,…,xd. Now f0^∘ϕ=(f^1∘ϕ)⋯(f^n∘ϕ) and hence the f^j∘ϕ are also products of monomials and units. Thus if we write (f^j∘ϕ)(x)=xαjU^j(x), U^j∈O∗ a unit, j=0,1,…,n we must have α0=α1+⋯+αn. By Remark 4.4 (3), we can divide by the factors of the monomials and obtain U^0=U^1⋯U^n, where U^0 is convergent and the U^j are (Pj∘ϕ)-kj–summable. Taking the logarithm, we arrive essentially at the situation of Theorem 5.5.
∎
Example 5.2**.**
There are singularly perturbed differential equations with a formal solution being not P-k–summable for any P or k>0. We provide an example based on the one given by J.P. Ramis and Y. Sibuya in [10] for the case of one variable.
Consider Euler’s equation t2y′+y=t and its formal solution E^(t):=∑n=0∞(−1)nn!tn+1. For any germ P∈O∖{0} such that P(0)=0, the series y^=E^(P) is P-1–summable and it satisfies the system of equations P2∂xj∂y+∂xj∂Py=∂xj∂PP, j=1,…,d.
Let us consider the skew-ring of differential operators C({x})[∂1,…,∂d], ∂j=∂xj,with product satisfying [∂i,∂j]=0 and ∂j⋅f=f∂j+∂jf, for every germ f∈C({x}). For any P∈O∖{0}, let LP,j:=P2∂j+∂jP, that verifies LP,j(E^(P))=∂jP⋅P.
To construct an operator having E^(P)+E^(Q) as solution, for fixed P,Q∈O∖{0}, we can look for a right least common multiple of LP,j and LQ,j: it must be an operator Lj such that Lj=MP,jLP,j=MQ,jLQ,j, for some MP,j, MQ,j. Indeed, if Lj=Aj∂j2+Bj∂j+Cj, performing division to the right by LP,j, we obtain
[TABLE]
and RP,j=Cj−P2Aj∂j2P−P21∂jP(Bj−P2Aj(2P+1)∂jP). If we require that RP,j=0 and RQ,j=0, then the equation RP,j=RQ,j determines Aj/Bj. Thus, we can choose
[TABLE]
and Cj determined by the equalities RP,j=0 or RQ,j=0. It follows that E^(P)+E^(Q) is a formal solution of the system
[TABLE]
Note that Aj=0, for all j=1,…,d if and only if Q=UP, where U=1+cQ∈O∗, c∈C. In this case we don’t obtain a new equation since Lj=Q2LP,j=P2LQ,j, for all j. In fact, the solution E^(P)+E^(Q) is P-1–summable. If this is not the case, we can use Theorem 5.5 to conclude that E^(P)+E^(Q) is not P-k–summable, for any P,k, but it is still a formal solution of the system (10). Finally, if P and Q are polynomials, so is Lj(E^(P)+E^(Q)), and E^(P)+E^(Q) is a solution of the polynomial differential equation ∂jNLj(y)=0, for an appropriate N∈N.
We refer the reader to Examples 8.1 and 8.2 in [8] for a singular ordinary and a partial differential equation with P-1–summable formal solutions, respectively, where P is a polynomial in two variables with certain conditions. We note that due to Theorem 5.5, P-1–summability is essentially the only Q-k–summability method applicable to these formal solutions. In particular, monomial summability is not sufficient to sum these power series.
Bibliography11
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] Balser W.: Formal power series and linear systems of meromorphic ordinary differential equations. Universitext. Springer-Verlag, New York, 2000. xviii+299 pp.
2[2] Bierstone, E.; Milman, P.D.: Semianalytic and subanalytic sets. Inst. Hautes Études Sci. Publ. Math. No. 67 (1988), 5–42.
3[3] Canalis-Durand M.; Mozo-Fernández J.; Schäfke R.: Monomial summability and doubly singular differential equations. J. Differential Equations 233 (2007), no. 2, 485–511.
4[4] Carrillo S.A.: Summability in a monomial for some classes of singularly perturbed partial differential equation. Submitted to publication. Available at https://arxiv.org/abs/1803.06719
5[5] Carrillo S.A.; Mozo-Fernández J.: An extension of Borel-Laplace methods and monomial summability. J. Math. Anal. Appl. 457 (2018), no. 1, 461–477.
6[6] Carrillo S.A.; Mozo-Fernández J.: Tauberian properties for monomial summability with applications to Pfaffian systems. J. Differential Equations 261 (2016), no. 12, 7237–7255.
7[7] Mattei, J.-F.; Moussu, R.: Holonomie et intégrales premières. Ann. Sci. École Norm. Sup. (4) 13 (1980), no. 4, 469–523.
8[8] Mozo-Fernández J.; Schäfke R.: Asymptotic expansions and summability with respect to an analytic germ. Publ. Mat. 63 (2019), 3–79. DOI: 10.5565/PUBLMAT 6311901