Gaussian primes in almost all narrow sectors
Bingrong Huang, Jianya Liu, and Ze\'ev Rudnick

TL;DR
This paper investigates the distribution of Gaussian primes within narrow sectors of the complex plane, demonstrating that almost all such sectors contain the expected number of primes when the sectors are sufficiently wide.
Contribution
It establishes that almost all narrow sectors, above a certain width, contain the expected number of Gaussian primes, advancing understanding of their distribution in the complex plane.
Findings
Almost all sectors above a certain width contain the expected primes.
Distribution of Gaussian primes aligns with probabilistic predictions in narrow sectors.
Results hold for sectors that are not too narrow.
Abstract
We study Gaussian primes lying in narrow sectors, and show that almost all such sectors contain the expected number of primes, if the sectors are not too narrow.
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Taxonomy
TopicsAnalytic Number Theory Research · Algebraic Geometry and Number Theory · Advanced Algebra and Geometry
Gaussian primes in almost all narrow sectors
Bingrong Huang, Jianya Liu, and Zeév Rudnick
School of Mathematical Sciences
Tel Aviv University
Tel Aviv
Israel
School of Mathematics
Shandong University
Jinan
Shandong 250100
China
School of Mathematical Sciences
Tel Aviv University
Tel Aviv
Israel
Abstract.
We study Gaussian primes lying in narrow sectors, and show that almost all such sectors contain the expected number of primes, if the sectors are not too narrow.
Key words and phrases:
Angle, almost all, Gaussian prime, narrow sector, variance
The research of B.H. and Z.R. was supported by the European Research Council under the European Union’s Seventh Framework Programme (FP7/2007-2013) / ERC grant agreement n 786758; the research of J.L. was supported by the National Science Foundation of China under Grant 11531008, the Ministry of Education of China under Grant IRT16R43, and the Taishan Scholar Project of Shandong Province.
1. Introduction
Let be a prime ideal in the ring of Gaussian integers . Assuming the norm is a split prime, we can write with a generator of , unique up to multiplication by one of the units . This gives us an angle , so that , which is unique if we fix it to lie in .
Hecke [6] proved that the angles are equidistributed in as varies over prime ideals of . This means that if we fix a subinterval , then as ,
[TABLE]
Recall that by the Prime Ideal Theorem, .
Kubilius [8] and others studied the existence of prime angles in narrow sectors. Ricci [10] proved that (1.1) remains valid for any interval of length . By a sieve method, Harman and Lewis [5] proved the existence of prime angles in somewhat narrower sectors without an asymptotic expression. Assuming the generalized Riemann Hypothesis (GRH), it is known that (1.1) is valid for any interval of length . It is important to point out that one cannot do better because of the existence of “forbidden regions”, for instance the interval does not contain any prime angle of norm less that (in fact angles for any such integer ideals). This is a striking difference from the well studied problem of (rational) primes in short intervals, where one expects that any interval will contain primes as soon as , for any , while similarly to our problem, the Riemann Hypothesis only gives the existence in intervals of length .
Instead of asking about all short sectors, one can ask for the existence of prime angles in “typical” sectors, that is in almost all short sectors. Assuming GRH, Parzanchevski and Sarnak [9], and Rudnick and Waxman [11] showed that almost all sectors contain a prime angle, in fact that the asymptotic formula (1.1) (at least in a smooth form) remains valid for almost all if , which is the most we can expect (up to log factors) since the number of prime ideals with norm about is roughly , hence almost all sectors shorter than will contain no prime angles with . Rudnick and Waxman [11] gave a precise conjecture about the asymptotic behavior of the number variance, supported by a theorem for a function field analogue of the problem.
In this paper, we prove an unconditional result on Gaussian primes in almost all narrow sectors. We will say that a property holds for almost all narrow sectors (where , , and with ) if it holds for all except on an exceptional set of measure .
Theorem 1**.**
*Let . Then (1.1) holds for almost all short sectors of length . *
Our result is a consequence of an upper bound of the number variance estimated using zero-density theorems.
We recall that under RH, Selberg [13] showed (in 1943) that almost all intervals contain primes for any function tending to infinity. See [12], [7], [3, Chap. 9]) for unconditional results.
The problem of Gaussian primes in small balls is similar in flavour to that of primes in short intervals, and was studied by Coleman [1] who established individual results, both on GRH and unconditionally (see also [4]), and a result about almost all balls.
We briefly discuss the analogous problems for real quadratic fields in Section 4.
2. Preliminaries
2.1. Hecke characters and their L-functions
For a non-zero ideal , with generator , Hecke defined characters , , which give well defined functions on the ideals of . In terms of the angles associated to ideals, we have .
To each such character Hecke [6] associated its L-function
[TABLE]
Note that . Hecke showed that if , these functions have an analytic continuation to the entire complex plane, and satisfy a functional equation:
[TABLE]
We denote
2.2. The zero-free region
We will need a “non-standard” zero free region for :
Theorem 2** (Kubilius [8]).**
For , and , if is a zero of , then we have
[TABLE]
2.3. The zero-density estimate
We now introduce a zero-density theorem. We set
[TABLE]
In his thesis (1976), Ricci [10] showed
Theorem 3** ([10]).**
For , , and , we have
[TABLE]
for some .
3. The number variance
We wish to get an unconditional result on angles of Gaussian primes in almost all narrow sectors. We recall some definitions: Pick , which is even and real valued, and for define
[TABLE]
Let and set
[TABLE]
the sum over all powers of prime ideals, with the von Mangoldt function if is a power of a prime ideal , and equal to zero otherwise.
By [11, Lemma 3.1], the expected value of is
[TABLE]
Here for any function of , we define the mean value
[TABLE]
We wish to study the number variance
[TABLE]
Theorem 4**.**
If with , then
[TABLE]
Consequently we get, that in this range, for almost all , there is a prime ideal with so that .
3.1. The proof of Theorem 4
We have [11, Corollary 4.4]***there it is formulated assuming GRH.
[TABLE]
the inner sum over all nontrivial zeros of .
Computing the mean square over and dividing by the square of the expected value, namely by , gives
[TABLE]
Below we will see that the contribution of the first term is . The contribution of the second term O\Big{(}\frac{X^{1/2}\log K}{(\log X)^{100}}\Big{)}^{2} is if , so that modulo this fact we have
[TABLE]
Next, we note that up to a negligible error, we can truncate the sum over to , for any fixed , where we take so that
[TABLE]
Indeed, since is rapidly decaying, using the trivial bound , we see that the tail of the sum is bounded by
[TABLE]
For each , we use the rapid decay of the Mellin transform and the bound
[TABLE]
to bound the sum over the zeros by
[TABLE]
Hence the tail of the sum is bounded by
[TABLE]
on using for . Therefore
[TABLE]
We may also restrict the sum to zeros with , at the cost of another negligible error, again by using the rapid decay of . Thus we have
[TABLE]
where
[TABLE]
By the Cauchy–Schwarz inequality,
[TABLE]
Using the rapid decay of and the logarithmic density of zeros gives
[TABLE]
so that
[TABLE]
Let
[TABLE]
so that for , there are no zeros of with real part , by Theorem 2. We use a dyadic decomposition to bound :
[TABLE]
Now use the zero-density theorem (Theorem 3) to bound, for ,
[TABLE]
Hence
[TABLE]
Since we assume that (here is arbitrarily small), so that
[TABLE]
we have
[TABLE]
so that we obtain
[TABLE]
Since we took , we have , so that
[TABLE]
Thus we see that if ,
[TABLE]
This completes the proof of Theorem 4.
3.2. Primes vs prime powers
Now set
[TABLE]
the sum over all prime ideals. Let
[TABLE]
Corollary 5**.**
If with , then
[TABLE]
Proof.
By [11, Lemma 3.1] again, the mean value of is
[TABLE]
Moreover,
[TABLE]
And by the prime ideal theorem, we have
[TABLE]
Then by the same proof as in [11, Lemma 4.8], we have
[TABLE]
Using the triangle inequality as in [11, §4.4], together with the above estimates and Theorem 4, we complete the proof of our corollary. ∎
3.3. Proof of Theorem 1
By Chebyshev’s inequality and Corollary 5, we find that
[TABLE]
for almost all .
Theorem 1 follows by removing the smoothing. Let be a smooth function depending on satisfying that if , if , and otherwise. Here is a small positive constant. Define as in (3.1), that is
[TABLE]
Similarly, we can choose to be a smooth function depending on satisfying that if , if , and otherwise.
Let
[TABLE]
Note that for ,
[TABLE]
For satisfying (3.3) with and , we have
[TABLE]
for sufficiently large.
Similarly, we can obtain a lower bound of by another smooth counting, getting that for satisfying (3.3) with and , we have
[TABLE]
for . Taking the limit , we obtain an asymptotic formula for for almost all . This completes the proof of Theorem 1.
4. Prime angles for real quadratic fields
One can also study questions about angles related to the representation of primes as norms in a real quadratic field, similar to those for Gaussian primes.
Let be a real quadratic field, and the fundamental unit, so that the group of units is . For simplicity, we will assume that the fundamental unit has negative norm, and that the (narrow) class number of is one, so that all ideals are principal (Gauss conjectured that this occurs infinitely often). Given a prime which splits (completely) in , to any solution of , that is to any generator of an ideal , we associate an angle variable
[TABLE]
by
[TABLE]
(where is the Galois involution of ), which is independent on the choice of generator of the ideal . Note that for the Galois conjugate ideal we have .
For example, take . The ring of integers is , the fundamental unit has negative norm, and the class number (both wide and narrow) is one. The split primes are those satisfying . For every such prime, we can represent both as a norm, that is solve . The corresponding angle parameters describe the relative size of the solution coordinates and .
Hecke [6] showed that as varies over split primes, the corresponding angle parameters become uniformly distributed in .
Using ideas similar to those for the case of Gaussian primes, one can show results analogous to Theorem 1. The non-standard zero-free region for the corresponding L-functions are due to Coleman [2]. The zero-density theorem needed can be proved along the lines of Theorem 3.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] M.D. Coleman, The distribution of points at which binary quadratic forms are prime. Proc. Lond. Math. Soc. (3) 61 , 433–456, 1990.
- 2[2] M.D. Coleman, A zero-free region for the Hecke L-functions. Mathematika 37 , no. 2, 287–304, 1990.
- 3[3] G. Harman, Prime-Detecting Sieves.(LMS-33) . Princeton university press, 2012.
- 4[4] G. Harman, A. Kumchev and P.A. Lewis, The distribution of prime ideals of imaginary quadratic fields, Trans. Amer. Math. Soc. 356, 599–620, 2003.
- 5[5] G. Harman and P. Lewis, Gaussian primes in narrow sectors. Mathematika, 48 , no. 1-2, 119–135, 2001.
- 6[6] E. Hecke, Eine neue Art von Zetafunktionen und ihre Beziehungen zur Verteilung der Primzahlen. I. Math. Z. 1, 357–376, 1918. II, Math. Z. 6, 11–51, 1920.
- 7[7] C. Jia, Almost all short intervals containing prime numbers, Acta Arith. 76 :1, 21–84, 1996.
- 8[8] J. Kubilius, On a problem in the n 𝑛 n -dimensional analytic theory of numbers. (Lithuanian) Vilniaus Valst. Univ. Mokslo Darbai. Mat. Fiz. Chem. Mokslu Ser. 4, 5–43, 1955.
