An hyperbolic system of P.D.E. relevant in general relativity
Giovanni Cimatti

TL;DR
This paper investigates a hyperbolic PDE system derived from Einstein's field equations, proving existence and uniqueness of small amplitude gravitational waves and constructing solutions for larger cases, relevant in general relativity.
Contribution
It applies the implicit function theorem to establish existence and uniqueness results for gravitational waves in a hyperbolic PDE system related to Einstein's equations.
Findings
Proved existence and uniqueness of small amplitude gravitational waves.
Constructed solutions for larger amplitude cases.
Established a theorem for stationary problem solutions.
Abstract
Assuming as starting point the validity of the Einstein-Rosen metric, we study the hyperbolic system of P.D.E. to which the Einstein's field's equations can be reduced. We prove using the implicit function theorem in Banach spaces, the existence and uniqueness of gravitational waves of small amplitude. A class of solutions, not necessarily small is also constructed. In the last Section a theorem of existence and uniqueness is given for the corresponding stationary problem.
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An hyperbolic system of P.D.E. relevant in general relativity
Giovanni Cimatti
Department of Mathematics, Largo Bruno Pontecorvo 5, 56127 Pisa Italy
Abstract.
Assuming as starting point the validity of the Einstein-Rosen metric we study the hyperbolic system of P.D.E. to which the Einstein’s field equations can be reduced. We prove using the implicit function theorem in Banach spaces, the existence and uniqueness of gravitational waves of small amplitude. A class of solutions, not necessarily small, is also constructed. In the last Section a theorem of existence and uniqueness is given for the corresponding stationary problem.
Key words and phrases:
Einstein-Rosen metric, Initial-boundary value problem, Hyperbolic nonlinear system, Existence, Uniqueness
2010 Mathematics Subject Classification:
83C10, 83C05
1. Introduction
The Einstein’s equations of general relativity have attracted the interest of mathematicians since the very beginning of the theory [25] and this interest continues today. Crucial in the development of the theory are the seminal works of Yvonne Choquet-Bruhat [16],[6][7] and [8]. She was able to formulate the problem of the determination of the ten relevant potentials as an initial value problem for an hyperbolic system and to prove the local existence and uniqueness of the solution. The work of Choquet-Bruhat deals with the Einstein’s equations in full generality, i.e. without any “a priori” restriction on the form of the basic metric. To simplify the study of the field’s equations two special geometries are considered: the spherical symmetric case which was the first to be examined [23], [24] and remains the most important (see in this respect the results of M. Dafermos [11], [12], [13]) and the axis symmetric case which was considered by Einstein and Rosen [15], [22], [2], [3], [4], [19], [31] and [30] (pag. 99). In this second case, one assumes as starting point the simplified metric in cylindrical coordinates
[TABLE]
where , and are real functions of the variables and . Einstein and Rosen were able to find a class of exact wave solutions of the corresponding field’s equations. This was in the past one of the most compelling evidence that general relativity predicts the existence of gravitational waves, a fact today confirmed by experimental observations. If we take in (1.1) we obtain the metric
[TABLE]
The corresponding field’s equations are
[TABLE]
[TABLE]
[TABLE]
This case for its simplicity has been, and still is, the object, in various contexts, of many papers we quote, among others [26], [27], [28], [5] and [17]. In this paper we consider the case . This corresponds to two states of polarisation’s of cylindrical waves [18]. The system determining and is now
[TABLE]
[TABLE]
is then determined by a simple integration of an exact differential form.
By suitably defining and , the system (1.6), (1.7) is shown in Section 5 to be equivalent to the system
[TABLE]
[TABLE]
which does not seem to have been studied elsewhere. In all the contributions dealing with the field’s equations corresponding to the metric (1.1) the problem of possible and mathematically sound boundary conditions is not taken into account 111See however the paper [21]. This question was well present to the mind of Einstein who wrote “in the first place the boundary conditions presuppose a definite choice of a reference which is contrary to the spirit of relativity”[14]. However, even taking into account this remark, we think interesting to study the mathematical details of the most typical initial-boundary associated with (1.6) and (1.7). We note also that matter and energy are not distributed uniformly in the universe and this asks for some sort of boundary conditions.
To make the paper self-contained we give in Section 2 a detailed derivation of the field’s equations corresponding to the metric (1.1).
In Section 3 a result of uniqueness is given for the space flat solution. Whereas in Section 4 we deal with the existence and uniqueness of exact gravitational waves of small amplitude in the framework of the initial-boundary value problem stated in Section 3. The result is obtained using the inverse function theorem in Banach spaces. The solution obtained in this way exists “a priori” only for small initial-boundary data. Thus a natural question arises: do all solutions of (1.6), (1.7) exist for any or certain solutions develop singularities after a finite interval of time ? In Section 5 we present an example of a class of exact solution of (1.6), (1.7) which are globally defined for and , and is different from the class of solutions found by Einstein and Rosen in [15]. It is an open question if all solutions are equally globally defined. Finally in Section 6 we consider the case in which the unknown functions and depend only on and prove a result of existence and uniqueness for the corresponding two point problem.
2. The Einstein’s equations in the stationary axis symmetric case. Derivation of the equations
We prove here that the field equations corresponding to the metric (1.1) are precisely (1.6), (1.7). We note first of all that the only non-vanishing components of the Einstein’s symmetric tensor in the present axis symmetric case are and . Thus the system is over-determined (as often in general relativity) since we have 6 equations and 3 unknown functions i.e. , and . We wish to prove that this over-determination is only apparent and that the 6 equations reduce to the two equations (1.6), (1.7) for the determination of and and to an exact differential form determining . With this goal in mind we set
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[TABLE]
[TABLE]
From , , we have respectively the equations
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[TABLE]
[TABLE]
From (2.1) and (2.2) we obtain
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i.e.
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From (2.1) and (2.4) we get, by (2.3),
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Moreover, from (2.6) and (2.1) we obtain
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i.e.
[TABLE]
The equations (2.5) and (2.8) form precisely the non-linear system we want to study. It remains to consider the equations , and . They shall determine . From we have
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and from or we infer
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We claim that (2.9) and (2.10) are compatible and determine , apart an arbitrary constant.
Lemma 2.1**.**
If is a solution of the system
[TABLE]
[TABLE]
the differential form
[TABLE]
where
[TABLE]
[TABLE]
is exact.
Proof.
We need to prove that if (2.11) and (2.12) hold. To this end we add and subtract in the quantity
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We have, taking into account (2.12),
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Finally adding and subtracting from the right hand side of (2.16) we obtain, by (2.11), as required. ∎
3. An initial-boundary value problem for the system (1.6), (1.7). Uniqueness of the flat-space solution
A question naturally arises: what are the side conditions which must be added to the system
[TABLE]
[TABLE]
to obtain a well-posed problem capable of selecting a unique solution of (3.1), (3.2)? We suppose that in the cylinders and of the euclidean space referred to cylindrical coordinates is contained all the matter and energy which deform the flat-space metric and consider the problem in the cylinder which is assumed to be empty of matter and energy. The distribution of matter is supposed to be independent of the angular coordinate. We thus have the following initial-boundary conditions for (3.1) and (3.2):
[TABLE]
[TABLE]
We start by considering the case in which all the initial-boundary conditions are those corresponding to the flat-space solution. We have the following
Theorem 3.1**.**
The problem
[TABLE]
[TABLE]
[TABLE]
[TABLE]
has only the solution , .
Proof.
Let be any solution of (3.5)-(3.8). If we can prove that the result follows. For, in this case the equation (3.6) becomes simply the linear wave equation which with the initial- boundary conditions (3.7) implies . Let us multiply (3.6) by . We have, taking into account the boundary conditions and integrating by parts,
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Using the Cauchy-Schwartz inequality the right hand side of (3.9) can easily be estimated and we obtain
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Define
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We have, by (3.9) and taking into account the initial-boundary conditions,
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By the Gronwall’s theorem [29] we conclude that
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and also for all since is arbitrary. It follows and and also in view of (3.8) as required. ∎
Remark 3.2*.*
Recalling that
[TABLE]
we have, under the assumptions of Theorem 2.1, , . Hence is constant. Therefore, if, in addition to (3.7), (3.8,) we assume the initial condition , we have which together with , corresponds to the flat-space solution.
4. existence and uniqueness of exact gravitational waves of small amplitude
Theorem 3.1 suggests to investigate if a branch of non trivial solutions starts from the flat space solution when the initial-boundary data are “small” in suitably taken functional spaces. To this end we shall use the inverse function theorem in Banach space which we quote below for the sake of completeness [1].
Theorem 4.1**.**
Let and be Banach spaces and a map from to of class such that . Let be the Frechet differential of . If , as a linear map from to , is invertible with continuous inverse then there exists a neighbourhood of and a neighbourhood of such that is invertible with inverse differentiable.
Theorem 4.2**.**
Assume
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[TABLE]
with
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[TABLE]
There exists such that, if
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[TABLE]
the initial-boundary value problem
[TABLE]
[TABLE]
[TABLE]
[TABLE]
has one and only one solution of class .
Proof.
We apply Theorem 4.1 with the following functional spaces
[TABLE]
where and
{{\mathcal{B}}}=\bigl{\{}(A_{1}(t),A_{2}(t),A_{0}(t),B(r));\ A_{1}(t)\in C^{2}([0,T]),\ A_{2}(t)\in C^{2}([0,T]),\ A_{0}(t)\in C^{2}([R_{1},R_{2}]),B(r)\in C^{1}([R_{1},R_{2}]),\ A_{1}(0)=A_{0}(R_{1}),\ A_{2}(0)=A_{0}(R_{2}),\ A_{1}^{\prime}(0)=B(R_{1}),\ A_{2}^{\prime}(0)=B(R_{2})\bigl{\}}.
becomes a Banach space with the norm
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is normed with
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Finally is a Banach spaces with norm . Define , , . Let . The function of Theorem 4.1 has here the form
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[TABLE]
It is easy to verify that in these spaces the function is well-defined and . If we compute the Frechet’s differential of in we find, with
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[TABLE]
To apply Theorem 4.1 we need to prove that is invertible as a linear operator from to . To this end we consider the linear problem
[TABLE]
where {{\bf Y}}=\Bigl{(}\overbrace{\bigl{(}f(r,t),g(r,t)\bigl{)}}^{in\ {{\mathcal{A}}}},\ \bigl{(}\underbrace{n_{1}(t),n_{2}(t),n_{0}(r),n(r)\bigl{)}}_{in\ {{\mathcal{B}}}},\ \bigl{(}\underbrace{l_{1}(t),l_{2}(t),l_{0}(r),l(r)\bigl{)}\Bigl{)}}_{in\ {{\mathcal{B}}}}). In components (4.10) reads
[TABLE]
[TABLE]
[TABLE]
[TABLE]
The problems (4.11), (4.12) and (4.13), (4.14) are uncoupled. (4.11), (4.12) is simply the initial-boundary value for the wave equation in cylindrical coordinates with non-vanishing right hand side and non homogeneous initial boundary conditions. This problem is certainly solvable with continuous dependence from the data. The same can be said of (4.13), (4.14). Thus problem (4.10) is solvable with a unique solution and with continuous dependence on the data. Therefore Theorem 4.1 is applicable ∎
5. A class of exact solutions of the system (4.6), (4.7)
In this Section we construct a class of exact solutions which are globally defined in time. We first rewrite (4.6)-(4.7) in divergence form. We proceeds in three steps. First of all it is easy to verify, by direct computation, that
[TABLE]
[TABLE]
is fully equivalent to the system (4.6), (4.7). Secondly it is convenient to use the simple transformation , which for is a diffeomorphism. In terms of and , (5.1), (5.2) becomes
[TABLE]
[TABLE]
Thirdly we give a divergence form also to the equation (5.3). To this end we note that, by (5.4) we have
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Thus the system (5.3), (5.4) takes the full divergence form
[TABLE]
[TABLE]
We restrict the search of solutions of the system (5.6), (5.7) to solutions for which there exist a functional relation of the form:
[TABLE]
See for this approach [9], [10]. The equations (5.6) and (5.7) become
[TABLE]
[TABLE]
Let be the solution of the ordinary differential equation
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Equation (5.11) is easily solved. We find
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where is the constant of integration. We have from (5.12) the compatibility condition
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which is verified if
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If (5.14) is satisfied we have
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Substituting (5.15) in (5.9) we obtain
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We wish to linearised (5.16). Let us define
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We have, if (5.14) holds
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Let . We have
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Hence (5.16) becomes the linear wave equation in cylindrical coordinates i.e.
[TABLE]
Let be any solution of equation (5.20). 444We could take for example where denotes the modified Bessel function of the second type, or , where is the Bessel function of the first type. Since maps one-to-one the open interval onto the function is globally invertible. Precisely we have
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In conclusion we find the following class of solutions of the system (5.3), (5.4)
[TABLE]
with the corresponding given by
[TABLE]
where is any solution of (5.20).
An open question naturally arises: are all solutions of (5.3), (5.4) globally defined as it happens for (5.22), (5.23) or, in certain cases, they develop singularities in a finite time? This second possibility appears as more reasonable in view of the quadratic non-linearity entering in the right hand side of (5.3).
6. existence and uniqueness for the stationary problem
In this last Section we study the stationary counterpart of the initial-boundary value problem (4.6)-(4.9) expressed in terms of . Thus we consider the two-point problem
[TABLE]
[TABLE]
[TABLE]
[TABLE]
It is not restrictive to assume in (6.1)-(6.4). For is still a solution ( an arbitrary constant) if is a solution of (6.1)-(6.4). Therefore, if is the solution corresponding to the case , the solution for is simply . Hence we shall study the problem
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
The case is immediately dealt with. For multiplying (6.5) by , integrating by parts and taking into account (6.6) and (6.7) we have
[TABLE]
This in view of (6.6) implies . We have from (6.8)
[TABLE]
a linear problem which is easily solved. Moreover, we can assume . For, if is the solution corresponding to , the solution for the case is simply . By the one-dimensional maximum principle [20], we have from (6.5), (6.6)
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The transformation
[TABLE]
permits to rewrite the problem (6.5)-(6.10) in the more symmetric form
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where , , are linked by the functional relation (6.14). We have
Lemma 6.1**.**
If is a solution of (6.14)-(6.20), then
[TABLE]
Proof.
Let , we have
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[TABLE]
Multiplying (6.23) by and using (6.22) we obtain
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By (6.22) this implies and (6.21). ∎
From (6.14) and (6.21) we have
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and, by (6.18),
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We need to solve (6.26) with respect to . This requires the positivity of the left hand side of (6.26). We use the following elementary
Lemma 6.2**.**
If , , and we have
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Proof.
The two roots of the equation are
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[TABLE]
Thus
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Moreover we have
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Hence and (6.27) follows. ∎
Let us define
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By Lemma 6.2 the equation
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in the unknown has one and only one solution. Moreover, since
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we can restate the equation (6.16) in term of the sole and we have, for the determination of , the nonlinear two-point problem
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[TABLE]
Let us define
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Since , the denominator in the integral (6.37) never vanishes and is strictly positive by Lemma 6.2.555Note that the integral in (6.37) can be explicitly computed. In terms of the problem (6.35), (6.36) becomes simply
[TABLE]
a linear problem which is immediately solved. On the other hand in . Thus maps one-to-one onto . We conclude that , if is the solution of (6.38), we have
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Finally, the corresponding is, by (6.34),
[TABLE]
Remark 6.3*.*
The solution of problem (6.15)-(6.20) obtained above is also unique since the solution of the linear problem (6.38), to which the starting problem (6.15)-(6.20) is reduced, is surely unique.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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