The inhomogeneous Sprindzhuk conjecture over a local field of positive characteristic
Arijit Ganguly, Anish Ghosh

TL;DR
This paper proves a strengthened inhomogeneous Sprindzhuk conjecture in metric Diophantine approximation over local fields of positive characteristic, advancing understanding of approximation properties in this setting.
Contribution
It extends the homogeneous Sprindzhuk conjecture to the inhomogeneous case over local fields of positive characteristic using advanced transference techniques.
Findings
Proves a strengthened inhomogeneous Sprindzhuk conjecture
Utilizes transference principle of Beresnevich and Velani
Builds on previous homogeneous case results
Abstract
We prove a strengthened version of the inhomogeneous Sprindzhuk conjecture in metric Diophantine approximation, over a local field of positive characteristic. The main tool is the transference principle of Beresnevich and Velani coupled with earlier work of the second named author who proved the standard, i.e. homogeneous version.
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The inhomogeneous Sprindžhuk conjecture over a local field of positive characteristic
Arijit Ganguly
Department of Mathematics, IME Building Indian Institute of Technology Kanpur Kanpur, P.O.- IIT Kanpur, P.S.- Kalyanpur District - Kanpur Nagar Pin - 208016 Uttar Pradesh, India.
and
Anish Ghosh
School of Mathematics, Tata Institute of Fundamental Research, Homi Bhabha Road, Navy Nagar, Colaba, Mumbai 400005, India.
(Date: January 1, 1994 and, in revised form, June 22, 1994.)
Abstract.
We prove a strengthened version of the inhomogeneous Sprindžhuk conjecture in metric Diophantine approximation, over a local field of positive characteristic. The main tool is the transference principle of Beresnevich and Velani [8] coupled with earlier work of the second named author [22] who proved the standard, i.e. homogeneous version.
Key words and phrases:
Diophantine approximation, dynamical systems
1991 Mathematics Subject Classification:
Primary 54C40, 14E20; Secondary 46E25, 20C20
2010 Mathematics Subject Classification:
11J83, 11K60, 37D40, 37A17, 22E40
The second named author gratefully acknowledges support from a grant from the Indo-French Centre for the Promotion of Advanced Research; a Department of Science and Technology, Government of India Swarnajayanti fellowship and a MATRICS grant from the Science and Engineering Research Board.
1. Introduction
The context of this paper is the metric theory of Diophantine approximation over local fields of positive characteristic. In [22], the second named author proved the Sprindžhuk conjectures in this setting (in fact, also in multiplicative form), here we prove the inhomogeneous variant of the conjecture. We use the inhomogeneous transference principle of Beresnevich and Velani [8] to transfer the homogeneous result from [22] and also use a positive characteristic version of the transference principle of Bugeaud and Laurent interpolating between uniform and standard Diophantine exponents, established recently by Bugeaud and Zhang [10]. The possibility of proving the -arithmetic inhomogeneous Sprindžhuk conjectures was suggested by Beresnevich and Velani ([8], §) and the present paper realises this expectation in another natural setting, that of local fields of positive characteristic.
Metric Diophantine approximation on manifolds is a subject which studies the extent to which typical Diophantine properties for Lebesgue measure on are inherited by smooth submanifolds or other measures. The theory began with Mahler [38] who conjectured that almost every point on the Veronese curve is not very well approximable. Mahler’s conjecture was resolved by Sprindžhuk [42, 43], who in turn made a stronger conjecture which was resolved by Kleinbock and Margulis [33] using methods from the ergodic theory of group actions on homogeneous spaces, specifically, sharp nondivergence estimates for unipotent flows on the space of lattices. Subsequently, an -arithmetic version of the conjectures were established by Kleinbock and Tomanov [35] and a positive characteristic version was established by the second named author [22]. Both the latter works used adaptations of the dynamical approach of Kleinbock and Margulis. In [8], Beresnevich and Velani proved a transference principle which allowed them to prove an inhomogeneous versions of the Baker-Sprindžhuk conjectures. We refer the reader to the above papers for more details. We will recall all the relevant concepts in the function field context in the next section.
Following the work of Beresnevich and Velani, there have been several recent advances in inhomogeneous Diophantine approximation. In [6], an inhomogeneous Khintchine type theorem was established for affine subspaces, complementing the earlier work [3] for nondegenerate manifolds, see also [27] for more inhomogeneous results on affine subspaces. Further, an -arithmetic inhomogeneous Khintchine type theorem for nondegenerate manifolds was established by Datta and the second named author [12].
1.1. The setup
We follow our paper [19] in setting the notation. Let be a prime and , where , and consider the function field . We define a function as follows.
[TABLE]
Clearly is a nontrivial, non-archimedian and discrete absolute value in . This absolute value gives rise to a metric on .
The completion field of is , i.e. the field of Laurent series over . The absolute value of , which we again denote by , is given as follows. Let . For , define . If , then we can write
[TABLE]
We define as the degree of , which will be denoted by , and . This clearly extends the absolute value of to and moreover, the extension remains non-archimedian and discrete. Let and denote and respectively from now on. It is obvious that is discrete in . For any , is throughout assumed to be equipped with the supremum norm which is defined as follows
[TABLE]
and with the topology induced by this norm. Clearly is discrete in . Since the topology on considered here is the usual product topology on , it follows that is locally compact as is locally compact. Let be the Haar measure on which takes the value 1 on the closed unit ball .
Diophantine approximation in the positive characteristic setting consists of approximating elements in by ‘rational’ elements, i.e. those from . This subject has been extensively studied, beginning with work of E. Artin [1] who developed the theory of continued fractions, and continuing with Mahler who developed Minkowski’s geometry of numbers in function fields and Sprindžuk who, in addition to proving the analogue of Mahler’s conjectures, also proved some transference principles in the function field setting (see [42]). The subject has also received considerable attention of late, we refer the reader to [15, 37] for overviews and to [2, 28, 18, 36, 29] for a necessarily incomplete set of references.
In the present paper we prove an inhomogeneous analogue of the Sprindžuk conjectures, our main result is an upper bound for inhomogeneous Diophantine exponents.
Theorem 1.1**.**
Let be open and be a map, for some , and assume that is nonplanar. Then, for every , and almost every
[TABLE]
We also establish the corresponding lower bound.
Theorem 1.2**.**
Let be open and be a map, for some , and assume that is nonplanar. Then, for every , and almost every
[TABLE]
Remarks:
- (1)
Note that the exceptional set of for which the inequalities in Theorems 1.1 and 1.2 need not hold depends on the inhomogeneous parameter . 2. (2)
The relevant definitions are made in the next section. A main example to keep in mind is the original setup of Diophantine approximation on manifolds, i.e. if where the ’s are analytic and are linearly independent over , then is good for some and nonplanar. More generally, if is a smooth nondegenerate map, then it is -good as well as nonplanar. The notions of good functions and nondegenerate maps were introduced by Kleinbock and Margulis [33]. 3. (3)
The homogeneous analogue of Theorem 1.1 was proved in [22] (Theorem 3.7), the lower bound is a consequence of Dirichlet’s theorem. 4. (4)
In [3], and subsequently in [6] a more general problem is considered where the inhomogeneous term is also allowed to vary. It should be possible to incorporate this improvement into Theorem 1.1. 5. (5)
The next five sections deal with the proof of the main theorem. Sections 2 and 3 give the necessary prerequisites, in section 4 the lower bounds for Diophantine exponents are obtained and in section 6, the corresponding upper bounds. The final section is devoted to open questions and future possibilities for research.
Acknowledgements
Part of this work was done when both authors were visiting ICTS Bengaluru. We thank the institute for its hospitality and excellent working conditions. We thank the referee for many helpful suggestions which have improved the paper.
2. Homogeneous and Inhomogeneous Diophantine exponents
The theory of Diophantine approximation in positive characteristic begins with Dirichlet’s theorem, which we now recall.
Theorem 2.1**.**
(Theorem 2.1 [19]) Let , and
[TABLE]
Consider linear forms over in variables. Then for any , there exist solutions and of the following system of inequalities
[TABLE]
We will consider only unweighted Diophantine approximation in this paper, so and . We denote by , the vector space of matrices with entries from equipped with the supremum norm. In view of Theorem 2.1, it is natural to define exponents of Diophantine approximation as follows. Let and . The inhomogeneous exponent, of , is the supremum of the real numbers for which, for arbitrarily large , the inequalities
[TABLE]
have a solution . The uniform inhomogeneous exponent, , is the supremum of the real numbers for which, for all sufficiently , the inequalities
[TABLE]
have a solution .
In this paper, we will adopt the point of view of Diophantine approximation of single linear forms, i.e. we will assume that where is identified with as opposed to simultaneous Diophantine approximation where one considers .
If , then the corresponding Diophantine exponent (resp. ) is called the homogeneous Diophantine exponent. By Dirichlet’s theorem stated above, for every . We are following the normalisation in [8] rather than the one used in [33, 22] according to which the critical exponent is .
The Borel-Cantelli lemma implies that for almost every . It is therefore natural to define to be very well approximable if . Sprindžhuk [43] proved that for a.e. ,
[TABLE]
is not very well approximable, thereby settling the positive characteristic analogue of Mahler’s conjecture. A special case of the theorems proved in this paper is that for every , for almost every . Following [8] we may define inhomogeneously extremal measures as follows.
Definition 2.2**.**
Let be a measure supported on a subset of . We say that is inhomogeneously extremal if for all ,
[TABLE]
Then our main theorems can be restated as follows:
Theorem 2.3**.**
Let be open and be a -good map, for some , and assume that is nonplanar. Then is inhomogeneously extremal.
3. Good and nonplanar maps
We recall the following definitions and results from [35, §1 and 2]. For the sake of generality, we assume is a Besicovitch metric space, is open, is a Radon measure on , is a valued field and is a given function such that is measurable. Recall that a metric space is called Besicovitch [35] if there exists a constant such that the following holds: for any bounded subset of and for any family of nonempty open balls in such that
[TABLE]
there is a finite or countable subfamily of with
[TABLE]
For any , we set
[TABLE]
Definition 3.1**.**
For , is said to be -good on with respect to if for every ball with center in , one has
[TABLE]
The following properties are immediate from Definition 3.1.
Lemma 3.2**.**
Let be as given above. Then one has
- (1)
* is -good on with respect to so is .* 2. (2)
* is -good on with respect to so is for all .* 3. (3)
* are -good on with respect to and is measurable so is .* 4. (4)
* is -good on with respect to and is a continuous function such that for some is -good on with respect to .* 5. (5)
Let and . Then is -good on with respect to and is on with respect to .
We say a map from to , where , is -good on with respect to , or simply is -good on , if every -linear combination of is -good on with respect to .
Definition 3.3**.**
Let be a map from to , where . We say that is nonplanar at a given point if for any ball with centered at , the restrictions of the functions on are linearly independent over . If is nonplanar at almost every point of , then it is called nonplanar. We also simply say is nonplanar when there is no possibility of confusion.
A typical example is provided by where are smooth and linearly independent on . Such a map has been called nondegenerate by Kleinbock and Margulis.
For and a ball , where and , we shall use the notation to denote the ball . Finally, we will need the notion of a doubling measure.
Definition 3.4**.**
The measure is said to be doubling on if there exists such that for every ball with center in such that , one has
[TABLE]
4. Transference principles and lower bounds
The lower bound will follow immediately from two Diophantine transference principles. The following result was proved by Bugeaud and Zhang [10] and constitutes a positive characteristic version of the transference principle of Bugeaud and Laurent [9].
Theorem 4.1**.**
(Theorem 1.2, [10]) Let . Then for all , we have
[TABLE]
with equalities for almost every .
We will also need a positive characteristic version of Dyson’s transference principle [14] which can be formulated as follows.
Theorem 4.2**.**
For
[TABLE]
We omit the short proof which can be obtained by a verbatim repetition of the proof in [14], or the more recent, more general version proved in Theorem 1.7 in [11].
It is now easy to complete the proof of the lower bound Theorem 1.2.
Proof.
Under the hypothesis of Theorem 1.2, using Theorem of [22], we have that for almost every , . Set , then by Dyson’s transference principle, . By Dirichlet’s theorem, and the trivial inequality
[TABLE]
applied to and we get that . Finally, by (4.1), we get that which completes the proof.
∎
5. The Transference principle of Beresnevich-Velani
In this section we state the inhomogeneous transference principle of Beresnevich and Velani from [8, Section 5] which will allow us to convert our inhomogeneous problem to the homogeneous one. Let be a locally compact metric space. Given two countable indexing sets and , let H and I be two maps from into the set of open subsets of such that
[TABLE]
and
[TABLE]
Furthermore, let
[TABLE]
Let denote a set of functions . For , consider the limsup sets
[TABLE]
The sets associated with the map will be called homogeneous sets and those associated with the map , inhomogeneous sets. We now come to two important properties connecting these notions.
The intersection property
The triple is said to satisfy the intersection property if, for any , there exists such that, for all but finitely many and all distinct and in , we have that
[TABLE]
The contraction property
Let be a finite, non atomic, doubling measure supported on a bounded subset of . We say that is contracting with respect to if, for any , there exists and a sequence of positive numbers satisfying
[TABLE]
such that, for all but finitely and all , there exists a collection of balls centred at satisfying the following conditions:
[TABLE]
[TABLE]
and
[TABLE]
We are now in a position to state Theorem from [8].
Theorem 5.1**.**
Suppose that satisfies the intersection property and that is contracting with respect to . Then
[TABLE]
6. Proof of Theorem 1.1
Fix . It is enough to show that for any open ball such that , In fact, we prove
[TABLE]
For each , we set
[TABLE]
and
[TABLE]
Let denote the collection of functions , for . We denote the restriction of to by and thus it is supported on .
Since so, it suffices to show that for any . Theorem in [22] implies that
[TABLE]
Therefore to prove Theorem 1.1, in view of the Theorem 5.1, we only need to verify the intersection and contraction properties. These will be performed in the following two subsections.
6.1. Verification of the intersection property
Let with and . If at least one of and is , then there is nothing to prove. Otherwise, the ultrametric property yields that if then
[TABLE]
Note that if , then and so which is impossible. Hence, it follows from (6.1) that .
6.2. Verification of the contraction property
Fix . We observe that, for any , and
[TABLE]
since is -good on . From the nonplanarity of , we have
[TABLE]
So the absolute constant appearing in the last inequality of (6.2) can be made independent of . Thus it turns out from (6.2) that, for all sufficiently large ,
[TABLE]
For any that satisfies (6.3) and all , we now construct a collection of balls centered in which makes (5.7)-(5.9) hold. If then we set as the empty collection and consequently, (5.7)-(5.9) become trivial. Suppose is nonempty. Let . Since is open, there exists a ball with center such that . We can scale it and denote it by , due to (6.3), in such a way that
[TABLE]
It is also clear from the construction that . Consider
[TABLE]
The conditions (5.7) and (5.8) are obvious.
Define and let . By the last inequality given in (6.4), we see that
[TABLE]
Furthermore, one has
[TABLE]
due to (6.5). Hence, from (6.6) and the assumption that is -good on , it follows now that
[TABLE]
Since , accordingly as or , so we have . In the first case, we obtain , and in the later. Thus in either case, we see that . In view of this and (6.7), the condition (5.9) of the contraction property is obvious as soon as we set
[TABLE]
7. Further directions
In this section, we mention some directions for future research.
7.1. One vs almost every dichotomies
In [32], D. Kleinbock proved a remarkable dichotomy for Diophantine exponents. A special case of his results implies that if a connected analytic manifold has one not very well approximable point, then almost every point on is not very well approximable. In [13], a -adic version of this result was obtained. It is natural to ask if inhomogeneous analogues of Kleinbock’s results hold. In other words, we propose
Conjecture 7.1**.**
Let be a connected analytic manifold. Suppose there exists such that for every ,
[TABLE]
Then is inhomogeneously extremal.
This conjecture can of course be formulated over any local field as well as in the multiplicative setting. It should be noted that Kleinbock’s technique does not seem to be directly applicable in the inhomogeneous setting.
7.2. Diophantine approximation on limit sets
Beginning with pioneering work of Patterson [39], the theory of metric Diophantine approximation in the context of dense orbits of geometrically finite Kleinian groups has developed into a full fledged theory. Recently, in [7], a theory of metric Diophantine approximation on manifolds was developed in the context of Kleinian groups. Namely, questions of inheritance of Diophantine properties for proper subsets of the limit set of a Kleinian group were investigated. This theory has a natural counterpart in positive characteristic; where one considers orbits of discrete subgroups of for algebraic groups defined over on the boundary of the Bruhat-Tits building. It would be interesting to obtain a “manifold” theory in this context analogous to [7].
7.3. Friendly and nonplanar measures and multiplicative Diophantine approximation
It should be possible to extend our main Theorem to a wider class of measures, namely strongly contracting measures as considered by Beresnevich and Velani [8]. This class of measures includes friendly measures as defined by Kleinbock, Lindenstrauss and Weiss [34]. Though we do not discuss this here, in fact Theorems 1.1 and 1.2 should hold for a wider class of measures, the so called strongly contracting measures as introduced by Beresnevich and Velani, a category which includes the important class of friendly measures introduced earlier by Kleinbock, Lindenstrauss and Weiss [34]. It should also be possible to extend the main Theorem to the setting of multiplicative Diophantine approximation, thereby obtaining an inhomogeneous analogue of Baker’s strong extremality conjecture.
7.4. Khintchine-Groshev type theorems
In [36], S. Kristensen proves an asymptotic formula for the number of solutions to inhomogeneous Khintchine type inequalities for matrices with entries in , thereby obtaining an analogue of W. Schmidt’s results [40, 41] in the positive characteristic setting. While this generality seems out of reach at present in the context of manifolds, it would be interesting to prove a qualitative result, namely homogeneous and inhomogeneous Khintchine type theorems for smooth manifolds in the positive characteristic setting. These would constitute function field analogues of the work of Bernik, Kleinbock and Margulis [5] who proved the convergence Khintchine theorem for smooth nondegenerate manifolds, and Beresnevich, Bernik, Kleinbock and Margulis [4] who proved the divergence case. In the inhomogeneous case, the convergence and divergence khintchine type theorems were proved by Badziahin, Beresnevich and Velani [3].
7.5. Affine subspaces and their nondegenerate submanifolds
The results in the present paper have to do with nondegenerate manifolds. At the other end of the spectrum lie affine subspaces, the study of whose Diophantine properties involves subtle considerations concerning the slope of the subspace. There has been considerable work in this area recently, cf. [30, 31, 20, 21, 23, 24, 25]. We refer the reader to [26] for a survey of this subject. It would be interesting to obtain function field analogues of these results, both homogeneous and inhomogeneous.
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