Some weighted isoperimetric problems on $\mathbb{R}^N _+ $ with stable half balls have no solutions
Friedemann Brock, Francesco Chiacchio

TL;DR
This paper demonstrates that certain weighted isoperimetric problems in half-spaces, even with stable half-balls, can lack solutions, highlighting counter-intuitive phenomena in geometric measure theory.
Contribution
It reveals that weighted isoperimetric problems with stable half-balls can have no solutions, providing new insights into stability and nonexistence in weighted geometric problems.
Findings
Half-balls centered at the origin are stable for certain weights.
Some weighted isoperimetric problems have no solutions despite stability.
Results extend to weighted problems in the entire space.
Abstract
We show the counter-intuitive fact that some weighted isoperimetric problems on the half-space , for which half-balls centered at the origin are stable, have no solutions. A particular case is the measure , with . Some results on stability and nonexistence for weighted isoperimetric problems on are also obtained.
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11footnotetext: Swansea University, Department of Mathematics, Computational Foundry, College of Science, Swansea University Bay Campus, Fabian Way, Swansea SA1 8EN, Wales, UK, email: [email protected]: Dipartimento di Matematica e Applicazioni “R. Caccioppoli”, Università degli Studi di Napoli Federico II, Complesso Monte S. Angelo, via Cintia, 80126 Napoli, Italy; e-mail: [email protected]
Some weighted isoperimetric problems on with stable half balls have no solutions
F. Brock1
and
F. Chiacchio2
Abstract.
We show the counter-intuitive fact that some weighted isoperimetric problems on the half-space , for which half-balls centered at the origin are stable, have no solutions. A particular case is the measure , with . Some results on stability and nonexistence for weighted isoperimetric problems on are also obtained.
Key words: Isoperimetric inequality, Wirtinger inequality, eigenvalue problem
2000 Mathematics Subject Classification: 51M16, 46E35, 46E30, 35P15
1. Introduction
A manifold with density is a manifold endowed with a positive function, the density, which weights both the volume and the perimeter. This mathematical subject is attracting an increasing attention from the mathematical community. The related bibliography is very wide and, in this short note, it is impossible to give an exhaustive account of it. Hence we remind the interested reader to [20] and [22] and the references therein. One natural issue in this setting consists of finding families of densities for which one can determine the explicit form of the isoperimetric set, see for instance [24], [5], [17], [8], [11], [25], [7], [6], [9].
The problem becomes more challenging when perimeter and volume carry two different weights. One important example is when the manifold is , (), and the two weight functions are powers of the distance from the origin, see [2], and the references cited therein. The theorem proved in [2] states that all spheres about the origin are isoperimetric for a certain range of the powers. One can modify this problem by inserting a further homogeneous perturbation term, namely , both in the volume and in the perimeter, see [1] and [3]:
[TABLE]
where and .
Adapting some new methods introduced in [2], the authors find, for any given positive number , a range of parameters and for which the isoperimetric sets are intersections of balls centered at the origin with .
In the present paper we discuss again problem (P), but for . It turns out that for a certain range of the parameters and , the problem has no solution despite the fact that half-balls are stable (for precise meaning of stability see Section 4). More precisely our main result is the following
Theorem 1.1**.**
Assume that , and that the conditions
[TABLE]
are satisfied. Then the isoperimetric problem (P) has no solution, nevertheless half-balls are stable.
Note that the conditions (1.1), (1.2) and (1.3) are satisfied in the model case .
The delicate part of the proof of Theorem 1.1 is to find a stability criterion for half-balls. It is well-known - see e.g. [1], Theorem 4.1 - that an equivalent task is to determine the best constant, , in a weighted Poincaré-Wirtinger inequality on the half-sphere .
In Section 2 we prove a compact imbedding property for some weighted spaces for functions defined on the upper half-sphere. To this aim we use stereographic coordinates, since, in this coordinate system, the metric is just the conformal factor times the identity. This allows us to use an already known compact imbedding result for weighted spaces in .
In Section 3 we first note that represents the first nontrivial Neumann eigenvalue of some self-adjoint compact operator on the half-sphere. In view of the imbedding result this implies that appears as a minimum of an appropriate Rayleigh quotient. Then we write the operator in spherical coordinates and, using separation of variables and comparing the eigenvalues of two Sturm-Liouville problems, we show that the exact value of is . This implies the stability of half-spheres in view of Theorem 4.1 in [1], which holds true irrespectively of the sign of .
In order to prove that the problem has no solution, we show in Section 4 that the “isoperimetric ratio” (see (4.8)) for a unit ball centered at tends to zero when goes to infinity. This completes the proof of Theorem 1.1.
Our paper concludes with a few remarks on stability and nonexistence for some weighted isoperimetric problems on in Section 5.
2. Notation and preliminary results
Throughout this paper the following notation will be in force:
[TABLE]
[TABLE]
The stereographic projection
[TABLE]
from the south pole and its inverse are given by
[TABLE]
and
[TABLE]
respectively. As well known, in this coordinate system, see e.g. [14] p. 444, the metric on is
[TABLE]
Hence , the volume element on , is given by
[TABLE]
For any function we define by
[TABLE]
Note that, if is a smooth function, then
[TABLE]
For , we consider the measure , defined on , given by times . In stereographic coordinates, such a measure takes the following form
[TABLE]
Define the weighted Sobolev space as the closure of under the norm
[TABLE]
Theorem 2.1**.**
The space is compactly embedded in
Proof.
As already noticed the stereographic projection from the south pole of is just Let us first write the weighted norm of a function in stereographic coordinates.
[TABLE]
and
[TABLE]
Note that there exists such that for any there holds
[TABLE]
and
[TABLE]
Now consider a bounded sequence of functions in that is,
[TABLE]
Writing
[TABLE]
and using (2.1) and (2.2) one immediately realizes that (2.3) is equivalent to
[TABLE]
Now using Theorem 8.8 in [13] we deduce that, up to a not relabelled subsequence, we have that there exists a function such that
[TABLE]
and therefore
[TABLE]
∎
Theorem 2.2**.**
The following Weighted Poincaré inequality holds true
[TABLE]
where is a constant which does not depend on .
Proof.
One can obtain the proof repeating the arguments of the classical one for the unweighted case (see, e.g., [16], Th. 8.11, page 218). We include it for reader’s convenience. Assume, arguing by contradiction, that there exists a sequence such that
[TABLE]
Consider now the normalized sequence
[TABLE]
Clearly
[TABLE]
for any
Thanks to Theorem 2.1 we have that there exists a function such that, up to a subsequence,
[TABLE]
Finally from (2.5) we deduce that
[TABLE]
which is impossible. ∎
Remark 2.1**.**
Note the aim of the next Section is to find the best constant in (2.4).
Using Theorem 2.1 and Theorem 2.2 we immediately deduce the following
Theorem 2.3**.**
Let
[TABLE]
Every sequence such that
[TABLE]
for some admits a subsequence, still denoted by such that
[TABLE]
3. An optimal weighted Wirtinger inequality
The spherical coordinates on are given by
[TABLE]
where
[TABLE]
Let be the classical Laplace Beltrami operator on . We consider the following differential operator
[TABLE]
Note that
[TABLE]
Finally we will denote by the first non-trivial eigenvalue of the following problem
[TABLE]
Note that, by Theorem 2.3, has the following variational characterization
[TABLE]
Indeed, the differential operator appearing in (3.1) is self-adjoint and compact.
Theorem 3.1**.**
The following holds true:
[TABLE]
Proof.
We start by using standard separation of variables. Hence let
[TABLE]
be an eigenfunction of problem (3.1) corresponding to an eigenvalue . A straightforward computation yields
[TABLE]
[TABLE]
we have
[TABLE]
Let us denote with the sequence of eigenvalues of the Sturm-Liouville problem (3.2).
We claim that
[TABLE]
Clearly the first “radial” eigenfunction, , of (3.1) corresponds to . Since has exactly two nodal domains there exists such that
[TABLE]
Therefore
[TABLE]
where is the first eigenvalue of the following Dirichlet problem
[TABLE]
Since, as well known, the Dirichlet eigenvalues are monotone with respect to the inclusion of sets, we have
[TABLE]
Let us conclude the proof of the claim by showing that
[TABLE]
A straightforward computation shows that
[TABLE]
is an eigenfunction of problem (3.4) with corresponding to the eigenvalue . Indeed we have
[TABLE]
[TABLE]
[TABLE]
Since does not change sign on , it must be an eigenfunction corresponding to , and the claim follows.
Now let us turn our attention to the case , which corresponds to the first “angular” eigenfunction. That is an eigenfunction of problem (3.1) in the form
[TABLE]
where
[TABLE]
Note that, since any eigenvalue of the problem (3.2) is simple, the function is unique, up to a multiplicative constant.
We claim that
[TABLE]
Indeed we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
The claim is proved.
Gathering the above estimates, taking into account that , we have
[TABLE]
∎
Remark 3.1**.**
By equality (4.11) of [1], we have just proven that, the second variation of the perimeter w.r.t. volume-preserving smooth perturbations at the half ball is nonnegative for . Note that in [7], see Proposition 2.1, the case of nonnegative is addressed.
4. An isoperimetric problem in the half space and a curious example
In this section we consider an isoperimetric problem that we have studied in [1], but we will change the range of one of the parameters in it.
Let , and be real numbers satisfying
[TABLE]
We define a measure on by
[TABLE]
If is a measurable set with finite -measure, then we define , the
-symmetrization of , as
[TABLE]
where is given by
[TABLE]
Following [22], the –perimeter relative to of a measurable set of locally finite perimeter - henceforth simply called the relative –perimeter - is given by
[TABLE]
Here and throughout, and will denote the essential boundary of and -dimensional Hausdorff-measure, respectively.
We will call a set a -set, (), if for every , there is a number such that has exactly one connected component and is the graph of a -function on an open set in .
We consider a one-parameter family of -variations
[TABLE]
with , for any . The measure and perimeter functions of the variation are and , respectively. We say that the variation of is measure-preserving if is constant for any small . We say that a -set is stationary if for any measure-preserving -variation. Finally, we call a -set stable if it is stationary and for any measure-preserving -variation of .
If is any measurable subset of , with , we set
[TABLE]
Finally, we define
[TABLE]
We study the following isoperimetric problem:
Find the constant , such that
[TABLE]
Moreover, we are interested in conditions on , and such that
[TABLE]
holds for all measurable sets with and locally finite perimeter.
Let us begin with some immediate observations.
The conditions (4.1), (4.3) and (4.2) have been made to ensure that the integrals (4.6) and (4.7) converge. The cases and were analysed in the articles [2] and [1], respectively. Here we are only interested in the case
[TABLE]
that is, our weight functions are singular on the hyperplane . Hence our definition (4.7) gives a relative perimeter: boundary parts contained in the hyperplane do not count.
The functional has the following homogeneity properties,
[TABLE]
where , is a measurable set with and , and there holds
[TABLE]
Hence we have that
[TABLE]
and (4.11) holds if and only if
[TABLE]
We have the following
Lemma 4.1**.**
Let . Then a necessary condition for the existence of minimizers of problem (P) is
[TABLE]
Proof.
In the following we write for any two continuous functions ,
[TABLE]
for some constants .
Assume that (4.16) does not hold. Let , (). Then we have
[TABLE]
Since , it follows that
[TABLE]
that is, problem (P) has no minimizer. ∎
Remark 4.1**.**
(a)* Observe that (4.16) is equivalent to*
[TABLE]
Note also that (4.16) is not satisfied if
[TABLE]
*that is, problem (P) has no minimizer in this case.
(b) Using trial domains*
[TABLE]
and proceeding similarly as in the above proof, leads to another necessary condition for existence of minimizers of (P), namely:
[TABLE]
This necessary condition has been obtained in the case in [1], Lemma 4.1. Note that in our case, , it holds true, too. However, if , then (4.16) is more restrictive than (4.18).
Lemma 4.2**.**
A necessary condition for radiality of the minimizers of problem (P) is
[TABLE]
Moreover, if (4.19) is satisfied, then half-balls , (), are stable for problem (P).
Proof.
This property has been obtained for the case in [1], Theorem 4.1. The proof essentially depends on the fact that the first eigenvalue of the problem (3.1), is equal to . As we have proven above in Theorem 3.1, that property still holds for . Hence the proof of [1] carries over to our case. ∎
Now we are the position to prove our main result.
**Proof of Theorem 1.1: ** Non-existence follows from Lemma 4.1, while the fact that half-balls are stable for problem (P) follows from Lemma 4.2 - see also [1], Theorem 4.1 and Theorem 5.2 for the special case , .
Remark 4.2**.**
Observe that for each , the set of pairs satisfying the conditions (1.2) and (4.19) is non-empty in view of (1.1). In particular, it contains the point .
We conclude with a result that has been obtained for the cases and in the papers [2] and [1], respectively.
Theorem 4.1**.**
Let and . Then (4.15) holds. Moreover, if and
[TABLE]
then for some .
For the proof we need a property that has been known for the cases , see [1], Lemma 4.1. The proof carries over to our situation without changes.
Lemma 4.3**.**
Let and be as above and . Further, assume that . Then we also have . Moreover, if for some measurable set , with , then for some .
Proof of Theorem 4.1: We proceed similarly as in [1], proof of Theorem 4.1. The idea is to use Gauss’ Divergence Theorem. We split into two cases.
1. Assume that , and let a -set. Define the domain
[TABLE]
Then we have in view of the assumptions (4.1), (4.3) and (4.2),
[TABLE]
Furthermore, Gauss’ Divergence Theorem yields
[TABLE]
with equality for . Using this, (4), and (4.22), we obtain (4.15) for -sets when , and then by approximation also for sets with locally finite perimeter.
2. Let . Then, using Lemma 4.3 and the result for , we again obtain (4.15), and (4.20) can hold only if .
5. Some remarks on isoperimetric problems
on
Ideas as they were used in the last section are useful in other situations as well. In this section we are interested in criteria for nonexistence and nonradiality of solutions to some weighted isoperimetric problems on . More results to these and related questions can be found in the papers [22], [11], [15], [21] and in [19].
Let be two positive functions on with locally integrable and lower semi-continuous. For any measurable set we define its weighted measure and perimeter by
[TABLE]
Then -sets, stationary and stable sets are defined analogously as in Section 4, replacing , and by , and , respectively.
We consider the isoperimetric problem
[TABLE]
Let us first assume that and are equal and radial, that is, there is a function such that
[TABLE]
It has been known for some time - see for instance [4], Corollary 3.11 - that if , and if is convex (equivalently, if is log-convex) then balls centered at the origin are stable for the isoperimetric problem (5.3). Recently G. Chambers, see [9] proved the beautiful Log-convex Theorem:
If , and is log-convex, then balls centered at the origin solve problem (5.3).
Note that the smoothness assumption for at zero in the theorem forces to be non-decreasing.
We will show below that the situation is different when is log-convex, but decreasing on some interval.
Lemma 5.1**.**
Assume that satisfies (5.4), where is log-convex and strictly decreasing for , for some . Then there exists a number , which depends only on , such that for any , balls centered at the origin with measure are not isoperimetric for problem (5.3).
Proof.
For any choose positive numbers , , such that
[TABLE]
If is small enough - say - then we have that
[TABLE]
From (5) we find, using the monotonicity of ,
[TABLE]
that is,
[TABLE]
Hence the monotonicity of , (5.6) (5.7) and (5.8) yield
[TABLE]
This proves the Lemma. ∎
We conclude this section with a non-existence result.
Theorem 5.1**.**
*Assume that and satisfy *
[TABLE]
where , , , and are positive numbers and
[TABLE]
Then the isoperimetric problem (5.3) has no solution.
Proof.
Fix , and set for every . Choose such that
[TABLE]
In view of (5.11) this implies that
[TABLE]
When is large enough - say - assumption (5.11) and (5.14) yield
[TABLE]
Now from (5) we obtain the following alternative:
[TABLE]
Further, from (5.13) we have
[TABLE]
Using this, (5.16), (5.17), (5.12) and again (5.10), leads to
[TABLE]
The Theorem is proved. ∎
Remark 5.1**.**
*The case that , , (), with , was treated in [2], Lemma 4.1. See also [11], Proposition 7.3 for the special case . *
Acknowledgement: This work was supported by Leverhulme Trust (UK), ref. P1415-15. The authors would like to thank the Universities of Napoli and Swansea and the South China University of Technology (SCUT, Guangzhou) for visiting appointments and their kind hospitality.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Alvino, F. Brock, F. Chiacchio, A. Mercaldo, M.R. Posteraro , The isoperimetric problem for a class of non-radial weights and applications , ar Xiv:1805.02518.
- 2[2] A. Alvino, F. Brock, F. Chiacchio, A. Mercaldo, M.R. Posteraro , Some isoperimetric inequalities on ℝ N superscript ℝ 𝑁 \mathbb{R}^{N} with respect to weights | x | α superscript 𝑥 𝛼 |x|^{\alpha} , J. Math. Anal. Appl. 451 (2017), no. 1, 280–318.
- 3[3] A. Alvino, F. Brock, F. Chiacchio, A. Mercaldo, M.R. Posteraro , On weighted isoperimetric inequalities with nonradial densities , to appear in: Applicable Analysis.
- 4[4] V. Bayle, A. Cañete, F. Morgan, and C. Rosales , On the isoperimetric problem in euclidean space with density , Calculus of Variations and Partial Differential Equations 31 (2008), 27–46.
- 5[5] C. Borell , The Brunn-Minkowski inequality in Gauss space , Invent. Math. 30 (1975), no. 2, 207–211.
- 6[6] F. Brock, F. Chiacchio, A. Mercaldo , A weighted isoperimetric inequality in an orthant , Potential Anal. 41 (2012), 171–186.
- 7[7] F. Brock, F. Chiacchio, A. Mercaldo , Weighted isoperimetric inequalities in cones and applications . Nonlinear Anal. 75 (2012), no. 15, 5737–5755.
- 8[8] A. Cañete, M. Miranda Jr., D. Vittone , Some isoperimetric problems in planes with density. J. Geom. Anal. 20 (2010), no.2, 243–290.
