High Landau levels of 2D electrons near the topological transition caused by interplay of spin-orbit and Zeeman energy shifts
Rajesh K. Malla, M. E. Raikh

TL;DR
This paper investigates the complex Landau level behavior of 2D electrons influenced by spin-orbit coupling and Zeeman effects near a topological transition, revealing asymmetric and oscillatory coupling phenomena.
Contribution
It provides a detailed analysis of Landau quantization near a topological transition, highlighting asymmetric and oscillatory coupling effects due to trajectory behavior.
Findings
Coupling strength varies asymmetrically near the transition.
Oscillations in coupling are explained by St{"u}ckelberg interference.
Unusual scaling of detuning with magnetic length.
Abstract
In the presence of spin-orbit coupling two branches of the energy spectrum of 2D electrons get shifted in the momentum space. Application of in-plane magnetic field causes the splitting of the branches in energy. When both, spin-orbit coupling and Zeeman splitting are present, the branches of energy spectrum cross at certain energy. Near this energy, the Landau quantization becomes peculiar since semiclassical trajectories, corresponding to individual branches, get coupled. We study this coupling as a function of proximity to the topological transition. Remarkably, the dependence on the proximity is strongly asymmetric reflecting the specifics of the behavior of the trajectories near the crossing. Equally remarkable, on one side of the transition, the magnitude of coupling is an oscillating function of this proximity. These oscillations can be interpreted in terms of the St{\"u}ckelberg…
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High Landau levels of 2D electrons near the topological transition caused by interplay
of spin-orbit and Zeeman energy shifts
Rajesh K. Malla and M. E. Raikh
Department of Physics and Astronomy, University of Utah, Salt Lake City, UT 84112
Abstract
In the presence of spin-orbit coupling two branches of the energy spectrum of 2D electrons get shifted in the momentum space. Application of in-plane magnetic field causes the splitting of the branches in energy. When both, spin-orbit coupling and Zeeman splitting are present, the branches of energy spectrum cross at certain energy. Near this energy, the Landau quantization becomes peculiar since semiclassical trajectories, corresponding to individual branches, get coupled. We study this coupling as a function of proximity to the topological transition. Remarkably, the dependence on the proximity is strongly asymmetric reflecting the specifics of the behavior of the trajectories near the crossing. Equally remarkable, on one side of the transition, the magnitude of coupling is an oscillating function of this proximity. These oscillations can be interpreted in terms of the Stückelberg interference. Scaling of characteristic detuning with magnetic length is also unusual. This unusual behavior cannot be captured by simply linearizing the Fermi contours near the crossing point.
I Introduction
It is known for more than 60 years that, in a metal, the period of the resistance oscillations with magnetic field as well as the period of the oscillations of diamagnetic moment reflect the geometry of its Fermi surface.Onsager ; Lifshitz1956 This relation originates from the fact that, by virtue of the Landau quantization, the areas of the cross-sections of the Fermi surface by the planes perpendicular to magnetic field are discrete. These areas are encircled in the course of semiclassical motion of the electron wave packets in magnetic field and contain half-integer number of the flux quanta.
In particular situations when energy gaps, corresponding to neighboring energy bands, are anomalously small, interband tunneling becomes possible. This tunneling, known as magnetic breakdown,Zilberman ; Azbel1961 ; Slutskin1968 ; KaganovSlutskin couples the Fermi surfaces from different bands and modifies the quantization condition to
[TABLE]
where are the areas encircled by the contacting semiclassical trajectories, corresponding to the energy, , and is the magnetic length. Parameters and are, respectively, the amplitude and the phase of the coupling coefficient between the contacting trajectories. The tunnel probability, , assumes an appreciable value at energies when the separation of the Fermi surfaces in the momentum space becomes comparable to . Analytical form of was establishedZilberman using the effective mass approximation, within which the band dispersion near the touching point has the form
[TABLE]
where and are the in-plane effective masses (magnetic field is directed along ). As crosses from negative to positive values, the connectivity of the Fermi surface, , changes. In magnetic field, the tunneling probability between the states and reduces to the transmission through the “inverted parabola” potential, -\frac{\hbar^{2}}{2\left(m_{x}m_{y}\right)^{1/2}}\Big{[}\frac{(x-k_{y}l^{2})}{l^{2}}\Big{]}^{2}, the result for which, obtained in a celebrated paper by Kemble, Kemble1935 reads
[TABLE]
where the parameter is proportional to energy and is given by .
Quantization condition Eq. (1) describes topological transitions for spinless electrons with scalar wave-functions. An alternative scenario of this transitionBeenakker ; G ; G1 ; G2 unfolds in type-II Weyl semimetals predicted recentlyBernevig and realized experimentally, for review see Refs. Review1, , Review2, . In these materials, the contacting contours of the Fermi surface belong to electron and hole pockets, see e.g. Ref. LifshitzTransition, . The corresponding states are the eigenfunctions of the matrix Hamiltonian, the simplest version of which has the formBeenakker
[TABLE]
where is a unit matrix and are the Pauli matrices.
Two branches,
[TABLE]
of the spectrum defined by the Hamiltonian Eq. (4) touch at the point . The difference between the spectra Eq. (2) and Eq. (5) manifests itself in the expression for the transmission probability. For type-II Weyl semimetals it takes the formBeenakker
[TABLE]
where is proportional to the square of minimum separation between the contours and to the square of magnetic length. The origin of the difference between Eqs. (3) and (6) is that the Hamiltonian Eq. (4) allows the Klein tunneling between the electron and hole states. With linear dispersion Eq. (5), the calculation of the tunnel probability reduces to the Landau-Zener problem.
In Ref. G3, it was noted that the topological transition in the geometry of two Fermi contours can be realized for purely two-dimensional electrons subject to in-plane magnetic field and in the presence of spin-orbit coupling. The origin of crossing of the two branches of the spectrum is the interplay of the Zeeman and spin-orbit splittings.Glenn The eigenfunctions corresponding to the two crossing branches are spinors. Then it was concluded in Ref. G3, that the semiclassical Landau quantization is governed by Eq. (1) with tunnel probability given by Eq. (6), similarly to the type-II Weyl semimetals.
In the present paper we study in detail the evolution of the 2D Fermi contours in the vicinity of the topological transition emerging in the presence of Zeeman and spin-orbit couplings. We show that, linearizing of the spectrum in the very vicinity of crossing is insufficient to describe the transition probability. Magnetic field dependence of as well as its dependence on detuning, is governed by the curvature of the Fermi contours.
II Evolution of the Fermi contours near the crossing
We start with a 2D Hamiltonian
[TABLE]
where the first term is a free-electron Hamiltonian, while the second and the third terms describe spin-orbit coupling and Zeeman splitting in an in-plane magnetic field, respectively.
Two branches of the spectrum of the Hamiltonian Eq. (7) are given by
[TABLE]
The branches cross at the point
[TABLE]
which corresponds to the energy
[TABLE]
To analyze the behavior of the Fermi contours, , we introduce the dimensionless variables
[TABLE]
and rewrite Eq. (8) in the form
[TABLE]
where we have introduced a dimensionless parameter
[TABLE]
which measures the ratio of the energy shifts due to the spin-orbit and Zeeman couplings.
Near the crossing point and Eq. (12) can be simplified to
[TABLE]
We see that the behavior of the Fermi contours is different for and for . For Eq. (14) describes an ellipse, i.e. there is only one Fermi contour. For two Fermi contours correspond to the two branches of a hyperbola. There is a real crossing at , namely,
[TABLE]
Evolution of the Fermi contours with is illustrated in Fig. 1. It is seen that, as decreases below , the inner contours grows. The behavior of the outer contour is quadratic near and also at two finite values . To find these values, we differentiate Eq. (12) keeping constant and obtain
[TABLE]
The sign “” corresponds to the outer branch. At the derivative turns to zero, which, together with Eq. (12), yields
[TABLE]
Substituting this value back into Eq. (12), we find
[TABLE]
We see that at energy the outer Fermi contour is vertical at points (, ), as illustrated in Fig. 2. At small this energy is close to the crossing point of the contours. In magnetic field, this peculiar behavior manifests itself in the coupling between the semiclassical trajectories as we will see in the next Section.
III Tunneling between the semiclassical trajectories
Incorporating magnetic field in the -direction amounts to replacing by . Then the system of equations for the components of the spinor, , takes the form
[TABLE]
[TABLE]
Upon introducing new functions
[TABLE]
and a dimensionless variable
[TABLE]
the system can be rewritten as
[TABLE]
[TABLE]
Here is the cyclotron energy. Equations (23) and (24) are obtained by adding and subtracting Eqs. (19) and (20). Square brackets in Eqs. (23) and (24) can be viewed as effective potentials for the functions and . These potentials, sketched in Fig. 3 are parabolas shifted horizontally and vertically These potentials cross at
[TABLE]
The value of potential at is equal to
[TABLE]
Parameter is the dimensionless measure of the proximity to the crossing. Semiclassical quantization procedure is valid when the Landau levels, corresponding to , are high. Quantitatively, this condition can be expressed as
[TABLE]
If the above condition is satisfied, derivation of the equation similar to Eq. (1) for the semiclassical energy levels can be outlined as follows. In the absence of the right-hand sides in Eqs. (23), (24), the solution of (23) represents a wave, incident from the left, which is fully reflected at the turning point (see Fig. 3). The condition that the solution decays to the right from the turning point defines the conventional phase shift, , between the incident and reflected waves. If the presence of the right-hand side in Eq. (24), there are two channels of reflection: in addition to the reflected-wave solution of Eq. (23), the incident wave can give rise to the solution of (24) propagating to the left, see Fig. 3. If the amplitude of the incident wave is , then the amplitude of this second reflected wave should be identified with , the coupling coefficient in the quantization condition Eq. (1). Calculation of is our main goal. To achieve this goal, it is convenient to analyze the system Eqs. (23), (24) in the momentum space.
In the vicinity of the system (23), (24) takes the form
[TABLE]
where . The slopes , are defined as
[TABLE]
Upon performing the Fourier transformation in Eq. (III), we arrive to the system of coupled first-order differential equations for the transformed functions and
[TABLE]
To analyze this system, it is convenient to “antisymmetrize” it by eliminating the symmetric phase. This is achieved by introducing instead of , the new functions defined as
[TABLE]
Then the system Eq. (III) assumes the form
[TABLE]
The product in the right-hand sides describes the coupling between the semiclassical trajectories. We will first assume that the coupling is weak and find the transmission coefficient perturbatively. In the zeroth order we neglect the right-hand side in the first equation, so that
[TABLE]
Substituting into the second equation and solving for we find
[TABLE]
The meaning of is the power transmission coefficient, , analogously to Eq. (3).
It is easy to see that only the imaginary part of the exponent contributes to the integral. Then the integral reduces to the derivative of the Airy function, . Using the expressions for , we rewrite the final result in the form
[TABLE]
Our prime observation is that the coupling is an asymmetric function of the detuning, . This, actually, reflects the asymmetry of the Fermi-contours’ arrangement with respect to the sign of . The situation is illustrated in Fig. 4, where the Fermi contours are plotted for and . At negative the transmission probability falls off with as . Note that, by contrast to Eqs. (3) and (6), characteristic scales with magnetic field as , instead of and , respectively.
It is seen from Eq. (35) that at positive the transmission coefficient oscillates with . Unfortunately, Eq. (35) obtained perturbatively, is not applicable in this domain. This is because it predicts that exceeds at large positive . For this reason, in the next Section we turn to numerics.
IV Numerical results
For numerical calculations it is convenient to perform a rescaling, , in the system Eq. (III), where the parameter is equal to
[TABLE]
Then the system assumes the form
[TABLE]
We see that, effectively, the transmission coefficient depends only on two parameters, detuning and the dimensionless magnetic field, . For numerical purposes it is convenient to get rid of the fast oscillations of and by introducing new variables
[TABLE]
With these new variables the oscillating functions appear in the coupling of and , namely
[TABLE]
In terms of parameter , the result Eq. (35) reads
[TABLE]
In our numerical calculations we first analyzed the behavior of with . In general these quantities exhibit oscillations on the background of a smooth envelop. There is way to approximately isolate this envelop. To do so, we integrate the second equation of the system Eq. (20) using the condition and substitute the expression for into the first equation. This yields the following closed integral-differential equation for
[TABLE]
The procedure of extracting the envelop from this equation is developed in Ref. Malla, . Employing this procedure yields
[TABLE]
In Fig. 5 we plot for two values of detuning and with . Apparently the smooth part of curve agrees with theoretical prediction Eq. (42) much better than the smooth part of curve. The reason for this is obvious: Eq. (42) does not capture the interference between the virtual transitions at negative and positive . This interference, having the same origin as Stükelberg oscillations takes place at positive . Since in Fig. 5 was chosen to be big, the values of approach zero at large . To capture the finite transmission, we chose the parameters and , and plotted in Fig. 6. The agreement with Eq. (42) is worse in Fig. 6 since, for chosen parameters, the regime of transmission is less “semiclassical”. We also see that approaching of to finite values at large is accompanied by huge oscillations. These oscillations introduce an uncertainty in the value due to necessary averaging. This uncertainty manifests itself as wiggles in the dependencies of on and to which we now turn.
For zero detuning, the theoretical prediction for the transmission coefficient is
[TABLE]
as follows from Eq. (40). In Fig. 7 we plot this -dependence together with obtained numerically. We observe the agreement with theory at large , where the theory is applicable. Concerning the theoretically relevant small- domain, numerical errors did not allow us to establish the -dependence at real small . It can be concluded that the averaged over strong oscillations transmission coefficient approaches at small and has a maximum near . We discuss the theoretical prediction for at small in the next Section.
Finally, we studied numerically the dependence of the transmision coefficient on detuning, . The result is shown in Fig. 8 for the value of . We see that for negative , the numerics agrees quite well with the theoretical prediction Eq. (40). For large positive , Eq. (40), strictly speaking, does not apply, but qualitative agreement is apparent. Oscillatory behavior of the transmission coefficient is the consequence of the Stückleberg interference of virtual Landau-Zener transitions taking place at .
V Discussion
(i) It is instructive to compare our analysis to Ref. G3, , where it was concluded that the probability is given by the Landau-Zener formula. Let us trace how this formula might emerge from our system Eq. (III)
In the semiclassical limit the solutions of the system are , are proportional to , where the derivative of the action, , is given by
[TABLE]
Using Eq. (29), we specify the combinations in the square brackets and in the prefactor
[TABLE]
It seems that for small the term can be dropped from . Indeed, if this term is dropped, the expression in the square brackets turns to zero at , where
[TABLE]
Since is much smaller than , dropping is justified. Once is dropped, the expression for assumes the standard Landau-Zener form with transition probability given by: \exp\bigg{[}-\frac{\pi\nu\delta^{2}}{8}\big{(}\frac{\Delta l}{\alpha}\big{)}^{2}\bigg{]}. This is the result obtained in Ref. G3, .
In our opinion, the flaw of this approach is that, in addition , Eq. (44) turns to zero at , where . The point originates from the second derivatives, , , in Eq. (III) which accounts for the curvature of the spectrum neglected in Ref. G3, . The value is much bigger than and depends on detuning only weakly. This suggests that is the result of a “two-stage” process: one involving big momentum transfer and another involving small momentum transfer, . The resulting is a strongly oscillating function of detuning and magnetic field. In fact, similar situation, i.e. numerous complex zeros in , was encountered in Refs. Nakamura1994, ; Nakamura1995, ; Montambaux'2012, ; Montambaux2012, ; Montambaux2014, ; Montambaux2015, .
(ii ) Overall, we were not able to capture the most relevant domain where both and are small neither analytically nor numerically. This is due to strongly oscillating character of . The physical origin of this complication is that simple linearizng the Fermi contours near the crossing is insufficient for finding the transition probability. The amplitudes and keep “talking” to each other outside the domain where linearization applies. Below we present a heuristic account of the behavior of the transmission coefficient at zero detuning. Conventionally,Dykhne the transmission coefficient in the Landau-Zener problem can be found upon setting in the expression for to be purely imaginary and integrating between two turning points. This procedure is applicable when the resulting action is big, so that the transmission is small. If we adopt this procedure in Eq. (44) after setting , we would realize that, unlike Landau-Zener transition the action is imaginary and is equal to
[TABLE]
We see that at small the magnitude of action is big and that the transmission coefficient oscillates with instead of being exponentially small. We cannot judge about the prefactor, except that in Landau-Zener transition the prefactor is . This leads to the prediction . This prediction is plotted in the inset of Fig. 7. A maximum at can possibly account for the behavior of the numerical curve around . If the above heuristic argument applies, then the -dependence of the transmission at small should be weak.
(iii) The result Eq. (35) can be derived directly from the system Eq. (III) without transforming to the momentum space. The zeroth-order solution of the first equation is . Thus, the right-hand side in the second equation is the derivative of the Airy function. Forced solution of the second equation contains the overlap of this right-hand side with the free solution of the second equation, which is . Then the result Eq. (35) follows from the identity
[TABLE]
which can be easily verified using the integral representation of the Airy function.
VI Acknowledgements
This work was supported by the Department ofEnergy, Office of Basic Energy Sciences, Grant No. DE-FG02-06ER46313.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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