This paper introduces the hyperdual functor, a new construction associating a bidualic Banach space to each normed space, capturing all even duals and preserving algebraic dimension.
Contribution
It extends the dual functor to a hyperdual functor using direct limits, providing a new categorical tool for normed space analysis.
Findings
01
The hyperdual space contains the original space isometrically.
02
It includes all even duals as increasing sequence of retracts.
03
The functor is faithful and covariant, preserving algebraic dimension.
Abstract
By means of the direct limit technique, with every normed space X it is associated a bidualic (Banach) space X~(D2(X~)≅X~ - called the hyperdual of X) that contains (isometrically embedded) X as well as all the even (normed) duals D2n(X), which make an increasing sequence of the category retracts. The algebraic dimension dim X~ = dim X (dim X~ = 2ℵ0 ), whenever dim X=ℵ0, (dim X=ℵ0). Furthermore, the correspondence X↦X~ extends to a faithful covariant functor (called the hyperdual functor) on the category of normed spaces.
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By means of the direct limit technique, with every normed space X it is
associated a* bidualic* (Banach) space X~ (D2(X~)≅X~ - called the hyperdual of X) that contains
(isometrically embedded) X as well as all the even (normed) duals D2n(X), which make an increasing sequence of the category retracts. The
algebraic dimension dimX~=dimX (dimX~=2ℵ0), whenever dimX=ℵ0, (dimX=ℵ0). Furthermore,
the correspondence X↦X~ extends to a faithful covariant
functor (called the hyperdual functor) on the category of normed
spaces.
This paper is in final form and no version of it will be submitted
for publication elsewhere.
1. Introduction
In several recent papers (the last two are [15, 16]) the author was solving
the problem of the quotient shape classification of normed vectorial spaces
(especially, the finite quotient shape type classification), which was
initiated by a basic consideration in [14]. Since in a quotient shape theory
the main role play the infinite cardinal numbers, the usual bipolar
separation “finite-dimensional versus
infinite-dimensional” of normed spaces is quite
unsatisfactory. Namely, the class of all infinite-dimensional normed spaces
had to be refined according to General Continuum Hypothesis (GCH), and it
had become obvious that the special bases (topological, Schauder, …)
cannot help in solving the problem. The only way has led trough the strict
division by the cardinalities of algebraic (Hamel) bases. This was further
leading to the* normed* dual spaces and their algebraic dimensions.
Surprisingly, the author discovered that the inequality dimX≤dimX∗ was not refined in general. Since this subproblem severely
limited the study of the main one, the author focused his attention to its
solution. In [16], Theorem 4 (by using the shape theory technique), the
answer is given: dimX∗=dimX, whenever dimX=ℵ0,
while dimX=ℵ0 implies dimX∗=2ℵ0.
Consequently, every normed dual of every Banach space retains the algebraic
dimension of the space. When, in addition, it became clear that every
canonical embedding of a dual space into its second dual spaces is a
categorical section ([16], Lemma 1 (i) and Theorem 1), the idea of a
consistent embedding of all iterated even (odd) duals into the same Banach
(“hyperdual”) space came by itself.
In the realization of the mentioned idea, a property rather close to the
reflexivity (as much as possible) is desired and expected. According to the
result and the example of [8], the first candidates was the somewhat
reflexivity [1, 2]. However, that property (though rather suitable and
useful for a local analysis) is little inappropriate for a global
categorical consideration. Thus (keeping in mind the example of [8]), we had
desired to get an isometric isomorphism between the associated space and its
second dual space. That property is called the parareflexivity. By
dropping “isometric”, the notion of a
bidualic (originally, bidual-like) normed space was introduced
in [15], and it also has seemed to be an acceptable one for our final goal.
By adding the somewhat reflexivity to parareflexivity, the obtained notion
of almost reflexivity is also considered.
By this work we have succeeded (Theorem 2) to associate with every normed
space X a bidualic (Banach) space X~, i.e., D2(X~)≅X~, called a hypercdual space of X, such that X~ contains (canonically embedded) X and all the iterated even
duals D2n(X). Moreover, those duals make a consistently increasing
sequence of category retracts of X~ having the universal property
(of a direct limit) with respect to the normed spaces and morphisms of norm ≤1. Furthermore, the algebraic dimension dimX~=dimX (dimX~=2ℵ0), whenever dimX=ℵ0 (dimX=ℵ0). Further (Theorem 3), the correspondence X↦X~
extends to a faithful covariant functor (called the hyperdual functor) on the category of normed spaces such that, for every k∈{0}∪N, D~D2k=D~ and, for every X, D2kD~(X)≅D~(X). Furthermore, D~ preserves the
parareflexivity, quasi-reflexivity and reflexivity.
The main working technique is based on the direct limits of the direct
sequences in iNF (isometries of normed spaces) and the
corresponding in-morphisms between such sequences that admit representatives
having the terms of norm ≤1.
2. Preliminaries
We shall implicitly use and apply in the sequel many general and some
special well known facts without referring to any source. Therefore, we
remind a reader that
the needed set theoretic and topological facts can be found in
[5];
the fundamental facts concerning vectorial, normed and Banach
spaces are learned from [9], [10] and [12];
the “categorical Banach space
theory” is that of [3] and [6];
our category theory terminology strictly follows [7].
Nevertheless, at least for technical reasons, we think that the
very basic of the categorical approach to normed and Banach spaces (see also
[3, 6]) should be recalled.
Let VF, denote the category of all vectorial spaces over a
field F and all the corresponding linear function. Let NF
denote the category of all normed vectorial spaces and all the corresponding
continuous linear function, whenever F∈{R,C}, and
let BF be the full subcategory of NF
determined by all Banach (i.e., complete normed) spaces. Let
D:NF→NF
be the normed dual functor, i.e., the contravariant HomF
functor
D(X)=X∗ - the (normed) dual space of X,
D(f:X→Y)≡D(f)≡f∗:Y∗→X∗, D(f)(y1)=y1f.
Then D[NF]⊆BF and,
furthermore, for every ordered pair X,Y∈Ob(NF), the
function
DYX:NF(X,Y)≡L(X,Y)→L(Y∗,X∗)≡NF(Y∗,X∗)
is a linear isometry (∥D(f)∥=∥f∥), and hence, D is a faithful functor.
Further, there exists a covariant Hom-functor
HomF2≡D2:NF→NF,
D2(X)=D(D(X))≡X∗∗ - the (normed) second dual space of X,
D2(f:X→Y)≡D(D(f))≡f∗∗:X∗∗→Y∗∗,
D2(f)(x2)=x2D(f).
Then, clearly, D2[NF]⊆BF
and, for every ordered pair X,Y∈Ob(NF), the function
(D2)YX:NF(X,Y)≡L(X,Y)→L(X∗∗,Y∗∗)≡NF(X∗∗,Y∗∗)
is a linear isometry (D2(f)=∥f∥), and thus, D2 is a faithful functor.
The most useful fact hereby is the existence of a certain natural
transformation j:1NF⇝D2 of the
functors, where, for every X∈Ob(NF), jX:X→D2(X) is an isometric embedding (the canonical embedding defined
by jX(x)≡xx2∈D2(X), x∈X, such that, for every x1∈D(X), xx2(x1)=x1(x)∈F), and the closure Cl(R(jX)⊆D2(X) is the well known (Banach) completion of X.
Namely, if X,Y∈Ob(NF), then
(∀f∈NF(X,Y)), jYf=D2(f)jX
holds true. Clearly, if X is a Banach space, then the canonical
embedding jX is closed. Continuing by induction, for every k∈N, k>2, there exists a faithful HomF-functor Dk of NF to NF such that Dk[NF]⊆BF, Dk is contravariant (covariant)
whenever k is odd (even), and for every ordered pair X, Y of normed
spaces, the function (Dk)YX is an isometric linear morphism of
the normed space L(X,Y) to the Banach space L(Dk(Y),Dk(X))
whenever k is odd (L(Dk(X),Dk(Y)) whenever k is even). Further,
for every k∈{0}∪N, there exists a natural transformation
of the functors jk:Dk⇝Dk+2, where j0≡j:1NF⇝D2 and, for every k>0, jk
is determined by the class {jDk(X)∣X∈Ob(NF)}.
Consequently, there exist the composite natural transformations j2k−2⋯j0:1NF⇝D2k as well.
3. Some special limits of normed spaces
Denote by iNF⊆NF (iBF⊆BF) the subcategory having Ob(iNF)=Ob(NF) (Ob(iBF)=Ob(BF)) and
for the morphism class Mor(iNF) (Mor(iBF)) all
the isometries of Mor(NF) (Mor(BF)). Further,
we shall need the subcategories of BF⊆NF
determined by all the contractive morphisms f, i.e., for each x, ∥f(x)∥≤∥x∥, as well as those
determined by all the morphisms having norm ∥f∥≤1. These are denoted by the subscript 1 and superscript 1 respectively.
Clearly, iNF⊆(NF)1⊆(NF)1 and iBF⊆(BF)1⊆(BF)1. We shall also need the sequential in-categories (seq-iNF)1⊆(seq-iNF)1 (subcategories of in-NF=(dir-NF)/≃) of all direct sequences in iNF and all the
corresponding (in-)morphisms f admitting representatives (ϕ,fn) such that all fn belong to (NF)1⊆(NF)1, respectively, and similarly, the
sequential in-categories (seq-iBF)1⊆(seq-iBF)1.
Further, given a functor F:C→D, the F-image F[C] is a subcategory of D. We shall need in
the sequel the D2k-image and D2k+1-image, k∈{0}∪N, of the mentioned (sub)categories.
Recall that by the main result of [13] (see also [3], Section 4. (b),
Theorem 4. 1), in the subcategory (BF)1⊆BF there exist direct and inverse limits of the corresponding systems.
However, we need a more special and somewhat more general results.
Lemma 1**.**
There exist the direct limit functors
lim:(seq-iNF)1→(NF)1 and
lim:(seq-iNF)1→(NF)1
such that, for every X=(Xn,inn′,N)∈Ob(seq-iNF),
limX≡(X,in)**
belongs to iNF, and, for every f∈(seq-iNF)1(X,X′), limf belongs to (NF)1. Furthermore, for every f∈(seq-iNF)(X,X′), if f admits a
representative (ϕ,fn) such that, for every n∈N, fn is an isometry (isometric isomorphism), then
limf:limX→limX′**
is an isometry (isometric isomorphism).
Proof.
Let a direct sequence X=(Xn,inn′,N)
in iNF be given, Consider the disjoint union ⊔n∈NXn and the binary relation on it defined by
xn∼xn′′⇔(inn′(xn)=xn′′∨in′n(xn′′)=xn),
where xn∈Xn and xn′′∈Xn′. One readily verifies that ∼ is an equivalence
relation on ⊔n∈NXn. Let
X=(⊔n∈NXn)/∼
be the corresponding quotient set. Since all inn′
are monomorphisms, for every x=[xn]∈X, there exist a unique
(minimal) n(x)∈N and a unique xn(x)∈Xn(x) (the
grain of x) such that
Furthermore, for every x∈X and every n≥n(x), there is a
unique xn=in(x)n(xn(x)∈Xn such that [xn]=[xn(x)]=x.
And conversely, for every n and every xn∈Xn, there is a unique x=[xn]∈X having the grain xn(x)∈Xn(x), xn(x)∼xn
and n(x)≤n. Consequently, every element x∈X is a unique sequence (in(x)n′(xn(x)))n′≥n(x), which may be
identified with the vector xn(x)∈Xn(x)∖R(in(x)−1,n(x))
as well as with the vector xn∈Xn∖R(in−1,n, n≥n(x), and vice versa. Given any x′=[xn′′],x′′=[xn′′′′]∈X, let
us consider
xn2=in1n2(yn1′)+yn2′′∈Xn2
where n1=min{n′,n′′}, n2=max{n′,n′′}, {yn1′,yn2′′}={xn′′,xn′′′′} and “+” on
the right side is the addition in Xn2. Then, for every n≥n2,
xn=x’n+xn′′∼in1n2(yn1′)+yn2′′=xn2.
This shows that one can well define
+:X×X→X, +(x′,x′′)≡x′+x′′=x=[xn2],∈X.
(Notice that n(x)=nx′,x′′ formally
depending on x′ and x′′, actually depends on the
x′+x′′ only, i.e., it is the unique n(x′+x′′). Namely, if x1+x2=x′+x′′=x, then one readily sees that nx1,x2=nx′,x′′=n(x)≤max{nx′,nx′′}.) It is
now a routine to verifies that (X,+) is an Abelian group. (For instance,
in order to verify that (x′+x′′)+x′′′=x′+(x′′+x′′′),
consider n=max{nx′,nx′′,nx′′′}≥nx′′+x′′,nx′′+x′′′).) Further, given an x=[xn]=[xn(x)]∈X and a λ∈F, then λxn∈Xn, λxn(x)∈Xn(x) and [λxn]=[λxn(x)]. It allows us to define
⋅:X×F→X, ⋅(x,λ)≡λx=[λxn(x)].
One straightforwardly verifies that X with so defined operations
“+” and “⋅” is a vectorial space over F. (Notice that, nλx≤nx; in order to verify that λ(x′+x′′)=λx′+λx′′, consider n=max{nx′,nx′′}≥nx′′+x′′,nλx′,nλx′′, while for μ(λx)=(μλ)x, consider n=nx≥nλx,n(μλ)x.) Finally, let us define
∥⋅∥:X→R, ∥x∥=xn(x)n(x),
where x=[xn(x)] and xn(x)∈Xn(x) is the grain of x. Then, clearly, ∥x∥=xn(x)n(x)=∥xn∥, n≥n(x). (The function ∥⋅∥ uniquely extends the sequence (∥⋅∥n) of all the norms ∥⋅∥n
on Xn to X.) Again, one readily verifies that ∥⋅∥ is a well defined norm on X. For instance, given any x′,x′′∈X, then (since all inn′ are
isometries)
that proves the triangle inequality. Thus, X≡(X,∥⋅∥) is a normed space over F. Let us now define, for
every n∈N,
in:Xn→X, in(xn)=x=[xn].
Then each in is linear and, by definition of ∼, for
every related pair n≤n′, inn′in′=in holds. Further, in is an isometry (and hence, continuous)
because
∥in(xn)∥=∥x∥=xn(x)n(x)=∥xn∥n.
We have to prove the universal property of (X,in) and X with respect to iNF, (NF)1
and (NF)1. Let, for every n∈N, an isometry fn:Xn→Y (a morphism fn:Xn→Y of (NF)1; of (NF)1) be given such that
fn′inn′=fn, n≤n′,
holds. Put
f:X→Y, f(x)=fn(x)(xn(x)),
where xn(x)∈Xn(x) is the grain of x. .Then, for every
n≥n(x), f(x)=fn(xn). Clearly, the function f is well defined
and linear, and, for every n∈N, fin=fn holds. Further,
for every x∈X,
implying that f is an isometry (a morphism of (NF)1, of (NF)1⊆(NF)1).
Further, assume that f′:X→Y is any morphism of NF such that, for every n, f′in=fn. Then,
for every x∈X,
f′(x)=f′(in(x)(xn(x)))=fn(x)(xn(x))=f(x),
implying that f′=f. Therefore, (X,in)=limX in iNF, in (NF)1 and in (NF)1) (up to isomorphisms of the
category iNF). The constructed direct limit (X,in) of X is said to be the canonical one. In order to extend
this lim to a functor, let firstly an
f=[(ϕ,fn)]∈(seq-iNF)1(X,X′)
be given. We may assume that (ϕ,fn):X→X′ is a special representative of f (the dual of [11], Lemma I. 1. 2), i.e., that ϕ is
increasing and
fn′inn′=iϕ(n)ϕ(n′)′fn, n≤n′. .
Let (X,in)=limX and (X′,in′)=limX′ be the canonical limits. We define
f:X→X′, f(x)=iϕ(n(x))′fn(x)(xn(x))
(equivalently, f(x)=iϕ(n)′fn(xn), x=[xn]).
Then f is a well defined linear function satisfying
fin=iϕ(n)′fn, n∈N.
Further, since all the in′ are isometries, and for
all n and all xn∈Xn, ∥fn(xn)∥n′≤∥xn∥n holds, it follows that,
for every x=[xn]∈X,
Hence, f∈(NF)1(X,X′). Let now an f=[(ϕ,fn)]∈(seq-iNF)1(X,X′) be given. By assuming that (ϕ,fn) is a special representative as before with ∥fn∥≤1 for all n, it follows that
implying also that f belongs to (NF)1⊆(NF)1. Now, by putting limf=f, one straightforwardly shows that
lim:(seq-iNF)1→(iNF)1 and
lim:(seq-iNF)1→(iNF)1
are functors, i.e., that lim1X=1X=1limX and lim(gf)=(limg)(limf) hold true. Since we have already
proven, by the very construction, that limX≡(X,in) belongs to iNF, it remains to verify the
last statement. Let an
Therefore, f is an isometry. Finally, if all fn are
isometric isomorphisms, then f belongs to (seq-iNF)1, implying that f≡limf is an isomorphism of (NF)1. Therefore, f
is an isometric isomorphism, and the proof of the lemma is finished.
We shall need the following additional facts (related to Lemma 1) in our
forthcoming considerations.
Lemma 2**.**
Let X=(Xn,inn′,N) be a
direct sequence in iNF such that, for every n, the bonding
morphism inn+1 is a section of (NF)1. Then every
limit morphism in:Xn→limX
is a section of (NF)1. If, in addition, Xn=X for
all n, the X is dominated by limX in (NF)1.
Proof.
Given such an X=(Xn,inn′,N) in iNF, every inn+1 admits a retractions
rn.n+1:Xn+1→Xn
of (NF)1, i.e., rnn+1inn+1=1X and ∥rnn+1(xn+1)∥≤∥xn+1∥
(having ∥rn+1∥=1 whenever Xn={θ}). Denote, for every related pair n≤n′,
Then especially, rn0in0=in0n0=1Xn0, and the conclusion follows.
Lemma 3**.**
Let X=(Xn′,inn′′,N) and X′′=(Xn′′,inn′′′,N) be direct sequences in iNF and let f=[(ϕ,fn)]∈(seq-iNF)1(X′,X′′) such that all fn are isomorphisms of NF. Then limf is an isomorphism of NF
and there exists lim(f−1) such that
lim(f−1)=(* limf)−1.*
Proof.
We may assume, without loss of generality, that (ϕ,fn) is a special
representative of f with ∥fn∥≤1
for all n. By Lemma 1, there exists
limf≡f:limX′→limX′′,
and f belongs to (NF)1. Further, since, for
every n, fin′=in′′fn and in′, in′′ are the isometries, it readily follows that ∥fn∥≤∥f∥≤1. We are to
prove that f is an isomorphism of NF. Since all inn′′, inn′′′ and fn
are monomorphisms, the construction of the canonical limit implies that limf is an monomorphism. Let x′′∈X′′=limX′′. Then there exists a unique xn(x′′)′′∈Xn(x′′)′′ such that x′′=[xn(x′′)′′]=[xn′′], n≥n(x′′). Choose an n∈N such that ϕ(n)≥n(x′′). Since fn is an epimorphism, there
exists an xn′∈Xn′ such that fn(xn′)=xϕ(n)′′. Now, there exists a
unique x′=[xn′]=in′(xn′)∈X′, and it follows, by the very definition of limf, that f(x′)=x′′. Hence, f
is an epimorphism. and consequently, an isomorphism. (If, especially, ∥fn∥=1, n≥n0, then ∥f∥=1.) Let f−1:X′′→X′ be
the inverse of f. Notice that the sequence (fn−1) induces the
in-morphism
f−1=[(ψ,fn−1inϕ(n)′′)]:X′′→X′.
Let f−1:X′′→X′ be the
inverse of f. (Caution: In general, f−1 does not belong to (NF)1⊇(NF)1!) One readily verifies
(by our construction of the direct limit) that, for every n,
f−1iϕ(n)′′=in′fn−1
holds true. Hence, lim(f−1)=f−1. (Notice that iϕ(n)ϕ(n+1)′′fn=fn+1inn+1′ implies that the sequence (∥fn∥) in [∥f1∥,1]⊆R
is increasing and bounded, and, further, that every “restriction f∣Xn′′Xn′” carries the norm of fn. Therefore, one may say that
limf=∥f∥=lim(∥fn∥)!)
Further, we show that the functors D2k preserve the direct limits of
direct sequences in iNF.
Lemma 4**.**
For each k∈{0}∪N, there exist the direct limit
functors
lim:(seq-D2k[iNF])1→D2k[(NF)1] and
lim:(seq-D2k[iNF])1→D2k[(NF)1]
such that, for every X=(Xn,inn′,N)∈Ob(seq-iNF),
limD2k[X]≡(X′,in′)≅(D2k(X),D2k(in))**
belongs to D2k[iNF]. Furthermore, for every f∈(seq-D2k[iNF])(X,X′)), if f admits a representative (ϕ,fn) such that, for every n∈N, fn is an
isometry (isometric isomorphism), then
limf:limX→limX′**
is an isometry (isometric isomorphism).
Proof.
Clearly, every direct sequence in D2k[iNF] is of the form D2k[X]=(D2k(Xn),D2k(inn′),N),
where X=(Xn,inn′,N) is a direct
sequence in iNF. Since, by Lemma 1 (i) of [16], all D2k(inn′) are isometries, every such direct sequence D2k[X] belongs to iNF as well. By Lemma 1, the
direct limit
exists in iNF. and has the universal
property with respect to iiNF, (NF)1 and (NF)1. We are to prove that (D2k(X),D2k(in)) is a
direct limit of D2k[X] in D2k[iNF], in D2k[(NF)1] and in D2k[(NF)1]
(implying that X′ is isomorphic to D2k(X) in iNF, and hence, a Banach space). Firstly, since j2k:1NF⇝D2k is a natural transformation of the functors,
by applying D2k to X and limX, the following commutative diagram
whenever n≤n′. Secondly, we are verifying the
universal property of (D2(X),D2(in)) and D2[X]
with respect to the categories D2k[iNF], D2k[(NF)1] and D2k[(NF)1]. Let, for every n∈N, a morphism D2k(fn):D2kXn→D2k(Y) of D2k[iNF] (of D2k[(NF)1]; of D2k[(NF)1]) be given such that
D2k(fn′)D2k(inn′)=D2k(fn), n≤n′,
holds. Since each D2k is a faithful functor, it follows that fn′inn′=fn, n≤n′. By Lemma 1 (the
case k=0), there exists a unique f:X→Y of iNF
(of (NF)1; of (NF)1) such that, for
every n∈N, fin=fn. Then D2k(f):D2k(X)→D2k(Y) belongs to D2k[iNF] (to D2k[(NF)1]; to D2k[(NF)1]) and, for every n,
D2k(f)D2k(in)=D2kf(n.).
If D2(f′):D2(X)→D2(Y) is any
morphism of D2[iNF] (of D2k[(NF)1];
of D2k[(NF)1]) such that D2(f′)D2(in)=D2(fn.), n∈N, then
D2(f′in)=D2(fn)=D2(fin) implying
f′in=fn=fin, n∈N.
Since f is unique having that property, it follows that f′=f, and thus, D2k(f′)=D2k(f), implying the
uniqueness of D2k(f) in D2k[iNF] (in D2k[(NF)1], in D2k[(NF)1]). Therefore, (D2k(X),D2k(in)) is a direct limit of D2k[X] in D2k[iNF], in D2k[(NF)1] and in D2k[(NF)1]. Consequently, by construction of the object
of the canonical direct limit of a direct sequence in iNF, it
follows that X′≅D2k(X) in D2k[iNF]⊆iBF, and the statement for objects follows in
general. Concerning the morphisms, let firstly an
f=[(ϕ,fn)]∈(seq-D2k[iNF])1(D2[X],D2k[X′])
be given. Then we define
f≡limf:limD2k[X]→limD2k[X′]
as in the proof of Lemma 1, and the functoriality of lim follows straightforwardly. The same holds true for
an
f=[(ϕ,fn)]∈(seq-D2k[iNF])1(D2[X],D2k[X′]).
Finally, since D2k preserves isometries and isomorphisms, if
every fn is an isometry (isometric isomorphism) then, as in the proof
of Lemma 1, limf is an isometry
(isometric isomorphism) as well.
Theorem 1**.**
(i) Each restriction functor
D2k:iNF→D2k[iNF]⊆iBF, k∈N,
preserves directedness of direct sequences and it is continuous,
i.e., it commutes with the direct limit:
D2k(limX)≅limD2k[X]* isometrically;*
(ii) Each restriction functor
D2k−1:iNF→D2k−1[iNF]⊆BF, k∈N,
turns direct sequences into inverse sequences and their direct
limits into the corresponding inverse limits, i.e.,
D2k−1(limX)≅limD2k−1[X]* (isometrically in D2k−1[iNF]);*
(iii) Each restriction functor
D2k:D2l−1[iNF]→D2k+2l−1[iNF]⊆BF, k,l∈N,
preserves inverseness of inverse sequences and commutes with
inverse limits, i.e.,
(i). Firstly, by Lemma 1, the needed direct limits exist. Furthermore, by
Lemma 4 and its proof, if X is a direct sequence in iNF and X≡limX in iNF, then, for every k∈N,
D2k(limX)≅D2k(X)≅limD2k[X]
in D2k[iNF] holds. Consequently, D2k(limX)≅limD2k[X] isometrically.
(ii). Let k∈N, and let (X,in) be a direct limit
(not necessarily canonical) of a direct sequence X=(Xn,inn′,N) in iNF. Then D2k−1X≡(D2k−1(Xn),D2k−1(inn′),N)
is an inverse sequence in D2k−1[iNF]⊆BF and there exist morphisms
D2k−1(in):D2k−1(X)→D2k−1(Xn), n∈N,
of D2k−1[iNF] such that
D2k−1(inn′)D2k−1(in′)=D2k−1(in), n≤n′.
We are to verify the universal property of (D2k−1(X),D2k−1(in)) and D2k−1[X] with respect
to the category D2k−1[iNF]. Let, for every n∈N, a morphism D2k−1(fn):D2k−1(Y)→D2k−1(Xn) of D2k−1[iNF] be given such that
D2k−1(inn′)D2k−1(fn′)=D2k−1(fn), n≤n′.
Then, for every n∈N,
D2k−1(fn′inn′)=D2k−1(fn):D2k−1(Y)→D2k−1(Xn),
and it follows that fn′inn′=fn,
because the functor D2k−1 is faithful. By the universal property of (X,in) and X with respect to iNF, there
exists a unique f:X→Y of iNF such that fin=fn, n∈N. Then D2k−1(f):D2k−1(Y)→D2k−1(X) belongs to D2k−1[iNF] and
D2k−1(in)D2k−1(f)=D2k−1(fn), n∈N.
Finally, let D2k−1(f′):D2k−1(Y)→D2k−1(X) be any morphism of D2k−1(iNF) such that, for
every n, D2k−1(in)D2k−1(f′)=D2k−1(fn) holds. Then
D2k−1(f′in)=D2k−1(fn)=D2k−1(fin) implying
f′in=fn=fin, n∈N.
Since f is unique having that property, it follows that f′=f, and thus, D2k−1(f′)=D2k−1(f), implying the
uniqueness of D2k−1(f) in D2k−1[iNF]. Therefore, (D2k−1(X),D2k−1(in))=limD2k−1[X]
in D2k−1[iNF] (up to an isomorphism of D2k−1[iNF]), and the conclusion follows.
(iii). Consider the simplest case, i.e., l=k=1, i.e., the
restriction functor
D2:D[iNF]→D3[iNF]=D2[D[iNF]].
Clearly, every inverse sequence in D[iNF] is of the
form D[X]=(D(Xn),D(inn′),N), where X=(Xn,inn′,N) is a direct sequence in iNF. By (ii), limD[X]≅D(limX) in D[iNF]. Then, by
(i) and (ii),
D2(limD[X])≅D2(D(limX))=D3(limX)≅limD3[X]
in D3[iNF]. The general case follows in a quite
similar way.
We shall also need a special case of the following general fact.
Lemma 5**.**
Let i′∈iBF(X′,Y′) and
i′′∈iBF(X′′,Y′′) yield the closed direct-sum presentations Y′=R(i′)∔Z′ and Y′′=R(i′′)∔Z′′, respectively, such that Z′
continuously linearly embeds into Z′′. Then every f∈BF(X′,X′′) with ∥f∥<1 admits an extension g∈BF(Y′,Y′′), gi′=i′′f, with ∥g∥<1. In addition, if f is an isomorphism and Z′≅Z′′, then there exists an extending isomorphism g.
Proof.
Since i′ and i′′ are isometries, the morphism
u≡i′′f(i′)−1:R(i′)→R(i′′)
of BF is well defined, and ∥u∥=∥f∥. By the assumptions on the isometries i′ and i′′, each y′∈Y′ (y′′∈Y′′) admits a unique presentation
y′=i′(x′)+z′, x′∈X′, z′∈Z′
(y′′=i′′(x′′)+z′′, x′′∈X′′, z′′∈Z′′).
Since ∥f∥<1 and Z′ admits a
continuous linear embedding into Z′′, there exists a
contonuous linear embedding
v:Z′→Z′′, ∥v∥<1−∥f∥.
Then by
y=i′(x′)+z′↦u(i′(x′))+v(z′)≡g(y)
a function g:Y′→Y′′ is well
defined. One readily verifies that g is linear. Since g=u∔v, the
Inverse Mapping Theorem (applied to the identity functions on the both
direct-sums and the corresponding direct products with the norm ∥⋅∥1) implies that g is continuous, i.e., g∈BF(Y′,Y′′). The extension property
(commutativity) gi′=i′′f holds obviously. Finally,
∥g∥=∥u∔v∥≤∥(u,v)∥1=∥u∥∔∥v∥<∥f∥+1−∥f∥=1.
If, in addition, f is an isomorphism and Z′≅Z′′, then one can choose v to be an appropriate
isomorphism with ∥v∥<1−∥f∥, and
the conclusion follows.
4. The hyperdual functor
Let X be a normed vectorial space over F∈{R,C}
and let k∈{0}∪N. By simplifying notations, let
j2k:D2k(X)→D2k+2(X)
denote the canonical embedding jD2k(X). Since every j2k is an isometry, the direct sequence
Given a normed space X, a normed space X~ is said to be
a hyperdual of X if
(i) (∀k∈{0}∪N) there exists an isometry
i2k:D2k(X)→X~;
(i) for every normed space Y and every sequence (f2k), f2k∈(NF)1(D2k(X),Y) satisfying f2k+2jD2k(X)=f2k, there exists a unique f∈(NF)1(X~,Y) (equivalently, f∈(NF)1(X~,Y)) such that fj2k=f2k.
According to Lemma 1, every normed space has a hyperdual, and moreover, all
hyperduals of an X are mutually isometrically isomorphic.
Recall that a normed space X is said to be reflexive, if the
canonical embedding jX:X→D2(X) is an epimorphism.,
i.e., if jX is an isometric isomorphism (isomorphism of (NF)1). Then, clearly, X itself must be a Banach space. It is well
known that X is reflexive if and only if Dn(X) (for some,
equivalently, every n) is reflexive. Obviously, X is reflexive if and
only if, it is isomorphic to a reflexive space. In [15], Lemma 4, the notion
of a bidual-likeness was introduced by D2(X)≅X in NF. We shall hereby repeat and strengthen the definition. Before that,
for the sake of completeness, recall briefly (see [1, 2, 4]) that a normed
space X is said to be somewhat reflexive (quasi-reflexive (*of order *n)) if, for every infinite-dimensional closed subspace W⊴X, there exists a reflexive infinite-dimensional closed
subspace of Z⊴W (if the quotient space D2(X)/R(jX)
is finite-dimensional (dim(D2(X)/R(jX))=n)). Clearly, the
quasi-reflexivity of order [math] means reflexivity.
Definition 2**.**
A normed space X is said to be bidualic (parareflexive), if X≅D2(X) (isometrically). X is said to be
almost reflexive if it is parareflexive and somewhat reflexive.
Example 1**.**
All the spaces lp and Lp(n), 1<p<∞, are
reflexive separable Banach spaces;
James’ space J of [8] is a non-reflexive almost
reflexive separable Banach space;
the spaces l1 and c0⊴l∞ are
non-bidualic separable Banach spaces, while l∞ is a non-bidualic
and non-separable Banach space.
One easily sees that a normed space X is bidualic (parareflexive) if and
only if, it is (isometrically) isomorphic to a bidualic (parareflexive)
space. The following facts are almost obvious.
Lemma 6**.**
Let X be a normed space. If
(i) X is bidualic (parareflexive), then X is a Banach space
and, for every n∈N, D2n(X)≅X and D2n+1(X)≅D(X) (isometrically) and Dn(X) is bidualic (parareflexive);
(ii) X is almost reflexive, then X is a Banach space and, for
every n∈N, D2n(X)≅X and D2n+1(X)≅D(X)
isometrically, and D2n(X) is almost reflexive.
(iii) None parareflexive non-reflexive space can be isometrically
embedded into any reflexive space.
Proof.
Concerning statement (i), recall that every continuous linear function is
uniformly continuous, and thus, it preserves Cauchy sequences. The rest is
obvious. Concerning staement (ii), one has to verify that D2n(X) is
somewhat reflexive, whenever X is almost reflexive. However, it is an
immediate consequence of D2(X)≅X isometrically and [16], Lemma 1
(i).
(iii). Let X be a parareflexive space that is not reflexive
(such is, for instance, James’ space J of [8]). Let Y be any
normed space that admits an isometry f:X→Y. We have to prove
that Y cannot be reflexive. Assume to the contrary, and consider the
following commutative diagram
in NF, where f′:X→R(f) is the
restriction of f. By (i), f′ is an isometric isomorphism of
Banach spaces. Since R(f), being closed in Y, is reflexive, it follows
that jR(f)f is an isometric isomorphism. Then D2(f′)jX=jR(f)f is an isometric isomorphism as well, implying that so
is jX - a contradiction.
Let ρNF, αNF, πNF,
σNF, βNF and χNF
(χnNF) denote the full subcategories of NF (actually, of BF) determined by all the reflexive,
almost reflexive, parareflexive, somewhat reflexive, bidualic and
quasi-reflexiv (of prder n) spaces, respectively. Clearly, ρNF is a full subcategory of all the mentioned subcategories and αNF⊆πNF⊆βNF
holds as well. Further, one readily sees that χnNF⊆χNF⊆βNF also
holds.
Theorem 2**.**
For every X∈Ob(NF), every hyperdual X~
of X has the following properties:
(i) X~ is a bidualic Banach space, i.e., D2(X~)≅X~ in NF;
(ii) all D2k(X), k∈N, embed isometrically into X~ making an increasing sequence of retracts and retracts of X~ in (BF)1, implying that, for each k∈N,
Let an X∈Ob(NF) be given. According to Definition 2 and
Lemma 1, it suffices to prove the statements for the canonical direct limit
space X~ of X~=(D2k(X),jD2k(X)≡j2k,{0}∪N), i.e.,
limX~=(X~,i2k)=((⊔k≥0D2k(X))/∼),∥⋅∥),i2k),
where ∼ is induced by (j2k) and the norm ∥⋅∥ uniquely extends the sequence (∥⋅∥2k) of norms ∥⋅∥2k on D2k(X) to X~, while the limit morphisms into X~ are
the isometries i2k:D2k(X)→X~. Since j:1NF⇝D2 is a natural transformation of the functors,
by applying D2 to X~ and limX~, the following commutative diagram
in iNF occurs and D2(i2k)j2k=jX~i2k. By Lemma 1 and its proof, the canonical direct limit of the direct
sequence D2[X~]≡(D2k+2(X),D2(j2k),{0}∪N) is
By Theorem 1 (i), there exists an (isometric) isomorphism
g:limD2[X~]=X′→D2(X~)=D2(limX~).
We are to prove that X~ is (in-)isomorphic
to D2[X~] in (seq-iNF)1.
Since all j2k are the canonical embeddings, Lemma 1 (i) of [16] assures
that all D2(j2k) are closed isometric embeddings. Notice that by
excluding (including) j0 off X~ (into D2[X~]) nothing relevant for this consideration is
changing. Let us exclude j0 off X~. By [16],
Corollary 1, for every k∈N, there exist the closed direct-sum
presentations of D2k+2(X), induced by sections j2k and D2(j2k−2) (having D(j2k−1) for a common retraction), with the
same closed complementary subspace. More precisely,
(for instance, f2=λ1D2(X), 0<λ<1), we
may apply Lemma 5 (X′=X′′=D2(X), Y′=Y′′=D4(X), i′=j2, i′′=D2(j0), and Z′=Z′′=N(D(j1)) and obtain
an isomorphism
f4:D4(X)→D4(X), ∥f4∥<1,
which extends f2. i.e.,
f4j2=D2(j0)f2.
Continuing by induction, we obtain a sequence (f2k) of
isomorphisms
f2k:D2k(X)→D2k(X), ∥f2k∥<1,
such that
f2k+2j2k=D2(j2k−2)f2k
(commutating with the bonding morphisms of X~
and D2[X~]). Then the sequence (f2k)
determines an in-(iso)morphism
f=[(1N,fn)]∈(seq-iNF)1(X~,D2[X~]), 2k↦k≡n,
having all fn to be isomorphisms with ∥fn∥<1. Now, by Lemma 3, the existing limit morphism
f≡limf:limX~=X~→X′=limD2[X~].
is an isomorphism. Consequently, the composite gf is an
isomorphism of X~ onto D2(X~) (which, in general, is
not the limit morphism lim(j2k)!), and
property (i) follows by Lemma 6 (i).
(ii). By [16], Theorem 1, for every k∈N, the
canonical embedding j2k is a section of (BF)1 having
for an appropriate retraction
(iii). This property follows by Theorem 5 of [16]. Namely, if X
is finite-dimensional then one may choose X~=X, while if dimX=∞, the* normed* dual functor D rises the countable
algebraic dimension (ℵ0 to 2ℵ0) only, and (a
quotient of) a countable union in VF cannot rise an
infinite algebraic dimension.
Remark 1**.**
(a) By Theorem 2 and its proof, the constructed bidualic hyperdual
X~ of a normed space X is also a bidualic hyperdual of every even
normed dual space D2k(X), k∈{0}∪N, as well.
Further, by applying the same construction to the direct sequence (D(X)2k+1,j2k+1,{0}∪N), one obtains a bidualic
hyperdual D(X) of every odd normed dual D2k+1(X) of X.
(b) In the proof of Theorem 2 (i), the application of Lemma 5 has
been essential. If it could hold an appropriate analogue of Lemma 5 for the
isometries (in the very special case of the proof of Theorem 2 (i)), then X~ would be a parareflexive space.
We now want to extend the direct limit construction X↦X~↦limX~≡X~ in iNF to a functor on NF, which is
closely related to all D2k functors.
Theorem 3**.**
There exists a covariant functor (the normed hyperdual
functor)
D~:NF→NF, X↦D~(X), f↦D~(f),
such that D~[NF]⊆βBF, and D~ does not rise the algebraic dimension but ℵ0 (to 2ℵ0). Moreover,
(i) D~ is faithful;
(ii) D~(f) is an isometry if and only if f is an
isometry;;
(iii) D~ is continuous, i.e., it commutes with the direc
limit:
D~(limX)≅limD~[X]* isometrically;*
(iv) (∀k∈{0}∪N)D~D2k=D~;
(v) (∀k∈{0}∪N)(∀X∈Ob(NF))D2kD~(X)≅D~(X);
(vi) for each k∈{0}∪N), there exist an
isometric natural transformation ι2k:D2k⇝D~ of the functors;
According to Theorem 2, D~ is well defined on the object class Ob(NF) by putting D~(X)=X~, where X~ is
the object of the canonical direct limit limX~=(X~,i2k), and X~=(D2k(X),jD2k(X),{0}∪N). Let f∈NF(X,Y). Since, for every k∈{0}∪N, j2k:D2k⇝D2(D2k)=Dk+2 is a natural
transformation of the covariant functors, the following diagram
in NF commutes. Then the equivalence class [(1{0}∪N,D2k(f))] of (1{0}∪N,D2k(f)) is an in-morphism f~:X~→Y~ of the direct sequences in iNF. If f belongs to (NF)1, then f~∈(seq-iNF)1, and limf~ exists by Lemma 1. In general, we have to construct
(in this special case of direct sequences in iNF) a limit
morphism
f~:X~=limX~→limY~=Y~
explicitly. Given an x~=[x2k(x~)]∈X~,
put
f~(x~)=i2k(x~),YD2k(x~)(f)(x2k(x~)),
where x2k(x~)∈D2k(x~)(X) is the grain of x~. Then f~ is a well defined linear function. Furthermore,
f~ is continuous because, for every x~∈X~,
f~(x~)≤∥f∥⋅∥x~∥
holds. Indeed, each x~∈X~ has a unique grain x2k(x~)∈D2k(x~)(X) (and conversely), and thus (by
definitions of the norms on X~ and Y~), it follows (recall
that the elements of the terms are continuous functionals) that
Moreover, if ∥f∥≤1, then f~≤1. Further, since f~i2k,X=i2k,YD2k(f) (by the very definition), it follows that f~ is an isometry whenever f is an isometry. We finally define
D~(f)≡f~:X~≡D~(X)→D~(Y)≡Y~.
Then D~(1X)=1D~(X) obviously holds. Further,
given an f∈NF(X,Y) and a g∈NF(Y,Z),
then, since each D2k is a covariant functor, the definition from above
(see also the diagram) implies that
D~(gf)=gf=g~f~=D~(g)D~(f).
Therefore, D~:NF→NF is a covariant
functor. By Theorem 2 (i), X~ is a bidualic Banach space, hence, D~[NF]⊆βBF, while Theorem 2
(iii) assures the statement about algebraic dimension. Let us now verify the
additional properties.
(i). Let D~(f)=D~(f′):D~(X)→D~(Y). Assume to the contrary, i.e., that f=f′. Then there is an x∈X such that f(x)=f′(x).
Since i1X and i1Y are monomorphism, it follows that
D~(f)i1X(x)=i1Yf(x)=i1Yf′(x)=D~(f′)i1X(x),
implying that D~(f)(x~)=D~(f′)(x~) - a contradiction.
(ii). It suffices to verify the sufficiency. Let D~(f):D~(X)→D~(Y) be an isometry. Since i1X and i1Y are isometries, it follows that, for every x∈X,
(iii). Since, by (i) and (ii), D~ is faithful and
preserves isometries, we may apply the proof of Lemma 4 (for D2k) to D~ as well, and the statement follows.
(iv). The equality D~D2k=D~, k∈{0}∪N, follows by the definition of D~. Namely, in the
(defining) direct sequence X~ for D~(X)=X~ one may drop any initial part obtaining the same direct limit space. The
same argument keeps valid for an f∈NF(X,Y), i.e.,
(v). This property is a consequence of D~[NF]⊆βNF and [16], Lemma 1 (i), i.e., the
inductive consequence of D2D~(X)≅D~(X).
(vi). Observe that, for given X,Y∈OB(NF) and
each k∈{0}∪N, the relation
D~(f)i2k,X=i2k,YD2k(f)
follows straightforwardly by the construction of X~ and Y~ and by the definition of f~. Hence, for each k∈{0}∪N, the class
{i2k,X:D2k(X)→X~∣X∈Ob(NF)}
of the corresponding limit morphisms (each one of them is an
isometry) determines an isometric natural transformation ι2k:D2k⇝D~ of the functors.
(vii) Let X be a parareflexive space, i.e., X∈Ob(πNF). Then there exists an isometric isomorphism f:X→D2(X). By applying D2 to X~
and limX~=D~(X), one
readily obtains an in-morphism
f=[(1N,fn)]:X~→D2[X~], f1=f, fn=D2(f),
with all the fn isometric isomorphisms. Then, by Lemma 1,
limf:D~(X)→D2(D~(X))
is an isometric isomorphism, and thus, D~(X)∈Ob(πNF). Let X be a quasi-reflexive space of order n∈{0}∪N, i.e., X∈Ob(χnNF). Then D2(X)≅R(jX)∔Fn in BF. Since the
functors D2k are exact ([6], Proposition 6. 5. 20, or [16], Lemma 3]),
the construction of D~(X) and property (iv) straightforwardly imply
that
D2(D~(X))≅R(jD~(X))∔Fn.
Consequently, D~[χnNF]⊆χnBF, D~[χNF]⊆χBF and D~[ρNF]⊆ρBF (the case n=0). This completes the proof of the theorem.
Concerning the somewhat reflexivity and, posteriori, the almost reflexivity
of D~(X), we have established the following characterizations.
Theorem 4**.**
For every normed space X, D~(X) is somewhat reflexive
if and only if, for every n∈N, D2n(X) is somewhat
reflexive. Consequently, for every parareflexive space X, the following
properties are equivalent:
(i) D~(X) is almost reflexive;
(ii) D~(X) is somewhat reflexive;
(iii) (∀n∈N)D2n(X) is somewhat
reflexive.
Proof.
Let X be a normed space such that D~(X) is somewhat reflexive.
Let an n∈N be given. Notice that D2n(X) is somewhat
reflexive if and only if R(i2n)⊴D~(X) is somewhat
reflexive, where i2n:D2n(X)→D~(X) is the
(isometric) limit morphism. If R(i2n) is finite-dimensional, there is
nothing to prove. If R(i2n) is infinite-dimensional, then the
conclusion follows because it is a closed subspace of D~(X).
Conversely, let X be a normed space such that, for every n∈N, D2n(X) is somewhat reflexive. If D~(X) is
finite-dimensional, then there is nothing to prove. Let D~(X) be
infinite-dimensional. Since D~(X) is a Banach space, it follows
that dimD~(X)≥2ℵ9 (CH accepted). Let W⊴D~(X) be a closed infinite-dimensional subspace.
Then W is a Banach space and dimW≥2ℵ0. Denote
W2n≡W∩R(i2n)⊴D~(X), n∈{0}∪N.
Then every W2n is a closed subspace of W, hence, a Banach
space. Observe that there exists an n0∈{0}∪N such
that W2n0 is infinite-dimensional. Indeed, if all W2n were
finite-dimensional, then W would be at most countably infinite-dimensional
a contradiction. Let W2n′⊴D2n(X) be the
inverse image of W2n by i2n, i.e., i2n[W2n′]=W2n. Since all i2n are isometries of Banach spaces, it follows
that every W2n′ is a closed subspaces of D2n(X) and dimW2n′=dimW2n. Especially, W2n0′ is a
closed infinite-dimensional subspace of D2n0(X). Since D2n0(X) is somewhat reflexive, there exists a closed
infinite-dimensional subspace Z2n0⊴W2n0′ that is reflexive. Since i2n0 is an isometry, the subspace Z≡i2n0[Z2n0]⊴W2n0 is closed,
infinite-dimensional and reflexive. Consequently, Z is closed,
infinite-dimensional and reflexive subspace of W, hence, D~(X) is
somewhat reflexive. Then the characterizations of the almost reflexivity
follows by D~[πNF]⊆πNF of
Theorem 3 (vii).
By Theorem 4, D~(X) cannot be extended towards the almost
reflexivity. Observe that Theorem 3 (vii) can be slightly refined as follows.
Corollary 1**.**
let C∈{χnNF,χNF,βNF,πNF,ρNF}. Then
the restrictions D~:C→C, D~:C1→C1 and D~:iC→iC are covariant functors retaining all the
properties of D~:NF→NF.
Furthermore, the restriction functor
D~:ρNF→ρNF**
is naturally isometrically isomorphic to the identity functor
1ρNF:ρNF→ρNF.
Proof.
The last statement only asks for a proof. Let X and Y be reflexive
spaces, i.e., X,Y∈Ob(ρNF). Then the canonical
embeddings jX and jY are isometric isomorphisms, as well as all
the jD2k(X) and jD2k(Y). Consequently, all the limit
morphisms i2k,X:D2k(X)→D~(X) and i2k,Y:D2k(Y)→D~(Y) are isometric isomorphisms.
Especially, i0,X:X→D~(X) and i0,Y:Y→D~(Y) are isometric isomorphisms. Then, for every f∈ρNF(X,Y), the following diagram
in ρNF commutes. Therefore, the class {i0,X∣X∈Ob(ρNF)} determines a natural
transformation η:1ρNF⇝D~,
that is an isometric isomorphism of the functors.
At the end, concerning the dual space of a hyperdual, Theorem 3, Theorem 1
(ii) and [16], Theorem 1, imply the following result:
in (BF)1, where all D(jD2k+1(X)) and all
D(i2k) are the category retractions.
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