This paper explores properties of the dual functor in normed spaces, revealing how it affects embeddings, dimensions, and shape classifications, leading to new extension theorems.
Contribution
It provides a comprehensive classification of finite quotient shapes of normed spaces and analyzes the dual functor's impact on these properties.
Findings
01
D turns canonical embeddings into retractions
02
D increases algebraic dimension only
03
D preserves finite quotient shape type
Abstract
Some properties of the (normed) dual Hom-functor D and its iterations Dn are exhibited. For instance: D turns every canonical embedding (in the second dual space) into a retraction (of the third dual onto the first one); D rises the countably infinite (algebraic) dimension only; D does not change the finite quotient shape type. By means of that, the finite quotient shape classification of normed vectorial spaces is completely solved. As a consequence, two extension type theorems are derived.
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Taxonomy
TopicsDigital Image Processing Techniques · Advanced Numerical Analysis Techniques · Approximation Theory and Sequence Spaces
Some properties of the (normed) dual Hom-functor D and its iterations Dn are exhibited. For instance: D turns every canonical embedding (in
the second dual space) into a retraction (of the third dual onto the first
one); D rises the countably infinite (algebraic) dimension only; D
does not change the finite quotient shape type. By means of that, the finite quotient shape classification of normed vectorial spaces is
completely solved. As a consequence, two extension type theorems are derived.
This paper is in final form and no version of it will be submitted
for publication elsewhere.
1. Introduction
The quotient shape theory is a genuine kind of the general shape theory
(which began as a generalization of the homotopy theory such that the
locally bad spaces can be also considered and classified in a very suitable
“homotopical” way; [1]. [2], [3], [5]
and, especially, [11]). Although, in general, founded purely categorically,
it is mostly well known only as the (standard) shape theory of
topological spaces with respect to spaces having the homotopy types of
polyhedra. The generalizations founded in [8] and [18] are, primarily, also
on that line.
The quotient shape theory was introduced a few years ago by the author,
[13]. Though it is a kind of the general (abstract) shape theory, it can be
straightforwardly applied to any concrete category C., whenever
an infinite cardinal κ≥ℵ0 is chosen. Concerning a shape
of objects, in general, one has to decide which ones are “nice” absolutely and/or relatively (with respect to the
chosen ones). In this approach, an object is “nice” if it is isomorphic to a quotient object belonging
to a special full subcategory and if it (its “basis”) has cardinality less than (less than or equal to)
a given infinite cardinal.* *It leads to the basic idea: to
approximate a C-object X by a suitable inverse system
consisting of its quotient objects Xλ (and the quotient
morphisms) which have cardinalities, or dimensions - in the case of
vectorial spaces, less than (less than or equal to) κ. Such an
approximation exists in the form of any κ−-expansion (κ-expansion) of X,
pκ−=(pλ):X→Xκ−=(Xλ,pλλ′,Λκ−)
(pκ=(pλ):X→Xκ=(Xλ,pλλ′,Λκ)),
where Xκ− (Xκ)
belongs to the subcategory pro-Dκ− (pro-Dκ) of pro-D, and Dκ− (Dκ) is the subcategory of D
determined by all the objects having cardinalities, or dimensions - for
vectorial spaces, less than (less than or equal to) κ, while D is a full subcategory of C. Clearly, if X∈Ob(D) and the cardinality ∣X∣<κ (∣X∣≤κ) (or of the “baisis” of X), then the rudimentary pro-morphism ⌊1X⌋:X→⌊X⌋
is a κ−-expansion (κ-expansion) of X. The corresponding
shape category ShDκ−(C) (ShDκ(C)) and shape functor Sκ−:C→ShDκ−(C) (Sκ:C→ShDκ(C)) exist by
the general (abstract) shape theory, and they have all the appropriate
general properties. Moreover, there exist the relating functors Sκ−κ:ShDκ(C)→ShDκ−(C) and Sκκ′:ShDκ′(C)→ShDκ(C), κ≤κ′, such that Sκ−κSκ=Sκ− and Sκκ′Sκ′=Sκ. Even in simplest case of D=C, the quotient shape classifications are very often
non-trivial and very interesting. In such a case we simplify the notation ShDκ−(C) (ShDκ(C)) to Shκ−(C) (Shκ(C)) or to Shκ− (Shκ) when C is fixed.
In [13], several well known concrete categories were considered and many
examples are given which show that the quotient shape theory yields
classifications strictly coarser than those by isomorphisms. In [14] and
[15] were considered the quotient shapes of (purely algebraic, topological
and normed - the category NF) vectorial spaces and
topological spaces, respectively. In paper [16], we have continued the
studying of quotient shapes of normed vectorial spaces of [14], Section 4.1,
primarily and separately focused to the well known lp and Lp
spaces. The main general result of [16] is that the finite quotient
shape type of a normed spaces (over the field F∈{R,C}) reduces to that of its completion (Banach) spaces, and consequently,
that the quotient shape theory of (NF,(NF)\@text@baccent0) reduces to that of the full subcategory pair (BF,(BF)\@text@baccent0) of Banach spaces. In the very recent paper
[17] we have proven that the finite quotient shape type of normed spaces is
an invariant of the (algebraic) dimension, but not conversely. The
counterexamples exist, at least, in the dimensional par {ℵ0,2ℵ0}. Further, in the case of separable Banach spaces,
the classifications by dimension and by the finite quotient shape (as well
as by the countable quotient shape) coincide. An application of those
results has yielded two extension type theorems into lower dimensional
Banach spaces.
In this paper we firstly consider the (iterated) dual normed spaces. We have
used the functorial approach, i.e., we treat D2n−1:NF→BF (D2n:NF→BF), n∈N, as a contravariant (covariant) HomF-functor. Among interesting and useful results, let us quote that,
for every X, D2n−1 turns the canonical embedding j:X→D2(X) into D2n−1(j):D2n+1(X)→D2n−1(X) which is a
retraction, while D2n(j):D2n(X)→D2n+2(X) is a section,
and thus, one may consider Dn(X) to be a retract of Dn+2(X)
admitting a closed direct complement. Therefore, the problem of the strict
relation between dimD(X) and dimX (generally, dimX≤dimD(X)) occurs in this consideration as a very significant one. We have solved it
by means of the quotient shape theory technique as follows:
dimD(X)>dimX if and only if dimX=ℵ0.
By applying that fact, we made an important step towards the main
goal which was the complete finite quotient shape classification of
all normed vectorial spaces over F∈{R,C}. Briefly,
for all but countably infinite-dimensional normed spaces, the finite
quotient shape types are their (algebraic) dimension classes, while all
countably infinite-dimensional normed spaces belong to the dimension class 2ℵ0. Consequently, every finite quotient shape type of normed
spaces contains a representative that is a Hilbert space, and in addition,
the finite quotient shape type of all ℵ0- and all 2ℵ0-dimensional normed spaces admits an ℵ0-dimensional
unitary representative.
At the end, we have established a significant improvements of the mentioned
(previously obtained, [17]) extension type theorems. For instance (Theorem
6):
*Let X be a normed vectorial space, let Y be a
Banach space (over the same field) and let fn:Dn(X)→Y, n∈N, be a continuous linear function. Then, for every k∈{0}∪N, fn admits a continuous linear
norm-preserving extension *fn,k:Dn+2k(X)→Y.
2. Preliminaries
We shall frequently use and apply in the sequel several general or special
well known facts without referring to any source. So we remind a reader that
our general shape theory technique is that of [11];
the needed set theoretic (especially, concerning cardinals) and
topological facts can be found in [4];
the facts concerning functional analysis are taken from [6],
[9], [10] or [12];
our category theory language follows that of [7].
For the sake of completeness, let us briefly repeat the construction of a
quotient shape category and a quotient shape functor, [13]. Given a category
pair (C,D), where D⊆C
is full, and a cardinal κ, let Dκ− (Dκ) denote the full subcategory of D
determined by all the objects having cardinalities or, in some special
cases, the cardinalities of “bases” less
than (less or equal to) κ. By following the main principle, let (C,Dκ−) ((C,Dκ)) be such a pair of concrete categories. If
(a) every C-object (X,σ) admits a directed set
R(X,σ,κ−)≡Λκ− (R(X,σ,κ)≡Λκ) of equivalence relations λ on X such
that each quotient object (X/λ,σλ) has to belong to
Dκ− (Dκ), while each quotient
morphism pλ:(X,σ)→(X/λ,σλ) has to belong to C;
(b) the induced morphisms between quotient objects belong to Dκ− (Dκ);
(c) every morphism f:(X,σ)→(Y,τ) of C, having the codomain in Dκ− (Dκ), factorizes uniquely through a quotient morphism pλ:(X,σ)→(X/λ,σλ), f=gpλ, with g belonging to Dκ− ( Dκ),
then Dκ− (Dκ) is a
pro-reflective subcategory of C. Consequently, there exists a
(non-trivial) *(quotient) shape category *Sh(C,Dκ−)≡ShDκ−(C) (Sh(C,Dκ)≡ShDκ(C)) obtained by the general construction.
Therefore, a κ−-shape morphism Fκ−:(X,σ)→(Y,τ) is represented by a diagram (in pro-C)
(with pκ− and qκ− - a pair of appropriate expansions), and similarly for a κ-shape morphism Fκ:(X,σ)→(Y,τ). Since all Dκ−-expansions (Dκ-expansions)
of a C-object are mutually isomorphic objects of pro-Dκ− (pro-Dκ), the composition and
identities follow straightforwardly. Observe that every quotient morphism pλ is an effective epimorphism. (If U is the forgetful functor,
then U(pλ) is a surjection), and thus condition (E2) for an
expansion follows trivially.
The corresponding “quotient shape” functorsSκ−:C→ShDκ−(C) and Sκ:C→ShDκ(C) are defined in the same general manner. That means,
Sκ−(X,σ)=Sκ(X,σ)=(X,σ);
if f:(X,σ)→(Y,τ) is a C-morphism, then,
for every μ∈Mκ−, the composite gμf:(Y,τ)→(Yμ,τμ) factorizes (uniquely) through a pλ(μ):(X,σ)→(Xλ(μ),σλ(μ)), and thus, the correspondence μ↦λ(μ) yields a function ϕ:Mκ−→Λκ− and a family of Dκ−-morphisms fμ:(Xϕ(μ),σϕ(μ))→(Yμ,τμ)
such that qμf=fμpϕ(μ);
one easily shows that (ϕ,fμ):(X,σ)κ−→(Y,τ)κ− is a morphism of inv-Dκ−,
so the equivalence class fκ−=[(ϕ,fμ)]:(X,σ)κ−→(Y,τ)κ− is a morphism of pro-Dκ−;
then we put Sκ−(f)=⟨fκ−⟩≡Fκ−:(X,σ)→(Y,τ) in ShDκ−(C).
The identities and composition are obviously preserved. In the
same way one defines the functor Sκ.
Furthermore, since (X,σ)κ− is a subsystem
of (X,σ)κ (more precisely, (X,σ)κ is a subobject of (X,σ)κ− in pro-D), one easily shows that there exists a functor
Sκ−κ:ShDκ(C)→ShDκ−(C) such that Sκ−κSκ=Sκ−, i.e., the diagram
commutes. Moreover, an analogous functor Sκκ′:ShDκ′(C)→ShDκ(C), satisfying Sκκ′Sκ′=Sκ, exists for every pair of infinite
cardinals κ≤κ′.
Generally, in the case of κ=ℵ0, the κ−-shape is
said to be the finite (quotient) shape, because all the objects in
the expansions are of finite (bases) cardinalities, and the category is
denoted by ShD0(C) or by Sh\@text@baccent0(C)≡Sh0 only, whenever D=C.
Let us finally notice that, though D⊈Cκ−) ((D⊈Cκ)), the quotient shape
category ShCκ−(D) (ShCκ(D)) exists as a full subcategory of ShCκ−(C) (ShCκ(C)),
and, if D is closed with respect to quotients, then ShCκ−(D)=ShDκ−(D) (ShCκ(D)=ShDκ(D)).
3. Some properties of the (normed) dual functors
We recall hereby the well known dual space of a normed vectorial space over F∈{R,C}. For our purpose it is much more convenient
to use the categorical approach as follows. There exists a contravariant
structure preserving hom-functor, i.e., the contravariant Hom-functor
HomF≡D:NF→NF,
D(X)=X∗ - the (normed) dual space of X,
D(f:X→Y)≡D(f)≡f∗:Y∗→X∗, D(f)(y1)=y1f,
and D[NF]⊆BF. Furthermore,
for every ordered pair X,Y∈Ob(NF), the function
DYX:NF(X,Y)≡L(X,Y)→L(Y∗,X∗)≡BF(Y∗,X∗)
is a linear isometry (∥D(f)∥=∥f∥), and hence, DYX belongs to Mor(NF)
and D is a faithful functor.
Further, there exists a covariant Hom-functor
HomF2≡D2:NF→NF,
D2(X)=D(D(X))≡X∗∗ - the (normed) second dual space of X,
and D2[NF]⊆BF. (Caution:
The notation “D(D(f)(x2))” makes no
sense!) Furthermore, for every ordered pair X,Y∈Ob(NF),
the function
(D2)YX:NF(X,Y)≡L(X,Y)→L(X∗∗,Y∗∗)≡BF(X∗∗,Y∗∗)
is a linear isometry (D2(f)=∥f∥), and thus, (D2)YX belongs to Mor(NF) and D2 is a faithful functor.
. The most useful fact hereby is the existence of a certain natural
transformation j:1NF⇝D2 of the
functors, where, for every X, jX:X→D2(X) is an
isometric embedding (the canonical embedding defined by (jX(x))(x1)=x1(x)), and Cl(jX[X])⊆D2(X) is the
well known (Banach) completion of X. Namely, given a pair X, Y of
normed spaces, then
(∀f∈NF(X,Y), jYf=D2(f)jX
holds true. Indeed, for every x∈X, every y1∈D1(Y)
and every x2∈D2(X),
Clearly, if X is a Banach space, then the canonical embedding jX is
closed. Continuing by induction, for every n∈N, n>2, there
exists a HomF-functor Dn of NF to NF
such that Dn[NF]⊆BF, Dn is
contravariant (covariant) whenever n is odd (even), and for every ordered
pair X, Y of normed spaces, the function (Dn)YX is an
isometric linear morphism of the normed space L(X,Y) to the Banach space L(Dn(Y),Dn(X)) (n odd) or L(Dn(X),Dn(Y)) (n even).
Consequently, every (Dn)YX preserves null-morphisms, i.e., Dn(cθ)=cθn. However, it holds much more than that.
Lemma 1**.**
(i) The functor D turns
- (open) epimorphisms into (closed) monomorphisms;
- open or closed monomorphisms and embeddings into (open)
epimorphisms;
- isometric isomorphisms into isometric isomorphisms.
The functor D2 maps
- open epimorphisms into (open) epimorphisms;
- open or closed monomorphisms and embeddings into closed
monomorphisms;
- isometries into closed isometries.
(ii) In addition, the restriction functor D∣BF* turns*
- epimorphisms into closed monomorphisms;
- (isometric) monomorphisms with closed ranges into (closed)
epimorphisms.
The restriction functor D2∣BF maps
- epimorphisms into epimorphisms;
- monomorphisms with closed ranges into closed monomorphisms.
(iii) For all X,Y∈ObNF, the canonical embedding
jL(X,Y):L(X,Y)→D2(L(X,Y))**
factorizes trough the linear isometry
(D2)YX:L(X,Y)→L(D2(X),D2(Y)), D2(f)(x2)=x2D(f).
If Y is a Banach space, then the linear isometry
DYX:L(X,Y)→L(D(Y),D(X)), D(f)(y1)=y1f,
is closed.
Proof.
(i). Assume that f∈NF(X,Y) is an epimorphism. Let y1,y1′∈Y∗ such that D(f)(y1)=D(f)(y1′).
It means that y1f=y1′f, implying that y1=y1′
because f is an epimorphism. Hence, D(f) is a monomorphism of the
underlying abelian groups, and consequently, it is a monomorphism of BF⊆NF. Assume, in addition, that f is
open. It suffices to prove that the range R(D(f))⊴X∗
is a closed subspace, i.e., that Cl(R(D(f)))⊆R(D(f)). Namely, if
it is so, then D(f) is a monomorphism of a Banach space with the range
that is a Banach space too. Then,
D(f)′:Y∗→R(D(f)), D(f)′(y1)=D(f)(y1),
is a continuous bijection of Banach spaces, and thus, an
isomorphism, implying that D(f) is closed monomorphism. Let x1∈Cl(R(D(f))). Consider a sequence (xn1) in R(D(f)) such that lim(xn1)=x1. Since D(f) is a monomorphism, there exists a unique
sequence (yn1) in Y∗ such that, for each n∈N,
D(f)(yn1)=yn1f=xn1.
Recall that, algebraically, X=N(f)+⋅W, where W≅R(f)=Y, and that each fiber f−1[{y}], y∈Y, is the
equivalence class [x]f=x+N(f), where f(x)=y. Thus, for every n, and
every y∈Y,
yn1(y)=xn1(x)=xn1(w),
where f(x)=y and x=z+w is the unique presentation of x∈X=N(f)+⋅W. It implies that, for each y∈Y and all x=z+w∈X, such that f(x)=y,
lim(yn1(y))=lim(xn1(x))=x1(x)=x1(w)
holds true. Consequently, by putting
y1:Y→F, y1(y)=lim(yn1(y)),
a certain function is well defined. Moreover, y1 is linear,
because it is a “copy” of the restriction
x1∣W, and y1f=x1 obviously holds. It remains to prove that y1 is continuous. Let O be an open neighborhood of 0∈F. Since x1 is continuous, there exists an open neighborhood U of θX∈X such that x1[U]⊆O. Then V≡f[U] is an open
neighborhood of θY∈Y, because f is open, and
y1[V]=(y1f)[U]=x1[U]⊆O.
Thus, y1 is continuous, and hence y1∈Y∗. Since
D(f)(y1)=y1f=x1, the additional statement is proven.
Assume that f:X→Y is an open or closed monomorphism
or an embedding. Then f admits the factorization
where f′ is an isomorphism onto the subspace f[X]⊴Y, and i is the inclusion. Given an x1∈X∗, put yx11=x1f′−1∈f[X]∗. By the
Hahn-Banach theorem, there exists an extension y1∈Y∗ of yx11, i.e., y1i=yx11. Then
implying that D(f):Y∗→X∗ is an
epimorphism of the underlying abelian groups, and consequently, it is an
epimorphism of BF⊆NF. Now, by
Open-mapping theorem, D(f) is open. Finally, if f is an isometric
isomorphism, then D(f) is an isomorphism and, for every y1∈D(Y),
D(f)(y1)=y1f=sup{y1(f(x))∣x∈X,∥x∥=1}=
=sup{y1(y)∣y∈Y,∥y∥=∥f(x)∥=∥x∥=1}=y1.
Hence, D(f) is an isometry as well. The statements concerning D2 follow by D2(f)=D(D(f)) and D2(f)jX=jYf, where jX
and jY are the (isometric) canonical embeddings.
(ii). Assume that f∈BF(X,Y) is an epimorphism.
By Open-mapping theorem, f is open as well. Then, by (i), D(f) is a
closed monomorphism.
Assume that f∈BF(X,Y) is a monomorphism having
the range R(f) closed in Y. Then, as previously,
f′:X→R(f), f′(x)=f(x),
is a continuous bijection of Banach spaces, and thus, an
isomorphism. It follows that f is a closed monomorphism. Then, by (i), D(f) is an (open) epimorphism. If, in addition, f is an isometry, then f
preserves Cauchy sequences, and one readily verifies that D(f) maps the
sets closed in D(Y) into sets closed in D(X). The statements concerning D2∣BF follow by those concerning D∣BF.
(iii). Consider the range
R((D2)YX)≡(D2)YX[L((X,Y))]⊴L(D2(X),D2(Y))
and the function
u:R((D2)YX)→D2(L(X,Y))
well defined by u(D2(f))=ff2 such that, for each f1∈D(L(X,Y)), ff2(f1)=f1(f). One readily sees that u
is linear and continuous, and that jL(X,Y)=u(D2)YX.
Finally, let Y be a Banach space, and let C⊆L(X,Y) be
a closed set. Let (gn) be sequence in D[C] that converges in L(D(Y),D(X)), i.e., there exists lim(gn)≡g∈L(D(Y),D(X)).
Since DYX is a linear isometry, it is a monomorphism, and there
exists a unique Cauchy sequence (fn) in C such that, for each n∈N, D(fn)=gn. Notice that L(X,Y) is a Banach space
because such is Y, and thus, there exists lim(fn)≡f∈L(X,Y). Since C⊆L(X,Y) is closed, it follows that f∈C. Then D(f)∈D[C], and the continuity implies that D(f)=g, which completes the
proof.
It is well known that there are Banach spaces (for instance l1 and c0) that are not isometrically isomorphic to any of the dual
normed spaces. We shall now prove that it holds in general, i.e., without
“isometrically”.
Lemma 2**.**
(i) If a normed space X is isomorphic to a dual space of a
normed space, then X is a Banach space, the canonical embedding jX:X→D2(X) is a section (of BF) and X≡R(jX) admits a closed direct complement in D2(X).
(ii) The (codomain restriction) functor D:NF→BF is not surjective onto the object class of
any skeleton of BF, i.e.,
(∃X∈ObBF)(∀Y∈ObNF)* X≆D(Y).*
Proof.
(i). Let X be a normed space such that X≅Dn(Y) for some Y∈ObNF and n∈N. Since Dn(Y)=D(Dn−1(Y)), one
may assume that n=1. Let f:X→D(Y) be an isomorphism of NF. Then D2(f):D2(X)→D3(Y) is an
isomorphism of BF⊆NF and the diagram
in NF commutes. We are to prove that jD(Y):D(Y)→D3(Y) is a section (of BF)
having D(jY):D3(Y)→D(Y) for a corresponding retraction.
Recall that jY:Y→D2(Y) is defined by jY(y0)=yy02, y0∈Y, such that, for every y1∈D(Y), yy02(y1)=y1(y0). Further,
D(jY):D(D2(Y))=D3(Y)→D(Y)
is determined by D(jY)(y3)=y3jY, y3∈D3(Y). In the same way, the canonical embedding
jD(Y):D(Y)→D2(D(Y))=D3(Y)=D(D2(Y))
is determined by jD(Y(y1)=yy13, y1∈D(Y),
such that, for every y2∈D2(Y), yy13(y2)=y2(y1). Then, for every y1∈D(Y),
it follows that, for every y1∈D(Y), yy13jY=y1 holds, and therefore D(jY)jD(Y)=1D(Y).
This proves the claim. (Notice that jD(Y)D(jY):D3(Y)→D3(Y) is a projection of norm 1.) Put
rX:D2(X)→X, rX=f−1D(jY)D2(f).
Then one readily verifies that rX is a retraction of NF having jX for a corresponding section, i.e., rXjX=1X. Consequently, R(jX)⊴D2(X) is a
retract of D2(X), and thus, a closed subspace, implying that it is a
Banach space. Since the canonical embedding jX is an isometry, it
follows that X is a Banach space as well. Then, clearly, jX and rX belong to BF.FFurther, notice that the morphism
pX≡jXrX:D2(X)→D2(X)
is a continuous linear projection (pX2=pX) onto R(jX). Therefore, the Banach space X, identified with jX[X]≡R(jX), admits a closed direct complement in D2(X). (Notice that ∥pX∥=∥rX∥=1 regardless to ∥f∥.)
(ii). Assume to the contrary, i.e., that every Banach space is
isomorphic to the dual space of a normed space. Then, since the dual of a
space equals to the dual of its Banach completion, every Banach space would
be isomorphic to the dual of a Banach space. Further, by iteration, every
Banach space would isomorphic to the second dual of a Banach space. Let X
be a non-bidual-like Banach space, i.e., D2(X)≅X (see [17],
Lemma 4. (ii)). Consider any closed subspace Z⊴D2(X)
such that X≡R(jX)⊴Z⊴D2(X), and
denote by i:X↪Z the inclusion. Then we may assume that D2(X)⊴D2(Z) as well. By (i), there exists a retraction
rZ corresponding to the canonical embedding jZ, i.e.,
rZ:D2(Z)→Z, rZjZ=1Z.
Then the domain restriction
r≡rZ∣D2(X):D2(X)→Z, ri=1Z,
is a (continuous linear) retraction of D2(X) onto the
subspace Z, implying that
p≡ir:D2(X)→D2(X)
is a continuous linear projection (p2=p) along N(p)=N(r)
onto R(p)=R(r)=Z. This implies that every such Z admits a closed direct
complement in D2(X). Finally, in order to get a contradiction, an
appropriate pair X, Z of concrete Banach spaces is needed. Let X=c0
(the subspace of l∞ consisting of all null-convergent sequences
in F). Recall that c0 is not bidual-like because of D2(c0)≅l∞≅c0. Namely, there are (isometric)
isomorphisms D(c0)≅l1 and D(l1)≅l∞. However,
it is well known that there is a closed subspace Z⊴l∞, c0⊴Z⊴l∞≅D2(c0),
which does not admit any closed direct complement in l∞ - a
contradiction. This completes the proof.
Remark 1**.**
(i) Though, by Lemma 2 (ii), there are Banach spaces that are not
isomorphic to any of the dual spaces, we do not know whether every Banach
space is a retract of its second dual space (the converse of Lemma 2 (i)
(?)).
(ii) Since D(Fn)≅Fn and, for all 1<p,q<∞ such
that p−1+q−1=1,
D(F0N,∥⋅∥p)=D(Cllp(F0N,∥⋅∥p))=D(lp)≅lq,
D(l1)≅l∞* and*
Cll∞(F0N,∥⋅∥∞))=c0, implying
D(F0N,∥⋅∥∞)=D(c0)≅l1**
(see Lemma 4.1 (i) of [16]), the following (fundamental) question
occurs; Does the functor D rise an uncountably infinite algebraic
dimension? In the next section we answer the question in negative.
Lemma 2 motivates the following consideration. Given a normed space X and
a k∈{0}∪N, let us denote by jk,X≡jDk(X):Dk(X)→Dk+2(X) the canonical embedding (D0=!NF). Then the class {jk,X∣X∈Ob(NF)} determine a natural transformation jk:Dk⇝Dk+2 of the functors. When there is no ambiguity, i.e., when a normed
space X is fixed, we simplify the notation jk,X to jk. Notice
that, for a given X∈Ob(NF), the following morphisms of BF⊆NF occur:
Let, for each k, S2k+1(X) be the set of all D2k−2l(j2l+l)∈L(D2k+1(X),D2k+3(X)), and let R2k+1(X) be
the set of all D2k+1−2l(j2l)∈L(D2k+3(X),D2k+1(X)), 0≤l≤k. Similarly, let S2k+2(X) be the set of all D2k−2l(j2l+2)∈L(D2k+2(X),D2k+4(X)), and let R2k+2(X) be
the set of all D2k+1−2l(j2l+1)∈L(D2k+4(X),D2k+2(X)), 0≤l≤k. Hence, for each n∈N, the sets Sn(X) and Rn(X) are well defined. By Lemma 1, since all jk are isometries,
all the morphisms belonging to Sn∪Rn have norm 1.
Theorem 1**.**
Let X be a normed space and let n∈N. Then
(i) each s∈Sn(X) is a (category) section, and each r∈Rn(X) is a (category) retraction;
(ii) (∀s∈Sn(X))(∃rs∈Rn(X))rss=1Dn(X);
(iii) (∀r∈Rn(X))(∃sr∈Sn(X))rsr=1Dn(X);
(iv) (∀n≥3)(∃s∈Sn(X))(∃r∈Rn(X))rs is not an epimorphism (especially, rs=1Dn(X).).
Proof.
Let X be a normed space. Since, for every k∈{0}∪N, the
canonical morphism jk:Dk(X)→Dk+2(X) (D0=1NF) is an isometric embedding, Lemma 1 implies that D(jk):Dk+3(X)→Dk+1(X) is an (open) epimorphism.
Statements (i) and (ii) can be proved by “parallel” induction on 2n−1 and on 2n. Nevertheless,
we provide an explicit proof. Let n=1∈N. By Lemma 2, D(j0)j1=1D(X), i.e., j1[D(X)] is a retract of D3(X) with
the retraction D(j0) and the corresponding section j1. Let n≥2. Since D is a contravariant functor, it follows that
D(j1)D2(j0)=D(D(j0)j1)=D(1D(X))=1D2(X).
Therefore, D2(j0)[D2(X)] is a retract of D4(X)
with the retraction D(j1) having D2(j0) for a corresponding
section. In general, by considering Dn(X) as D(Dn−1(X)), i.e., the
canonical embedding jn:Dn(X)→Dn+2(X) as
“j1:D(Dn−1(X)→D3(Dn+1(X))”, and D(jn−1):Dn+2(X)→Dn(X) as
“D(j0):D3(Dn−1(X))→D(Dn−1(X))”, one proves (by mimicking the appropriate part of the
proof of Lemma 2) that
D(jn−1)jn=1Dn(X).
holds true. Thus, for every n∈N, jn[Dn(X)]
is a retract of Dn+2(X) with the retraction D(jn−1) having jn
for a corresponding section. Further, since D2 is a (covariant)
functor, one readily verifies that, for every k∈N and every l∈{0,…,k},
This shows that all D2k−2l(j2l+1) and D2k−2l(j2l+2)
are sections having D2l+1−2l(j2l) and D2l+1−2l(j2l+1) for
the corresponding retractions, respectively, and vice versa. Therefore,
statements (i), (ii) and (iii) hold true.
Concerning statement (iv), let firstly n=3. We are to show that,
for the section s=j3:D3(X)→D5(X) and the retraction r=D3(j0):D5(X)→D3(X), the composite
rs=D3(j0)j3:D3(X)→D3(X)
may be not an epimorphism. Consider the following diagram
in BF⊆NF. Since D3=D2D, D5=D2D3, j1=jD(X), j3=jD3(X) and j:1NF⇝D2 is a natural transformation of the
functors, the diagram commutes, i.e., D3(j0)j3=j1D(j0).
Notice that, in general, the canonical embedding j1 is not an
epimorphism, and the conclusion follows. If n=4, then one similarly proves
that, for instance, D3(j1)j4 is not an epimorphism. Generally, if
an rs:Dn(X)→Dn(X) factorizes through a jn−2k, 1≤k≤n−2, then, generally, it is not an epimorphism. Thus, statement (iv)
follows.
The next corollary is an immediate consequence of our Theorem 1 and the
known general facts (see Section 6 of Chapter 6 of [6].
Corollary 1**.**
(i) For every normed space X and each n∈N, the
range R(jn) and the annihilator R(jn−1)0 (of R(jn−1)
with respect to Dn+2(X)) are closed complementary subspaces of Dn+2(X), i.e., by identifying Dn−1(X) with R(jn−1) and Dn(X) with R(jn), the closed direct-sum presentation
Dn+2(X)=Dn(X)∔Dn−1(X)0**
holds true. Consequently, by assuming the mentioned
identifications,
D2n+1(X)≅D(X)∔X0∔D2(X)0∔⋯∔D2n−2(X)0* and*
D2n+2(X)≅D2(X)∔D(X)0∔D3(X)0∔⋯∔D2n−1(X)0.
(ii) If X is a normed space admitting a retraction r0:D2(X)→Cl(j0[X])≡Xˉ (in BF), then
D2(X)=Xˉ∔N(r0)**
is a closed direct-sum presentation of D2(X). If, in
addition, X is a Banach space, then D2(X)=X∔N(r0) is a
closed direct-sum presentation.
Now the conclusion follows by induction and the well known general
facts. (Observe that, for instance,
pn+2′≡D2(jn−2)D(jn−1):Dn+2(X)→Dn+2(X), n>1, ,
is also a continuous linear projection yielding another closed
direct-sum presentation of Dn+2(X).)
(ii). If X admits a retraction r0:D2(X)→Cl(j0[X])≡Xˉ, then
p2≡j0r0:D2(X)→D2(X)
is a continuous linear projection. Since the both R(p2)=Cl(R(j0))≡Xˉ and N(p2)=N(r0) are closed in D2(X), the stated closed direct-sum presentation follows. If such an X
is a Banach space, one may identify X≡Xˉ⊆D2(X), and
the conclusion follows.
Example 1**.**
Recall that D(c)≅l1≅D(c0) and D(l1)≅l∞. Then, by Corollary 1, D(l∞)≅l1∔c0≅l1∔c00. This also shows that the annihilator
does not preserve separability of a subspace.
By the mentioned identifications, Corollary 1 shows that Dn+2(X)/Dn(X) is (isometrically) isomorphic to Dn−1(X)0.
Further, it is well known that D(X)/Z0, Z⊴X, is
isometrically isomorphic to D(Z), and that, for Banach spaces, D(X/Z) is
isometrically isomorphic to Z0. These facts and Theorem 1 aim our
attention at the behavior of the iterated dual functors on a quotient space
(see also [6], Chapter 6., Sections 5. and 6.).
Lemma 3**.**
Let Z be a closed subspace of a normed space X, and denote by i:Z↪X the inclusion, and by q:X→X/Z the
quotient morphism. Then, for every n∈N, the short sequences
in NF is exact, i.e., R(i)=N(q). Since D is a
contravariant functor and the function DX/ZZ:L(X,X/Z)→L(D(X/Z),D(X)) is linear, it follows that
D(i)D(q)=D(qi)=D(cθ)=cθ1,
i.e., R(D(q))⊆N(D(i)). We are to prove that the
converse N(D(i))⊆R(D(q)) holds as well. Let x1∈N(D(i))⊆X∗, i.e., D(i)(x1)=x1i=c0 which implies
that x1[Z]={0}, i.e., x1∈Z0. By the universal property of
the quotient morphism q, there exists a continuous linear function
wx1:X/Z→F, wx1([x])≡wx1q(x)=x1(x).
Then, clearly, wx1∈(X/Z)∗ and, moreover,
D(q)(wx1)=wx1q=x1,
implying that x1∈R(D(q)), which proves the converse.
Hence, the short sequence
D(Z)←D(i)D(X)←D(q)D(X/Z)
in BF is exact. Further, by Lemma 1, D(i):D(X)→D(Z) is an epimorphism., and thus, the range R(D(i))=D(Z) is (trivially) closed in D(Z). Then, by Proposition 6.5.13.
of [6], the short sequence
D2(Z)→D2(i)D2(X)→D2(q)D2(X/Z)
in BF is exact. Now, in general, by Lemma 1, D2n(q) and D2n+1(i) are epimorphisms, i.e., R(D2n(q))=D2n(X/Z) and R(D2n+1(i))=D2n+1(Z). (It suffices
that R(D2n(q) is closed in D2n(X/Z) and that R(D2n+1(i)) is
closed in D2n+1(Z), which follows by Proposition 6.5.12. of [6].) Then
the final conclusion follows by Proposition 6.5.13. of [6].
We can now state the following general facts concerning the iterated dual
functors and quotients.
Theorem 2**.**
Let Z be a closed subspace of a normed space X, and denote by i:Z↪X the inclusion, and by q:X→X/Z the
quotient morphism. Then, for each n∈N,
(i) the functor D2n−1 permits cancellation on the quotient
objects, i.e.,
D2n−1(X)/D2n−1(X/Z))≅D2n−1(Z),
where D2n−1(X/Z) is identified with R(D2n−1(q)) in D2n−1(X);
(ii) the functor D2n “preserves” the quotient of objects, i.e.,
D2n(X/Z)≅D2n(X)/D2n(Z),
where D2n(Z) is identified with R(D2n(i)) in D2n(X).
where the mentioned identifications are assumed. Furthermore, all
the isomorphisms are isometric.
Proof.
Consider the short sequence
Z↪iX→qX/Z, R(i)≡i[Z]=N(q),
in NF, which is exact, R(i)=Z=N(q), and i is
the closed inclusion, while q is an open epimorphism. By Lemma 3, for each
n∈N, the sequences
D2n−1(Z)←D2n−1(i)D(2n−1(X)←D(2n−1q)D2n−1(X/Z), and
D2n(Z))→D2n(i)D2n(X)→D2n(q)D2n(X/Z),
in BF are exact, i.e.,
R(D2n−1(q))≡D2n−1(q)[D2n−1(X/Z)])=N(D2n−1(i)),
R(D2n(i))≡D2n(i)[D2n(Z)]=N(D2n(q))
Observe that, by Lemma 1, the morphisms D2n−1(q) and D2n(i) are closed monomorphisms, while D2n−1(i) and D2n(q) are
(open) epimorphisms. By the universal property of a quotient in NF, there exists a unique continuous linear (canonical) factorization of D2n−1(i) trough the quotient morphism
q2n−1:D2n−1(X)→D2n−1(X)/N(D2n−1(i)),
q2n−1(x2n−1)=[x2n−1],
such that D2n−1(i)=h2n−1q2n−1∈Mor(BF),
where
h2n−1:D2n−1(X)/N(D2n−1(i))→D2n−1(Z),
h2n−1([x2n−1])=D2n−1(i)(x2n−1)=x2n−1D2n−2(i).
By the same reason, there exists the canonical factorization D2n(q)=h2nq2n, where
q2n:D2n(X)→D2n(X)/N(D2n(q)), q2n(x2n)=[x2n], and
h2n:D2n(X)/N(D2n(i))→D2n(X/Z),
h2n([x2n])=D2n(q)(x2n)=x2nD2n−1(q).
Since D2n−1(i) and D2n(q) are open epimorphisms, so are h2n−1 and h2n (Open-mapping theorem). Further, the above exactness,
i.e.,
R(D2n−1(q))=N(D2n−1(i)), R(D2n(i))=N(D2n(q)
imply, respectively, that
D2n−1(X)/R(D2n−1(q))=D2n−1(X)/N(D2n−1(i)),
D2n(X)/R(D2n(i))=D2n(X)/N(D2n(q)).
Therefore, h2n−1 and h2n are bijections. Finally, by the
Banach inverse-mapping theorem, h2n−1 and h2n are isomorphisms of BF. Since D2n−1(q) and D2n(i) are closed
monomorphisms, one may identify D2n−1(X/Z) with D2n−1(q)[D2n−1(X/Z)] in D2n−1(X) as well as D2n(Z) with D2n(i)[D2n(Z)] in D2n(X). Consequently,
D2n−1(X)/D2n−1(X/Z))≅D2n−1(Z) and
D2n(X)/D2n(Z))≅D2n(X/Z).
In this way we have proven the isomorphism relations in statements
(i) and (ii).
In order to prove statement (iii) (see also Remark 2 below), let
us again consider the starting exact sequence in NF, R(i)=Z=N(q). Notice that
Since, by Lemma 1, D(q) is a closed monomorphism, one may
identify (X/Z)∗ with Z0 in X∗, and then (the well
known) D(X/Z)≅Z9 holds. This proves the case n=1 of statement
(iii). If n=2, the exactness (Lemma 3) and Lemma 1 imply that R(D2(i))=((X/Z)∗)0 and D2(i) is a closed monomorphism.
Then, by identifying Z∗∗ with ((X/Z)∗)0 in X∗∗, it follows D2(Z)≅D(X/Z)0. By arguing in the same
manner through all the D-iterating exact sequences (Lemma 3), and assuming
the mentioned identifications (Lemma 1), one obtains the remaining
isomorphisms in (iii). Finally, since the isomorphisms X∗/(X∗/Z∗)≅X∗/Z0≅Z∗ and (X/Z)∗∗≅X∗∗/Z∗∗ are isometric (a non-zero quotient
morphism has the norm 1), it follows, by applying the functor D2n
inductively, that all the obtained isomorphisms are isometric.
Remark 2**.**
We are aware of the well known fact (closely related to the case n=1 of Theorem 2, (i) and (iii)), that X∗/Y0≅Y∗
(isometrically), for every subspace Y of X ([10], Section 8. 12,
Propozicija 17, p. 444). We did not use it in the proof. However, one can
show that statements (i) and (ii) of Theorem 2 with that fact imply (iii),
and conversely, statement (iii) with that fact implies (i) and (ii) of
Theorem 2.
4. An application through quotient shapes
We shall now combine the obtained facts with those of [14], [16] and [17] in
order to get a better insight in the quotient shapes of normed spaces
(especially those considered in [16] and [17]) related to their (iterated)
dual spaces. The first step in that direction is based on the fact that D2 is a faithful functor.
(ii) Let X and Y be normed spaces of the same finite quotient
shape type, i.e., Sh\@text@baccent0(X)=Sh\@text@baccent0(Y). Then, for
every n∈N, Sh\@text@baccent0(D2n(X))=Sh\@text@baccent0(D2n(Y)), i.e., D2n preserves the finite quotient shape type.
Proof.
(i). According to Lemma 1 (i), given an (NF)\@text@baccent0-expansion (actually, a (BF)\@text@baccent0-expansion)
with respect to the image subcategory D2(NF)\@text@baccent0 only. Let D2(Y) be a finite-dimensional normed space
(actually, a Banach space Z≅Fn, where n∈N) and let a
morphism D2(f)∈NF(D2(X),D2(Y)) be given. Then Y
is finite-dimensional and f∈NF(X,Y). Since p\@text@baccent0:X→X\@text@baccent0 is an (NF)\@text@baccent0-expansion of X, there exit a λ∈Λ\@text@baccent0 and an fλ:Xλ→Y such that fλpλ=f. Then D2(fλ)D2(pλ)=D2(fλpλ)=D2(f), and the claim follows.
(ii). It suffices to prove the claim in the case n=2. Let
be any (NF)\@text@baccent0-expansions (actually, (BF)\@text@baccent0-expansions) of X, Y respectively. Since
Sh\@text@baccent0(X)=Sh\@text@baccent0(Y), the expansion systems X\@text@baccent0 and Y\@text@baccent0 are
isomorphic objects of pro-(NF)\@text@baccent0. Then pro-D2(X\@text@baccent0) and pro-D2(Y\@text@baccent0) are isomorphic objects of pro-D2(NF)\@text@baccent0), because
is a functor (the restriction of the “prolongation” of D2 to the pro-categories).Since pro-D2(NF)\@text@baccent0 is a subcategory of pro-(NF)\@text@baccent0, it follows that D2(X\@text@baccent0) and D2(Y\@text@baccent0) are isomorphic in
pro-(NF)\@text@baccent0 as well. Then, by (i), Sh\@text@baccent0(D2(X))=Sh\@text@baccent0(D2(Y)).
Corollary 2**.**
All the lp spaces and all their normed duals belong to the
same finite quotient shape type, i.e.,
Recall that, byTheorem 2 (i) of [17], Sh\@text@baccent0(lp)=Sh\@text@baccent0(lp′) holds for all 1≤p,p′≤∞.
Since the spaces lp, 1<p<∞, are reflexive, Theorem 3 implies
that all the even normed duals of all lp spaces belong to the same
finite quotient shape type. Especially,
Further, since lp≅lp′, for 1<p,p′<∞ and p−1+(p′)−1=1, and since l∞≅D(l1), it follows that all the lp spaces and all their normed duals
belong to the same finite quotient shape type, i.e.,
Then, by Corollary 1 of [17] and Theorem 3, the same holds for all
the Lp(n) spaces.
Now, the question about the quotient shapes of any normed (Banach,
separable) space, occurs as the problem of the algebraic dimension(s)
of its (iterated) normed dual space(s). This obstacle has essentially
limited the obtained results of [17]. Namely, the restriction to separable
or to bidual-like normed spaces (Theorems 2 and 4 of [17]) was necessary
because, in essence, we did not know how to calculate dimD(X) (except
for spaces of the mentioned classes, see Lemma 4 (ii) of [17]). We have
hereby resolved that problem completely. Firstly, an auxiliary notion.
Definition 1**.**
A normed vectorial space X over F∈{R,C}
is said to be dim∗-stable (or dD-stable) if dimD(X)≡dimX∗=dimX.
Clearly, the functor D does not diminish the algebraic dimension, and thus
dimX≤dimD(X) holds generally.
Example 2**.**
(i) Since D(Fn)≅Fn, n∈N, every
finite-dimensional normed space over F∈{R,C} is dim∗-stable. Similarly, all separable and all bidual-like normed
spaces are dim∗-stable.
(ii) Since lp∗≅lp′,1/p+1/p′=1, all lp spaces, 1<p<∞, are dim∗-stable, while l1 is dim∗-stable because l1∗≅l∞.
The same holds true for all Lp(n) spaces, n∈N.
(iii) No direct sum normed space (F0N,∥⋅∥) is dim∗-stable. (Namely, dim(F0N,∥⋅∥)=ℵ0, while dim(F0N,∥⋅∥)∗=ℵ0 (every
dual space is a Banach space, and there is no Banach space having countably
infinite algebraic dimension).
Since the finite quotient shape is an invariant of the algebraic dimension
(Theorem 2 (i) of [17]), the next corollary follows immediately.
Corollary 3**.**
If X∈Ob(NF) is dim∗-stable, then Sh\@text@baccent0(X∗)=Sh\@text@baccent0(X).
Recall that the algebraic dual rises every infinite algebraic dimension.
Thus, there is no countably infinite-dimensional algebraic dual space. Since
there is no countably infinite-dimensional Banach space, there is no
countably infinite-dimensional (algebraically) dual normed space as well.
However, besides Example 2, (i) and (ii), we shall show that the class of
all dim∗-stable naormed spaces is rather large. The main fact in
that direction is the next lemma.
Lemma 4**.**
Let X,Y∈Ob(NF) such that Sh\@text@baccent0(X)=Sh\@text@baccent0(Y). If Y is dim∗-stable, i.e., dimY∗=dimY, then so is X∗≡D(X) and dimX∗∗=dimX∗=dimY.
Proof.
Clearly, the statement is not trivial in the infinite-dimensional case only.
Since Y is dim∗-stable, i.e., dimY=dimY∗, and Y∗ is a Banach space, it follows that dimY=∣Y∣≥2ℵ0 (see Lemma 3. 2 (iv) of [14]). Assume, firstly, that dimX≥2ℵ0 as well. Then dimX=∣X∣ and dimX∗=∣X∗∣≥∣X∣. Let
be the canonical (NF)\@text@baccent0-expansions
(actually, (BF)\@text@baccent0-expansions) of X, Y
respectively. Since dimX≥2ℵ0, the canonical construction
of p\@text@baccent0 (see Section 12 of [13] and Section 4.1
of [14]) implies that the index set Λ\@text@baccent0 is the
disjoint union of Λ\@text@baccent0(n), n∈{0}∪N, where Λ\@text@baccent0(0) is the singleton containing the
first (minimal) element, while, for each n∈N,
Λ\@text@baccent0(n)={λ∈Λ\@text@baccent0∣dimXλ=n}, and
Indeed, given an n∈N, for every λ∈Λ\@text@baccent0(n), Xλ=X/Zλ where Zλ⊴X is closed, dimZλ=dimX and dim(X/Zλ)=n. Thus, there is a closed direct complement Wλ⊴X of Zλ, X=Zλ∔Wλ, dimWλ=n. Then, for n=1, each continuous linear
epimorphism. x1:X→F, i.e., x1∈X∗∖{c0}, yields a unique λ∈Λ\@text@baccent0(1).
Conversely, for every λ∈Λ\@text@baccent0(1), it can
exist at most 2ℵ0⋅∣X∣ linear epimorphisms x1 having N(x1)=Zλ, where ∣X∣ counts all the 1-dimensional direct
complements Wλ of Zλ. Similarly, each continuous
linear epimorphism. f:X→Fn yields a unique closed Zf≡N(f)⊴X such that Zf∔Wf=X, Wf≅R(f)=Fn, while, since there are 2ℵ0 linear
epimorphisms of Fn to Fn, for every such Zλ, it can
exist at most 2ℵ0⋅∣X∣ linear epimorphisms f having N(f)=Zλ, where ∣X∣ counts all the n-dimensional direct
complements Wλ of Zλ. Now, one readily sees that all
Λ\@text@baccent0(n), have the same uncountable cardinality.
Since ∣N∣=ℵ0 and dimX=∣X∣≥2ℵ0,
the above partition of Λ\@text@baccent0 follows by the cardinal
arithmetic. Further, especially observe that
Further, notice that there is no bonding morphism between any pair
of terms having indices λ=λ′ in the same Λ\@text@baccent0(n), while every pλλ′, λ<λ′, is an epimorphism. but not an monomorphism
(i.e., not an isomorphism). The quite analogous partition
∣M\@text@baccent0∣=∣Y∗∣=dimY∗=dimY=∣Y∣≥2ℵ0
of M\@text@baccent0 and the properties of Y\@text@baccent0 hold as well. We shall prove that ∣Λ\@text@baccent0∣=∣M\@text@baccent0∣. Firstly, let us pass to the isomorphic cofinite inverse
systems ([11], Theorem I.1.2)
(made of the same “term-bond
material)”) with ∣Λˉ\@text@baccent0∣≤∣Λ\@text@baccent0∣ and ∣Mˉ\@text@baccent0∣≤∣M\@text@baccent0∣ (actually, the both “≤” are
“=”). By this passage (the construction
called “Mardešić trick”), Λˉ\@text@baccent0 is the disjoint union of Λˉ\@text@baccent0(n), n∈{0}∪N, where Λˉ\@text@baccent0(0) is the singleton containing the first (minimal) element, while, for
each n∈N,
Further, there is no bonding morphism between any pair of terms
having indices λˉ=λˉ′ in the same Λˉ\@text@baccent0(n), while every pλˉλˉ′, λˉ<λˉ′ (being pmaxλˉmaxλˉ′), is an epimorphism., and an
monomorphism (i.e., an isomorphism) if and only if it is the identity, that
occurs when λˉ⊂λˉ′ and maxλˉ=maxλˉ′ only. The quite analogous partition
and properties hold for Mˉ\@text@baccent0 and Y\@text@baccent0′. Therefore, we have to prove that ∣Λˉ\@text@baccent0∣=∣Mˉ\@text@baccent0∣. Since Sh\@text@baccent0(X)=Sh\@text@baccent0(Y), there exist isomorphisms
of pro-(BF)\@text@baccent0⊆pro-(NF)\@text@baccent0. By [11], Lemmata I.1.2 and Remark I.1.8,
there exist special (the appropriate square diagrams commute)
representatives (ϕ,fμ),(ψ,gλ) in inv-(BF)\@text@baccent0 of f, f−1
respectively. Then the subsystem
of X\@text@baccent0′ is isomorphic to X\@text@baccent0′ in pro-(BF)\@text@baccent0. It implies, by the mentioned properties of the terms and bonds of X\@text@baccent0′, that the index function ψ:Mˉ\@text@baccent0→Λˉ\@text@baccent0 must be
cofinal, i.e.,
Since Λˉ\@text@baccent0 is cofinite, this readily
implies that ∣Λˉ\@text@baccent0∣≤ℵ0⋅∣Mˉ\@text@baccent0∣=∣Mˉ\@text@baccent0∣. One can establish, in the
same way, that ∣Mˉ\@text@baccent0∣≤∣Λˉ\@text@baccent0∣ holds, and the conclusion folows. Consequently, ∣Λ\@text@baccent0∣=∣M\@text@baccent0∣, and therefore,
dimX∗=dimY∗=dimY.
Then, by Theorem 2 (i) of [17], Sh\@text@baccent0(X∗)=Sh\@text@baccent0(Y) holds. We may now apply the same proof (to X∗ and
Y) and conclude that dimX∗∗=dimY=dimX∗.
Therefore, X∗ is dim∗-stable, whenever dimX≥2ℵ0.
Assume now that dimX=ℵ0. Then X≅(F0N,∥⋅∥), while X∗≅(FN,∥⋅∥∗), and dimX<dimX∗=2ℵ0. Let Y be a Hilbert space such that dimY=2ℵ0. Since, by Theorem 2 (i) of [17], Sh\@text@baccent0(X∗)=Sh\@text@baccent0(Y), and since Y is dim∗-stable, the first part
of the proof assures that X∗ is dim∗-stable, which
completes the proof.
Theorem 4**.**
Every normed vectorial space X having (algebraic) dimX=ℵ0 is dim∗-stable. Especially, every Banach space is dim∗-stable.
Proof.
Firstly observe that in the special case of a dim∗-stable Y=X,
Corollary 3 and Lemma 4 imply that Y∗ is dim∗-stable,
i.e., dimY∗∗=dimY∗=dimY. Then, by induction and
combining Lemma 4 with Theorem 2 (i) of [17], it follows that every iterated
normed dual of Y is dim∗-stable, i.e., dimDn(Y)=dimY, n∈N. Further, in the special case of a dim∗-stable Y and dimX=dimY, Lemma 4 and Theorem 2 (i) of [17] imply that dimX∗∗=dimX∗=dimY=dimX. Hence, X is dim∗-stable as well, and consequently, so are its all iterated normed duals Dn(X). In this way we have proven that the dim∗-stability is
an invariant of the algebraic dimension, i.e., if dimX=dimY and Y is
dim∗-stable, then so is X, as well as, that the functor Dn
preserves dim∗-stability.
Clearly, the statement is not trivial in the infinite-dimensional
case only. Let dimX=∞=ℵ0, implying that dimX≥2ℵ0 (GCH accepted), Let us choose a Hilbert space Y (over
the same F) such that dimY=dimX. Such a Y exists, for instance, by
means of the usual construction. More precisely, let J be an index set of
cardinality ∣J∣=dimX, and let the set
FJ={y≡(yj)∣y:J→F}
be endowed with the usual vectorial (algebraic) structure (over F). Consider its subspace
F2J={y∈FJ∣∑j∈J∣yj∣2<∞}⊴FJ.
Then Y=(F2J,∥⋅∥2), where
∥y∥2=(∑j∈J∣yj∣2)1/2,
is a Hilbert space. Moreover, since ∣J∣≥2ℵ0
and every y∈F2J contains at most ℵ0 non-zero
coordinates, one readily verifies that
∣F2J∣<∣F∣∣J∣=2∣J∣=∣FJ∣.
Therefore, by Lemma 2 (iii) of [14]),
dimX≤dimF2J<dimFJ=2∣J∣=2dimX.
It follows, by GCH, dimF2J=dimX, and thus, dimY=dimX. Since every Hilbert space is dim∗-stable, so is X.
Observe that the assumption dimX=ℵ0 is essential because
of, for instance, Sh\@text@baccent0((F0N,∥⋅∥p)∗)=Sh\@text@baccent0(lp), p>1, while
An immediate consequence of Theorem 4 (and its proof) is the following fact.
Corollary 4**.**
For every X∈Ob(NF),the following properties are
equivalent:
(i) X is dim∗-stable;
(ii) (∀k∈{0}∪N)Dk(X) is dim∗-stable*,** i.e., dimDk+1(X)=dimDk(X).*
We can now improve Corollaries 1 and 2 as well as Theorem 2 of [17], and
completely solve the finite quotient shape classification of normed
vectorial spaces (GCH assumed) as follows.
Theorem 5**.**
For every X∈Ob(NF),
dimX∗=2dimX>dimX⇔dimX=ℵ0.
Equivalently,
dimX∗=dimX⇔dimX=ℵ0.
Therefore, for every n∈N, Dn(X) is dim∗-stable, dimDn(X)=dimX∗ and Sh\@text@baccent0(Dn(X))=Sh\@text@baccent0(X). Consequently, given a pair X,Y∈Ob(NF), then
(iii) If X and Y are dim∗-stable and if there
exists a closed embedding e:X→Y such that dim(Y/e[X])<dimY=κ (≥ℵ0), then
(dimX=dimY)⇔(Shκ−(X)=Shκ−(Y)).
Proof.
Concerning the first part and statement (i), i.e., the finite quotient shape
classification, we only need to verify that Sh\@text@baccent0(X∗)=Sh\@text@baccent0(X) in the case dimX=ℵ0 as well. Indeed,
in that case, X≅(F0N,∥⋅∥),
and dimX∗=2ℵ0. By Corollary 4, dimDn(X)=dimX∗, for every n∈N. Further, by Lemma 2 (iii) of [17],
the Banach completion Cl(X)⊆X∗∗ rises (algebraic)
dimension, i.e., dimCl)X=2ℵ0. Thus, dimCl(X)=dimX∗. Since, by Theorem 3 (i) of [16], Sh\@text@baccent0(Cl(X))=Sh\@text@baccent0(X) holds, snd, by Theorem 2 (i) of [17], Sh\@text@baccent0(Cl(X))=Sh\@text@baccent0(X∗) holds, the conclusion follows.
Statement (ii) follows by (i) because there is no countably
infinite-dimensional Banach space. Statement (iii) generalizes Theorem 2
(iii) of [17] (for the bidual-like normed spacess) to the dim∗-stable normed spaces. In the proof of that theorem (especially, that of
Theorem 2 (ii)), Lemma 4 (ii) of [17] was used. However, its role in that
proof is the same as that of the dim∗-stability of X and Y.
The conclusion follows.
Remark 3**.**
Although the second dual space D2(X)≡X∗∗ is
large enough to contain X⊆Cl(X)⊆X∗∗ (as the
isometrically embedded subspaces), this enlargement does not rise dimension
neither cardinality because
∣X∗∗∣* =dimX∗∗=dimCl(X)=dimX=∣X∣,*
whenever dimX>ℵ0. Therefore, in an
infinite-dimensional κ−-expansion of X, the codimension. of Cl(X), i.e., dim(X∗∗/Cl(X)), plays the most important role.
Observe that the cardinal arithmetic yield the following interesting
consequences.
Corollary 5**.**
Let X,Y∈Ob(NF) such that dimX≥ℵ0, 0<dimY<dimX and dimY=ℵ0, and let L(X,Y) be the
(normed) space of all continuous linear functions of X to Y. Then,
(ii) ∣L(X,Y)∣=dimL(X,Y)=dimDn(X)=dimX=∣X∣, n∈N, whenever dimX>ℵ0.
Proof.
For statement (i), notice that Y≅Fk for some k∈N.
Then, since dimX≥ℵ0, L(X,Y) is an infinite-dimensional
Banach space, and thus, dimL(X,Y)≥2ℵ0. It follows, by
Lemma 3. 2. (iv) of [16], that dimL(X,Y)=∣L(X,Y)∣. Since ∣L(X,Y)∣=∣L(ClX∗∗(X),Y)∣, the proof of Lemma 4 (the partition of the
index set of the canonical (NF)\@text@baccent0-expansion of
“X” =ClX∗∗(X)) shows
that ∣L(ClX∗∗(X),Y)∣=∣(ClX∗∗(X))∗∣.
By Lemma 3 2. (iv) of [16] again, ∣(ClX∗∗(X))∗∣=dim(ClX∗∗(X))∗. Finally, by Theorem 5,
dim(ClX∗∗(X))∗=dimClX∗∗(X)=2ℵ0,
and the conclusion follows. For statement (ii), let dimX=κ≥2ℵ0 and dimY=κ′<κ, κ′=ℵ0. Then, by Theorem 5 and Lemma 3. 2. (iv) of [16],
Concerning the extensions of morphisms, the following extension type theorem
is an immediate consequence of Theorem 1 (i.e., Corollary 1).
Theorem 6**.**
Let X,Y∈Ob(NF) and let fn:Dn(X)→Y, n∈N, be a continuous linear function. Then,
for every k∈{0}∪N, fn admits a continuous linear
extension fn,k:Dn+2k(X)→Y. If, in addition Y is a
Banach space, then ∥fn,k∥=∥fn,k∥.
Proof.
Let an X,Y∈OBNF, an n∈N, and an fn∈NF(Dn(X),Y)=NF(Dn(X),Y) be given. If k=0,
there is nothing to prove. Let k>0. By Theorem 1 (and its proof), the
canonical embedding jn is a section having D(jn−1) for an
appropriate retraction, D(jn−1)jn=1Dn(X). Then
fn,1=fnD(jn−1):Dn+2(X)→Y
is a desired extension when k=1. Assume that Y is a Banach
space. By the proof of Corollary 1, for every n∈N, the morphism
pn+2≡Dn−1(j1D(j0)):Dn+2(X)→Dn+2(X)
is a continuous linear projection onto the retract R(jn)≡Dn(X) of Dn+2(X). One readily sees that ∥j1D(j0)∥=1, and thus,
∥pn+2∥=Dn−1(j1D(j0))=∥j1D(j0)∥=1.
This implies the existence of a desired extension fn,1:Dn+2(X)→Y (see also Proposition 6.6.18. of [6]).
Thus, in the case k=1, the statements are proven. The rest follows by
induction on k.
The following extension type theorem is an improvement of Theorem 4 of [17]
(see also Lemma 3 (ii) of [17]) .
Theorem 7**.**
Let X be a normed space, let Z⊴X be a subspace
such that dimCl(Z)=dimX and dim(X/Cl(Z))<dimX, and let Y be a
Banach space (over the same field) having dimY<dimX. Then every
continuous linear function f:Z→Y admits a continuous linear
norm-preserving extension fˉ:X→Y.
Proof.
Clearly, only the infinite-dimensional case asks for a proof. Let dimX=κ≥ℵ0, and let Z⊴X, Y and f:Z→Y be given according to the assumptions. By Lemma 1 of [17],
there exists a (unique) continuos linear extension f′:Cl(Z)→Y of f, and ∥f′∥=∥f∥. Firstly, consider the case dimX=ℵ0.
Then, X≅(F0N,∥⋅∥) and dimCl(Z)=ℵ0, while X/Cl(Z) and Y are finite-dimensional by
assumption. By Theorem 5,
dimX=dimCl(Z)<dimX∗∗=dimCl(Z)∗∗=2ℵ0,
and, by Theorem 2 (ii),
X∗∗/Cl(Z)∗∗≅(X/Cl(Z))∗∗
(that is, in this case, even isomorphic to X/Cl(Z)). Denote by
ClX∗∗(Cl(Z))⊆ClX∗∗(X)⊆X∗∗
the closures (the Banach completions) of Cl(Z)⊆X in X∗∗, and by f′′:ClX∗∗(Cl(Z))→Y the continuous (unique, linear) extension of f′. Since the canonical embedding into the second dual space is an
isometry, ∥f′′∥=∥f′∥ holds. One readily sees (see also Lemma 2 (iii) of [17]) that
dim(ClX∗∗(Cl(Z)))=dim(ClX∗∗(X)).
and, since dim(X/Cl(Z))<ℵ0, that
dim(ClX∗∗(X)/ClX∗∗(Cl(Z)))<ℵ0.
By applying Theorem 5 (iii) to ClX∗∗(Cl(Z))↪ClX∗∗(X) (they are Banach spaces,
hence dim∗-stable) or Theorem 5 (ii) only, it follows that
By means of that fact, we shall prove that f′′
admits a continuous linear norm-preserving extension to ClX∗∗(X). Then a desired extension fˉ:X→Y of f may be the
restriction to X of that extension. Instead of proving this separately (in
the special countably dimensional case), let us consider the general
uncountably dimensional case, i.e., dimX=κ>ℵ0, and thus, dimCl(Z)=κ, dim(X/Cl(Z))<κ and dimY<κ. As in
the countably dimensional case before, f:Z→Y admits a
continuous linear norm-preserving extension f′′:ClX∗∗(Z)→Y. By Theorem 5,
dimX∗∗=dimX=dimCl(Z)=dimCl(Z)∗∗=κ,
and, by Theorem 2 (ii) and Lemma 2 (iii) of [17],
dim(ClX∗∗(X)/ClX∗∗(Cl(Z)))<κ.
By Theorem 5 (iii),
Shκ−(ClX∗∗(Cl(Z)))=Shκ−(ClX∗∗(X)).
So, concerning the quotient shapes result, the uncountably
dimensional case covers the countably dimensional case as well. According to
Theorem 3 of [17], it suffices to prove that, by the inclusion i:ClX∗∗(Cl(Z))↪ClX∗∗(X), induced
quotient shape morphism
Sκ−(i):ClX∗∗(Cl(Z))↪ClX∗∗(X)
is an isomorphism of Shκ−(BF). To prove
this, we may use the appropriate part of the proof of [17], Theorem 4.
Indeed, that proof is based on Theorems 2 and 3 of [17], and the proof of
[17], Theorem 2, depends on Lemmata 3 and 4 of [17]. Especially, Lemma 4
(ii) of [17] dictated the restriction to the separable or bidual-like normed
spaces in order to keep control over the index sets in the considered
quotient expansions. However, that control is nothing else but the dim∗-stability of the considered normed spaces. The conclusion follows.
Corollary 6**.**
Let Z be a dense subspace of an X∈Ob(NF) and
let Y∈Ob(BF) having dimY<dimXˉ, where Xˉ
denotes the (canonical) Banach completion ClD2(X)(j0[X]) of X.
If dim(D2(X)/Xˉ)<dimD2(X), then, for every n∈N, every continuous linear function f:Z→Y admits a continuous
linear norm-preserving extension fn−1:D2n(X)→Y.
Proof.
Firstly, if dimX<ℵ0, then Z=X≅Dn(X), and there is
nothing to prove. So, let dimX=∞. Then, since Xˉ is a
Banach space, dimXˉ≥2ℵ0 holds. Notice that, by
Theorems 3 and 4, dimXˉ=2ℵ0>dimX if and only if dimX=ℵ0. Further, since Y is a Banach space, either dimY<ℵ0 or dimY≥2ℵ0 holds. Therefore, in any case, dimY<dimXˉ implies dimY<dimX. Let n=1, and consider the
corresponding diagram (in NF), i.e.,
in which suitable extensions f′ and f′′, f′∣Z=f and f′′∣Xˉ=f′, exist by
Lemma 1 of [17], and then, a desired extension f0 exists by Theorem 7.
Now, for n>1, one applies Theorem 6.
Remark 4**.**
Since the finite quotient shape classification of normed
spaces reduces to the relations of their algebraic dimensions established by
Theorem 5 (similarly to that of all vectorial spaces - [14] Theorem 3, (i) ⇔ (v)), in order to get a deeper insight in this matter, one
has to consider the higher dimensional quotient shape classifications. It
asks, however, for an insight into the “dark
area” of the structure of the set of all closed
subspaces of an infinite (κ-) dimensional normed space all having
the (algebraic) dimension of the space and infinite codimension. up
to a given infinite cardinal less than κ. Notice that the essential
fact (for the finite quotient shape classification) that all norms on a
finite-dimensional space are equivalent does not hold any more in the
infinite-dimensional case. Further, the specific properties of the bonding
morphisms between the terms having indices in a Λ\@text@baccent0(n) (used in the proof of Lemma 3) do not hold in the case of Λκ′(κ) whenever dimX=κ′>κ≥ℵ0.**
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O DUALIMA NORMIRANIH PROSTORA I KVOCIENTNIM OBLICIMA
Nekoliko svojstava normiranoga dualnog Hom-funktora Di njegovih
iteracija Dn je ustanovljeno. Primjerice: D preokreće svako
kanonsko smještenje (u drugi dualni prostor) u retrakciju (trećega
dualnog prostora na onaj prvi); D povisuje (algebrasku) dimenziju samo prebrojivo bezkonačno-dimenzionalnim normiranim prostorima; D ne
mienja konačni kvocientni oblikovni tip. Spomoću toga je podpuno riešena razredba svih normiranih vektorskih prostora po konačnomu
kvocientnom tipu. Kao primjena, za posljedicu su izvedena dva poučka o
proširivanju neprekidnih linearnih funkcija.