Extension theorems for Hamming varieties over finite fields
Daewoong Cheong, Doowon Koh, and Thang Pham

TL;DR
This paper establishes Stein-Tomas extension estimates for Hamming varieties over finite fields, despite poor Fourier decay, advancing understanding of harmonic analysis in finite field settings.
Contribution
It proves the Stein-Tomas $L^2\to L^r$ extension estimate for Hamming varieties over finite fields, a novel result given their Fourier decay properties.
Findings
Stein-Tomas extension estimate holds for Hamming varieties
Fourier decay bound is not optimal but extension estimate still valid
Advances finite field harmonic analysis understanding
Abstract
We study the finite field extension estimates for Hamming varieties defined by where denotes the -dimensional vector space over a finite field with elements. We show that although the maximal Fourier decay bound on away from the origin is not good, the Stein-Tomas extension estimate for holds.
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Extension theorems for Hamming varieties over finite fields
Daewoong Cheong, Doowon Koh, and Thang Pham
Department of Mathematics
Chungbuk National University
Cheongju, Chungbuk 28644 Korea
Department of Mathematics
Chungbuk National University
Cheongju, Chungbuk 28644 Korea
Department of Mathematics
University of California, San Diego
La Jolla, CA 92093 USA
Abstract.
We study the finite field extension estimates for Hamming varieties defined by where denotes the -dimensional vector space over a finite field with elements. We show that although the maximal Fourier decay bound on away from the origin is not good, the Stein-Tomas extension estimate for holds.
2010 Mathematics Subject Classification:
42B05, 11T23
Key words and phrases: Finite field, Hamming variety, Extension operator
The first and second listed authors were supported by Basic Science Research Programs through National Research Foundation of Korea (NRF) funded by the Ministry of Education (NRF-2018R1D1A3B07045594 and NRF-2018R1D1A1B07044469, respectively). The third listed author was supported by Swiss National Science Foundation grant P400P2-183916..
1. Introduction
The extension or restriction problem is one of central open questions in Euclidean harmonic analysis. In 2002, Mockenhaupt and Tao [16] initially studied this problem for algebraic varieties in the finite field setting. Let be the -dimensional vector space over a finite field with elements. Throughout this paper, we assume that is an odd prime power. Given complex-valued functions on and we define
[TABLE]
In addition, it is defined that and The notation indicates that the function is defined on the space with counting measure. On the other hand, the notation tells us that the function is defined on the space with normalized counting measure. Let be an algebraic variety in We endow with a normalized surface measure which means that the mass of each point of is where denotes the cardinality of the set For a function and we define
[TABLE]
We also define
The Fourier transform of , denoted by is defined by
[TABLE]
where denotes the canonical additive character of , and is the usual dot-product of and We recall that the orthogonality of states that
[TABLE]
The inverse Fourier transform of , denoted by , is defined by
[TABLE]
Furthermore, the inverse Fourier transform of the measure is given by
[TABLE]
We denote by the smallest constant such that the following extension estimate
[TABLE]
holds for all functions on Note that may depend on , the size of the underlying finite field The extension problem for the variety is to determine all exponents such that is independent of For , we will write if for some constant independent of We will also use if and By a well-known duality, the inequality (1.1) is the same as the following restriction estimate:
[TABLE]
where denote the dual exponents of , respectively (i.e. and ).
When , necessary conditions for bound can be obtained from the size of a maximal affine subspace lying on Indeed, Mockenhaupt and Tao [16] showed that if and contains an affine subspace with then necessary conditions for bound are given by
[TABLE]
In dimension two, the extension problem for algebraic curves was completely solved by Shen and the second listed author [10] who showed that the above necessary conditions are also sufficient conditions for bound. For this reason, we will restrict ourselves to the case when In particular, we have the following conjecture for bound.
Conjecture 1.1**.**
Let be an algebraic variety in Suppose that and contains an affine subspace with Then we have
[TABLE]
By the norm nesting property (see Section 2), one can check that if then This implies that a smaller exponent gives a better result on the restriction problem. Thus if we want to establish the sharp bound, then we only needs to find the smallest exponent such that Namely, to confirm Conjecture 1.1 it suffices to prove that
[TABLE]
The finite field extension problem has been studied only for few algebraic varieties with relatively simple structures such as spheres, paraboloids, or cones. For example, Mockenhaupt and Tao [16] addressed results on the problem for paraboloids and cones, and their work for those varieties has been recently improved by other researchers (see [11, 4, 14, 12, 8, 6, 17, 9, 13]). For spheres, Iosevich and the second listed author [5] obtained nontrivial results which have been improved in the papers [7, 9]. While several new methods have been used in studying the Euclidean extension problem, there are only few known skills to deduce the results on the finite field extension problem. Among other things, the Stein-Tomas argument can be applied in the finite field case to deduce bound. Indeed, Mockenhaupt and Tao [16] introduced the finite field Stein-Tomas argument. In particular, we have the following lemma which is a special case of Lemma 6.1 in [16].
Lemma 1.2** (The finite field Stein-Tomas argument).**
Let be the normalized surface measure on an algebraic variety in Suppose that
[TABLE]
and
[TABLE]
for some Then we have
[TABLE]
For a general version of Lemma 1.2, we refer readers to [1]. To apply Lemma 1.2, one needs to compute the maximal Fourier decay bound on the measure away from the origin. For example, when is a sphere or a paraboloid, it is well-known that one can take in (1.3), and thus (see [16, 5]). This result is called as the Stein-Tomas result which gives the optimal bound in general. Now, we pose an interesting question.
Question 1.3**.**
Does there exist a variety such that the condition (1.3) does not hold with but we still have the Stein-Tomas result for ?
There exist several varieties in such that the condition (1.3) does not hold with and the Stein-Tomas result can not be obtained. For example, if is even and is the normalized surface measure on the variety , then
[TABLE]
and the optimal extension estimate for is that which is much weaker than the Stein-Tomas result (see Theorem 2.1 and Lemma 4.1 in [11]).
Our main purpose of this paper is to provide a concrete variety which gives a positive answer to the above question.
For each , the Hamming variety in is defined by
[TABLE]
Since , it is not hard to see Our main result is as follows.
Theorem 1.4**.**
Let denote the normalized surface measure on the Hamming variety in defined as in (1.4). Then, for every and we have
[TABLE]
It is not hard to see that the Hamming variety with does not contain any line. Taking in Conjecture 1.1 we may conjecture that
[TABLE]
Theorem 1.4 is much weaker than this conjecture, but for it can not be obtained by simply applying Lemma 1.2. To see this, notice from Corollary 3.3 in Section 3 that
[TABLE]
Combining this with Lemma 1.2, we only see that which is much weaker than Theorem 1.4 for To prove Theorem 1.4, we decompose the surface measure on into surface measures and each of them will be analyzed.
Remark 1.5*.*
In even dimensions, much progress on extension problems for the paraboloid in has been made by improving the additive energy estimate for subsets of the paraboloid (see, for example, [12, 6, 17]). Recall that for a set in , the additive energy of the set , denoted by , is defined by
[TABLE]
When a set lies on the Hamming variety , it seems that it is a challenging problem to obtain a good upper bound of
2. Discrete Fourier analysis
In this section, we review the discrete Fourier analysis which will be our main tool in proving our main result. The proofs of all statements in this section can be found in Been Green’s lecture note [3]. In the finite field setting, the norm nesting properties hold: for
[TABLE]
and
[TABLE]
The Plancherel theorem states that
[TABLE]
which can be easily deduced by the orthogonality of We also note that Given functions the convolution function of and , denoted by , is defined by
[TABLE]
One can easily check that We recall that Young’s inequality for convolutions states that if satisfy then
[TABLE]
We will invoke the following well-known interpolation theorem.
Theorem 2.1** (Riesz-Thorin).**
Let with and Suppose that is a linear operator and the following two estimates hold for all functions on
[TABLE]
Then we have
[TABLE]
for any with
[TABLE]
3. Fourier decay on Hamming varieties
Recall that denotes the normalized surface measure on the Hamming variety in In this section, we introduce an explicit form of which makes a crucial role in proving Theorem 1.4.
Lemma 3.1**.**
For each , let be the normalized surface measure on the Hamming variety in For each denote by the number of zero components of Then we have
[TABLE]
In addition, if , then
Proof.
Since we see that and all components of any element in the Hamming variety are not zero. By definition, it follows
[TABLE]
Case 1. Assume that Then and so
Case 2. Assume that for some Without loss of generality, we may assume that and for It follows that
[TABLE]
where we assume that if then Since , we see from the orthogonality of that for each
[TABLE]
Therefore we have
[TABLE]
Since and , we conclude from the orthogonality of that
[TABLE]
which completes the proof in the case when
Case 3. Assume that Then all components of are not zero. As in Case 2, we can write
[TABLE]
Since the last part of the theorem is a direct consequence from the following theorem due to Deligne [2]:
Theorem 3.2** (Multiple Kloosterman sums).**
For , we have
[TABLE]
To find further references for Multiple Kloosterman sums, we refer readers to [P.254, [15]]. ∎
The following result follows immediately from Lemma 3.1.
Corollary 3.3**.**
For each , let denote the normalized surface measure on in Then we have
[TABLE]
4. Proof of Theorem 1.4
We aim to prove that the extension estimate
[TABLE]
holds for all complex-valued functions on By duality, it suffices to prove that the restriction estimate
[TABLE]
holds for all complex-valued functions on By the method (see [3]), we see that
[TABLE]
Here, we recall that if then
[TABLE]
For each define
[TABLE]
We decompose as
[TABLE]
It follows that
[TABLE]
Hence, to complete the proof, it will be enough to show that the following two inequalities hold for all functions and for all
[TABLE]
and
[TABLE]
In the following subsections, we will give the proofs of inequalities (4.1) and (4.2), which completes the proof of Theorem 1.4.
4.1. Proof of inequality (4.1)
By Hölder’s inequality, we have
[TABLE]
Thus, in order to prove the inequality (4.1), it is enough to prove the following:
[TABLE]
By the Riesz-Thorin interpolation theorem (Theorem 2.1), it suffices to prove the following two inequalities:
[TABLE]
and
[TABLE]
For the first inequality (4.3), using the Plancherel theorem gives us the following estimate:
[TABLE]
Now, for each fixed we have
[TABLE]
Using a change of variable by letting and the triangle inequality,
[TABLE]
We decompose into , and use the orthogonality of Then we obtain
[TABLE]
where we also used the fact that Thus the inequality (4.3) holds.
The second inequality (4.4) follows by using Young’s inequality for convolutions and the second part of Lemma 3.1. More precisely, we have
[TABLE]
Hence, the proof of the inequality (4.1) is complete.
4.2. Proof of inequality (4.2)
We will prove much better inequality than the inequality (4.2). Notice from the norm nesting property (2.1) that
[TABLE]
To complete the proof of the inequality (4.2), it will be enough to show that for each
[TABLE]
By Hölder’s inequality, we have
[TABLE]
As seen in (4.5), it suffices by the Plancherel theorem to prove that
[TABLE]
Fix and From (3.1) of Lemma 3.1, we see that for each
[TABLE]
Therefore, we have
[TABLE]
Since we conclude that
[TABLE]
Thus, the inequality (4.7) holds, which completes the proof of the inequality (4.2).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] C. Chen, Finite field analogue of restriction theorem for general measures , preprint (2018), ar Xiv:1801.00109.
- 2[2] P. Deligne, Applications de la formule des traces aux sommes trigonométriquescc, Cohomologie Etale(Séminaire de Géométrie Algébrique du Bois-Marie SGA 4 1 2 4 1 2 4\frac{1}{2} ), Lecture Notes in Math., vol. 569, PP. 168-232, Springer-Verlag, Berlin-Heidelberg-New York, 1977.
- 3[3] B. Green, Restriction and Kakeya phenomena , lecture note, http://people.maths.ox.ac.uk/greenbj/papers/rkp.pdf.
- 4[4] A. Iosevich, D. Koh, Extension theorems for paraboloids in the finite field setting , Math. Z. 266 (2010), 471–487.
- 5[5] A. Iosevich and D. Koh, Extension theorems for spheres in the finite field setting , Forum. Math. 22 (2010), no.3, 457-483.
- 6[6] A. Iosevich, D. Koh, and M. Lewko, Finite field restriction estimates for the paraboloid in high even dimensions, preprint (2017), ar Xiv:1712.05549.
- 7[7] A. Iosevich, D. Koh, L. Sujin, C. Shen, and T. Pham, On restriction estimates for spheres in finite fields, preprint (2018), ar Xiv:1806.11387.
- 8[8] D. Koh, Conjecture and improved extension theorems for paraboloids in the finite field setting , preprint (2016), ar Xiv:1603.06512.
