Twisted component sums of vector-valued modular forms
Markus Schwagenscheidt, Brandon Williams

TL;DR
This paper establishes isomorphisms between spaces of vector-valued modular forms and scalar-valued forms using twisted sums, extending previous work to antisymmetric components and applying results to special modular lift restrictions.
Contribution
It generalizes existing isomorphisms to antisymmetric vector-valued modular forms for specific finite quadratic modules, broadening the understanding of their structure.
Findings
Constructed isomorphisms for modules of order p or 2p.
Extended Bruinier and Bundschuh's work to antisymmetric cases.
Computed restrictions of Doi-Naganuma lifts to Hirzebruch-Zagier curves.
Abstract
We construct isomorphisms between spaces of vector-valued modular forms for the dual Weil representation and certain spaces of scalar-valued modular forms in the case that the underlying finite quadratic module has order or , where is an odd prime. The isomorphisms are given by twisted sums of the components of vector-valued modular forms. Our results generalize work of Bruinier and Bundschuh to the case that the components of the vector-valued modular form are antisymmetric in the sense that for all . As an application, we compute restrictions of Doi-Naganuma lifts of odd weight to components of Hirzebruch-Zagier curves.
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Twisted component sums of vector-valued modular forms
Markus Schwagenscheidt
Mathematical Institute, University of Cologne, Weyertal 86-90, 50931 Cologne, Germany
and
Brandon Williams
Fachbereich Mathematik
Technische Universität Darmstadt
64289 Darmstadt, Germany
Abstract.
We construct isomorphisms between spaces of vector-valued modular forms for the dual Weil representation and certain spaces of scalar-valued modular forms in the case that the underlying finite quadratic module has order or , where is an odd prime. The isomorphisms are given by twisted sums of the components of vector-valued modular forms. Our results generalize work of Bruinier and Bundschuh to the case that the components of the vector-valued modular form are antisymmetric in the sense that for all . As an application, we compute restrictions of Doi-Naganuma lifts of odd weight to components of Hirzebruch-Zagier curves.
2010 Mathematics Subject Classification:
11F27
We thank Jan H. Bruinier and Stephan Ehlen for helpful discussions. M. Schwagenscheidt is supported by the SFB-TRR 191 ‘Symplectic Structures in Geometry, Algebra and Dynamics’, funded by the DFG. B. Williams is supported by the LOEWE research unit Uniformized Structures in Arithmetic and Geometry.
1. Introduction
In the study of theta lifts (such as Maass lifts and Borcherds products) it is convenient to work with vector-valued modular forms for the dual Weil representation associated to a finite quadratic module . Therefore, it is useful to understand the precise relationship between vector-valued modular forms for and scalar-valued modular forms for congruence subgroups.
For example, in some cases there are isomorphisms between spaces of vector-valued and scalar-valued modular forms. In [2], Bruinier and Bundschuh showed that if is an odd prime, then modular forms for of weight with can be identified with certain modular forms of weight for and Nebentypus \chi_{p}=\big{(}\frac{\cdot}{p}\big{)}. The isomorphism is given by the component sum
[TABLE]
of the vector-valued modular form , where denotes the standard basis of the group algebra . Using similar ideas, Y. Zhang constructed isomorphisms between spaces of vector-valued and scalar-valued modular forms for certain classes of finite quadratic modules which do not necessarily have odd prime order (see [10, 11]).
The condition turns out to be crucial for the aforementioned result of Bruinier and Bundschuh, since otherwise the components of any modular form for satisfy and hence cancel out in pairs in the sum. To obtain a non-zero map in any weight, we twist the component sums of vector-valued modular forms by a Dirichlet character mod with . Suppose that with an odd prime . We define the twisted component sum of a modular form for by
[TABLE]
where we fix an identification of with to define for . The assumptions on and imply that is not trivially zero. Moreover, we have the following result.
Proposition 1**.**
The map defines an injective homomorphism from the space of modular forms of weight for to the space of scalar-valued modular forms of weight for with Nebentypus .
For the proof we refer to Proposition 3 below. It is immediate from the construction that the -th Fourier coefficient of vanishes unless for some . However, is in general not surjective onto the subspace defined by this vanishing condition. We characterize the image of in terms of the Atkin-Lehner involution in Proposition 5 below.
We construct an analogous map in the case that is twice an odd prime , see Proposition 9; in this case, must have odd signature and all modular forms are of half-integral weight.
As an application, we compute restrictions of Doi-Naganuma lifts of odd weight to components of Hirzebruch-Zagier curves of prime index . Let with a prime and let be its ring of integers. Recall that the Doi-Naganuma lift maps a vector-valued cusp form of weight for the dual Weil representation associated to the lattice to a Hilbert cusp form of weight for . The restriction of to a component of the Hirzebruch-Zagier curve of prime index is given by the Shimura lift of the vector-valued cusp form of weight for the dual Weil representation of the lattice obtained by the so-called theta contraction of as defined in [6], i.e. we have the commutative diagram
S_{k}(-N_{K/\mathbb{Q}})$$S_{k}(\mathrm{SL}_{2}(\mathcal{O}_{K}))$$S_{k+1/2}((-2\ell))$$S_{2k}(\Gamma_{0}(\ell))restr. to theta contr.\mathrm{Doi-Naganuma}$$\mathrm{Shimura}
For a proof, see Lemma 10. We show that, on the level of the corresponding scalar-valued modular forms, the theta contraction basically becomes a multiplication by the Jacobi theta function. In this way, passing to scalar-valued modular forms makes it easier to compute the restriction of to a component of . To illustrate the result, we consider the case in the introduction.
Proposition 2**.**
Let be a Dirichlet character mod with . We have the following commutative diagram:
S_{k}(-N_{K/\mathbb{Q}})$$S_{k}(\Gamma_{0}(p^{2}),\chi\otimes\chi_{p})$$S_{k+1/2}((-2\ell))$$S_{k+1/2}(\Gamma_{0}(p^{2}),\chi)$$G\mapsto\big{(}G(4p\tau)\cdot\vartheta(\tau)\big{)}|U_{p}$$\mathrm{theta}\,\mathrm{contr.}$$\varphi_{\chi}$$\varphi_{\chi}
where is the Jacobi theta function and is the usual Hecke operator acting on Fourier expansions by \big{(}\sum_{n}c(n)q^{n}\big{)}|U_{p}=\sum_{n}c(pn)q^{n}.
We refer to Proposition 11 for the general statement and its proof. We also give two numerical examples illustrating the use of the above proposition in Section 4.
The work is organized as follows. We start with preliminaries about modular forms for the Weil representation associated to a finite quadratic module. In Section 3, we investigate twisted component sums of vector-valued modular forms and obtain isomorphisms between spaces of vector-valued and scalar-valued modular forms in the case that the underlying finite quadratic module has order or , with an odd prime . Finally, in Section 4, we explain how these isomorphisms can be used to compute restrictions of Doi-Naganuma lifts of odd weight to components of Hirzebruch-Zagier curves.
2. Modular forms for the Weil representation
A finite quadratic module consists of a finite abelian group and a nondegenerate -valued quadratic form on it. The signature of is the number defined through the Gauss sum of by
[TABLE]
where . By Milgram’s formula ([7], appendix 4), this is also the signature mod of any even lattice which induces as its discriminant form.
Let be the group algebra of with basis , and let be the integral metaplectic group, consisting of pairs with . The dual Weil representation is a unitary representation of on which is defined on the generators and by
[TABLE]
where is the bilinear form associated to . We also write if we want to emphasize the dependence on , or if is the discriminant form of an even lattice .
A function is called a weakly holomorphic modular form of weight for if it is holomorphic on , if it satisfies
[TABLE]
for all , and if it is meromorphic at , which means that it has a Fourier expansion of the form
[TABLE]
with coefficients and . Following [2], we will denote the space of all these functions by (instead of the more common ). We let and be the subspaces of holomorphic modular forms and cusp forms, respectively. If is the discriminant form of an even lattice , then we also write or for , where is the quadratic form on and is the Gram matrix of with respect to some basis of .
The element acts by which implies that if is not integral, and that the components of any weakly holomorphic modular form satisfy
[TABLE]
for all . Therefore we refer to as a symmetric or antisymmetric weight if is respectively even or odd.
3. Vector-valued and scalar-valued modular forms
In this section, we give isomorphisms between spaces of vector-valued modular forms for and scalar-valued modular forms for and in the cases and with an odd prime , for both symmetric and antisymmetric weights .
3.1. Finite quadratic modules of order
Suppose that is an odd prime. Then with for some with . We put \epsilon=\chi_{p}(\alpha)=\big{(}\frac{\alpha}{p}\big{)}, and for odd we let
[TABLE]
The evaluation of the quadratic Gauss sum and Milgram’s formula (1) show that . Thus the signature depends on and as shown in the following table:
[TABLE]
In particular, is even. Hence we can assume that is an integer since otherwise .
Let be a Dirichlet character mod and let be the space of scalar-valued weakly holomorphic modular forms of weight for with character . We assume that
[TABLE]
since otherwise . We define the subspace
[TABLE]
The condition in the brackets can be restated by saying that unless . Hence we also call it the -condition. Note that, in contrast to the definition of the -condition in [2], we also require that if .
We define the twisted component sum of a vector-valued modular form by
[TABLE]
The parity condition (2) ensures that is not trivially identically zero. Again, also for symmetric weight and with the trivial character mod , our twisted component sum differs from the component sum considered in [2] since we omit the zero component in the sum. For antisymmetric weight we have .
Proposition 3**.**
If , then . Furthermore, is injective.
Proof.
Let and . We write
[TABLE]
By [1], Theorem 5.2, we have , hence
[TABLE]
where denotes an inverse of mod . Thus we find
[TABLE]
It is clear that is holomorphic on and meromorphic at the cusps (since is a linear combination of components of ), and that it satisfies the -condition, so .
Now suppose that for some . Since the components for are supported on disjoint index sets, implies that for all . But then the zero component of satisfies
[TABLE]
and applying a second time, we find , hence . We have shown that , so is injective. ∎
The map is in general not surjective. Its image can be described in terms of the behaviour of certain twists of under the Atkin-Lehner involution, which we explain now.
We can split into components
[TABLE]
We define the component-wise twist of by a Dirichlet character mod by
[TABLE]
Note that the component-wise twist differs from the usual twist of a modular form.
Lemma 4**.**
Let and let be a Dirichlet character mod . Then .
Proof.
We can write
[TABLE]
Let . We compute
[TABLE]
Note that the -entry of this matrix equals mod . Hence we obtain
[TABLE]
Replacing by and then by gives a factor and completes the proof. ∎
We let be the Atkin-Lehner (or Fricke) involution. It maps to , but it does in general not respect the -condition. We say that satisfies the Atkin-Lehner condition if the twists of by all Dirichlet characters mod with satisfy
[TABLE]
where is a Gauss sum. We let be the subspace of consisting of all forms satisfying the Atkin-Lehner condition.
Proposition 5**.**
The linear map
[TABLE]
is an isomorphism. The inverse map is given by
[TABLE]
where is defined by
[TABLE]
Proof.
We first show that for satisfies the Atkin-Lehner condition. Let be a Dirichlet character mod and let if and otherwise. We compute
[TABLE]
This shows that satisfies the Atkin-Lehner condition, i.e., .
Conversely, if and if is defined as in the proposition, then we can reverse the above computation (with and for ) to see that the second and third line agree for all Dirichlet characters mod . By character orthogonality, we obtain that
[TABLE]
for all . A short computation shows that this equation also implies
[TABLE]
Furthermore, it is easy to check that transforms correctly under . We find that . Since and is injective, is an isomorphism. ∎
3.2. Finite quadratic modules of order
Suppose that with an odd prime . Then with the quadratic form
[TABLE]
for and , where and with . Set . Using the quadratic Gauss sum and Milgram’s formula we obtain , so the signature is given in terms of and as follows:
[TABLE]
Now is odd. Hence we can assume that is half-integral since otherwise .
Let us briefly recall the definition of modular forms of half-integral weight. The theta multiplier is given by
[TABLE]
for . A function is called a weakly holomorphic modular form of weight for with and character mod if it is holomorphic on and meromorphic at the cusps, and if it transforms as
[TABLE]
for , where the sign in is chosen such that . We denote the space of all these functions by .
We let be a character mod and we again assume that
[TABLE]
We consider the space
[TABLE]
and we let .
We define the twisted component sum of by
[TABLE]
Note that, since is a character mod , we discard the components and in the twisted component sum. If is an antisymmetric weight, then is automatic. This map was already suggested in [3], p. 70, in the context of Jacobi forms.
Proposition 6**.**
If , then . Furthermore, is injective.
Proof.
We first show that that transforms correctly under . For we let . Then we compute
[TABLE]
Using [1], Theorem 5.2, we obtain
[TABLE]
We compute
[TABLE]
By quadratic reciprocity we have \big{(}\frac{p}{d}\big{)}\big{(}\frac{d}{p}\big{)}=1 if and
[TABLE]
if . This gives the stated transformation behaviour under .
In order to show the transformation behaviour under , it suffices to check the transformation under the matrices for since they represent . We compute
[TABLE]
If we write with and , and similarly for , and use that only depends on , we see that the sum over vanishes unless . This means that we can replace by in the above sum. But then the sum over equals if , and vanishes otherwise. Hence we get
[TABLE]
This shows that transforms correctly under . It is easy to see that is holomorphic on and meromorphic at the cusps, and that it satisfies the -condition.
Now suppose that for some . By comparing the index sets on which the components are supported, we obtain that for . Then the transformation behaviour of under implies
[TABLE]
Applying a second time, we get and , hence . Thus and is injective. ∎
We split into components
[TABLE]
and define its component-wise twist by a Dirichlet character mod by
[TABLE]
Lemma 7**.**
Let and let be a Dirichlet character mod . Then .
Proof.
The proof is analogous to the proof of Lemma 4, so we leave the details to the reader. ∎
In contrast to the case we need another notion to describe the image of . We call even if is even, and odd if is odd. The even and odd parts of are defined by
[TABLE]
Note that taking the even and odd parts of commutes with component-wise twisting.
Lemma 8**.**
If then as well.
Proof.
We can write
[TABLE]
For we have
[TABLE]
which easily implies . This proves the lemma. ∎
For we define the Atkin-Lehner involution
[TABLE]
Then and . In general, the Atkin-Lehner involution does not preserve the -condition. We say that satisfies the Atkin-Lehner condition if its twists by all Dirichlet characters mod with satisfy
[TABLE]
where is a Gauss sum. Let be the subspace of satisfying the Atkin-Lehner condition. Note that, after applying and a short calculation, the Atkin-Lehner condition also implies that
[TABLE]
for .
Proposition 9**.**
The linear map
[TABLE]
is an isomorphism. The inverse map is given by
[TABLE]
where and are defined by
[TABLE]
Proof.
The proof is very similar to the proof of Proposition 5, so we omit it for brevity. ∎
4. Application: the Doi-Naganuma lift and theta contraction
Let for a prime and let be its ring of integers. Let be the dual lattice of with respect to the trace and consider the finite quadratic module . It has order and signature [math] mod . Let be any totally positive prime with norm , and let be any integer with (which exists by quadratic reciprocity). Since is prime, one of is integral; it is then straightforward to show that is a -basis of and
[TABLE]
is the Gram matrix of in that basis.
If , then for each there exists a unique with . We fix a bijection by sending to the element
[TABLE]
If , then we fix the bijection which identifies with instead. (In this case, one can always take and if is the fundamental unit of .)
The theta decomposition identifies vector-valued modular forms for the dual Weil representation attached to with vector-valued Jacobi forms of fractional index for the dual Weil representation attached to the discriminant form with Gram matrix and a particular representation of the Heisenberg group, see e.g. [9]. By setting the Heisenberg variable of those Jacobi forms equal to zero one obtains the theta contraction, a graded homomorphism between the modular forms and as graded modules over the ring of scalar-valued modular forms. This was introduced by Ma [6] in order to study the quasi-pullback of Borcherds products. Explicitly in terms of Fourier coefficients, it is the map
[TABLE]
where
[TABLE]
Possibly the most important aspect of the theta contraction (which can be defined more generally) is that it fits into a commutative diagram involving the additive theta lift (of Oda and Rallis-Schiffmann) and restriction to Heegner divisors: letting be an even lattice of type such that is greater than the Witt rank of , and the orthogonal complement of a primitive, negative-norm vector , the natural pullback map for orthogonal modular forms satisfies
S_{k+1-b^{-}/2}(\rho^{*}_{\Lambda})$$S_{k}(O(\Lambda))$$S_{k+1-(b^{-}-1)/2}(\rho^{*}_{\lambda^{\perp}})$$S_{k}(O(\lambda^{\perp}))ResTheta liftTheta lift
for .
For the Doi-Naganuma lift (i.e. ) this can be made very explicit. Recall that for a cusp form
[TABLE]
of weight , the Doi-Naganuma lift is a Hilbert cusp form of weight for with Fourier expansion
[TABLE]
Moreover satisfies the graded symmetry .
With as above, there is a natural restriction map onto a component of the Hirzebruch-Zagier curve :
[TABLE]
It turns out that equals the Shimura lift
[TABLE]
of the contracted form .
Lemma 10**.**
We have the following commutative diagram:
S_{k}(-N_{K/\mathbb{Q}})$$S_{k}(\mathrm{SL}_{2}(\mathcal{O}_{K}))$$S_{k+1/2}((-2\ell))$$S_{2k}(\Gamma_{0}(\ell))$$\mathrm{Res}$$\Theta$$\mathrm{Doi-Naganuma}$$\mathrm{Shimura}
Proof.
Since the elements with are exactly those of the form with mod , we find
[TABLE]
i.e. is the Shimura lift of the contracted form ∎
In this section we observe that this relationship takes a simple form in terms of twisted component sums of and . Recall that for a -series the Hecke operator is defined by
[TABLE]
Proposition 11**.**
- (i)
Suppose . Let and be Dirichlet characters modulo and with and let be the Dirichlet character modulo defined by for all . By abuse of notation, let denote the “character” on the cosets defined by setting for any satisfying mod . Then
[TABLE]
where is the twisted Jacobi theta series. 2. (ii)
Suppose , and let be a Dirichlet character mod with . By abuse of notation, define on by , , where and is the fundamental unit of . Then
[TABLE]
where
Proof.
- (i)
Write . In the product
[TABLE]
we get exponents which are divisible by only when and for some (which is uniquely determined mod ). In this case with as before. Applying the operator yields
[TABLE] 2. (ii)
This is proved similarly to part (i). We do not need to divide by two, since the sum over runs through only one congruence class (namely, ). The definition of on is such that for all . ∎
If we abbreviate
[TABLE]
for a scalar valued modular form , then the first item of the proposition (the case ) can be illustrated by the diagram
S_{k}(-N_{K/\mathbb{Q}})$$S_{k}^{\epsilon,\mathrm{AL}}(p^{2},\overline{\psi_{p}}\otimes\chi_{p})$$S_{k+1/2}((-2\ell))$$S_{k+1/2}^{\epsilon,\mathrm{AL}}(\ell^{2},\psi_{\ell})$$\Theta_{\chi}$$\Theta$$\varphi_{\overline{\psi_{p}}}$$\varphi_{\psi_{\ell}}
which commutes up to a constant factor. Note that the horizontal arrows are isomorphisms.
Example 12**.**
Let . Fix the element of norm , and fix . We fix the Dirichlet characters and by specifying and . Up to scalar multiples there is a unique cusp form of (antisymmetric) weight for the dual Weil representation attached to with , and it is
[TABLE]
One can compute using, for example, the algorithm described in [8] (compare the example of Section 7 there); and after enough coefficients have been computed, one can identify its twisted component sum in using standard methods for computing scalar-valued modular forms. The Doi-Naganuma lift of is, up to a multiple, the well-known product of theta constants for constructed by Gundlach ([5]; see also the example of Section 4 of [2]). The character on is defined such that e.g.
[TABLE]
Therefore the twisted component sum of by is the cusp form
[TABLE]
After multiplying
[TABLE]
and applying we get the series
[TABLE]
Dividing by yields the twisted component sum of the theta contraction :
[TABLE]
From this we can read off the Shimura lift of the underlying vector-valued modular form : the coefficient of is zero if , and otherwise if is the coefficient of in , so
[TABLE]
Example 13**.**
Let . Fix the totally positive element of norm and fix . We fix an odd Dirichlet character mod by specifying . The dual Weil representation attached to , admits up to scalar multiples a unique cusp form of weight :
[TABLE]
Under the Doi-Naganuma lift, is mapped to the cusp form used by van der Geer and Zagier to compute the ring of Hilbert modular forms for ([4], Section 10). The twisted component sum of by is
[TABLE]
With this we can compute as follows: multiply
[TABLE]
and apply the Hecke operator to obtain
[TABLE]
and therefore the Shimura lift
[TABLE]
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