Some multiplicative equations in finite fields
Bryce Kerr

TL;DR
This paper provides new bounds on the number of solutions to multiplicative equations in finite fields, especially for structured sets like arithmetic progressions and boxes, extending previous methods.
Contribution
It introduces sharp bounds for multiplicative energy in generalized arithmetic progressions and boxes, extending prior techniques to broader settings.
Findings
Sharp bounds for multiplicative energy in prime fields
Extension of methods to arbitrary finite fields
Improved estimates for structured sets
Abstract
In this paper we consider estimating the number of solutions to multiplicative equations in finite fields when the variables run through certain sets with high additive structure. In particular, we consider estimating the multiplicative energy of generalized arithmetic progressions in prime fields and of boxes in arbitrary finite fields and obtain sharp bounds in more general scenarios than previously known. Our arguments extend some ideas of Konyagin and Bourgain and Chang into new settings.
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Some multiplicative equations in finite fields
Bryce Kerr
School of Physical, Environmental and Mathematical Sciences, The University of New South Wales Canberra, Australia
Abstract.
In this paper we consider estimating the number of solutions to multiplicative equations in finite fields when the variables run through certain sets with high additive structure. In particular, we consider estimating the multiplicative energy of generalized arithmetic progressions in prime fields and of boxes in arbitrary finite fields and obtain sharp bounds in more general scenarios than previously known. Our arguments extend some ideas of Konyagin and Bourgain and Chang into new settings.
1. Introduction
For a prime number and integer consider the finite field with elements. For a subset we define the multiplicative energy of to count the number of solutions to the equation
[TABLE]
In this paper we consider estimating for certain sets with large additive structure. In particular, we consider the case of boxes in arbitrary finite fields and generalized arithmetic progressions in prime fields. These two problems may be considered as extreme cases of the sum-product phenomenon of Erdös and Szemerédi [13], established in the setting of prime fields by Bourgain, Katz and Tao [6] and arbitrary finite fields by Katz and Shen [17]. The sum-product theorem over states that for any there exists some such that if then
[TABLE]
with the condition that if then does not have a large intersection with any proper subfield, where and denote the sum and product set
[TABLE]
An important factor in this problem is how large one may take in (1). Erdös and Szemerédi [13] conjectured that for any set of integers one may take any fixed . We expect this conjecture to remain true over finite fields with suitable size restrictions on and the intersection of with proper subfields. Current techniques are still far from resolving this conjecture and and we refer the reader to [23], [24] and [18, 22] for the current best quantitative results for sum product over , prime fields and general finite fields.
A typical approach to the sum-product problem is to estimate the multiplicative energy of a set in terms of the size of the sumset since it follows from the Cauchy-Schwarz inequality
[TABLE]
For sets satisfying
[TABLE]
we expect that
[TABLE]
from which it would follow that
[TABLE]
This is known to hold over by a result of Elekes and Ruzsa [12], see also [8], although still open in the case of finite fields and we refer the reader to [21] for the sharpest results in the setting of small sumset in prime fields. In this paper we consider the problem of obtaining estimates of the strength (3) under the condition (2) in the setting of finite fields and obtain some new instances of when this bound holds.
An important class of sets with small sumset are generalized arithmetic progressions, which are defined as sets of the form
[TABLE]
and define to be proper if . By Frieman’s theorem, see for example [26, Chapter 5], every set satisfying (2) is dense in some proper generalized arithmetic progression and hence an approach to extending the result of Elekes and Ruzsa [12] into finite fields is to show that (3) holds for generalized arithmetic progressions. We take a step forward in this direction and give the expected upper bound for for a certain family of generalized arithmetic progressions, see Theorem 3 below. Roughly speaking, our result holds for generalized arithmetic progressions which are smaller portions of proper generalized arithmetic progressions.
We also consider estimating the multiplicative energy of boxes in arbitrary finite fields. Let be a basis for as a vector space over and define the box
[TABLE]
The first estimates for were motivated by the problem of extending the Burgess bound into aribtrary finite fields and are due to Burgess [7] and Karatsuba [15, 16] although the results of Burgess and Karatsuba are not uniform with respect to the basis . Davenport and Lewis [10] provided the first estimates uniform with respect to the basis although their bound is quantitatively much weaker than that of Burgess and Karatsuba. The estimate of Davenport and Lewis was improved by Chang [9] using techniques from additive combinatorics which was further improved by Konyagin [19] who showed the expected upper bound
[TABLE]
in the special case that
[TABLE]
and we note that removing this restriction in Konyagin’s argument seems to be a difficult problem. Recently Gabdullin [14] has extended Konyagin’s estimate to arbitrary boxes when . In this paper we show Konyagin’s estimate holds with the weaker condition
[TABLE]
for arbitrary . We follow Konyagin’s strategy which is based on considering the successive minima of a certain family of lattice and their duals and our main novelty for this section comes from establishing certain inequalities for these successive minima by using Siegel’s lemma.
Finally we draw some comparisions between our argument for generalized arithmetic progressions and Konyagin’s approach [19], further developed by Bourgain and Chang [5] to deal with multiplicative equations with systems of linear forms. Both Konyagin and Bourgain and Chang reduce the problem to a lattice point counting problem over a family of lattices. An important feature of these families is that they are in a sense self dual which allows control of the successive minima via transference theorems. In order to reduce the problem of multiplicative energy of generalized arithmetic progressions into a lattice point counting problem with the same symmetry as in [5, 19] we first expand into additive characters and considering the sets of large Fourier coefficients, this allows a reduction of the problem into multiplicative equations with generalized arithmetic progressions and Bohr sets and this form of the problem has suitable symmetry.
2. Main results
Theorem 1**.**
Let be prime, a positive integer and suppose is a basis for as a vector space over . For two -tuples of positive integers and we let denote the box
[TABLE]
If satisfy
[TABLE]
[TABLE]
and
[TABLE]
then we have
[TABLE]
We may put the conditions on occuring in Theorem 1 in the following simpler form.
Corollary 2**.**
Let be prime, a positive integer and suppose is a basis for as a vector space over . For two -tuples of positive integers and we let denote the box
[TABLE]
If satisfy
[TABLE]
and
[TABLE]
then we have
[TABLE]
We next consider estimating the multiplicative energy of generalized arithmetic progressions in prime fields.
Theorem 3**.**
Let be a prime number, a generalised arithmetic progression given by
[TABLE]
and suppose that the progression
[TABLE]
is proper. Then we have
[TABLE]
Theorem 3 implies the same estimate with arbitrary translates of
Corollary 4**.**
Let be a prime number, a generalized arithmetic progression given by
[TABLE]
and suppose that the progression
[TABLE]
is proper. Then we have
[TABLE]
Removing the condition of equal side lengths in Corollary 4 may be a difficult problem although we note to obtain an estimate of the form
[TABLE]
valid for aribtrary proper generalized arithmetic progression it is sufficent to replace the condition is proper with is proper. For example, supposing is of the form
[TABLE]
choosing sufficiently small in terms of and partitioning each into
[TABLE]
allows for the reduction to the case of generalized arithmetic progressions of equal side length. As a consequence of Theorem 1 and Corollary 4 we have the following.
Corollary 5**.**
Let be as in Theorem 1 and Corollary 4 and suppose . For any we have
[TABLE]
and
[TABLE]
3. Background from the geometry of numbers
The following is Minkowski’s second theorem, for a proof see [26, Theorem 3.30].
Lemma 6**.**
Suppose is a lattice, a convex body and let denote the successive minima of with respect to . Then we have
[TABLE]
For a proof of the following, see [3, Proposition 2.1].
Lemma 7**.**
Suppose is a lattice, a convex body and let denote the successive minima of with respect to . Then we have
[TABLE]
For a lattice and a convex body we define the dual lattice and dual body by
[TABLE]
[TABLE]
The following transference principle is due to Mahler [20], see also [2] for sharper implied constants.
Lemma 8**.**
Let be a lattice, a convex body and let and denote the dual lattice and dual body. Let denote the successive minima of with respect to and the successive minima of with respect to . For each we have
[TABLE]
4. Multiplicative energy of boxes in finite fields
The following version of Siegel’s Lemma is due to Bombieri and Vaaler [4].
Lemma 9**.**
Let and be integers with . There exists a nontrivial integral solution to the system of equations
[TABLE]
satisfying
[TABLE]
where denotes the matrix with -th entry and denotes the transpose of .
Lemma 10**.**
Let be prime, an integer and integers satisfying
[TABLE]
and
[TABLE]
Suppose is a basis for as a vector space over . For let denote the lattice
[TABLE]
and the convex body
[TABLE]
Let denote the successive minima of with respect to . For each we have
[TABLE]
Proof.
We first note that
[TABLE]
as otherwise by (6)
[TABLE]
Suppose for a contradiction that for some we have
[TABLE]
We may choose linearly independent points
[TABLE]
By (8), for each and we have
[TABLE]
and hence by (6)
[TABLE]
Projecting the points onto dimensional space, we see that there exists linearly independent points
[TABLE]
such that
[TABLE]
and
[TABLE]
Consider the system of equations
[TABLE]
in variables . Let denote the matrix with -th entry and denote the transpose of . We see that the -th entry of is given by
[TABLE]
By (10) we have
[TABLE]
and hence by Hadamard’s inequality
[TABLE]
By Lemma 9, there exists an integral solution to (12) such that
[TABLE]
[TABLE]
and since are linearly independent over
[TABLE]
[TABLE]
which combined with (7) implies
[TABLE]
contradicting the linear independence of the points (9), so that
[TABLE]
∎
Lemma 11**.**
Let be prime, an integer and integers satisfying
[TABLE]
and
[TABLE]
for a sufficiently small implied constant. Suppose is a basis for as a vector space over . For let denote the lattice
[TABLE]
and the convex body
[TABLE]
Let denote the successive minima of with respect to , where and are the dual lattice and dual body. Then for each we have
[TABLE]
Proof.
We first note that the dual lattice and dual body are given by
[TABLE]
and
[TABLE]
We see that
[TABLE]
since
[TABLE]
for a sufficiently small depending only on . Let and suppose for a contradiction that
[TABLE]
for a sufficiently small implied constant depending only on . By (16) there exists linearly independent points
[TABLE]
such that for each we have
[TABLE]
and hence by (14) we have
[TABLE]
Projecting the onto dimensional space, there exists linearly independent points
[TABLE]
satisfying
[TABLE]
and for each
[TABLE]
for every . Consider the system of equations
[TABLE]
By Lemma 9, there exists a nontrivial integral solution satisfying
[TABLE]
and hence by (19)
[TABLE]
for every tuple such that there exists with Since forms a basis for as a vector space over , for an arbitrary choice of there exists such that
[TABLE]
and hence by (21) we have
[TABLE]
[TABLE]
and hence
[TABLE]
contradicting the the fact that the points (17) are linearly independent. This gives
[TABLE]
∎
5. Proof of Theorem 1
For we let count the number of solutions to the equation
[TABLE]
so that
[TABLE]
We define the lattice
[TABLE]
and the convex body
[TABLE]
For any two points and satisfying (22) we have
[TABLE]
and hence
[TABLE]
Let
[TABLE]
so that
[TABLE]
Let denote the successive minima of with respect to and define
[TABLE]
If then and hence we may partition
[TABLE]
‘ where
[TABLE]
Fix some and consider . We first suppose that . By Lemma 7
[TABLE]
For a -tuple of integers let
[TABLE]
Since we must have
[TABLE]
[TABLE]
which gives
[TABLE]
Considering , since each point can belong to at most one lattice we have
[TABLE]
and hence
[TABLE]
where we set in the above sum if .
Consider next estimating when . If then by Lemma 7 and Lemma 8
[TABLE]
where denote the successive minima of the dual lattice with respect to the dual body . By Lemma 6
[TABLE]
so that
[TABLE]
We have
[TABLE]
and it remains to consider when . Writing
[TABLE]
for some , we have
[TABLE]
where
[TABLE]
For an -tuple of integers define
[TABLE]
Since we must have
[TABLE]
[TABLE]
Since the contribution to from those with is we see that
[TABLE]
Proceeding as in [19], we next show that each point can belong to at most one lattice If this were false then there would exist a tuple of integers and such that and . Since form a basis for over , for every there exists and such that
[TABLE]
which implies
[TABLE]
We see that where
[TABLE]
and hence we may choose so that takes an arbitrary value in . This implies that
[TABLE]
and since we must have
[TABLE]
In a similar fashion we may show . Since each point can belong to at most one lattice we have
[TABLE]
and hence
[TABLE]
where we set in the above sum if . Combining the above with (27) we get
[TABLE]
and hence by (23), (24), (25) and (26)
[TABLE]
which completes the proof.
6. Multiplicative energy of generalized arithmetic progressions
For two -tuples of real numbers and we define the Bohr set
[TABLE]
and for a generalized arithmetic progression given by
[TABLE]
we let count the number of solutions to the congruence
[TABLE]
The following is based on some ideas of Ayyad, Cochrane and Zheng [1].
Lemma 12**.**
With notation as above, suppose that is proper. Then we have
[TABLE]
Proof.
Let denote the indicator function of the set and let denote the Fourier coefficients of , so that
[TABLE]
Since is proper and hence
[TABLE]
which combined with (29) implies
[TABLE]
For a -tuple of integers we define the sets
[TABLE]
so that as each ranges over values the sets cover the interval and if we have
[TABLE]
which gives
[TABLE]
For let
[TABLE]
and write
[TABLE]
With given as in (28), we have
[TABLE]
Since
[TABLE]
an application of the Cauchy-Schwarz inequality gives
[TABLE]
Substituting the above into (6) we arrive at
[TABLE]
and the result follows since there are terms in summation over and . ∎
The following is due to Shao [25, Proposition 2.1].
Lemma 13**.**
For integers and and a -tuple of integers suppose that the equation
[TABLE]
has no nontrivial solutions in integers Then for with each the cardinality of the Bohr set
[TABLE]
satisfies
[TABLE]
7. Proof of Theorem 3
We first note the assumption
[TABLE]
is proper implies that
[TABLE]
and in particular
[TABLE]
Hence by Lemma 12 it is sufficient to show that
[TABLE]
Suppose
[TABLE]
is such that the expression occuring in (32) is maximum for some . We have
[TABLE]
where counts the number of solutions to the congruence
[TABLE]
We define
[TABLE]
and for each let denote the lattice
[TABLE]
where denotes the Euclidian inner product and denotes the vector formed by taking the inverse mod of each coordinate of , so that
[TABLE]
Let denote the convex body
[TABLE]
Since is proper, the set of points with , and is in one-to-one correspondence with solutions to the congruence (35) via
[TABLE]
where is defined by By (34) this implies
[TABLE]
and hence by (32) and (33) it is sufficient to show that
[TABLE]
Let
[TABLE]
so that
[TABLE]
For each we let denote the successive minima of with respect to and let denote the successive minima of with respect to . Considering points , each uniquley determines the residue mod of each coordinate of so that
[TABLE]
and since an application of Lemma 6 gives
[TABLE]
For each we define the integer by
[TABLE]
so that
[TABLE]
Let
[TABLE]
and write
[TABLE]
where
[TABLE]
and
[TABLE]
Considering , we partition into
[TABLE]
and write
[TABLE]
where
[TABLE]
If then by Lemma 7 we have
[TABLE]
and hence
[TABLE]
For integer we define the set
[TABLE]
so that
[TABLE]
and by (41)
[TABLE]
Since each nonzero point can belong to at most one lattice , we see that
[TABLE]
where
[TABLE]
[TABLE]
which combined with (43) and (44) gives
[TABLE]
and hence by (46)
[TABLE]
Considering , we first note that dual lattice and dual body are given by
[TABLE]
and
[TABLE]
For integer we let
[TABLE]
and partition
[TABLE]
where
[TABLE]
Fix some and consider . If then by Lemma 7 and (38) we have
[TABLE]
Let denote the -th successive minima of with respect to , so that by Lemma 8
[TABLE]
and hence
[TABLE]
Let denote the convex body
[TABLE]
and let denote the first successive minima of with respect to . Since
[TABLE]
we have
[TABLE]
and hence
[TABLE]
We partition
[TABLE]
so that
[TABLE]
and by the above
[TABLE]
Arguing as in the case of , since each nonzero point
[TABLE]
belongs to at most one lattice , we have
[TABLE]
where
[TABLE]
[TABLE]
which implies
[TABLE]
and hence
[TABLE]
Combining the above with (46) we get
[TABLE]
and the result follows from (36), (39) and (45).
8. Proof of Corollary 4
Let count the number of solutions to
[TABLE]
with so that
[TABLE]
Let denote the progression
[TABLE]
and suppose counts the number of solutions to the equation
[TABLE]
If then
[TABLE]
and hence
[TABLE]
and the result follows since is the union of at most proper progressions of the form covered by Theorem 3.
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