Subrings of invariants for actions of finite dimensional Hopf algebras
Serge Skryabin

TL;DR
This survey reviews the structure and properties of invariant rings resulting from actions of finite dimensional Hopf algebras, summarizing key developments and open problems in the field.
Contribution
It provides a comprehensive overview of invariant rings under Hopf algebra actions, highlighting recent advances and unresolved questions.
Findings
Summarizes known results on invariants of Hopf actions
Identifies gaps and open problems in the theory
Connects Hopf invariants to classical invariant theory
Abstract
This is a survey article on the invariant rings of Hopf actions
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Subrings of invariants for actionsof finite dimensional Hopf algebras
Serge Skryabin
Institute of Mathematics and Mechanics, Kazan Federal University,Kremlevskaya St. 18, 420008 Kazan, Russia E-mail: [email protected]
The classical invariant theory on the threshold of the 20th century considered finite generation of invariants as a key problem. Initially only group actions on polynomial rings in several indeterminates were looked at. In the case of a finite group Emmy Noether’s constructive approach via Galois resolutions yielded certain conclusions also in a more abstract situation. It showed that any commutative ring is integral over the subring of invariants with respect to a finite group of automorphisms. For a finitely generated commutative algebra over a field integrality over a subalgebra is equivalent to finiteness as a module over this subalgebra, while finite generation of the subalgebra is a consequence of these properties. This makes integrality and module-finiteness particularly important in the study of invariants.
Grothendieck and his school made a transition from group actions to actions of group schemes. As it turned out, there are general results on invariants incorporated in the construction of quotients by finite group schemes. These results can be interpreted in terms of coactions of commutative Hopf algebras or, dually, in terms of actions of cocommutative Hopf algebras.
In a different vein many people contributed to research on group actions and Lie algebra actions, and also group gradings, on noncommutative rings. The work on Hopf algebra actions started in the 1980s aimed to unify previously known results in those areas. In spite of the progress made in this study considerable difficulties have been encountered in some questions. Even now the state of knowledge in the general Hopf algebra case has not reached the level recorded in the 1980 manuscript of Susan Montgomery on fixed rings of finite automorphism groups of associative rings [37].
The present paper is intended primarily as a survey of recent work on invariants of Hopf algebra actions. Its highlights are results on integrality of -module PI algebras over central invariants obtained independently by Etingof [24] and Eryashkin [22]. There is a different notion of integrality introduced by Schelter [46] which is suitable for extensions of noncommutative rings. Eryashkin has also proved that an arbitrary -module PI algebra is Schelter integral over the subring of all invariants when the Hopf algebra is semisimple and cosemisimple [23], thus answering a question of Montgomery [38] in the PI case.
Other recent results on invariants are presented in the author’s two own papers. In [52] it has been proved that, given a semisimple Hopf algebra , all nonzero -stable one-sided ideals of any noetherian -semiprime -module algebra contain nonzero invariants, and the classical quotient ring of is obtained by localization at the Ore set of invariant regular elements. We will show that these conclusions are true even when is not noetherian provided that has an artinian classical quotient ring. Another article [54] has answered the question of Bergen, Cohen and Fischman [4] on the equality of the left and right dimensions of a skew field over the subfield of invariants. We will also review older results.
In this paper only finite dimensional Hopf algebras over a field will be considered. It should be noted, however, that many results discussed here can be formulated more generally when an arbitrary commutative ring is taken as a base ring and the Hopf algebras are finitely generated projective modules. In fact, this was the setting for several original papers.
1. Terminology and notation
Throughout the whole paper will stand for a finite dimensional Hopf algebra over a field . We denote by , , the comultiplication, the counit and the antipode in either or the dual Hopf algebra , depending on the context. For a general information on Hopf algebras and their actions on rings we refer the reader to [1], [38] and other books.
Recall that the categories of -modules and -comodules are monoidal. If and are two (left) -modules, then is an -module, and acts on via . If and are two (right) -comodules, then is an -comodule, and the coaction of is obtained by means of the map , . Here and later means unless the base ring for the tensor product is indicated explicitly.
All algebras and rings are assumed to be associative and unital. An -module algebra is a -algebra equipped with a left -module structure such that the multiplication map is -linear, assuming that acts on via . If this condition is satisfied, then acts trivially on the image of in , so that for all where is the unity of [10, Lemma 1.9].
The -invariant elements of an -module algebra form a subalgebra
[TABLE]
An -comodule algebra is a -algebra equipped with a right -comodule structure such that the multiplication map is a homomorphism of comodules. This condition can be reformulated by saying that the comodule structure map is multiplicative, i.e.
[TABLE]
Moreover, is then a homomorphism of unital algebras. The fact that , and so coacts trivially on the image of in , is easily seen as follows. Clearly for all in the right ideal of generated by . So it suffices to check the equality , but it does hold because the linear map
[TABLE]
is bijective. In fact the assignment a\otimes h\mapsto({\rm id}\otimes S)\bigl{(}\rho(a)\bigr{)}\cdot(1\otimes h) defines the inverse map. This argument shows also that is an isomorphism of onto a subalgebra of , and is a free -module with respect to the action by left multiplications. Similarly, is free over on the right.
With an -comodule algebra one associates its subalgebra consisting of coaction invariants
[TABLE]
As is well-known, the left -module structures are in a bijective correspondence with the right -comodule structures. This correspondence is compatible with the tensor products of modules and comodules. Therefore each -module algebra is an -comodule algebra and vice versa. Under the canonical identification of with the comodule structure on an -module algebra is given by the map
[TABLE]
In the rest of the paper is assumed to be an -module algebra. However, sometimes arguments are formulated more naturally in terms of comodule structures. Note, in particular, that .
By an ideal we mean a two-sided ideal unless explicitly stated otherwise. Of particular interest are -invariant ideals, i.e. ideals stable under the action of . Several properties of an -module algebra are defined in terms of the collection of its -stable ideals:
is -simple if and has no -stable ideals except the zero ideal and the whole ;
is -prime if and for all nonzero -stable ideals and of ;
is -semiprime if contains no nonzero nilpotent -stable ideals.
An -stable ideal of is called -prime (respectively -semiprime) if the factor algebra is -prime (respectively -semiprime). For an arbitrary ideal of we denote by the largest -stable ideal of contained in . If is prime (respectively semiprime), then is -prime (respectively -semiprime). Conversely, if is -prime, then for some prime ideal of [8, Lemma 1.5]. An -stable ideal is -semiprime if and only if it is an intersection of -prime ideals [39, Lemma 8.3].
If a ring-theoretic notion is not prefixed by - , then it does not take into account the -module structure. For example, an -module algebra is PI if satisfies a polynomial identity as an ordinary algebra.
A left or right -module is said to be -equivariant if is equipped with a left -module structure such that the action of on comes from an -linear map or , respectively, assuming that acts in the tensor products via . Denote by and the categories of -equivariant left and right -modules. Morphisms in these categories are maps which are -linear and -linear simultaneously. Let and stand for the categories of left and right -modules.
Similarly, an -bimodule will be called -equivariant if is equipped with a left -module structure with respect to which is an object of both and . We denote by the category of -equivariant -bimodules. Note that each -stable ideal of is an object of , and any homomorphism of -module algebras makes an object of .
Recall that the smash product algebra has as its underlying vector space, the canonical maps and are isomorphisms of and onto subalgebras of , while
[TABLE]
The compatibility of the -module and -module structures requested in the definition of the category means precisely that the two module structures come from a single -module structure. Thus is identified with the category of left -modules.
Let be with the opposite multiplication, and let be with the opposite comultiplication. Then is an -module algebra, and may be identified with the category of left -modules.
The algebras and are connected by a Morita context. Several articles [4], [5], [11], [13] derive various information about the invariant ring when is known to be simple, or prime, or semiprime. These results are also discussed in [38]. However, for an arbitrary finite dimensional Hopf algebra it is quite difficult to understand the ring structure of in terms of the original algebra . There is still a big gap between what is known in the general case and in the case of a finite group acting on a ring where the skew group ring is sufficiently well understood as a normalizing extension of . In our paper we rarely use ring-theoretic properties of directly. However, equivariant modules are important for many considerations.
Recall that a left (respectively right) integral in is an element such that (respectively ) for all . Let be a left integral. If is a left -module, then the action of gives a map where is the subspace of -invariant elements in . In [13] this map was called a trace by analogy with the terminology used in the case of group actions.
By Maschke’s theorem is semisimple if and only if . In this case acts on as a nonzero scalar multiplication. In particular, we have , i.e. the trace is always surjective.
2. Structural properties of -module algebras
In this section we present several results concerned with the structure of -module algebras on which recent work on invariants of Hopf actions is based. Actually most of these results can be formulated for a not necessarily finite dimensional Hopf algebra . Nevertheless it will be assumed in all statements that . With this assumption we do not need to mention any additional restrictions, and also the proofs become considerably simpler.
A key argument used in deriving these results comes from
Theorem 2.1 [49]. Suppose that is a semilocal -simple -module algebra. Then each object is projective in . Moreover, a direct sum of several copies of is a free -module. A similar conclusion holds in .
There is one application of the freeness properties of -equivariant modules where the -simplicity of the -module algebra is not known beforehand. To deal with this situation one needs the next lemma stated under more technical assumptions about and than the previous theorem.
Denote by the set of maximal ideals of . If is semilocal, then its factor algebra by the Jacobson radical is semisimple artinian. This means that the set is finite and is simple artinian for each . An object of the category is said to be -finite if is finitely generated as an -module. If is -finite, then is an -module of finite length. The rank of at is defined as
[TABLE]
Lemma 2.2. Let be a semilocal -module algebra. Suppose that is -finite and there exists such that contains no nonzero -stable ideals of and for all . Then is a free -module for some integer .
For the proof see [49, Lemma 7.5]. This lemma is valid even when is an infinite dimensional Hopf algebra. However, the assumption is needed to deduce the conclusion of Theorem 2.1 for objects which are not -finite. Since each element of is contained in an -finite subobject of , a basis for over can be constructed using Zorn’s lemma.
It turns out that Lemma 2.2 and Theorem 2.1 lead to several fundamental facts concerning artinian -module algebras very quickly. Sometimes one has initially less information about an -module algebra, but the left and right artinian conditions can be deduced. For this reason we have to deal with semiprimary algebras. A semilocal ring is called semiprimary if its Jacobson radical is nilpotent.
Lemma 2.3. Let be a semiprimary -module algebra, and let . Then the largest -stable ideal contained in is a maximal -stable ideal of .
Proof. Replacing with the factor algebra , we may assume that , and then we have to prove that is -simple. First note that is -prime. Indeed, if are two nonzero -stable ideals of , then both and , whence , and therefore .
Every semiprimary ring satisfies DCC on finitely generated one-sided ideals. Hence has a minimal nonzero -stable finitely generated right ideal . If , then since is a nonzero -stable finitely generated right ideal of contained in . It follows that is minimal in the set of all nonzero -stable right ideals of . If is any nonzero -stable ideal of , then is an -stable right ideal. Since and by the -primeness of , we get .
We may view as an -finite object of . Pick for which attains the maximum value. Since , we have . This means that , but then too, which is only possible when by the preceding argument. Thus the hypotheses of Lemma 2.2 are fulfilled, and we deduce that is a free -module for some . Hence for each ideal . If is -stable and , this entails .
Theorem 2.4 [55]. Suppose that is semiprimary and -semiprime. There is an isomorphism of -module algebras
[TABLE]
where are -simple -module algebras. If has a maximal ideal containing no nonzero -stable ideals of then is -simple.
Proof. By Lemma 2.3 the maximal -stable ideals of are precisely the ideals with . In particular, there are finitely many of them. Let be all the maximal -stable ideals. Then is contained in the Jacobson radical of . Since is nilpotent and is -semiprime, we get . But for each pair of indices , whence the desired direct product decomposition of holds with by the Chinese remainder theorem.
Corollary 2.5. Each right coideal subalgebra of is an -simple -module algebra and is right and left -free.
Proof. Here is a subalgebra and a right coideal of . The restriction of the comultiplication in gives a map which makes into an -comodule algebra. Hence is also an -module algebra. Put where is the counit of . Then with . Suppose that is an -stable ideal of . Then . Recall that is the identity map by the definition of the counit. If , we get for each since , and so . Thus contains no nonzero -stable ideals of . By Theorem 2.4 is -simple.
Now is also an -module algebra, and is its -stable subalgebra. Hence we may regard as an object of both and . Freeness of over follows from Theorem 2.1.
Corollary 2.6. Suppose that is semiprimary and -semiprime. Then each object is projective in .
Proof. The direct product decomposition of given in Theorem 2.4 implies that where . By Theorem 2.1 is projective in for each , whence the conclusion.
Corollary 2.7. Suppose that is semiprimary and -semiprime. If is an -stable right ideal of , then for some idempotent .
Proof. We may view as an object of . By Corollary 2.6 is projective in . Hence is a direct summand of as a right -module.
Theorem 2.8 [55]. Any semiprimary -semiprime algebra is a quasi-Frobenius ring. In particular, is left and right artinian.
Proof. By Theorem 2.4 it suffices to consider the case when is -simple. We are going to apply the general fact that a semiprimary ring is quasi-Frobenius whenever it is left and right selfinjective (see [30, Th. 10]). Let us show that is left selfinjective. Applying this to the -module algebra , we deduce that is right selfinjective too, and the conclusion follows.
Take any nonzero injective object . Then remains injective in . To see this recall that is identified with the category of left -modules for . The forgetful functor is identified with the restriction functor that arises from the canonical embedding of into . The latter functor preserves injectives since it has an exact left adjoint .
But is a free -module for some by Theorem 2.1. Therefore is an -direct summand of . Since is injective in , so too is .
Thus an -semiprime algebra is semiprimary if and only if is left artinian, if and only if is right artinian, and we will say that is artinian in this case.
Theorem 2.9. Let be an -stable subalgebra of an -module algebra . If is artinian and -simple then is free as an -module with respect to the action by right (or left) multiplications.
Proof. We may view as an object of . Hence Theorem 2.1 applies to . For each denote by the projective cover in of a simple right -module. These modules are indecomposable, and for some multiplicities . Put
[TABLE]
Then . If is any right -module such that is free for some , then, by the Krull-Schmidt theorem, is isomorphic to a direct sum of a family of copies of . Moreover, is itself free if either is not finitely generated or with dividing . If is in fact an -bimodule, then where . In this case has to be isomorphic to a direct sum of a family of copies of , whence is right -free by the previous observation. It remains to apply this for .
Theorem 2.10 [55]. Suppose that is semisimple, is artinian and -semiprime. Then and are semisimple categories. In other words, the smash product algebras and are semisimple artinian.
Proof. A key ingredient in the proof is the fact established by Cohen and Fischman [11] according to which a submodule of a left -module is a direct summand whenever is an -module direct summand of . For this one needs only semisimplicity of but no assumptions about an -module algebra .
In the case of the category a similar argument runs as follows. Let be two objects of . There is a left -module structure on defined by the rule
[TABLE]
for with , , . It is straightforward to check that is stable under this action of and that a linear map is -invariant if and only if is -linear. Let be an integral with . If is a subobject of which splits off as an -module direct summand, then there exists an -linear map such that . Now the map is -linear and -linear simultaneously, and also . Hence , a direct sum decomposition in .
Under the assumption that is artinian and -semiprime any subobject of is an -module direct summand since the factor object is projective in by Corollary 2.6. Hence the previous conclusion holds.
The result of Cohen and Fischman mentioned in the proof of Theorem 2.10 means that is a semisimple extension of when is semisimple. In [11] it was used to show that is semiprime artinian whenever so is . If is not semiprime but only -semiprime, the same conclusion requires Theorem 2.1 which has been proved much later.
Let be a ring. A ring is said to be a classical right quotient ring of if
(1) contains as a subring,
(2) all regular elements, i.e. nonzerodivisors, of are invertible in , and
(3) each element can be written as where , regular.
Such a ring exists if and only if the set of all regular elements of satisfies the right Ore condition. In this case is unique up to isomorphism, and we will denote this ring by .
If an -module algebra is not artinian, but has an artinian classical right quotient ring, the previous results can still be used to derive information about . There are two important cases when this happens:
Theorem 2.11 [55]. If is right noetherian and -semiprime, then has a quasi-Frobenius classical right quotient ring.
Theorem 2.12 [22]. If is PI and -semiprime with finitely many minimal -prime ideals, then has a quasi-Frobenius classical right quotient ring. In particular, this holds if is finitely generated, PI, and -semiprime.
In the proof of Theorem 2.11 one first constructs a generalized quotient ring using the filter of -stable essential right ideals of . This ring turns out to be semiprimary. In the proof of Theorem 2.12 one starts with the -equivariant Martindale quotient ring . As we shall see in section 6 it will be a finite module over a central artinian subring. In both cases acts on , and -semiprimeness is preserved under passage to . Hence is quasi-Frobenius by Theorem 2.8, and the conclusion that is a classical right quotient ring can be deduced from the following ring-theoretic fact:
Proposition 2.13 [51]. Let be a subring of a quasi-Frobenius ring . Suppose that is a topologizing filter of right ideals of with the following properties:**
*(a) *each has zero left and right annihilators in ,
*(b) *for each there exists such that .
Then each right ideal contains a regular element of , and is a classical right quotient ring of .
We say that a family of right ideals in a ring is a filter if for any pair of right ideals there exists such that . A filter is topologizing if for each and each there exists such that . The condition that with each all larger right ideals also belong to is often included in the definition of a filter, but omitting it will do no harm.
With small improvements in the proof of [51, Prop. 1.4] the assumption that the filter is topologizing can be actually removed. In the case when is semisimple artinian see [52, Prop. 2.3].
Theorem 2.14 [55]. Suppose that has a right artinian classical right quotient ring . Then the -module structure on has a unique extension to with respect to which becomes an -module algebra.
Proof. We argue in terms of comodule structures. Since the map
[TABLE]
is invertible, is a free -module with respect to the action of given by left multiplications by the elements . For each regular element of it follows that is right regular in , i.e. for implies . Then remains right regular in , and therefore has to be invertible in the right artinian ring . This property shows that extends to an algebra homomorphism . Now and are two algebra homomorphisms which agree on . Hence
[TABLE]
Thus is a structure of an -comodule algebra extending the given one on .
In the situation of Theorem 2.14 we have two subrings of invariants and . Clearly . Theorem 2.14 is true even without the assumption that .
The conclusions of Theorems 2.4, 2.8 and 2.11 hold for some classes of infinite dimensional Hopf algebras too. Unfortunately it is still unknown whether the assumption that has a bijective antipode is sufficient for their validity. However, if is right artinian and -semiprime, then is a quasi-Frobenius ring, even when is an arbitrary infinite dimensional Hopf algebra [50].
3. Module-finiteness over the invariants
In this section we examine those cases where is known to be a finite -module. Many results discussed here date back to as early as the 1980s.
The comodule structure enables us to define a -linear map
[TABLE]
(recall that ). Under the canonical identification of with we have
[TABLE]
The notion of Hopf Galois extensions of algebras is defined in terms of comodule structures (see [38, Ch. 8]). In the case when the Hopf algebra is finitely generated projective as a module over a commutative base ring this notion was introduced by Kreimer and Takeuchi [32].
Since is an -module algebra by our convention, we say that is an -Galois extension of the subalgebra if is bijective. Since , it suffices to require surjectivity of [32].
Theorem 3.1 [32]. Suppose that is an -Galois extension of . Then is a finitely generated projective -module on the left and on the right.
Proof. As explained in [38, 8.3.1] this conclusion can be proved by verifying the dual basis property which characterizes projective modules. To do this let be a left integral and a right integral such that , and let for some elements (). If , then
[TABLE]
[TABLE]
For each define a right -linear map by the formula . Taking above, we deduce that
[TABLE]
for all . In the proof of the left side version one proceeds similarly replacing with the map which is also bijective by [32, Prop. 1.2].
Hopf Galois extensions form an important special class of comodule algebras for which more information is available than in general. However, the map is quite useful, even when is not bijective. Let us view as an -bimodule with respect to the left and right actions defined by the rules
[TABLE]
Then is a homomorphism of -bimodules. In particular, its image is a subbimodule of . Also, respects certain -module structures. Recall the two natural left actions of on defined by the formulas
[TABLE]
Lemma 3.2. With respect to the -module structures on and defined by the formulas
[TABLE]
where , and the map is a morphism in . On the other hand, is a morphism in with respect to another pair of -module structures
[TABLE]
Proof. Clearly the -module structures are compatible with the left -module structures, so that and become objects of . To show that is -linear with respect to we need only to check that is -invariant for each . In the monoidal category of left -modules the module with the action is the left dual of with the action by left multiplications. Therefore
[TABLE]
for each left -module . Taking with the trivial module structure, we get . Under this bijection the -linear map , , corresponds to . In other words, .
Now is an -module algebra with respect to the action . Hence so too is with respect to the action given in . The map is -linear with respect to this action, and so is a homomorphism of -module algebras. In particular, . Clearly too. Finally, the map is -linear with respect to since the elements in are -invariant.
Lemma 3.3. Put . Suppose that is left -free and there exist elements such that form a basis for over . Then are a basis for as an -module with respect to the action by left multiplications. In particular, is left free of finite rank over .
Proof. Given , there exist uniquely determined elements such that
[TABLE]
Then for all . Taking , we get . Now let . Since is -invariant and is -linear with respect to the -module structures considered in Lemma 3.2, we deduce that
[TABLE]
It follows that since are left linearly independent over . Hence for each . On the other hand, if for another collection of elements , then , which entails for each .
If is artinian and -simple, then the -bimodule is always left (and right) free. Indeed, may be regarded as an object of by Lemma 3.2. Hence is left free for some by Theorem 2.1. Moreover, this conclusion holds with , as explained in the proof of Theorem 2.9. As a left -module, is generated by , but this does not mean that a basis can be chosen in , and so Lemma 3.3 does not apply in general. Here lies the source of possible misbehavior of the subring .
An example of Björk [7] produces a simple artinian ring of characteristic 2 which is not a finitely generated module over the subring of elements fixed by an automorphism group of order 4. In this example is neither left nor right artinian.
The situation becomes much nicer when the -module algebra has no nontrivial -stable one-sided ideals.
Lemma 3.4. Suppose that has no nontrivial -stable left (or right) ideals. Then is a skew field and is injective.
Proof. The condition imposed on means that is a simple object of , i.e. a simple left -module. The fact that is a skew field is stated in [4, Lemma 2.1]. It follows from Schur’s lemma since .
As explained in Lemma 3.2, may be regarded as an object of . It is a sum of its simple subobjects with , each isomorphic to . Hence any subobject of in the category is equal to for some left vector subspace of over . In particular, this applies to the kernel of . But for each . This shows that the restriction of to is injective, and therefore .
Under the hypothesis of Lemma 3.4 the -module algebra may be regarded as either left or right vector space over the skew field . Denote by and the dimensions of these two vector spaces.
Theorem 3.5 [4]. Suppose that has no nontrivial -stable left ideals and that has finite left Goldie rank (i.e., satisfies ACC on direct sums of left ideals). Then where is the dimension of the image of in .
This result of Bergen, Cohen and Fischman [4, Th. 2.2] was stated for a not necessarily finite dimensional Hopf algebra with finite dimensional image in . In the proof given in [4] an application of Jacobson’s density theorem shows that, whenever contains right linearly independent over elements, there exists a free left -submodule of rank in the image of in . Pick whose images give a basis for . Then where is the left -submodule generated by . It follows that contains a free -submodule of rank . Since is a free -module of rank , this entails by finiteness of the Goldie rank.
Using the map we can strengthen the previous theorem. We continue to work under the assumption that . Note, however, that replacing with in the preceding discussion and modifying all arguments appropriately, the next result can be proved for an infinite dimensional Hopf algebra under the assumption used in [4]. In the semilocal case one needs also bijectivity of the antipode.
Theorem 3.6. Suppose that has no nontrivial -stable left ideals and that either has finite left Goldie rank or is semilocal. Let where is the representation afforded by the action of on . Then
[TABLE]
In particular, is left and right artinian.
Proof. By Lemma 3.4 is injective. Thus the -bimodule is isomorphic to . Hence is left free of rank equal to , and is right free of rank equal to . Note that where is the subcoalgebra of dual to the factor algebra of . Hence too. Since , this shows that , regarded as an -module with respect to the left action, embeds in a free -module of rank . If has finite left Goldie rank, we get , while the second inequality is the content of Theorem 3.5.
Suppose further that is semilocal. Since is stable under the action of on , the left -module is an object of with respect to the -module structure described in of Lemma 3.2. Hence too. Since is -simple, Theorem 2.1 shows that is projective in . Then is an -direct summand of . Denoting by the Jacobson radical of , we deduce that the free -module of rank equal to embeds into the free -module of rank . Since is semisimple artinian, we must have .
For the remaining part put N=\bigl{(}1\otimes S^{-1}(C)\bigr{)}\cdot\rho(A). Then is a subobject of in the category , and is -free of rank . Let . Writing symbolically , we have
[TABLE]
This shows that . Hence . Applying Theorem 2.1 to the object , we deduce that is an -direct summand of , and passing to quotients modulo , we arrive at .
Another old result of Cohen, Fischman and Montgomery determines when the extension is -Galois for an -module algebra satisfying the previous assumptions. We will show how the map can be used in the proof.
Theorem 3.7 [13]. Suppose that has no nontrivial -stable left ideals and that has finite left Goldie rank. Then the following conditions are equivalent:**
(1) .
() .
(2) is a faithful left -module.
(3) is a simple algebra.
(4) is an -Galois extension of .
Proof. The map is an injective homomorphism of -bimodules. Both and are free of finite rank as left -modules and as right ones. Since is left and right artinian by Theorem 3.6, all finitely generated -modules have finite length. Therefore is bijective if and only if the two bimodules have equal left ranks, and if and only if they have equal right ranks. This shows that .
Denote by the endomorphism ring of as a right vector space over the skew field . The action of on gives a ring homomorphism . Since , the ring is simple artinian. By one of general characterizations of Galois extensions condition (4) holds if and only if is an isomorphism [13, Th. 1.2]. But is surjective by Jacobson’s density theorem since is a simple left -module. Hence is an isomorphism if and only if . If is an isomorphism then is simple. On the other hand, if is simple then . Thus .
Condition has not been included as one of equivalent conditions in [13, Th. 3.3], but it appears in [13, Cor. 3.10] stated for the case when the -module algebra is a division ring. The proof of the equivalence given in [13] is not quite clear since it is based on the equalities
[TABLE]
where is the kernel of the representation , , and is the ring of matrices with entries in . There is a ring isomorphism , but the natural embedding of in may not correspond to the embedding of in as the subring of diagonal matrices. So one has to deal with two different images , of the skew field in . Although , this does not necessarily imply that
[TABLE]
We have given a proof which avoids the difficulty arising here.
If is semiprimary, then has no nontrivial -stable left ideals if and only if has no nontrivial -stable right ideals. Indeed, each of the two conditions imply that is -simple, but then is a quasi-Frobenius ring by Theorem 2.8. By a standard property of quasi-Frobenius rings there is a bijective correspondence between left and right ideals of which assigns to each left ideal its right annihilator in and to each right ideal its left annihilator in . It is easy to see that -stable left ideals correspond to -stable right ideals.
The question concerning equality of the left and right dimensions of over has been settled only recently. This question was raised in the already mentioned paper of Bergen, Cohen and Fischman for an -module algebra which is a division ring, i.e. a skew field [4, Question 2.4]. It was motivated by the classical result, due to Jacobson, that such an equality is indeed true in the case of group actions on skew fields.
Theorem 3.8 [54]. Suppose that is a semiprimary -module algebra without nontrivial -stable one-sided ideals. Then .
Let us outline the proof of this theorem. The desired equality holds precisely when the -bimodule has equal left and right ranks over . By Lemma 3.4 embeds into . The latter bimodule is also free on each side with the left and right ranks equal to . The conclusion will follow once it is shown that a direct sum of several copies of is isomorphic to a direct sum of several copies of .
Each -bimodule may be regarded as a right module over the ring . Put and consider and as left -modules using the two pairs of -module structures described in Lemma 3.2. Note that is a finite dimensional Hopf algebra and is an -module algebra. One checks the compatibility condition which makes and objects of the category .
Put , i.e. is the endomorphism ring of as an -bimodule. Then is an -module algebra, and is semiprimary since is an -bimodule of finite length. By the assumption on the -stable one-sided ideals of there cannot exist nontrivial subbimodules of stable under the two -module structures of Lemma 3.2. In other words, is a simple object of . This implies -semiprimeness of , and an application of Theorem 2.4 leads further to the conclusion that is -simple.
As a left -module, and therefore as a bimodule, is generated by . For each there is a homomorphism of -bimodules sending to (note that for all ), and is contained in the image of . It follows that , as an -bimodule, is a homomorphic image of where . This means that the canonical map
[TABLE]
is surjective. The trickiest part is to show that . We refer the reader to [54, Th. 3.1] for details.
Thus where . Note that is an -equivariant right -module. By Theorem 2.1 is a free -module for some . Since and are -finite, we deduce that is -finite. Hence in for some integer . This entails in , completing the proof.
In some cases the conclusion of Theorem 3.8 is almost obvious. Assume that is a skew field. If all -bimodule composition factors of have equal left and right dimensions over , the equality of the left and right dimensions over will be fulfilled for each subbimodule of . This happens when is pointed and, more generally, when all simple -comodules have dimension at most 2 over the ground field . To see this note that is a subbimodule of for each right ideal of . Taking a composition series of as a right module over itself, we get a series of subbimodules of with factors isomorphic to for various simple right -modules where the right action of on comes from . We have for each by the previous assumption about . The left and right dimensions of over are both equal to . If then cannot contain any nontrivial subbimodules. If then the -bimodule is either simple or has exactly two composition factors, each of left and right dimension over equal to 1.
A different approach to finiteness results exploits the trace given by the action of a left integral on . Note that is left and right -linear. In particular, is surjective if and only if for some .
In terms of comodule structure on surjectivity of is equivalent to the existence of a total integral , which is a homomorphism of right -comodules sending to (see [12]). Total integrals were introduced by Doi [19] for comodule algebras over arbitrary Hopf algebras.
Theorem 3.9 [38]. Suppose that is right noetherian with a surjective trace . Then is a noetherian right -module. In other words, is right noetherian and is right module-finite over .
This result is stated in [38, Th. 4.4.2]. To prove the theorem Montgomery shows that the lattice of -submodules of any right -module embeds into the lattice of submodules of the induced right -module. In particular, the lattice of right -submodules of embeds into the lattice of right ideals of . Explicitly, this embedding is obtained by assigning to an -submodule of the right ideal of generated by where is an idempotent such that is isomorphic to .
The same argument shows that is right artinian if so is .
The lemma below describes embeddings of lattices of submodules from our point of view on equivariant modules.
Lemma 3.10. Let . If the trace map is surjective, then:**
*(i) *The lattice of -submodules of embeds into that of -submodules of .
(ii) is an artinian -module whenever is an artinian -module.
(iii) is a noetherian -module whenever is a noetherian -module.
Proof. We have for any since the map such that is -linear. Hence for each -submodule of . The assignment gives therefore the desired embedding of lattices. Assertions (ii) and (iii) are immediate from (i).
If is right noetherian, then each finitely generated right -module is noetherian. Hence, if is an -finite object of , then is a noetherian right -module by Lemma 3.10. To deduce Theorem 3.9 from Lemma 3.10 one needs to find an -finite object such that as right -modules. Recall that objects of are identified with left -modules. Let be a cyclic free -module with a free generator . Since the linear map such that is bijective, it follows that . Hence the assignment defines a desired right -linear isomorphism .
Proposition 3.11. Suppose that is semisimple and that is semiprimary and -semiprime. Then:**
*(i) *Each -stable one-sided ideal of is generated by an -invariant idempotent.
*(ii) *The subring of invariants is semisimple artinian.
(iii) is left and right module-finite over .
Proof. By Theorem 2.8 is artinian, and by Theorem 2.10 all objects of are semisimple. In particular, the latter conclusion applies to . This means that, whenever is an -stable right ideal of , there exists an -stable right ideal such that . Then for some idempotent . We have where is the projection of onto with kernel . Since and is -linear, it follows that . This proves assertion (i) for right ideals. Considering the -module algebra , we get (i) for left ideals as well.
Let be any right ideal of . Then is an -stable right ideal of . By (i) is generated by an idempotent . By Lemma 3.10 applied to the lattice of right ideals of embeds into that of right ideals of . Since the right ideal of has the same extension to as , we deduce that . Thus each right ideal of is generated by an idempotent. This yields (ii). Finally, (iii) follows from Theorem 3.9.
We have given a self-contained proof. It has been known for a long time that is semisimple artinian whenever so is [13, Th. 3.13]. That is semisimple artinian, under the hypothesis of Proposition 3.11, has been established in [55] (see Theorem 2.10).
4. Localization at invariants and a Bergman-Isaacs type theorem
In [52] it was shown that for a semisimple Hopf algebra all right noetherian -module algebras have, loosely speaking, “sufficiently many” -invariant elements. The proofs of these results referred to a few statements from [55] which served as intermediate steps in the process of verifying the existence of artinian classical quotient rings. But in fact only the final conclusion from [55] is needed, and therefore those results of [52] are valid for a larger class of -module algebras. This will be explained below.
Suppose that an -semiprime -module algebra has a right artinian classical right quotient ring . By Theorem 2.14 the -module structure extends to . It is clear then that has to be -semiprime since for each nonzero right ideal of . Therefore all results concerning artinian -semiprime algebras apply to .
A right ideal of a ring is called essential if has nonzero intersection with each nonzero right ideal of .
Lemma 4.1. Suppose that is -semiprime and has a right artinian classical right quotient ring . For a right ideal of denote by the largest -stable right ideal of contained in . The following conditions are equivalent:**
(a) is an essential right ideal of ,
(b) contains a regular element of .
Proof. Suppose that is an essential right ideal of . Then is an essential right ideal of . But is -stable, and therefore this right ideal is generated by an idempotent according to Corollary 2.7. Since , we must have , i.e . Then for some and a regular element . So , which proves that (a)(b).
Suppose now that contains a regular element of . Note that
[TABLE]
We have to prove that is an essential right ideal of . Suppose that for some , . Then . In particular,
[TABLE]
Since is a regular element of the ring , it follows that the sum
[TABLE]
is direct, and each summand is a nonzero right -submodule of . Consider now as a right -module with respect to the action of given by right multiplications by the elements , . We know that this -module is free of rank equal to the dimension of . Hence is a finitely generated right -module containing an infinite direct sum of nonzero submodules. However, this is impossible since is right artinian. Thus whenever , and so (b)(a).
Lemma 4.2. Suppose that is semisimple, is -semiprime, and has a right artinian classical right quotient ring . Let be an -stable right ideal of , and let .
*(i) *If then .
*(ii) *If is an essential right ideal of then and .
Proof. By Proposition 3.11 is semisimple artinian and has finite length as either left or right -module.
Consider the -subbimodule of . For each regular element of the -submodule is isomorphic to . Hence these two -modules have the same length. Since , we get , and therefore .
It follows that is a right ideal of . Since it is -stable, Proposition 3.11 yields for some . Let be an integral. The action of on commutes with the left and right multiplications by -invariant elements. Hence
[TABLE]
If , the above inclusion entails , i.e. . This proves (i).
Suppose that is an essential right ideal of . By Lemma 4.1 contains a regular element of , so that . Since is a right ideal of containing , we get as well. The previous argument with shows that . Thus .
Consider now the -stable right ideal of . By Theorem 2.10 there exists an -stable right ideal of such that . Then is an -stable right ideal of with
[TABLE]
As we have proved already in part (i) this entails . Since , any element can be written as where and is a regular element of ; then , so that and . Therefore and . Hence
[TABLE]
and we are done.
Theorem 4.3. Suppose that is semisimple, is -semiprime, and has a right artinian classical right quotient ring . Denote by the set of regular elements of and by the set of right ideals of which satisfy the equivalent conditions (a) and (b) of Lemma 4.1. Then:**
*(i) *The algebra is semiprime right Goldie.
(ii) is a right Ore subset of regular elements of .
(iii) is canonically isomorphic with the right localization of at .
*(iv) *The classical right quotient ring of is isomorphic with .
(v) for each right ideal .
Proof. Put and . If then , whence . Therefore is a filter of right ideals of . If and , then the right ideal is essential and -stable; so and . Also, since . This shows that is a topologizing filter.
Moreover, satisfies conditions (a) and (b) of Proposition 2.13 with replaced by and replaced by . Indeed, if then has zero left and right annihilators in since and contain the unity 1 by Lemma 4.2. If there exists a regular element of such that . Put . Then by Lemma 4.1 and . Hence and .
It has been observed already that the ring is semisimple artinian. Now (iv) follows from Proposition 2.13, and (i) is its consequence since a ring is semiprime right Goldie if and only if has a semisimple artinian classical right quotient ring.
Given , the equality of Lemma 4.2 means that , which amounts to (v). For any the set
[TABLE]
is a right ideal of containing a regular element of . By Lemma 4.1 . Since , assertion (v) shows that for some .
All elements of are invertible in and therefore in . Hence all elements of are regular in . Since each element of can be written in the form for some and , (ii) and (iii) are immediate (see [35, 2.2.4]).
In all corollaries below we continue to assume that is semisimple.
Corollary 4.4. Let be as in Theorem 4.3. If is any regular element of , then the right ideal contains an -invariant regular element of .
Proof. Since by Lemma 4.1, we have by Theorem 4.3.
Corollary 4.5. Let and be as in Theorem 4.3, and let be any -stable right ideal of . There exists such that .
Proof. Since is an -stable right ideal of , we have for some by Proposition 3.11. Now is an -stable right ideal of containing a regular element of . Hence by Corollary 4.4. Pick any and put . Then . Since is invertible in , we get .
Corollary 4.6. All conclusions of Theorem 4.3, as well as Corollaries 4.4, 4.5, hold in each of the following three cases:**
(a) is semiprime right Goldie,
(b) is right noetherian and -semiprime,
(c) is PI and -semiprime with finitely many minimal -prime ideals.
Proof. A right artinian classical right quotient ring exists in case (a) by the Goldie theorem, in the other cases by Theorems 2.11, 2.12.
Under the assumption that is semiprime, a short argument given by Bergen and Montgomery [5, Prop. 2.4] shows that is semiprime, and that where is the trace map (in particular, ) for each nonzero -stable one-sided ideal of . From this it was further deduced in [5, Lemma 3.4] that, among other things, regular elements of are regular in , and that is Goldie when so is . If are as in Theorem 4.3, then is semisimple artinian by Theorem 2.10; since is a classical right quotient ring of , it follows that is semiprime. This fact was not known at the time when [5] was written.
Several deeper results from [5] use the assumption that is not only semiprime, but has the ideal intersection property (I I P for short) which means that each nonzero ideal of has nonzero intersection with . In fact, in the presence of I I P the ring is semiprime if and only if is -semiprime. The I I P is satisfied for -outer group actions on semiprime rings and for -outer actions of Lie algebras on prime rings. However, it seems that there are no approaches to analogs of such results for actions of arbitrary finite dimensional or even semisimple Hopf algebras.
It was asked in [5] whether when is semiprime with I I P. Part (iv) of Theorem 4.3 answers this question, imposing reasonable conditions on and , but not assuming the I I P. In the case of a finite group acting on a semiprime ring without additive -torsion the fact that is right Goldie if and only if is right Goldie and the equality were proved by Kharchenko [31]; it was also observed by Montgomery [36] that is the localization of at the Ore set of regular -invariant elements. Analogs of these results for group graded rings are due to Cohen and Rowen [14].
There is a slightly weaker version of Lemma 4.2 for -stable left ideals. The equality in (ii) cannot be proved unless is a two-sided quotient ring.
Lemma 4.7. Suppose that is semisimple, is -semiprime, and has a right artinian classical right quotient ring . Let be an -stable left ideal of , and let .
*(i) *If then .
*(ii) *If then .
Proof. We repeat the steps in the proof of Lemma 4.2 using the two-sided properties of . First, the -subbimodule is a left ideal of since has finite length as a right -module. Next, for some by Proposition 3.11. Applying the integral , we deduce that .
If , then , whence . If , then , and therefore .
Theorem 4.8. Denote by the prime radical of and by the largest -stable ideal of contained in . Suppose that is semisimple, is nilpotent, and has a right artinian classical right quotient ring. If is any -stable one-sided ideal of such that is nilpotent, then is nilpotent.
Proof. Denote by the canonical surjective homomorphism of -module algebras . Then is an -stable one-sided ideal of and maps onto since is semisimple. Hence is nilpotent. The factor algebra is -semiprime since is an -semiprime ideal of . Hence its subring of invariants is semiprime by Theorem 4.3, which entails . An application of Lemmas 4.2, 4.7 yields , i.e. . So is nilpotent.
Corollary 4.9. Suppose that is semisimple. The conclusion of Theorem 4.8 holds in each of the following three cases:**
(a) is left noetherian,
(b) is right noetherian,
(c) is finitely generated and PI.
Proof. In all cases is known to be nilpotent. In cases (b) and (c) the -semiprime factor algebra has a right artinian classical right quotient ring by Theorems 2.11, 2.12. In case (a) we apply Theorem 4.8 to the right noetherian -module algebra .
Let be a nonunital ring and a finite group of its automorphisms such that has no additive -torsion. Consider the trace map
[TABLE]
A classical result of Bergman and Isaacs [6] says that is nilpotent if is nilpotent. Moreover, if , then the nilpotency index of is bounded by a number which depends only on the order of the group , but not on the ring . An easy consequence of this result is that is semiprime when so is .
A similar result for group graded rings proved by Cohen and Rowen [14] is even simpler: if is a nonunital ring graded by a finite group , and if for some integer , then . In fact one needs only a grading with finite support, while the group may be infinite.
Theorem 4.8 is different not only in that the conclusion is stated for one-sided ideals of -module algebras satisfying certain conditions, but also because it relies heavily on the -semiprime case. The nilpotency index of can be bounded only by the nilpotency index of the ideal , even when .
Bahturin and Linchenko [3] investigated conditions under which one can conclude that is PI, knowing that is PI. They showed that, for a fixed finite dimensional Hopf algebra , in order that each -module algebra be PI whenever is PI it is necessary and sufficient that there exist a natural number such that for each nonunital -module algebra with , and this can happen only if is semisimple. Several other equivalent conditions are given in [3]. This work of Bahturin and Linchenko elucidates the need for a more precise analog of the Bergman-Isaacs result for Hopf algebra actions.
5. Hopf actions on commutative algebras
Throughout this section we assume that is a commutative -module algebra. First we are going to recall the algebraic interpretation of the classical result on quotients of affine schemes by actions of finite group schemes.
Given an associative algebra over a commutative ring such that is free of finite rank as an -module the norm of an element is defined as the determinant of the operator of the left multiplication by in . Considering the polynomial ring , where is an indeterminate, as an algebra over we get also the characteristic polynomial
[TABLE]
In particular, where is the coefficient of in this polynomial. Passing to localizations of the base ring these definitions extend to the case where is not free as an -module, but only projective of finite constant rank.
By the Cayley-Hamilton theorem in . Applying this operator to the identity element , we get in , which is a relation of integral dependence of the element over the ring . The integral dependence of over is merely a consequence of module-finiteness. What is important for application to invariants is the fact that the characteristic polynomials enjoy several nice properties. In particular, they are functorial in the sense that, given a homomorphism of commutative rings , we have
[TABLE]
where is the homomorphism extending and sending to .
Since is commutative, the map
[TABLE]
is an isomorphism of onto a central subalgebra of . So we may regard as an -algebra via . Clearly this algebra is free of rank as an -module. In this way the polynomial is defined for each . Making use of the comodule structure , we get the polynomial
[TABLE]
for . Suppose that
[TABLE]
Then in . Applying to the left hand side of this equality the algebra homomorphism , we get
[TABLE]
If for all , the relation above shows that is integral over . On this observation the classical argument reproduced in the following theorem is based:
Theorem 5.1. Suppose that is cocommutative. Then for each the characteristic polynomial \,P_{A\otimes H^{*}/A}\bigl{(}\rho(a),t\bigr{)}\, has all coefficients in . In particular, is integral over .
Proof. By the condition imposed on the dual Hopf algebra is commutative, whence is commutative as well. Since is the equalizer of the two algebra homomorphisms , we have to show that
[TABLE]
Note that the commutative diagrams
[TABLE]
where for are cocartesian in the category of commutative -algebras in the sense that each diagram makes the tensor product of two -algebras given by the respective homomorphisms . Hence can be rewritten as
[TABLE]
by functoriality of the characteristic polynomials. Here is viewed as an -algebra by means of . Next, there is an automorphism of the algebra defined by the rule
[TABLE]
Since acts as the identity on , we have
[TABLE]
for all . If , then Hence follows.
By passage from to the conclusion of Theorem 5.1 can be deduced from the fact that
[TABLE]
The arguments showing this inclusion in the proof of Theorem 5.1 above are tautological, up to different notation and the use of right comodule structures instead of left ones, to those in Mumford’s book on abelian varieties [41, Ch. III, section 12]. Demazure and Gabriel describe quotients by actions of finite group schemes in [18, Ch. III, §2, Cor. 6.1] as a special case of a more general result on quotients of groupoid schemes [18, Ch. III, §2, Th. 3.2].
Thus Theorem 5.1 is a very old result. Somehow it had not been well-known to Hopf algebra theorists for some time in the past. Integrality over invariants for commutative comodule algebras over commutative Hopf algebras was rediscovered by Ferrer Santos in [28]. In the language of module algebras that approach was reformulated by Montgomery [38, §4.2]. It makes use of the characteristic polynomials of endomorphisms of equivariant -modules.
In [38] Montgomery raised the question as to whether is always integral over in the case of an arbitrary finite dimensional Hopf algebra . For pointed Hopf algebras this question was answered shortly afterwards in the affirmative by Artamonov [2] when is a domain and without any restrictions on by Totok [56] and Zhu [58] when . Both [56] and [58] provided counterexamples to integrality in characteristic 0. Zhu also proved that is integral over when is involutory, i.e. , and does not divide the dimension of . At that time it remained open what is actually needed for integrality to hold.
The characteristic polynomials have reappeared in a later development:
Theorem 5.2 [48]. If is -semiprime or, more generally, if there exists a homomorphism of commutative -module algebras such that and is -semiprime then for each the polynomial \,P_{A\otimes H^{*}/A}\bigl{(}\rho(a),t\bigr{)}\, has all coefficients in . In particular, is integral over .
The case when is -semiprime, which is the main step here, has been subsumed in a recent work of Eryashkin [22] on invariants of -module PI algebras. These results will be discussed in section 7. The original proof of Theorem 5.2 had common elements with the proof of Theorem 7.5, but it didn’t use the Martindale quotient rings.
If contains nonzero -stable nilpotent ideals, then integrality over invariants may well be lost by the already mentioned examples of Totok and Zhu. There are still two important cases when the -semiprimeness is not needed:
Corollary 5.3. * is integral over in each of the following two cases*:**
*(a) *the trace map is surjective,
(b) .
Proof. Let be the largest -stable ideal of contained in the nil radical of . Since is -semiprime, Theorem 5.2 shows that is integral over . Let be the canonical map.
In case (a) . Therefore for each there exists a polynomial with the leading coefficient 1 such that . Then for some integer since is nil. Hence is integral over .
Suppose that . Put . As in case (a) it is checked that is integral over . We claim that for each there exists such that . Indeed, since . It follows that is nilpotent. Hence
[TABLE]
for sufficiently large , but this means that . Thus is integral over , and the final conclusion follows from transitivity of integrality.
In [58] Zhu conjectured that is integral over whenever is involutory. When it is known that is involutory if and only if is semisimple. In this case the trace is surjective. Thus Zhu’s conjecture follows from Corollary 5.3. However, when the question of integrality does not depend on any condition on .
As observed by Kalniuk and Tyc [29] the fact that in positive characteristic each commutative -module algebra is integral over the invariants implies a property of similar to the geometric reductivity known in the theory of algebraic groups. This property was considered in [29] for a not necessarily finite dimensional Hopf algebra , and its main consequence is that, whenever is a finitely generated commutative -module algebra on which the action of is locally finite, the algebra of invariants is finitely generated. When each finite dimensional Hopf algebra is geometrically reductive in this sense [29, Th. 4]. This result can be reformulated as follows:
Theorem 5.4 [29]. Suppose that . If is a surjective homomorphism of commutative -module algebras and , then for some integer .
Proof. Consider first the case when and are graded, respects the grading, and is homogeneous of degree 1. Let be the subalgebra of generated by , and let . Since is integral over by Corollary 5.3, is integral over . But is a graded subalgebra of . If , then is integral over , in which case has to be nilpotent. Otherwise contains a homogeneous element of positive degree. But each homogeneous component of is spanned by a power of . Hence for some anyway.
In the general case let be the extension of to polynomial rings and extend the action of to and by making invariant. Then is a homogeneous -invariant element of degree 1, and so we are in the situation of the previous case.
Integrality of over implies several well-known nice properties of the ring extension . In particular, the canonical map between the prime spectra is surjective, closed, and satisfies the going-up. However, for deeper conclusions integrality alone is not sufficient, and the characteristic polynomials come into play in an essential way. One application is this:
Theorem 5.5 [48]. Suppose that for each the characteristic polynomial \,P_{A\otimes H^{*}/A}\bigl{(}\rho(a),t\bigr{)}\, has all coefficients in . Then the map is open, has finite fibers, and satisfies the going-down property.
Theorem 5.5 and its proof generalize the classical results describing properties of the quotient morphism where is an affine scheme and is its quotient by an action of a finite group scheme.
There are further applications of the technique used in the study of group scheme actions. For each denote by the residue field of the local ring . Let be the canonical ring homomorphism. The composite
[TABLE]
is a homomorphism of -module algebras, assuming that acts trivially on and by the left hits on . Hence
[TABLE]
is a commutative right coideal subalgebra of the Hopf algebra over the field . In [48] was called the orbital subalgebra associated with .
When is cocommutative and is the finite group scheme representable by the commutative Hopf algebra , the algebra represents the scheme-theoretic -orbit of which is a closed subscheme in the affine scheme .
Theorem 5.6 [48]. Suppose that is -semiprime and the function is locally constant on the whole . Then is a finitely generated projective -module whose rank at a prime is equal to where is any prime ideal of lying above .
Also, the assignment establishes a bijection between the -stable ideals of and all ideals of . The inverse correspondence is .
We will explain briefly the main ideas used in the proof. Given some elements , the set of those prime ideals of for which form a basis of over is open in . One can also check that, whenever and are two prime ideals of with , one has if and only if . Then, passing to the localizations of at suitable elements , one may assume that there exist such that are a basis of over for each .
The technically complicated part of the proof is to show that the previous assumption implies that form a basis of over with respect to the left module structure; once this has been done, the freeness of over follows from Lemma 3.3. Note, however, that, when is reduced (equivalently, semiprime), there is a general ring-theoretic fact which states that a submodule of a finite rank free -module is freely generated by elements provided that for each , the image of in has a basis over consisting of ; with
[TABLE]
the desired conclusion is immediate. Since is assumed to be only -semiprime, one has to overcome several difficulties.
A special case of Theorem 5.6 was given in [47].
Although several fundamental facts of the classical theory generalize to commutative -semiprime algebras, in the case when the Hopf algebra is not cocommutative it may not admit sufficiently many actions on commutative algebras. The next result has been obtained by Etingof and Walton [25] when either or and is also semisimple. Its extension to the case when is not necessarily semisimple has been given in [53].
Theorem 5.7. Assume to be algebraically closed. Then any action of a finite dimensional cosemisimple Hopf algebra on a commutative domain factors through an action of a group algebra, i.e. there exists a Hopf ideal of such that annihilates and is spanned by grouplike elements.
Etingof and Walton say that the action of on is inner faithful if is not annihilated by any nonzero Hopf ideal of . In [26], [27] they investigated the question of the existence of inner faithful actions on commutative domains for pointed Hopf algebras. Some pointed Hopf algebras admit such actions, while the others do not.
The fact that the annihilator of in is often nontrivial had been recognized much earlier. Cohen and Westreich pointed out in [15, Cor. 0.12] that can act faithfully (in the ordinary sense) on a field only if is involutory and all grouplikes of lie in the center of . Here can be even a domain since then the action of extends to the quotient field.
All this shows that the class of commutative -module algebras is too narrow when is not cocommutative, and there is a definite need to study the invariants in the larger class of algebras satisfying a polynomial identity. As yet, not all results known for commutative -module algebras have been extended to the PI case however.
As an extension of the commutative theory in a different direction Cohen and Westreich [16] introduced quantum commutative -module algebras. The commutativity law in these algebras comes from the braiding determined by a quasitriangular structure on . Cohen, Westreich and Zhu proved
Theorem 5.8 [17]. Let be a quantum commutative -module algebra where is triangular semisimple and either or . Then is integral over and is PI.
One may wonder whether the conclusion of this theorem is valid under less stringent restrictions on and the characteristic of when is -semiprime.
6. The -equivariant Martindale quotient ring
Here we present results of Eryashkin [22] on quotient rings of -semiprime PI algebras. Generalized Martindale quotient rings can be defined with respect to any filter of ideals of a ring subject to the conditions that each ideal has zero left and right annihilators in and that whenever . Details of this construction are given, e.g., in [38, §6.4]. If is prime and is the set of all nonzero ideals of , this construction gives the left, right and symmetric Martindale rings of quotients, as defined in [43, Ch. 3].
Let be an -module algebra. Denote by the set of all its -stable ideals with zero left and right annihilators in . If is -prime, then consists of all nonzero -stable ideals of . The Martindale quotient rings with respect to this filter were introduced by Cohen [9]. The use of -stable ideals in their definition accounts for the extension of the -module structure to these quotient rings.
We will be concerned only with the -symmetric ring of quotients (see [38, p. 98]). The larger left and right quotient rings are less useful. The ring is characterized by the following properties (cf. [43, Prop. 10.4]):
(1) contains as a subring;
(2) each has zero left and right annihilators in ;
(3) for each there exists such that and ;
(4) given , a left -linear map , and a right -linear map such that for all , there exists such that and for all .
Put . As explained in [9], is an -module algebra, and embeds in as an -stable subalgebra. The centers , of and are not stable, in general, under the action of . Set
[TABLE]
It follows from (2) and (3) in the characterization of above that each nonzero left or right -submodule of has nonzero intersection with . Therefore has to be -prime or -semiprime whenever so is .
There are several general properties of the -equivariant Martindale quotient rings of -prime algebras. In particular, the fact that is a field was explicitly stated in Matczuk’s paper [34, Lemma 1.4] which used the right quotient rings, however. This field is called the -extended centroid of .
Lemma 6.1. Suppose that is -prime. Then is a field. Furthermore, given any -stable ideal of and a morphism in , there exists such that for all .
Proof. Recall that is a homomorphism of -bimodules and -modules. Put . This is an -stable ideal of . We may assume that . Then , i.e. . Note that for all . By (4) there exists such that for all .
If is any element, then for some . Replacing with , we will also have and . Since centralizers all elements of , it follows that . Hence by (2).
Since is -linear, we deduce that
[TABLE]
In other words, \bigl{(}hz-\varepsilon(h)z\bigr{)}I^{\prime}=0. Hence for all , and we conclude that .
Define by the formula . Then . If and is such that and , then , yielding . Hence , and so for all .
The annihilator of in is an -stable ideal. If this ideal is nonzero, then property (2) entails . Hence has to be injective whenever . In this case is a nonzero -stable ideal of . Applying the already proved conclusion to the inverse map , we see that there exists such that for all . Then , and it follows that . But this argument applies to each nonzero element of the commutative ring . Thus is a field.
Lemma 6.2. Suppose that is -prime. Let be any simple algebra whose center contains . Consider as an -module algebra with respect to the action of on the second tensorand. If is a nonzero -stable ideal of this algebra, then has nonzero intersection with the image of in under the map .
Proof. Let be minimal possible for which contains an element which can be written as with , . Fix such an element and its expression as a sum. Put
[TABLE]
Consider as an object of with respect to the natural actions of and on each component. Then is a subobject of in this category. Note that
[TABLE]
Let , , be the projections. Then is an -stable ideal of . But since otherwise would contain a nonzero element written as with less than summands. Thus is an isomorphism in the category . Setting , we get
[TABLE]
and each map is a morphism in . By Lemma 6.1 there exist such that for all . In particular, for each , and therefore .
The minimality of implies that , i.e. . But then . Since is simple, we have . Hence .
Lemma 6.3. Suppose that is -prime, and let be any prime ideal of such that . Denote by the symmetric Martindale quotient ring of the prime ring . The canonical map extends to a ring homomorphism which maps the center of into the center of .
Proof. Let . There exists such that and . Since , we have . Hence is a nonzero ideal of . Note that is contained in . Applying , we get \pi(I)\pi\bigl{(}q(I\cap P)\bigr{)}=0, whence \pi\bigl{(}q(I\cap P)\bigr{)}=0 since is prime.
This shows that . Similarly . Therefore the right and left multiplications by induce, respectively, a left -linear map and a right -linear map . The pair determines an element . It is easy to see that the assignment defines a ring homomorphism whose restriction to is .
Denote this extension of by the same letter . If , then commutes with all elements of , but then commutes with all elements of .
Theorem 6.4 [22]. Suppose that is PI and -prime. Then the -symmetric quotient ring is an -simple -module algebra of finite dimension over . Moreover, .
Proof. Take any prime ideal of such that . Let be the ring homomorphism of Lemma 6.3. Since is a prime PI algebra, is the classical quotient ring of (see [43, Th. 23.4]). By Posner’s theorem the ring is simple and finite dimensional over its center . The composite map
[TABLE]
is a homomorphism of -module algebras, assuming the trivial action of on and the hit action on . It extends to a homomorphism of -module algebras
[TABLE]
Since , we have . It follows that
[TABLE]
But is an -stable ideal of . Since , we get , which entails . Now is an -stable ideal of . It has zero intersection with the image of by the preceding conclusion, whence by Lemma 6.2. Injectivity of entails an upper bound for the dimension
[TABLE]
The -stable subalgebra is then finite dimensional over too. Also, is -prime since each nonzero ideal of has nonzero intersection with . By Theorem 2.4 is -simple. But for each there exists a nonzero -stable ideal of such that . We must have , and so . Thus .
Corollary 6.5. If is PI and -prime, then has finitely many minimal prime ideals, and for each of them.
Proof. Since is artinian, it has finitely many maximal ideals. Let be their contractions to . The intersection is nilpotent since it is contained in the Jacobson radical of . Hence each prime ideal of contains for some , i.e. all minimal primes are among . If is any -stable ideal of contained in , then is an -stable ideal of contained in a maximal ideal. It follows that , and therefore .
Corollary 6.6. Suppose that is PI and -prime. If is any prime ideal of such that , then the ring homomorphism of Lemma 6.3 is surjective.
Proof. We have . If is any regular element of , then is invertible in since is a classical quotient ring of . But , whence is a regular element of . Since is a finite dimensional algebra over a field, it follows that . Then .
Corollary 6.7. If is PI and -simple, then has finite dimension over its central subfield .
Proof. In this case .
Lemma 6.8. Suppose that are minimal -prime ideals of such that . Then .
Proof. Put , and for each . The canonical map extends to a homomorphism of -module algebras as in the proof of Lemma 6.3. The main point here is that is -prime and for each . In fact has nonzero annihilator in since where . Hence each element of gives rise to a left -linear map and a right -linear map , and the pair determines an element of .
Now the collection gives a homomorphism of -module algebras
[TABLE]
Since , it follows that . It remains to show that is surjective. Suppose . There exists a nonzero -stable ideal of such that and . Take any -stable ideal of with the property that . Replacing with we will also have
[TABLE]
Since , there is an isomorphism of -bimodules . Define maps by the rules
[TABLE]
Put . Note that for , while . Hence the sum is direct, and there are extensions of to maps vanishing on for each . Note that is left -linear, while is right -linear.
Since for each , the left and right annihilators of in are contained in each . Then these annihilators are zero, i.e. . Hence the pair determines an element such that and for . By symmetry in this argument can be replaced with for any .
Corollary 6.9. Suppose that is PI and -semiprime with finitely many minimal -prime ideals. Then where are -simple -module algebras with for each .
Proof. In any -semiprime algebra the intersection of all minimal -prime ideals is zero. So Lemma 6.8 applies. It gives a direct product decomposition of in which each factor is -simple and finite dimensional over by Theorem 6.4.
Theorem 6.10. Suppose that is PI and -semiprime with finitely many minimal -prime ideals. Then is a classical right quotient ring of .
We have made some comments about the proof in the discussion following the statement of Theorem 2.12. Eryashkin proves the conclusion of Theorem 6.10 in the -prime case. If is PI and -semiprime, and if are all its minimal -prime ideals, then, knowing that is a classical quotient ring of for each , he concludes that is a classical quotient ring of directly, not using Lemma 6.8.
For a special class of -prime PI algebras Theorems 6.4 and 6.10 were obtained in an earlier article [21].
Lemma 6.11. The set of minimal -prime ideals of is finite if is finitely generated and PI. The same conclusion holds if is either left or right noetherian.
Proof. Under each of these assumptions has finitely many minimal prime ideals and the prime radical of is nilpotent (in the case of a finitely generated PI algebra see [45, Cor. 6.3.36*′*, Th. 6.3.39]). Let be all the minimal primes, and for each let be the largest -stable ideal of contained in . Since is nilpotent, any minimal -prime ideal of has to coincide with one of the -prime ideals .
7. Integrality of PI algebras over the invariants
If is a noncommutative -module algebra, it is meaningful to consider integrality of over invariants in two different senses. One question concerns integrality over central invariants. For this it should be assumed at least that is integral over its center . We denote by the subalgebra of consisting of -invariant central elements.
If is cocommutative, then is stable under the action of , and is integral over by the classical theory. If is not cocommutative, the problem becomes highly nontrivial. When is pointed, or at least when the coradical of is cocommutative the following result was obtained by Totok:
Theorem 7.1 [57]. The center is integral over , and therefore is integral over if is integral over , in each of the following two cases:**
(a) ** and has cocommutative coradical,
(b) ** , is pointed, is reduced, is finitely generated.
Making use of the coradical filtration , Totok constructs a chain of subalgebras such that , and for each the ring is integral over and acts trivially on in the sense that for all and . The conclusion of Theorem 7.1 follows then by transitivity of integrality since is integral over . This extends the technique applied by Artamonov [2] in the case when is a commutative domain.
New results on integrality of over for an arbitrary finite dimensional Hopf algebra have appeared very recently. In [24] Etingof observes that the problem admits a bimodule reformulation which can be studied independently of any Hopf algebra theory. In fact consists precisely of those elements for which the left multiplication by in the algebra coincides with the right multiplication by or, in other words, the left action of on is the same as the right action with respect to the -bimodule structure defined as in section 3. This bimodule has a special property which has been used by Etingof to introduce the notion of Galois bimodules.
An -bimodule for a ring is called Galois of rank if is left and right free of rank and there is an isomorphism of bimodules . Etingof derives a classification of Galois bimodules when is a semisimple artinian ring module-finite over its center . Let where are simple rings. In the process of the classification it is verified that for each Galois bimodule the ring is a finite module over the center of defined as
[TABLE]
Let be the -linear endomorphism of afforded by the right action of . Now is a finite dimensional vector space over the center of , and may be regarded as a linear transformation of this vector space. So the characteristic polynomial makes sense. Let
[TABLE]
be the polynomial whose th component is where and is the least common multiple of . It is shown in [24] that for each central element all coefficients of belong to . This is a key fact needed for applications to integrality.
Suppose that the -module algebra has a semisimple artinian classical quotient ring which is a finite module over its center . Then Etingof’s results discussed in the preceding paragraph apply to the Galois -bimodule whose center is . In particular, is module-finite over and certain polynomials associated with central elements of have coefficients in .
However, the ultimate goal is to find conditions ensuring integrality of . Etingof formulates results for comodule algebras, but we stick to the conventions set for the present paper.
Theorem 7.2 [24]. Let be a central subalgebra of whose total quotient ring is a direct product of finitely many fields. Suppose that
(1) is a finitely generated torsion-free -module,
(2) is a semisimple ring with center ,
*(3) *either is integrally closed in or is a projective -module.
Then is integral over .
An -module algebra is said to be indecomposable if it is not isomorphic to a direct product of two nonzero -module algebras. If is artinian and -semiprime, this is equivalent, by Theorem 2.4, to the -simplicity of .
Indecomposability of in the next proposition means that the corresponding Galois -bimodule is connected. In this case is isomorphic to a multiple of by the classification of Galois bimodules. Here . Comparing the left ranks of the two bimodules Etingof deduces a divisibility relation involving numeric characteristics of :
Proposition 7.3 [24]. Suppose that is semisimple artinian, module-finite over , and indecomposable as an -module algebra. Let be all simple factor rings of . Put
[TABLE]
Then divides the dimension of . In other words, divides .
Now we describe a different approach, due to Eryashkin, which makes systematic use of structural properties of -module algebras discussed earlier. The results have been obtained not only for semiprime -module algebras but for -semiprime algebras as well.
The ring homomorphism given by the assignment maps the center of into a central subalgebra of . Therefore may be regarded as a -algebra for any central subalgebra of . If is projective of finite constant rank as a -module, then so too is . As explained in section 5, in this case there are characteristic polynomials for the ring extension . For each
[TABLE]
is the characteristic polynomial of the left multiplication operator by the element in the -algebra . Alternatively, one could use the characteristic polynomials of the right multiplication operators.
At one point we will need the ring-theoretic fact stated below. For the proof see [22, Prop. 3.1].
Proposition 7.4 [22]. Let be a ring which has a right artinian classical right quotient ring . Suppose that is a finitely generated module over a central subring such that for each . Then where is the total quotient ring of .
Theorem 7.5 [22]. Suppose that is -semiprime with finitely many minimal -prime ideals. If is projective of finite constant rank as a module over its center , then is integral over . In fact, for each the characteristic polynomial \,P_{A\otimes H^{*}\!/Z(A)}\bigl{(}\rho(a),t\bigr{)}\, has all coefficients in .
Proof. Before we treat the general case let us verify the conclusion of this theorem under additional assumptions about .
Step 1. Suppose that is -simple.
By Corollary 6.7 is a field and . Integrality of over is immediate. We still have to prove the statement about the characteristic polynomials.
Consider the action of on defined by the rule for , and . Then the map is a homomorphism of -module algebras. So too is its extension
[TABLE]
with the action of on the first algebra defined by the formula for , and . Put
[TABLE]
We claim that is a free left -module with respect to the action afforded by . Since the ring is artinian and since is a homomorphism of -algebras, both of which are free modules over , it suffices to check that for each maximal ideal of the -module is free of rank where does not depend on . Now
[TABLE]
with being a field. Since is -simple, it follows from Lemma 6.2 that is -simple too. Hence is a free -module by Theorem 2.9. The rank of this free module can be computed as
[TABLE]
where is the rank of as a -module. This shows that has the same value for all , as required.
Thus as an -module. Since , we deduce that
[TABLE]
which is a polynomial with coefficients in .
Step 2. Suppose that is artinian and -semiprime.
By Theorem 2.4 where each is an -simple -module algebra. Clearly
[TABLE]
Let be the projection, the restriction of , and the extension of to polynomial rings. Note that
[TABLE]
Since , we get
[TABLE]
by Step 1. It follows that all coefficients of the polynomial P_{A\otimes H^{*}/Z(A)}\bigl{(}\rho(a),t\bigr{)} are -invariant since they have -invariant images in each .
It is easy now to complete the proof of Theorem 7.5 in full generality. By Theorem 2.12 has a right and left artinian classical right quotient ring which is an -semiprime -module algebra since so is . Note that for each since is a direct summand of a free -module. By Proposition 7.4 is a central localization of . Then the total quotient ring of coincides with the center of , and so . From the functorial properties of characteristic polynomials it follows that
[TABLE]
All coefficients of this polynomial lie in by Step 2. Hence they actually lie in .
All ideas of this proof are taken from [22]. We have used Theorem 2.9 to make some arguments more transparent. Note that Step 1 in the proof yields also the following conclusion:
Corollary 7.6. Suppose that is -simple and is a free module of finite rank over its center . Then the dimension of over divides the dimension of .
It is not clear to what extent the conditions imposed on in Theorem 7.5 are optimal. One concern arising here is the finiteness of the set of minimal -primes. An easy extension of Theorem 7.5 is stated below:
Corollary 7.7. Suppose that is projective of finite constant rank as a module over its center and there is a set of -semiprime ideals of such that
*(1) *each ideal in is an intersection of finitely many -prime ideals,
*(2) *each ideal is generated by ,
*(3) *for each the image of in coincides with the center of ,
(4) .
Then for each the characteristic polynomial \,P_{A\otimes H^{*}/Z(A)}\bigl{(}\rho(a),t\bigr{)}\, has all coefficients in .
Proof. For each we have , and this algebra satisfies the hypothesis of Theorem 7.5. Hence all coefficients of P_{A\otimes H^{*}/Z(A)}\bigl{(}\rho(a),t\bigr{)} have -invariant images in . But (4) ensures that any element is -invariant whenever is -invariant in for each .
The assumptions about in Corollary 7.7 are admittedly too restrictive. However, they are satisfied when is commutative and -semiprime. Thus Theorem 5.2 is a special case of Corollary 7.7.
Without projectivity of over the characteristic polynomials for the ring extension are not defined. One can still exploit finiteness of over . Recall that, if is PI and -prime, then is -simple and is a field. The next result is based on [22, Prop. 3.3], although it was not stated this way.
Proposition 7.8. Suppose that is -prime and module-finite over its center . Let be the classical quotient ring of . For each all coefficients of the characteristic polynomial are integral over .
Proof. Since , the set of all maximal ideals of is finite. For each denote by the canonical map . Here is a simple ring finite dimensional over its center . Since , we have \pi_{M}\bigl{(}Z(A)\bigr{)}\subset Z(Q/M).
An arbitrary element is integral over if and only if is integral over \pi_{M}\bigl{(}Z(A)\bigr{)} for each . Indeed, if the latter property holds, then for each there exists a polynomial in one indeterminate with all coefficients in and the leading coefficient 1 such that . Putting
[TABLE]
we will have where stands for the Jacobson radical of . But is nilpotent, whence for some integer . Clearly is a polynomial with all coefficients in and the leading coefficient 1.
We will check that the necessary and sufficient condition of integrality from the preceding paragraph is satisfied for all coefficients of . This will yield the final conclusion.
Consider the composite map and its extension
[TABLE]
With the -module structures as in the proof of Theorem 7.5 is a homomorphism of -module algebras, and the first algebra is -simple by Lemma 6.2. It follows, in particular, that is injective. By Theorem 2.9 makes a free left module over . Let be its rank (it depends on ).
Denote by and the characteristic polynomials of these two rings regarded as finite dimensional algebras over the field . Since , we get
[TABLE]
Here we identify the field with its image in under the map .
Recall that P_{2}\bigl{(}\rho_{M}(a),t\bigr{)} is the characteristic polynomial of the left multiplication operator associated with . But , and therefore lies in the subring of which is a finitely generated module over \pi_{M}\bigl{(}Z(A)\bigr{)}. It follows that satisfies a polynomial relation of integral dependence over \pi_{M}\bigl{(}Z(A)\bigr{)}, whence so too does the corresponding multiplication operator. This means that all eigenvalues of this operator in any algebraic closure of are integral over \pi_{M}\bigl{(}Z(A)\bigr{)}. But these eigenvalues are precisely the roots of the characteristic polynomial, i.e. the roots of in view of the equality above. The coefficients of are evaluations of the elementary symmetric functions at the roots of this polynomial. Hence they are integral over \pi_{M}\bigl{(}Z(A)\bigr{)} too.
Theorem 7.9 [22]. Suppose that is -semiprime with finitely many minimal -prime ideals. Let be the classical quotient ring of . If is integrally closed in and is a finitely generated -module, then is integral over .
Proof. By Theorem 2.4 where each is an -simple -module algebra. Let be the -invariant central idempotent whose projection to is 1 for and 0 otherwise. Since is integral over , we must have . Then
[TABLE]
Clearly is the classical quotient ring of . It follows that is -prime, is module-finite over its center , and is integrally closed in .
This reduces the proof to the case when is -prime. But in this case Proposition 7.8 applies. It shows that for each all coefficients of the characteristic polynomial are in . Since by a general property of characteristic polynomials, is integral over .
The statement of [22, Prop. 3.3] contains the additional assumption that is equal to for each . The proofs given above show that this assumption is not needed.
In connection with Theorems 7.2, 7.5, 7.9 we are prompted to ask
Question 7.10. Is there any example of an -semiprime algebra module-finite over its center such that is not integral over ?**
Proposition 7.11 [23]. Suppose that is semisimple. If is PI and , then is integral over .
Proof. It suffices to consider the case when is finitely generated. Then integrality of over is equivalent to module-finiteness. There exists a surjective homomorphism of -module algebras where has a grading with finite dimensional -stable homogeneous components such that and generates . For this we can start with the tensor algebra of any finite dimensional -submodule which generates as an algebra. Taking the factor algebra of by a suitable -stable ideal, we may assume that is PI. Factoring out another ideal generated by all commutators with and , we may also assume that .
Since is semisimple, is mapped onto . Therefore it suffices to show that is a finite -module. By the graded Nakayama lemma this holds if and only if where .
Put . Note that is a homogeneous -stable ideal of . Hence inherits the structure of a graded -module algebra, and is PI. Since maps onto , we have . It follows that where .
Let be any maximal ideal of , and let be the largest -stable ideal contained in . By Kaplansky’s theorem the simple algebra is finite dimensional over its center, and, since is finitely generated, we have (over ). Now is the kernel of the composite map . It follows that too. By Theorem 2.4 is -simple, which means that is a maximal -stable ideal of .
If , then . Since all -modules are completely reducible, we deduce that where . Hence there exists such that . This entails , a contradiction.
Thus is the only possibility. Since is an -stable ideal of , we get by maximality of , but then too. We conclude that has a single maximal ideal. Recall that the prime radical of any finitely generated PI algebra is nilpotent by the Braun theorem [45, Th. 6.3.39] and coincides with the intersection of all maximal ideals by the Amitsur-Procesi theorem [45, Th. 6.3.3]. This implies that is the prime radical of and that is nilpotent. But then for sufficiently large . Hence , as required.
The condition may look artificial, but sometimes it arises very naturally. For instance, this inclusion always holds when is quantum commutative. In [15] Cohen and Westreich investigated how the condition affects various properties of an -module algebra, especially in the case when is an -Galois extension of .
In [20] and [21] Eryashkin considered a special class of -module algebras. An -module algebra belongs to if has an ideal such that the factor algebra is commutative and contains no nonzero -stable ideals of . Such an algebra is PI since it embeds into the algebra which is a finite module over its center. If , then is an -submodule of contained in the ideal , whence for all by the conditions imposed on . This shows that .
Starting with an arbitrary left -module one obtains an -prime algebra in taking where is the tensor algebra of and is its largest -stable ideal contained in the ideal generated by all commutators. Here the ideal of has the property that is the symmetric algebra of . By a careful examination Eryashkin has verified that is not integral over in the case when , is the 4-dimensional Hopf algebra described by Sweedler, and is one of its 2-dimensional indecomposable modules.
In particular, the semisimplicity of is necessary in Proposition 7.11, even if is assumed to be -prime. In positive characteristic the previous construction does not give such an example (see Corollary 8.4). This leaves open
Question 7.12. Suppose that . Is there any example of an -prime PI algebra such that , but is not integral over ?**
If , then integrality of over should be understood as defined by Schelter [46]. An element is called Schelter integral over if there exists an integer such that can be written as a sum of several elements, each of which is a product of elements contained in with occurring as a factor in this product less than times. If all elements of are Schelter integral over , then is said to be Schelter integral over .
In the 1993 expository lectures Montgomery asked whether Schelter integrality of over holds whenever is semisimple [38, Question 4.3.1]. By that time the group action case had been settled in full generality by Quinn. If is a finite automorphism group of a ring such that , then is Schelter integral over the subring of invariants . In fact it was proved in [44] that is fully integral over , which is a stronger property defined in terms of collections of elements rather than single elements. Quinn also obtained a partial result for Hopf actions:
Theorem 7.13 [44]. Suppose that is semisimple and the action of on is inner. Then each ideal of is fully integral, and therefore also Schelter integral, over of degree bounded by a function in the dimension of .
The condition that the action is inner means that there exists an invertible element such that
[TABLE]
In particular, the two nonunital subalgebras and of are conjugate by an inner automorphism. It follows that is fully integral over since is known to be fully integral over by the Paré-Schelter theorem [42]. Finally, Quinn deduces that is fully integral over using an idempotent such that
[TABLE]
as nonunital algebras. In the case of inner action all ideals of are -stable.
At present it is not known how to extend the previous theorem to arbitrary module algebras for a semisimple Hopf algebra. Special cases of the problem were dealt with in [9], [57]. Eryashkin has succeeded in answering Montgomery’s question in the case of PI algebras:
Theorem 7.14 [23]. Suppose that is semisimple and cosemisimple. If is PI, then is Schelter integral over .
Proof. The initial idea comes from a paper of Montgomery and Small [40] where a similar problem for group actions on PI rings was considered. By Zorn’s lemma has an -stable ideal maximal with respect to the property that all elements of are Schelter integral over . It is easy to see that is -semiprime.
Replacing with , we may assume that is -semiprime and has no nonzero -stable ideals which are Schelter integral over . We have to show that . This step requires more effort as compared with the group action case.
Suppose that . Since is cosemisimple, Linchenko and Montgomery tell us that the prime radical of is -stable [33, Th. 3.5]; hence is semiprime. Then, by the general PI theory, has a nonzero ideal such that for each the left ideal is contained in a finitely generated -submodule of . Put . This is a nonzero -stable ideal of . We will show that all elements of are Schelter integral over , but this contradicts the assumptions about .
Denote by the centralizer of in . This is an -stable subalgebra of with and . Let . From the construction of it follows easily that is contained in a finitely generated -submodule, say , of . Suppose that is generated as a -module by . There exists a finitely generated subalgebra such that and all elements belong to the -submodule of generated by . Then .
Without loss of generality we may assume to be -stable. Since , Proposition 7.11 shows that is integral, and therefore module-finite, over . Hence is a finitely generated module over . Define by the rule for . Since is a commutative ring, the endomorphism satisfies a relation
[TABLE]
for some integer and elements . Applying this operator to , we deduce that . It follows that is Schelter integral over .
8. Comparison with the invariants of the coradical
We continue to assume that is an -module algebra. If is pointed with the group of grouplike elements, it was observed by Artamonov [2] that when and is a commutative domain. If , the Hopf algebra is pointed, and is commutative, then it follows from the results of Totok [56] and Zhu [58] that for all where is the length of the coradical filtration of .
Etingof and Walton [26] proved the equality where is the coradical of in the case when is a prime Azumaya algebra and . In this section we present stronger conclusions, due to Eryashkin.
Proposition 8.1 [23]. Let be a Hopf subalgebra containing the coradical of . Suppose that is PI and -simple. Let be a maximal -stable ideal of and . Denote by the canonical map .
*(i) *If , then {Z(A_{0})^{H_{0}}}=\nu\bigl{(}{Z(A)^{H}}\bigr{)}.
*(ii) *If , then there exists an integer such that z^{p^{s}}\in\nu\bigl{(}{Z(A)^{H}}\bigr{)} for all .
Proof. By Corollary 6.7 is a field and . Similarly, is a field and since is PI and -simple. Note that maps into . Define -module structures on
[TABLE]
as in the proof of Theorem 7.5. There is a homomorphism of -module algebras
[TABLE]
where \varphi(a)=(\nu\otimes{\rm id})\bigl{(}\rho(a)\bigr{)}. By Lemma 6.2 is -simple. Hence is a free left -module by Theorem 2.9. Let be its rank. Then
[TABLE]
for all . Here is the homomorphism of polynomial rings induced by the restriction of to . Thus all coefficients of the polynomial above lie in \nu\bigl{(}{Z(A)^{H}}\bigr{)}.
Now let . Pick any such that . We have where is a Hopf ideal of . The image of in coincides with since is -invariant. In we get then . But is nilpotent since contains the coradical of . Hence is nilpotent, and therefore
[TABLE]
where . It follows that
[TABLE]
In particular, mz\in\nu\bigl{(}{Z(A)^{H}}\bigr{)}. If , this entails z\in\nu\bigl{(}{Z(A)^{H}}\bigr{)}.
Suppose that . Let be the largest power of dividing . Taking , we have , whence z^{j}\in\nu\bigl{(}{Z(A)^{H}}\bigr{)}.
In [23, Prop. 3.1] it was assumed that coincides with the coradical of , but clearly the weaker assumption that contains the coradical of is sufficient.
We have given a slightly different proof. The proof in [23] is based on the embedding of the simple -module algebra into where is any maximal ideal of containing . Using this embedding one can see that (ii) holds with taken to be the largest power of dividing the number
[TABLE]
In other words, one obtains a possibly different value of .
Corollary 8.2 [23]. Let be a Hopf subalgebra containing the coradical of . Suppose that is PI and prime (or at least -prime). If , then
[TABLE]
Proof. The quotient ring is -simple, and so Proposition 8.1 applies to the -module algebra and its ideal .
When Eryashkin has investigated the relationship between the central invariants for and for in -prime PI algebras. The next result is a consequence of [23, Prop. 3.2]:
Theorem 8.3. Assume that . Let be a Hopf subalgebra containing the coradical of . Suppose that is PI and -prime. Let where is an -prime ideal of containing no nonzero -stable ideals of . If is integral over , then is integral over .
In [23, Th. 3.1] it was assumed additionally that is semisimple, which allows one to replace the condition that is integral over with two weaker integrality assumptions for intermediate ring extensions.
Corollary 8.4 [21]. Assume that and is pointed. If contains a prime ideal such that the factor algebra is commutative and contains no nonzero -stable ideals of , then is integral over .
Proof. Here the coradical of is a group algebra . With we meet the hypothesis of Theorem 8.3 since is commutative, and so is integral over by the classical theory.
References
1. V.A. Artamonov, The structure of Hopf algebras (in Russian), Itogi Nauki Tekh. Ser. Algebra Topol. Geom. 29 (1991) 3–63; English translation in J. Math. Sci. 71 (1991) 2289–2328.
2. V.A. Artamonov, Invariants of Hopf algebras (in Russian), Vestnik Moscov. Univ. Ser. Mat. Mekh. 4 (1996) 45–49; English translation in Moscow Univ. Math. Bull. 51 (1996) 41–44.
3. Yu.A. Bahturin and V. Linchenko, Identities of algebras with actions of Hopf algebras, J. Algebra 202 (1998) 634–654.
4. J. Bergen, M. Cohen and D. Fischman, Irreducible actions and faithful actions of Hopf algebras, Isr. J. Math. 72 (1990) 5–18.
5. J. Bergen and S. Montgomery, Smash products and outer derivations, Isr. J. Math. 53 (1986) 321–345.
6. G.M. Bergman and I.M. Isaacs, Rings with fixed-point-free group actions, Proc. London Math. Soc. 27 (1973) 69–87.
7. J.-E. Björk, Conditions which imply that subrings of semiprimary rings are semiprimary, J. Algebra 19 (1971) 384–395.
8. W. Chin, Spectra of smash products, Isr. J. Math. 72 (1990) 84–98.
9. M. Cohen, Smash products, inner actions and quotient rings, Pacific J. Math. 125 (1986) 45–66.
10. M. Cohen, Hopf algebra actions -- revisited, Contemp. Math. 134 (1992) 1–18.
11. M. Cohen and D. Fischman, Hopf algebra actions, J. Algebra 100 (1986) 363–379.
12. M. Cohen and D. Fischman, Semisimple extensions and elements of trace 1, J. Algebra 149 (1992) 419–437.
13. M. Cohen, D. Fischman and S. Montgomery, Hopf Galois extensions, smash products, and Morita equivalence, J. Algebra 133 (1990) 351–372.
14. M. Cohen and L.H. Rowen, Group graded rings, Comm. Algebra 11 (1983) 1253–1270.
15. M. Cohen and S. Westreich, Central invariants of -module algebras, Comm. Algebra 21 (1993) 2859–2883.
16. M. Cohen and S. Westreich, From supersymmetry to quantum commutativity, J. Algebra 168 (1994) 1–27.
17. M. Cohen, S. Westreich and S. Zhu, Determinants, integrality and Noether’s theorem for quantum commutative algebras, Isr. J. Math. 96 (1996) 185–222.
18. M. Demazure and P. Gabriel, Groupes Algébriques I, Masson, 1970.
19. Y. Doi, Algebras with total integrals, Comm. Algebra 13 (1985) 2137–2159.
20. M.S. Eryashkin, Invariants of the action of a semisimple finite-dimensional Hopf algebra on special algebras (in Russian), Izv. Vyssh. Uchebn. Zaved. Mat. 8 (2011) 14–22; English translation in Russian Math. (Iz. VUZ) 55 (2011) 11–18.
21. M.S. Eryashkin, Martindale rings and -module algebras with invariant characteristic polynomials (in Russian), Sibirsk. Mat. Zh. 53 (2012) 822–838; English translation in Sib. Math. J. 53 (2012) 659–671.
22. M.S. Eryashkin, Invariants and rings of quotients of -semiprime -module algebras satisfying a polynomial identity (in Russian), Izv. Vyssh. Uchebn. Zaved. Mat. 5 (2016) 22–40; English translation in Russian Math. (Iz. VUZ) 60 (2016) 18–34.
23. M.S. Eryashkin, Invariants of the action of a semisimple Hopf algebra on PI-algebra (in Russian), Izv. Vyssh. Uchebn. Zaved. Mat. 8 (2016) 21–34; English translation in Russian Math. (Iz. VUZ) 60 (2016) 17–28.
24. P. Etingof, Galois bimodules and integrality of PI comodule algebras over invariants, J. Noncommut. Geom. 9 (2015) 567–602.
25. P. Etingof and C. Walton, Semisimple Hopf actions on commutative domains, Adv. Math. 251 (2014) 47–61.
26. P. Etingof and C. Walton, Pointed Hopf actions on fields. I, Transform. Groups 20 (2015) 985–1013.
27. P. Etingof and C. Walton, Pointed Hopf actions on fields. II, J. Algebra 460 (2016) 253–283.
28. W.R. Ferrer Santos, Finite generation of the invariants of finite dimensional Hopf algebras, J. Algebra 165 (1994) 543–549.
29. M. Kalniuk and A. Tyc, Geometrically reductive Hopf algebras and their invariants, J. Algebra 320 (2008) 1344–1363.
30. T. Kato, Self-injective rings, Tohoku Math. J. 19 (1967) 485–495.
31. V.K. Kharchenko, Galois extensions and rings of quotients (in Russian), Algebra i Logika 13 (1974) 460–484; English translation in Algebra Logic 13 (1975) 265–281.
32. H.F. Kreimer and M. Takeuchi, Hopf algebras and Galois extensions of an algebra, Indiana Univ. Math. J. 30 (1981) 675–692.
33. V. Linchenko and S. Montgomery, Semiprime smash products and -stable prime radicals for PI-algebras, Proc. Amer. Math. Soc. 135 (2007) 3091–3098.
34. J. Matczuk, Centrally closed Hopf module algebras, Comm. Algebra 19 (1991) 1909–1918.
35. J.C. McConnell and J.C. Robson, Noncommutative Noetherian Rings, Wiley, 1987.
36. S. Montgomery, Outer automorphisms of semi-prime rings, J. London Math. Soc. 18 (1978) 209–220.
37. S. Montgomery, Fixed Rings of Finite Automorphism Groups of Associative Rings, Lecture Notes Math., Vol. 818, Springer, 1980.
38. S. Montgomery, Hopf Algebras and their Actions on Rings, CBMS Reg. Conf. Ser. Math., Vol. 82, Amer. Math. Soc., 1993.
39. S. Montgomery and H.-J. Schneider, Prime ideals in Hopf Galois extensions, Isr. J. Math. 112 (1999) 187–235.
40. S. Montgomery and L.W. Small, Integrality and prime ideals in fixed rings of P.I. rings, J. Pure Appl. Algebra 31 (1984) 185–190.
41. D. Mumford, Abelian Varieties, Oxford Univ. Press, 1970.
42. R. Pare and W. Schelter, Finite extensions are integral, J. Algebra 53 (1978) 477–479.
43. D.S. Passman, Infinite Crossed Products, Pure Appl. Math., Vol. 135, Academic Press, 1989.
44. D. Quinn, Integrality over fixed rings, J. London Math. Soc. 40 (1989) 206–214.
45. L.H. Rowen, Ring Theory, Vol. II, Academic Press, 1988.
46. W. Schelter, Integral extensions of rings satisfying a polynomial identity, J. Algebra 40 (1976) 245–257; Errata 44 (1977) 576.
47. S. Skryabin, Invariants of finite group schemes, J. London Math. Soc. 65 (2002) 339–360.
48. S. Skryabin, Invariants of finite Hopf algebras, Adv. Math. 183 (2004) 209–239.
49. S. Skryabin, Projectivity and freeness over comodule algebras, Trans. Amer. Math. Soc. 359 (2007) 2597–2623.
50. S. Skryabin, Structure of -semiprime Artinian algebras, Algebr. Represent. Theory 14 (2011) 803–822.
51. S. Skryabin, Coring stabilizers for a Hopf algebra coaction, J. Algebra 338 (2011) 71–91.
52. S. Skryabin, Invariant subrings and Jacobson radicals of Noetherian Hopf module algebras, Isr. J. Math. 207 (2015) 881–898.
53. S. Skryabin, Finiteness of the number of coideal subalgebras, Proc. Amer. Math. Soc. 145 (2017) 2859–2869.
54. S. Skryabin, The left and right dimensions of a skew field over the subfield of invariants, J. Algebra 482 (2017) 248–263.
55. S. Skryabin and F. Van Oystaeyen, The Goldie theorem for -semiprime algebras, J. Algebra 305 (2006) 292–320.
56. A.A. Totok, On invariants of finite-dimensional pointed Hopf algebras (in Russian), Vestnik Moscov. Univ. Ser. Mat. Mekh. 3 (1997) 31–34; English translation in Moscow Univ. Math. Bull. 52 (1997) 33–36.
57. A.A. Totok, Actions of Hopf algebras (in Russian), Mat. Sbornik 189 (1998) 149–160; English translation in Sb. Math. 189 (1998) 149–159.
58. S. Zhu, Integrality of module algebras over its invariants, J. Algebra 180 (1996) 187–205.
