On exact controllability of infinite-dimensional linear port-Hamiltonian systems
Birgit Jacob, Julia T. Kaiser

TL;DR
This paper proves that well-posed infinite-dimensional linear port-Hamiltonian systems, including models like beams and waves, are exactly controllable with boundary control, expanding understanding of control in complex physical systems.
Contribution
It establishes the exact controllability of a broad class of infinite-dimensional port-Hamiltonian systems with boundary control and no internal damping.
Findings
Well-posed port-Hamiltonian systems are exactly controllable.
Includes models of beams, waves, and transmission lines.
Results apply to systems with state space L^2 and input space C^n.
Abstract
Infinite-dimensional linear port-Hamiltonian systems on a one-dimensional spatial domain with full boundary control and without internal damping are studied. This class of systems includes models of beams and waves as well as the transport equation and networks of nonhomogeneous transmission lines. The main result shows that well-posed port-Hamiltonian systems, with state space and input space , are exactly controllable.
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On exact controllability of infinite-dimensional
linear port-Hamiltonian systems††thanks: Support by Deutsche Forschungsgemeinschaft (Grant JA 735/13-1) is gratefully acknowledged.
Birgit Jacob University of Wuppertal, School of Mathematics and Natural Sciences, Gaußstraße 20, D-42119 Wuppertal, Germany, bjacob,julia.kaiser@uni-wuppertal.de
Julia T. Kaiser22footnotemark: 2
Abstract
Infinite-dimensional linear port-Hamiltonian systems on a one-dimensional spatial domain with full boundary control and without internal damping are studied. This class of systems includes models of beams and waves as well as the transport equation and networks of nonhomogeneous transmission lines. The main result shows that well-posed port-Hamiltonian systems, with state space and input space , are exactly controllable.
Keywords: Controllability, -semigroups, port-Hamiltonian differential equations, boundary control systems.
Mathematics Subject Classification: 93C20, 93B05, 35L40, 93B52.
1 Introduction
In this article, we consider infinite-dimensional linear port-Hamiltonian systems on a one-dimensional spatial domain with boundary control of the form
[TABLE]
where and . Moreover, we assume that is an invertible Hermitian matrix, is a skew-adjoint matrix, is a full row rank -matrix, and is a positive Hermitian matrix for a.e. satisfying . The matrix can be diagonalized as , where is a diagonal matrix and is an invertible matrix for a.e. . We suppose the technical assumption that , , are continuously differentiable.
Equation (1) describes a special class of port-Hamiltonian systems, which however is rich enough to cover in particular the wave equation, the transport equation and the Timoshenko beam equation, and also coupled beam and wave equations each with possibly damping on the boundary. For more information on this class of port-Hamiltonian systems we refer to the monograph [1] and the survey [2]. However, we note that here we always assume that there is no internal damping (the matrix is skew-adjoint) and that we have full boundary control ( is a full row rank -matrix).
Port-based network modeling of complex physical systems leads to port-Hamiltonian systems. For finite-dimensional systems there is by now a well-established theory [3, 4, 5]. The port-Hamiltonian approach has been extended to the infinite-dimensional situation by a geometric differential approach [6, 7, 8, 9] and by a functional analytic approach [10, 9, 1, 11, 12, 2]. Here we follow the functional analytic point of view. This approach has been successfully used to derive simple verifiable conditions for well-posedness [13, 10, 9, 1, 11, 14], stability [1, 15] and stabilization [16, 17, 15, 18] and robust regulation [19]. For example, the port-Hamiltonian system (1) is well-posed, if for every .
Provided the port-Hamiltonian system (1) is well-posed, we aim to characterize exact controllability. Exact controllability is a desirable property of a controlled partial differential equation and has been extensively studied, see for example [20, 21, 22]. We call the port-Hamiltonian system exactly controllable, if every state of the system can be reached in finite time with a suitable control input. Triggiani [23] showed that exact controllability does not hold for many hyperbolic partial differential equations. However, in this paper we prove, that the port-Hamiltonian system (1) is exactly controllable whenever it is well-posed.
2 Reminder on port-Hamiltonian systems
We define
[TABLE]
on with the domain
[TABLE]
and by
[TABLE]
Here denotes the first order Sobolev space. We call the (maximal) port-Hamiltonian operator and equip the state space with the energy norm , where denotes the standard inner product on . We note that the energy norm is equivalent to the standard norm on .
Then the partial differential equation (1) can be written as a boundary control system
[TABLE]
The first important question is whether the port-Hamiltonian system (1) is well-posed in the sense that for every initial condition and every equation (1) has a unique mild solution.
In [10, 9, 1] it is shown that the port-Hamiltonian system (1) is well-posed if and only if the operator , defined by
[TABLE]
with the domain
[TABLE]
generates a strongly continuous semigroup on . We recall, that generates a contraction semigroup on if and only if is dissipative on , c.f. [13, 1, 15]. Further, matrix conditions to guarantee generation of a contraction semigroup have been obtained in [13, 1, 15] and matrix conditions for the generation of strongly continuous semigroups can be found in [11].
For the proof of the main theorem feedback techniques are needed and therefore we investigate port-Hamiltonian systems with boundary control and observations. These are systems of the form
[TABLE]
where we restrict ourselves in this article to case where , , and satisfy the condition described in Section 1 and is a full row rank matrix, , such that the matrix has full row rank. We call system (7) a (boundary control and observation) port-Hamiltonian system. The case refers to the case of a system without observation, that is, every definition or statement of the port-Hamiltonian system (7) also applies to the port-Hamiltonian system (1).
We define by
[TABLE]
Then we can write the port-Hamiltonian system (7) in the following form
[TABLE]
If the operator , defined by (5)-(6), generates a strongly continuous semigroup on the state space , then (9) defines a boundary control and observation system, see [1, Theorem 11.3.2 and Theorem 11.3.5].
Definition 2.1**.**
Let , and be linear operators. Then is a boundary control and observation system if the following hold:
The operator with and for is the infinitesimal generator of a strongly continuous semigroup on . 2. 2.
There exists a right inverse of in the sense that for all we have , and is bounded. 3. 3.
The operator is bounded from to , where is equipped with the graph norm of .
We recall, that if , defined by (5)-(6), generates a strongly continuous semigroup on the state space , then the port-Hamiltonian system (7) is a boundary control and observation system.
We note that for and , , satisfying , a boundary control and observation system possesses a unique classical solution [1, Lemma 13.1.5].
For technical reasons we formulate the boundary conditions equivalently via the boundary flow and the boundary effort. As the matrix is invertible, we can write the port-Hamiltonian system (7) equivalently as
[TABLE]
where
[TABLE]
and
[TABLE]
Here is called the boundary flow and the boundary effort. The port-Hamiltonian system (7) is uniquely described by the tuple given by (2), (3), (4) and (8).
Well-posedness is a fundamental property of boundary control and observation systems.
Definition 2.2**.**
We call a boundary control and observation system well-posed if there exist a and such that for all and with the classical solution , satisfy
[TABLE]
There exists a rich literature on well-posed systems, see e.g. Staffans [24] and Tuscnak and Weiss [25]. In general, it is not easy to show that a boundary control and observation system is well-posed. However, for the port-Hamiltonian system (7) well-posedness is already satisfied if generates a strongly continuous semigroup.
Theorem 2.3**.**
[1, Theorem 13.2.2]** The port-Hamiltonian system (7) is well-posed if and only if the operator defined by (5)-(6) generates a strongly continuous semigroup on .
There is a special class of port-Hamiltonian systems for which well-posedness follows immediately.
Definition 2.4**.**
A port-Hamiltonian systems (7) is called impedance passive, if
[TABLE]
for every . If we have equality in (12), then the port-Hamiltonian system is called impedance energy preserving.
The fact that a port-Hamiltonian system is impedance energy preserving can be characterized by a easy checkable matrix condition.
Theorem 2.5**.**
[13, Theorem 4.4]** The port-Hamiltonian systems (7) is impedance energy preserving if and only if it holds
[TABLE]
where .
Remark 2.6**.**
Every impedance energy preserving port-Hamiltonian system (7) is well-posed; even implies that generates a unitary strongly continuous group, c.f. [11, Theorem 1.1].
In order to formulate the mild solution of a well-posed port-Hamiltonian system (7) we need to introduce some notation. Let be the completion of with respect to the norm for some in the resolvent set of , this implies,
[TABLE]
and is continuously embedded and dense in . Furthermore, let be the strongly continuous semigroup generated by . The semigroup extends uniquely to a strongly continuous semigroup on whose generator , with domain equal to , is an extension of , see e.g. [26]. Moreover, we can identify with the dual space of with respect to the pivot space , see [22], that is . If the port-Hamiltonian system (7) is well-posed, then the unique mild solution is given by
[TABLE]
Here the operator can be defined as follows
[TABLE]
where and are -matrices given by
[TABLE]
For a well-posed port-Hamiltonian system (7) the transfer function is given by [1, Theorem 12.1.3]
[TABLE]
where denotes the resolvent set of . The transfer function is bounded on some right half plane and equals the Laplace transform of the mapping if .
Definition 2.7**.**
[1, Definition 13.1.11]** A well-posed port-Hamiltonian system (7) with transfer function is called regular if exists. In this case the feedthrough operator is defined as
[TABLE]
Lemma 2.8**.**
[1, Lemma 13.2.22]** Under the standing assumptions every well-posed port-Hamiltonian system (7) is regular.
So far, we have only considered open-loop system, that is, the input is independent of the output , see Figure 1. Systems, where input and output are connected via a feedback law
[TABLE]
are called closed-loop systems, see Figure 2. Here denotes the so called feedback operator and the new input.
Definition 2.9**.**
([1, Theorem 13.2.2] and [27, Proposition 4.9]) (7) and we denote by the corresponding feedthrough. A -matrix is called an admissible feedback operator for a regular port-Hamiltonian system (7) with feedthrough operator , if is invertible.
Proposition 2.10**.**
[1, Theorem 13.1.12]** Let be a well-posed port-Hamiltonian system (7). Assume that is an admissible feedback operator. Then the closed-loop system , i.e.,
[TABLE]
with input and output is a well-posed port-Hamiltonian system.
Definition 2.11**.**
The well-posed port-Hamiltonian system (7) is exactly controllable, if there exists a time such that for all there exists a control function such that the corresponding mild solution satisfies and .
Proposition 2.12**.**
[27, c.f. Remark 6.9]** Let be a well-posed port-Hamiltonian system (7). Assume that is an admissible feedback operator. Then the closed-loop system is exactly controllable if and only if the open-loop system is exactly controllable.
3 Exact controllability for port-Hamiltonian systems
This section is devoted to the main result of this paper, that is, we show that every well-posed port-Hamiltonian system (1) is exactly controllable.
Exact controllability for impedance energy preserving port-Hamiltonian system has been studied in [2].
Proposition 3.1**.**
[2, Corollary 10.7]** An impedance energy preserving port-Hamiltonian system (7) is exactly controllable.
For completeness we include the proof of Proposition 3.1.
Proof.
As the port-Hamiltonian system (7) is impedance energy preserving the corresponding operator generates a unitary strongly continuous group. Thus, generates a bounded strongly continuous semigroup and exact controllability is equivalent to optimizability, [28, Corollary 2.2]. The system is called optimizable if for all there exists a control function such that the corresponding mild solution satisfies . Thus it is sufficient to show that the port-Hamiltonian system (7) is optimizable. Let be arbitrarily. In [19, Lemma 7] it is shown that for every the choice leads to a mild solution in . This shows optimizability of system (7) and concludes the proof. ∎
Now we can formulate our main result.
Theorem 3.2**.**
Every well-posed port-Hamiltonian system (1) is exactly controllable.
For the proof of our main result we need the following lemmas.
Lemma 3.3**.**
Let have full row rank with . Then, there exist invertible matrices such that .
Proof.
Let have full row rank with , , and with . Clearly , or equivalently, .
By we denote the first rows of and denotes the last rows. Similarly, by we denote the last rows of and by the first rows. That is
[TABLE]
Without loss of generality, using row reduction and the fact that , we may assume that and that and have full row rank.
We choose right inverses for and for . Thus,
[TABLE]
Clearly, the columns of and are linearly independent and are not elements of the kernel of and , respectively.
Let consisting of columns spanning the kernel of , and let consisting of columns spanning the kernel of . We define and . Thus, and are invertible and it yields
[TABLE]
Thus, is invertible as an upper triangular matrix and we define and to obtain the assertion of the lemma. ∎
Lemma 3.4**.**
Let and be a well-posed port-Hamiltonian system. Then the port-Hamiltonian system is well-posed as well. Moreover, the system is exactly controllable if and only if the system is exactly controllable.
Proof.
Well-posed of the scaled system follows immediately. The controllability of the two systems is equivalent, since we can scale the input function of one system by or to get an input for the other system without changing the mild solution. ∎
Proof of Theorem 3.2: We start with an arbitrary port-Hamiltonian system (1) described by the tuple .
By Lemma 3.4, this system is exactly controllable if and only if for some the system is exactly controllable. We aim to prove that there exists an such that the system is exactly controllable.
Thus, we aim to write the system as a closed-loop system of an exactly controllable system . To construct we find an impedance energy preserving system which is exactly controllable by Proposition 3.1.
By (4) and (11), the operator is described by a full row rank -matrix
[TABLE]
Using Lemma 3.3 there exists a matrix such that
[TABLE]
and are invertible. If , without loss of generality we may assume that and .
We now consider the port-Hamiltonian system , where
[TABLE]
and
[TABLE]
Obviously, the port-Hamiltonian system is impedance energy preserving. Then it follows from Proposition 3.1 that is exactly controllable.
If , then and thus the statement is proved with .
We now assume that . In this case we consider the port-Hamiltonian system , where
[TABLE]
The constant will be chosen later. The matrix is invertible and the port-Hamiltonian system is still exactly controllable, since changing the output does not influence controllability.
The port-Hamiltonian system is regular, see Theorem 2.3 and Lemma 2.8. By we denote the feedthrough operator of and we choose
[TABLE]
Then and the matrix
[TABLE]
is an admissible feedback operator for as (which implies invertibility of ).
We now consider the closed-loop system as shown in Figure 3 and obtain
[TABLE]
Thus, the closed-loop system equals the port-Hamiltonian system . As the open-loop system is exactly controllable, by Theorem 2.12 the port-Hamiltonian system is exactly controllable.
Thus, every well-posed port-Hamiltonian system is exactly controllable.
4 Example of an exactly controllable port-Hamiltonian system
An (undamped) vibrating string can be modeled by
[TABLE]
, , where is the spatial variable, is the vertical position of the string at place and time , is the Young’s modulus of the string, and is the mass density, which may vary along the string. We assume that and are positive and continuously differentiable functions on . By choosing the state variables (momentum) and (strain), the partial differential equation can equivalently be written as
[TABLE]
where
[TABLE]
The boundary control for (17) is given by
[TABLE]
where is a -matrix with rank 2, or equivalently, the partial differential equation is equipped with the boundary control
[TABLE]
Defining , the matrix function can be factorized as
[TABLE]
In [11] it is shown that the port-Hamiltonian system (16), (18) is well-posed if and only if
[TABLE]
or equivalently if the vectors and are linearly independent.
By Theorem 3.2 the port-Hamiltonian system (16), (18) is exactly controllable if the vectors and are linearly independent. Here we consider and . Then the port-Hamiltonian system (16), (18) is exactly controllable if the vectors and are linearly independent.
5 Conclusions
In this paper we have studied the notion of exact controllability for a class of linear port-Hamiltonian system on a one dimensional spacial domain with full boundary control and no internal damping. We showed that for this class well-posedness implies exact controllability. Further, we applied the obtained results to the wave equation.
By duality a well-posed port-Hamiltonian system with state space and output space is exactly observable. An interesting problem for future research is the characterization of exact controllability for port-Hamiltonian systems with internal damping, i.e, port-Hamiltonian systems where is not necessarily skew-adjoint. We note, that the condition that has full rank cannot be neglected, as in general without full boundary control a port-Hamiltonian system is not exact controllable. Another open question is the characterization of exact controllability for port-Hamiltonian systems of higher order, see [10]. However, for these systems even the characterization of well-posedness is an open problem.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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