Gauss-Kronecker Curvature and equisingularity at infinity of definable families
Nicolas Dutertre, Vincent Grandjean

TL;DR
This paper investigates the behavior of Gauss-Kronecker curvature in definable families of hypersurfaces within o-minimal structures, establishing continuity properties and criteria for equisingularity at infinity.
Contribution
It introduces a notion of generalized critical value and proves the continuity of curvature functions near these values, providing a new criterion for equisingularity of polynomial level sets.
Findings
Continuity of total Gauss-Kronecker curvature near non-critical values.
Continuity of total absolute Gauss-Kronecker curvature near non-critical values.
A necessary condition for equisingularity of polynomial level sets.
Abstract
Assume given a polynomially bounded o-minimal structure expanding the real numbers. Let be a globally definable one parameter family of -hypersurfaces of . Upon defining the notion of generalized critical value for such a family we show that the functions and , respectively the total absolute Gauss-Kronecker and total Gauss-Kronecker curvature of , are continuous in any neighbourhood of any value which is not generalized critical. In particular this provides a necessary criterion of equisingularity for the family of the levels of a real polynomial.
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Gauss-Kronecker Curvature and equisingularity at infinity of definable families
Nicolas Dutertre
and
Vincent Grandjean
Laboratoire angevin de recherche en mathématiques, LAREMA, UMR6093, CNRS, UNIV. Angers, SFR MathStic, 2 Bd Lavoisier 49045 Angers Cedex 01, France.
Departamento de Matemática, Universidade Federal do Ceará (UFC), Campus do Pici, Bloco 914, Cep. 60455-760. Fortaleza-Ce, Brasil
Abstract.
Assume given a polynomially bounded o-minimal structure expanding the real numbers. Let be a globally definable family of -hypersurfaces of . Upon defining the notion of generalized critical value for such a family, we show that the functions and , respectively the total absolute Gauss-Kronecker and total Gauss-Kronecker curvature of , are continuous in any neighbourhood of any value which is not generalized critical. In particular this provides a necessary criterion of equisingularity for the family of the levels of a real polynomial.
Key words and phrases:
Gauss-Kronecker curvature, total curvatures, generalized critical values, definable families
2010 Mathematics Subject Classification:
Primary 14P10, Secondary 57R70 03C64
Both authors were partially supported by the ANR project LISA 17-CE400023-01
Vincent Grandjean was supported by CNPq-Brazil grant 150555/2011-3 and FUNCAP/CAPES/CNPq-Brazil grant 305614/2015-0
1. Introduction
One of the main goal of equisingularity theory (of families of subsets, functions, mappings) is to find relations between numerical data and regularity conditions. In the local complex analytic case, this subject has been widely studied since the end of the 60’s and many interesting results, some of them now classical, have been established. For example, Hironaka [Hir] proved that the multiplicity is constant along the strata of a Whitney stratification of a complex analytic set. In [Tei1] Teissier proved that a -constant family of hypersurfaces with isolated singularities is Whitney equisingular. The reverse implication was proved later by Briançon and Speder [BrSp]. These results were extended to the case of ICIS by Gaffney [Gaf1]. Maybe the most important result of local complex analytic equisingularity theory is Teissier’s polar equimultiplicity theorem [Tei2], which states that Whitney regularity is equivalent to constancy of polar multiplicities. Teissier’s results were refined and extended by Gaffney [Gaf2] to obtain sufficient conditions for equisingularity of a family of mappings.
When one considers global equisingularity problems, the first natural family to study is the family of fibres of a polynomial mapping. Following [Tho], a polynomial function from to , for or , is a smooth locally trivial fibration above the connected components of the complement of a (minimal) finite subset of , called the set of bifurcation values of . In the complex plane case, Hà and Lê [HL] gave the following numerical criterion to characterize bifurcation values: A value does not lie in if and only if the Euler characteristic of the fibres of is constant in a neighborhood of . This result was generalized by Parusiński [Par] to the case of complex polynomials with isolated singularities at infinity, and then by Siersma and Tibăr [SiTi1] to the case of complex polynomials with isolated -singularities at infinity. In [Tib1] Tibăr studies the more general situation of a -parameter family of complex hypersurfaces, and proves a global version of the results of Teissier and Briançon and Speder mentioned above: Considering a family of complex affine hypersurfaces given by a polynomial function , he defines the notion of -equisingularity at infinity and proves, under some additional conditions, that -equisingularity at infinity is controlled by the constancy of a finite sequence of numbers, called the generic polar intersection multiplicities. As a consequence, if the family consists of non-singular affine hypersurfaces, then the constancy of the generic polar intersection multiplicities at implies that the family is trivial at .
In the real semi-algebraic/sub-analytic setting (or more generally in the definable setting), it is hopeless to expect that *constancy of numerical data is equivalent to regularity conditions. *First, because of lack of connectivity, one cannot define invariants like the -sequence, polar multiplicities or generic polar intersection multiplicities. However, using arguments from differential topology and integral geometry, one sees that these invariants admit geometric characterizations that still make sense in the real case. For instance, the multiplicity of a complex analytic germ is equal to its density [Dra] and the -sequence, the polar multiplicities and the generic polar intersection multiplicities are related to curvature integrals (see [La, Loe, Dut1, SiTi2]). Unfortunately, in the real situation, these geometric quantities do not belong to discrete sets and therefore, one cannot expect results relating their constancy to regularity conditions. It is more reasonable to study properties like continuity or Lipschitz continuity in the parameters of the family. The first result in this direction is due to Comte [Com], who established a real version of Hironaka’s theorem, proving that the density is continuous along the strata of a -stratification of a sub-analytic set. This result was generalized and strengthened by Valette [Val]: continuity of the density holds for -regular stratifications and the density is Lipschitz continuous along the strata of -stratifications. Later Comte and Merle [ComMe] established a real version of Teissier’s theorem [Tei2]. Using tools from integral geometry and geometric measure theory, they associated with each sub-analytic germ a sequence of numbers, called the local Lipschitz-Killing invariants, and showed that they are continuous along the strata of a -stratification of a sub-analytic set. Recently, Nguyen and Valette [NgVa] extended this continuity result to -stratifications and moreover proved that these invariants are Lipschitz continuous along the strata of a -stratification (see also the first author work [Dut2] for relations with the densities of polar images).
In the global real context, it is still true that the bifurcation set of a definable function from to is a finite set of points (see [NeZa, LoZa, Tib2, d’Ac1]). In [TiZa] Tibăr and Zaharia provided necessary and sufficient conditions for a real plane polynomial function to be locally trivial over the neighborhood of a regular value (see [JoTi] for a generalization to a family of real curves). Unlike the complex case, their criterion is not only numerical but involves topological conditions at infinity. Later in [CosPe], Coste and de la Puente proved an equivalent version of Tibăr-Zaharia’s results in terms of polar curves. Due to the links between polar curves and the Gauss-Kronecker curvature of the levels of a function provided by exchange formulas, it seems natural to study the variations of the total curvature of the levels (i.e. the integral of the Gauss-Kronecker curvature on the level) of a definable function, and to seek how bifurcation values interfere in these variations.
That is what the second author did in two papers. In [Gra1] he considers a globally definable function of class at least , and proved that the following functions:
[TABLE]
where is the Gauss-Kronecker curvature, admit at most finitely many discontinuities. In [Gra2] he proved that if the function is continuous at a regular value which satisfies an extra condition, then is not a bifurcation value of . He explained that for a real polynomial function with isolated singularities at infinity this extra condition is always satisfied, so this result can be interpreted as a real version of Parusiński’s result mentioned above.
The aim of the present paper is to provide a kind of reverse implication of the latter mentioned result.
We will work in the more general situation of a one parameter family of hypersurfaces. More precisely, we consider a globally definable function over an a priori given polynomially bounded -minimal structure of class with non-negative integer . Assuming that [math] is a regular value of , the [math]-level is thus a globally definable hypersurface in of class . We use the coordinates in and we write , for the projection on the -axis.
For a value in , let and , where is the projection from to . If is a regular value, then the hypersurface is oriented by . Therefore, we consider the Gauss-Kronecker curvature of and define two functions:
[TABLE]
By a straightforward adaptation of the methods of [Gra1], we show that these two functions have finitely many discontinuities (Theorem 6.1) and in Theorem 8.1, we give a criterion on the regular value of for the function to be continuous at . Namely, we prove
Theorem 8.1. Let be a regular value taken by at which it is horizontally spherical at infinity. Then the total absolute curvature function is continuous at . Consequently the total curvature function is continuous at .
The notion of horizontally sphericalness at infinity is a regularity condition at infinity: A regular value of is horizontally spherical at infinity if for any sequence of converging at infinity to , is orthogonal to the limit of the unitary gradients . A key ingredient of the proof of our main result, Theorem 8.1 is Lemma 8.2 stating, informally, that under these hypotheses there no accumulation of curvature at infinity nearby the level .
We also prove that -equisingularity at infinity implies horizontal sphericalness (Corollary 5.2). Therefore Theorem 8.1 shows that -equisingularity at infinity implies continuity of the function . This can be considered as a first step towards a real version of Tibăr’s result [Tib1] mentioned above.
To be complete, we show here more than Theorem 8.1. Its conclusion also holds true in any connected component of the pencil of levels over a small interval of regular values (see Theorem 8.3). In other words the connected components of the pencil of levels cannot compensate altogether the a priori possible discontinuities of some.
The paper is organized as follows. Section 2 contains material on compactifications, -minimal structures and Thom’s condition. In Section 3, we recall some facts about conormal geometry so that we can introduce the notion of -equisingularity. Sections 4, 5 and 7 contain definitions and new results on regularity at infinity of globally definable -families of hypersurfaces. In Section 6, we generalize the results of [Gra1] to our situation. Section 8 contains the proof of the main result. Section 9 deals with the particular case of the levels of a function.
Acknowledgments. The authors are very grateful to Si Tiep Dinh for useful, fruitful and inspiring conversations. The second author would like to thank the I2M and LAREMA for their working conditions while visiting the first author.
2. Miscellaneous material
Let be the Euclidean space of positive dimension .
Let be the associated scalar product. For any point of , let be the norm of .
Let be the Euclidean sphere of of center the origin and positive radius .
Let be the closed Euclidean ball of of center the origin and positive radius . When is understood we will only write .
Let denote the operation ”taking the closure of” in . Each Euclidean space embeds semi-algebraically in the closed unit-ball , as its interior via the mapping . We may then speak of as the *spherical compactification of *(see the next section).
Let be an o-minimal structure expanding the real field . Assume it is polynomially bounded and let be the field of its exponents ([vdDM, vdD]). Any subset of any definable in will be called below definable.
Usually globally definable subsets of are defined as definable subsets of any closed unit Euclidean ball.
Since each embeds semi-algebraically in the closed unit-ball , a subset of is *globally definable *if it is definable in the spherical compactification of .
Let be a subset of . A mapping is globally definable if its graph is globally definable in .
We would like to remind the following fact (see [d’Ac1]): Let be a globally definable arc such that as goes to . Then there exists a unit vector of such that
[TABLE]
Let be the germ at of a continuous globally definable function. We write for an exponent in , with the convention that for large , to mean
[TABLE]
Note that there always exists such an exponent .
Let be the Grassmann manifold of -vector subspaces of . We denote the space of -vector subspaces of the space of linear forms over , and we will call it sometimes the *dual *of .
We recall *Thom’s condition *(or relative Whitney’s condition ).
Let be two connected submanifolds of a definable compactification of , such that is contained in . Let be a mapping, for the disjoint union of and . Let be a point of .
The function satisfies *Thom -condition at *if the following two conditions hold:
(i) For any sequence of points of converging to such that the sequence converges to in the appropriate Grassmann bundle, then is contained in ;
(ii) For any sequence of points of converging to , such that the sequence converges to which contains and the sequence converges to in the appropriate Grassmann bundle, then is contained in .
In practice we want to stratify with Thom’s condition asking that the strata is contained in some specified level of .
3. compactification and conormal geometry and -equisingularity at infinity
Let be the origin of .
As already seen in the previous section, we can compactify as the closed unit ball .
An alternative presentation to the spherical compactification is the spherical blowing-up of at infinity, that is the mapping given by
[TABLE]
It is a Nash diffeomorphism and a re-parametrization of embedded in . It is more convenient to look at it this way since it is a good real avatar of the projective compactification (which in our globally definable context is not as relevant as in the algebraic case).
We denote by the sphere at infinity. Let us denote and identify
[TABLE]
the spherical compactification of at infinity, with boundary , the sphere at infinity.
Let be the closure of the subset of taken into . The *tangent link of at *is defined as
[TABLE]
The *tangent cone of at infinity *is defined as the (non-negative) cone over . Whence is not empty (equivalently is not bounded) we also observe that
[TABLE]
For any definable subset of , it is globally definable if, by definition, is definable in . Thus whenever a subset of is globally definable, *its tangent link at infinity *is definable and of dimension at most .
Although heavy to define it is convenient to use the formalism of conormal geometry. We are especially interested in conormal geometry at infinity.
Now let , where is a globally definable function of class at least , and let be its closure in .
We assume that [math] is a regular value of and we consider as a definable family of hypersurfaces in . Let be a definable function which we assume to be . For any regular point of the function , let be the subspace of tangent at to the level of through . Let us define the following subset of :
[TABLE]
where is the dual of .
Definition 3.1**.**
The relative conormal space of is the space .
Let be the projection given as .
Definition 3.2**.**
The relative conormal space of at infinity is the space defined as
[TABLE]
where .
For any , let be the fibre of above , that is .
We introduce now the notion of -equisingularity [Tib1] adapted to the context of Section 4.
Let be defined as . It is continuous globally definable and outside .
The *space of characteristic covectors of at infinity *is the subset of defined as
[TABLE]
It is closed and definable.
Let be defined as .
The following notion is due to Tibăr [Tib1]:
Definition 3.3**.**
Let in .
(i) The family is -equisingular at if
[TABLE]
(ii) The family is -equisingular at infinity at if it is -equisingular at for all in .
The definition above is slightly different from those given in [SiTi1, Tib1, DiRuTi], since there it is given via the projective compactification of . Anyhow they are equivalent.
Any co-vector in has kernel the horizontal hyperplane . We deduce that any limit of tangent spaces of at does not lie in whenever is -equisingular at .
4. Regularities at infinity for definable families of hypersurfaces
We present here two regularity conditions at infinity for the function restriction of a coordinate projection along a globally definable one parameter family of hypersurfaces. In the next section, we will compare altogether these regularity conditions with -equisingularity, introduced in the previous section.
Let be a globally definable function, for some non-negative integer .
Assuming that is equipped with the canonical Euclidean structure, let be the gradient field of . Without further hypotheses, the real number [math] may be a critical value of , and may be vanishing on the zero level of .
Working Hypothesis: [math]* is a regular value of .*
Let be the zero locus of the function , which is a closed globally definable subset of and a hypersurface. Let be its closure in .
We define two mappings obtained respectively as the restrictions of the projection over and over , and both are semi-algebraic.
Let be the restriction of to and let be the restriction of to , both are and globally definable mappings. Let us write and subset of .
Definition 4.1**.**
Let be a value taken by . The function is said locally trivial at if there exists a positive real number such that is a trivial -bundle with fibre .
Mimicking what was done for level hypersurfaces of functions [LoZa, TiZa, d’Ac1, d’AcGr1, d’AcGr2, Gra2], sufficient conditions about the gradient of guarantee trivialization (see below). Since is globally definable and each of its connected component is orientable, let be a globally definable unitary field normal to . Since [math] is not a critical value of , we choose
[TABLE]
where is the component of in , and writing , where lies in .
Let be a point of . We have
[TABLE]
It is easy to prove the following relation:
[TABLE]
and thus
[TABLE]
The critical locus of is
[TABLE]
Since is a orientable hypersurface, the function is as well. Since it is globally definable, the set of its critical values is finite.
Let be the unitary gradient of ,
[TABLE]
The Local Conical Structure Theorem ensures the existence of a positive number such that for any the hypersurface is transverse with , the Euclidean sphere of radius . As a consequence of this fact we also have:
Lemma 4.2**.**
For any , there exists such that for any the globally definable hypersurface is transverse to the cylinder .
Proof.
Let be given. Let us define the following subset
[TABLE]
Note that is contained in and that is a closed globally definable subset of .
Let us assume that the statement of the lemma is not true. Thus there exists a globally definable path such that in as goes to , with .
We can parameterize in such a way that , which gives the following
[TABLE]
for a and globally definable mapping such that and . We also have that goes to in as goes to . Note that goes to as goes to . Since
[TABLE]
we deduce that
[TABLE]
which is absurd. ∎
We can introduce now the Malgrange regularity condition at infinity.
Definition 4.3**.**
Let be a value.
(i) The function satisfies the Malgrange condition at if there exist positive constants such that
[TABLE]
which is equivalent to
[TABLE]
*(ii) A value which is not satisfying the Malgrange condition is called *an asymptotic critical value (ACV for short). Let be the set of ACV of .
Similarly to the case of real or complex polynomial families [Par, Tib1, Tib2, TiZa] we find
Theorem 4.4** (see also [LoZa, Kur, d’Ac1, d’AcGr1]).**
(i) There exists a finite subset of such that the function is a locally trivial at any value not lying in .
(ii) .
(iii) is finite.
(iv) If is a regular value taken by and does not lie in , the local trivialization can be realized by a vector field colinear to .
Proof.
We are going to sketch the proofs of (iii) following [d’Ac1] and (iv) following [d’Ac1, d’Ac2, d’AcGr1]. Both (i) and (ii) can be deduced from these two points.
For simplicity we write for .
Since is polynomially bounded, there exists a globally definable function such that (see [d’Ac1, Lemma 3.3]):
(1) and (2)
where
[TABLE]
In particular for large enough there exists an exponent of such that .
Following the steps of [d’Ac1, Theorem 3.4], we show that is finite.
Assume that there exists such that for each the level is neither empty nor is a critical level. Let us consider the following subset
[TABLE]
This subset is globally definable. Let be the function defined as follows
[TABLE]
It is globally definable. We wish to show that it vanishes only finitely many times on . Assume that is identically [math] over (up to work with a smaller ). Under these hypotheses the globally definable subset
[TABLE]
is not empty outside of a compact subset of (see [d’Ac1, p. 40]). By definition of , there exists a globally definable arc going to infinity such that
[TABLE]
Let , and let us parameterize such that , so that goes to at infinity. We find
[TABLE]
Let be large enough and let once , and let be such that
[TABLE]
We deduce for (up to taking a larger )
[TABLE]
Applying the Gronwall Lemma provides for
[TABLE]
We know that but we can choose a priori such that , concluding that the function cannot vanish identically over .
Point (iv) is of importance for the rest of the paper so we sketch its proof as a variation of the proof of [d’AcGr1, Theorem 3.5]. Let
[TABLE]
Any trajectory of is parameterized by the levels of : starting at a point of we find
[TABLE]
Since the Malgrange condition is not affected by a change of origin of , we can assume that for every small enough positive real number there exists a constant so that
[TABLE]
For we deduce
[TABLE]
Combining this latter inequality with Gronwall Lemma provides
[TABLE]
Since is in , the function is -trivial at by the flow of with initial conditions along . ∎
Definition 4.5**.**
The set of generalized critical values is defined as
[TABLE]
The Malgrange condition at a regular value encodes the geometry at infinity of the pencil of nearby fibres. Indeed we have the following
Lemma 4.6**.**
Let be a value taken by which is not a generalized critical value. Let be a sequence of points of converging in to in while goes to . Assume that converges in to in . Then is orthogonal to .
Proof.
These limits can be achieved along a globally definable path as goes to [math] with . We choose the parameterization of so that . Let and so on. Let us write
[TABLE]
where with positive exponents, , and , , , are non-zero vectors whence the corresponding exponent is not and
[TABLE]
We deduce that there exists a continuous definable function with , such that
and .
Using the Malgrange condition provides
[TABLE]
for some positive constant . Thus . Since
[TABLE]
we deduce that
[TABLE]
From this last equation we deduce that there exists an exponent such that
[TABLE]
so that ∎
To conclude this section we introduce a final regularity condition.
Definition 4.7**.**
Let be a regular value of taken by .
The function is horizontally spherical at at infinity if for any sequence of converging to , then
[TABLE]
where means the closed set of all the possible accumulation values, as goes to infinity, of the unitary vector field of along the sequence .
Note that the following holds true:
Lemma 4.8**.**
The condition of Equation 4.4 is equivalent to
[TABLE]
along any sequence of converging to a point in .
Indeed, similarly to what has been done for globally definable functions, we have the following:
Proposition 4.9**.**
Let be a regular value taken by . The function is horizontally spherical at at infinity if and only if there exists an exponent in and a positive constant , such that there exist positive real numbers and such that
[TABLE]
Proof.
In this globally definable and polynomially bounded context, we can show (as in [d’AcGr2]) that a Bochnak-Łojasiewicz inequality type at the value not in at infinity holds: there exists a positive constant such that there exist positive real numbers and such that
[TABLE]
- Assume is horizontally spherical at at infinity.
Let be any continuous globally definable path such that it goes to as goes to [math]. Writing and parameterizing as , we have
[TABLE]
for and . The numbers and depend on the choice of the path . We obtain that along there exists such that
[TABLE]
Note that
[TABLE]
In particular the latter equivalence shows that
[TABLE]
Let be a small enough positive number such that contains only a single asymptotic critical value: . Let be a positive large enough number. Let be the globally definable subset defined as
[TABLE]
For let be defined as
[TABLE]
The function is globally definable and tends to [math] as goes to infinity since is an ACV. If is large enough, we can write
[TABLE]
Let be the closure of in , thus is compact in . Let be the part at infinity of , that is
[TABLE]
The function
[TABLE]
extends continuously and definably over taking the value [math] along , by hypothesis of horizontal sphericalness. In the same way, the function
[TABLE]
also extends continuously and definably over taking the value [math] along . Furthermore we see that
[TABLE]
Thus by a Łojasiewicz argument, there exist a positive exponent and a positive constant such that in the following inequality holds true:
[TABLE]
Let be the function defined as follows:
[TABLE]
The function is globally definable, continuous and extends continuously to taking the value [math] along . Therefore we deduce that in we have
[TABLE]
where is a positive constant. This latter inequality provides the announced result.
- Assume the inequality holds.
Let be a globally definable continuous path such that . Writing and parameterizing as , we have that
[TABLE]
with and while , , with and .
Since the path lies on , we know that
[TABLE]
from which we deduce
[TABLE]
We want to show that is orthogonal to , in other words .
We have the following estimates
[TABLE]
Using Inequality (4.5), we get
[TABLE]
Since is non negative, this yields the orthogonality of and . ∎
5. Comparing regularity conditions and triviality
We are working within the context of Section 4.
We have introduced previously three regularity conditions at infinity for the function . We are going to compare them here.
The hypersurface is the definable family of the hypersurfaces of and is its closure in . Let be the intersection of with the boundary at infinity . By Lemma 4.2, the globally definable function , defined as , is transverse to for some positive given whenever is large enough.
In Section 3 was defined
[TABLE]
the *space of characteristic covectors of at infinity, *which is a closed definable subset of .
From Definition 3.3, we also know that: (i) the family is -equisingular at if
[TABLE]
where is the projection on the last factor and, (ii) the family is -equisingular at infinity at if it is -equisingular at for all .
Let . The family is -equisingular at if for any sequence converging to such that the sequence of , the tangent space to the level of through , converges to , then the latter is not contained in . This definition is more geometric than the Malgrange condition, which is of interest since we have the following:
Proposition 5.1** (see [DiRuTi] for functions).**
If the family is -equisingular at infinity at then the function satisfies the Malgrange condition at .
Proof.
Suppose that the Malgrange condition is not satisfied at . There is a globally definable path , , with and such that
[TABLE]
Equivalently
[TABLE]
The following vector in :
[TABLE]
is a normal vector to the level of through the point . We see that V\circ\gamma\rightarrow\left(\begin{array}[]{c}0\\ \pm 1\end{array}\right), since
[TABLE]
This contradicts the observation made just above. ∎
Since we just have seen that -equisingularity at infinity implies the Malgrange condition, we need to check if there is a relation between these and sphericalness at infinity. To this end an obvious corollary of Proposition 4.9 is the following:
Corollary 5.2**.**
Let not be a generalized critical value. Then is horizontally spherical at at infinity. In other words -equisingularity at infinity at implies horizontal sphericalness at at infinity.
Proof.
It is just reformulating the fact that Malgrange at is equivalent to have in Equation (4.5). ∎
We can now state the last result of this section about local triviality:
Theorem 5.3**.**
Let be a value at which is horizontally spherical at infinity. Then is is locally trivial at .
Proof.
Once we have moved the origin of so that its value is not , we just have to integrate the field as before. Inequality (4.5) now holds in for a large positive . As in [d’AcGr1, d’AcGr2] combining it with Gronwall Lemma will show that any trajectory of parameterized over with initial point in stays in for some constant depending only on and . ∎
As a final remark, there are polynomial examples in [d’AcGr1] with regular values which are ACV, but with exponent .
6. Curvature and absolute curvature of families of globally definable hypersurfaces
Some of the material presented here can also be found in [Gra1] (or adapted from it).
Let be a globally definable and oriented hypersurface of of class with .
Assume that now is connected and let be an orientation. The unitary normal mapping is globally definable and .
Assume that the maximal rank of when ranges is .
There exist finitely many definable disjoint connected open subsets of such that
[TABLE]
and for each , the mapping induces a globally definable finite covering
[TABLE]
where and such that
[TABLE]
Denoting the determinant of , that is the Gauss-Kronecker curvature of at the considered point, the *total Gauss curvature of *is defined (if it exists, and it does as we see below) as
[TABLE]
An application of the formula of change of variables gives
[TABLE]
for the degree of the covering mapping for each .
We introduce another average of curvature, namely the *total absolute curvature of *defined as
[TABLE]
Another application of the formula of change of variables yields,
[TABLE]
where is the number of sheets of the covering .
The hypothesis on the rank of guarantees that is positive. Otherwise both curvatures are [math].
Returning to the notations and hypotheses of Section 4, the hypersurface can also be seen as a globally definable family of hypersurfaces of . We can define the following mapping:
[TABLE]
The mapping is called *the Gauss mapping of the family . *It is globally definable and . The restriction of is denoted , so that the family of mappings is globally definable, where is the image of the function . Let be the Gauss-Kronecker curvature of . Thus we can define two functions
[TABLE]
The introductory material of this section guarantees that both functions are well defined. The paper [Gra1] has dealt with the case where is a graph. We can state now the result of this section:
Theorem 6.1**.**
(i) There are finitely many values in at which the function is not continuous
(ii) There are finitely many values in at which the function is not continuous
(iii) If is continuous at , so is .
Sketch of Proof.
It is a very similar proof to that of [Gra1, Sections 4,5,6].
Let us consider the following globally definable and mapping
[TABLE]
It is a local diffeomorphism at any point of . Let which is definable, closed and of dimension lower than or equal to . Let .
There exists an integer number such that for any the fibre has at most points. For any point in the degree of at may range from to . In particular the function is definable and
[TABLE]
We define the following subsets
[TABLE]
The subsets and are open, and we obtain finitely many globally definable families and .
Note that and since the function is definable, it is constant on each connected component of .
Let be a regular value of . Since Hausdorff limits of closed definable subsets of a given compact space exist, we can set
[TABLE]
Let be the connected components of . For each let be the integer number such that . For each there exists and such that
[TABLE]
In particular we deduce that for each
[TABLE]
Let be the degree of at any point of . We find
[TABLE]
From the previous arguments we get that each following limit exists
[TABLE]
and we obviously get
[TABLE]
The rest of the proof follows from the following arguments: Assume that each has connected . Each such connected component lies in with if and only if . Moreover the degree of at any point of is constant and equal to . These comes from properties of and . From here we deduce that there exists a finite subset of such that for any connected component of , the numbers are independent of in . Moreover each function is continuous over . ∎
7. More on regularity at infinity
Let be the Gauss mapping of the family of the regular levels of . Similarly to the conormal geometry at infinity (in ) of the function , we are interested in the limits of at infinity (in ).
Let , contained in , be the graph of , let be its closure in and be the projection onto , so that we can think of it as the extension by continuity of to .
The closed definable subset is defined as
[TABLE]
Let , in other words it is the definable closed subset
[TABLE]
corresponding to all the limits at infinity of normals to the hypersurfaces as tends to .
For each , let , that is
[TABLE]
Note that whenever does not belong to we find that is empty.
A very rigid consequence of being horizontally spherical at at infinity is the following:
Lemma 7.1**.**
Let be a regular value taken by at which it is horizontally spherical at infinity. Then each in and each in are orthogonal.
Proof.
Obvious from the definition of the horizontal sphericalness. ∎
Let be a regular value taken by at which it is horizontally spherical at infinity. Let be a positive real number such that for each the function is horizontally spherical at at infinity. Let .
We find that for each for in , there exists a positive real number such that for every belonging to , we have
[TABLE]
Let be the following definable vector field
[TABLE]
It is definable and , non vanishing, tangent to the Euclidean spheres. The flow of the differential equation
[TABLE]
induces a diffeomorphism .
Using Inequality (7.1) we deduce that the length of the trajectory of between the point of and , point reached after time , is bounded as
[TABLE]
Inequality (7.2) implies that the angle between the vector and tends to [math] as goes to [math]. This proves the following:
Lemma 7.2**.**
Let be a regular value taken by the function at which it is horizontally spherical at infinity. Then , thus is of dimension at most .
8. Main result
Our main result Theorem 8.1 presented in this section is a consequence of results of equisingularity theory and of our context.
Theorem 8.1**.**
Let be a globally definable function over a polynomially bounded o-minimal structure, for a non negative integer number . Assuming that [math] is regular value of , let be the level . Let be the projection of onto .
Let be a regular value taken by at which it is horizontally spherical at infinity. Then the total absolute curvature function is continuous at . Consequently the total curvature function is continuous at .
It is a straightforward consequence of the following
Lemma 8.2**.**
Under the hypotheses of Theorem 8.1, we find
[TABLE]
Let us show the main result.
Proof of the main result.
Let be the total absolute curvature function of the family of hypersurfaces . By Lemma 8.2 we find that has -dimensional volume zero. Following [Gra1, Proposition 6.8], we deduce there is no accumulation of curvature at infinity at . In other words the function is continuous at , and so is by point (iii) of Theorem 6.1. ∎
Before going into the proof of Lemma 8.2, we observe that it states that there is no accumulation of curvature at infinity nearby the level , or equivalently there are no half-branch at infinity of the generic polar curve along which the function tends to (see [Tib1, Gra2] for local triviality results with a similar flavor).
Proof of Lemma 8.2.
Let be a limit of normal direction lying in . By the Curve Selection Lemma we can find a globally definable continuous path, going to infinity, along which this limit is reached: there exists such a path such that
[TABLE]
In particular there exists a positive exponent , in the field of exponents of the structure such that
[TABLE]
In other words there exists a positive exponent such that the germ at infinity of lies in
[TABLE]
If the exponent belongs to , then is globally definable and so is its closure in . Let us define
[TABLE]
which is a closed definable subset of contained in whenever lies in .
Let be the intersection . The function extends continuously and definably to taking the value along . Let be the restriction of this extension to .
According to [Bek, Loi], we can stratify the pair with Thom’s condition. Furthermore we can require that and are union of strata.
Suppose first that and are strata. The dimension of is since is contained in , thus of dimension lower than or equal to by Lemma 7.2. Let be a point of and let which is contained in . Note that and are orthogonal.
Let be a limit of the normal at infinity at taken into along a path . We will show that and are orthogonal. We recall that . Let be the limit of along as goes to infinity and let be the limit of . Writing as in , we have
[TABLE]
Thom’s condition implies that and are orthogonal. Moreover, by horizontal spherical-ness at infinity, and are also orthogonal, therefore and are orthogonal too. Hence, if , then is orthogonal to since is contained in . If then . Using the arguments of the proof of Lemma 4.2, we see that and are orthogonal. By Whitney’s condition , we know that is a subspace of and so and are orthogonal. Hence we conclude that is orthogonal to .
Let . We have proved that , and thus .
In the general case the only thing to check is that whenever contains a (globally definable) stratum of dimension at most , then its contribution to is at most of dimension . But this is so since the graph of is of dimension , so that its limits at infinity
[TABLE]
have dimension at most .
We conclude that has dimension lower than or equal to for any exponent of .
Since any limit of belongs to some for some in , and since the family is increasing as goes to [math], we get that is the Hausdorff limit at of , thus has dimension lower than or equal to . ∎
We conclude with an interesting observation. For this purpose we need a few more preparations. Let be regular value taken by . Let be a positive number such that consists only of regular values. Let be a connected component of . Let us consider now the restriction of to . Let . Let and for in . Then we actually have showed the following:
Theorem 8.3**.**
Under the above hypotheses, assume furthermore that is horizontally spherical at infinity at . Then the functions and are continuous at .
To rephrase informally Theorem 8.3, the continuity of nearby the value at which the function is horizontally spherical at infinity, is equivalent to the continuity nearby of each function for each connected component of .
9. The special case of functions
We treat here briefly the case of functions which is a special case of the context presented here. The continuity of curvatures is the same property but the regularity conditions are a little bit different.
Let be a , with non-negative , globally definable function. We denote the level by and its closure in the spherical compactification by . Its intersection with the sphere at infinity will be denoted . Let be the unitary gradient field .
The function satisfies *Malgrange condition *at if there are positive constants such that
[TABLE]
We would like to introduce what the analogue of horizontal spherical-ness in this context would be. The function is *spherical at the regular value at infinity *if along any sequence of points of such that goes to and goes to , we have
[TABLE]
whenever each limit exists.
This condition is equivalent to the following result already proved in [d’AcGr1, d’AcGr2] which justified the introduction for families of the notion of horizontal spherical-ness at infinity.
Theorem 9.1** ([d’AcGr1, d’AcGr2]).**
Let be a regular value of taken by . The function is spherical at infinity at if and only if there exists an exponent in and a positive constant such that
[TABLE]
It is well known that -regularity is equivalent to Malgrange [DiRuTi] (their proof goes through the globally definable context) and that Malgrange is equivalent to requiring having , thus spherical-ness at infinity.
Let be the total Gauss-Kronecker curvature of and be the total absolute Gauss-Kronecker curvature of . In the context of functions what we have proved is the following:
Theorem 9.2**.**
Let be a globally definable function for some non-negative integer . Let be a regular value at which the function is spherical at infinity.
(1) Then the function is continuous at , and thus so is .
(2) As for Theorem 8.3, for any connected component of for positive small enough, the function is continuous at , and thus so is .
Let us end with a last result on equisingularity of the family of fibres of a function.
Corollary 9.3**.**
Let be a globally definable function for some non-negative integer . Let be a regular value at which the function is spherical at infinity.
If is odd then the following function is continuous at
[TABLE]
If is even then the following function is continuous at
[TABLE]
Proof.
By Theorem 9.2, we know that the function is continuous at . Then we apply Theorem 4.5 in [Dut1]. If is odd, the result is clear because the function is constant in a neighborhood of . If is even, it is enough to prove that the functions and are constant in a neighborhood of . By the Mayer-Vietoris sequence, if then we have
[TABLE]
So if is close enough to then , for is a fibration over . Similarly we can show that for close enough to . The same argument works for . ∎
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