Constraining nuclear physics parameters with current and future COHERENT data
D.K. Papoulias, T.S. Kosmas, R. Sahu, V.K.B. Kota, M. Hota

TL;DR
This paper demonstrates how current and future COHERENT data can be used to better understand nuclear structure, especially the neutron form factor, using the deformed Shell Model for improved data fitting.
Contribution
It introduces the use of the deformed Shell Model to analyze CE$ u$NS data, providing a more accurate fit than traditional phenomenological form factors.
Findings
DSM provides a better fit to COHERENT data than Helm, Fermi, and Klein-Nystrand models.
Future COHERENT data can significantly improve constraints on nuclear form factors.
Analysis of upgrade scenarios shows potential for enhanced sensitivity in nuclear parameter measurements.
Abstract
Motivated by the recent observation of coherent elastic neutrino-nucleus scattering (CENS) at the COHERENT experiment, our goal is to explore its potential in probing important nuclear structure parameters. We show that the recent COHERENT data offers unique opportunities to investigate the neutron nuclear form factor. Our present calculations are based on the deformed Shell Model (DSM) method which leads to a better fit of the recent CENS data, as compared to known phenomenological form factors such as the Helm-type, symmetrized Fermi and Klein-Nystrand. The attainable sensitivities and the prospects of improvement during the next phase of the COHERENT experiment are also considered and analyzed in the framework of two upgrade scenarios.
| Nucleus | (nm) | Exp (nm) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| I | 127 | 53 | 2.395 | 0.313 | 0.002 | 1.207 | 2.813 | 2.09 | ||
| Cs | 133 | 55 | 3.40 | 0.49 | 1.69 | 2.582 | 2.11 |
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Constraining nuclear physics parameters with current and future COHERENT data
D.K. Papoulias
AHEP Group, Institut de Física Corpuscular – CSIC/Universitat de València, Parc Científic de Paterna.
C/ Catedrático José Beltrán, 2 E-46980 Paterna (Valencia) - Spain
T.S. Kosmas
Division of Theoretical Physics, University of Ioannina, GR 45110 Ioannina, Greece
R. Sahu
National Institute of Science and Technology, Palur Hills, Berhampur-761008, Odisha, India
V.K.B. Kota
Physical Research Laboratory, Ahmedabad 380 009, India
M. Hota
National Institute of Science and Technology, Palur Hills, Berhampur-761008, Odisha, India
Abstract
Motivated by the recent observation of coherent elastic neutrino-nucleus scattering (CENS) at the COHERENT experiment, our goal is to explore its potential in probing important nuclear structure parameters. We show that the recent COHERENT data offers unique opportunities to investigate the neutron nuclear form factor. Our present calculations are based on the deformed Shell Model (DSM) method which leads to a better fit of the recent CENS data, as compared to known phenomenological form factors such as the Helm-type, symmetrized Fermi and Klein-Nystrand. The attainable sensitivities and the prospects of improvement during the next phase of the COHERENT experiment are also considered and analyzed in the framework of two upgrade scenarios.
I Introduction
The recent observation of coherent elastic neutrino nucleus scattering (CENS) events at the Spallation Neutron Source (SNS) by the COHERENT experiment [1, 2], has opened up new opportunities to probe physics in theories within and beyond the Standard Model (SM) of electroweak interactions. The COHERENT program is aiming to investigate several important physical phenomena through low-energy precision measurements. The first CENS observation has triggered the theoretical challenges required to interpret neutrino-nuclear responses [3] in the context of new physics models [4].
Recently, several studies were conducted in trying to analyze and interpret the COHERENT data, in order to examine possible deviations from the SM predictions that may point to new physics [5, 6]. These searches address non-standard interactions (NSIs) [7, 8, 9, 10], electromagnetic (EM) properties [11, 12, 13], sterile neutrinos [14, 15, 16], novel mediators [17, 18, 19, 20], CP-violation [21, 22] and implications to dark matter [23, 24, 25]. Potential contributions due to neutrino-nucleus scattering at direct dark matter detection detectors have been explored [26, 27, 28, 29], while the CENS cross section has been also revisited within [30] and beyond the SM [31, 32, 33].
The nuclear form factor related to weak interactions plays a dominant role in the accurate description of neutrino- matter interactions [34] motivating further the necessity of revisiting the relevant nuclear parameters (see Refs. [35, 36]). While neutrinos are a valuable tool for deep sky investigations [37], nuclear parameters such as the neutron skin can be crucial for understanding neutron star dynamics [38]. In this work we explore how such nuclear parameters can be probed at CENS experiments. For realistic nuclear structure calculations, we employ the deformed shell model (DSM) based on Hartree-Fock (HF) deformed intrinsic states with angular momentum projection and band mixing [39]. The DSM has been previously applied for describing nuclear spectroscopic properties [39, 40, 41], exotic processes such as conversion in nuclei [42] and WIMP-nucleus scattering [43].
The conventional neutrino-processes are theoretically well-studied [44, 45], while the recent CENS observation motivates precision tests of the SM at low energies [46]. It has been shown that a competitive determination of the weak-mixing angle is possible [47], while CENS also highlights a novel avenue for probing the neutron nuclear form factor [48, 35, 49]. During its phase I, the COHERENT collaboration achieved a high experimental sensitivity and a low detector threshold which led to the first observation of CENS while also intends to enhance its future program with a multitarget strategy [50]. Apart from the next phase of COHERENT, other experiments are planned to operate with reactor neutrinos like the TEXONO [51], CONNIE [52], MINER [53], GEN [54], CONUS [55], Ricochet [56] and NU-CLEUS [57], further motivating the present work.
Muon spectroscopy [58] and atomic parity violating (APV) electron scattering data [59] from the PREX experiment [60] has been employed as a powerful tool to measure the spatial distributions of neutrons in nuclei [61, 62, 63]. Our paper focuses on the open issues related to constraining the nuclear physics parameters [64, 65] entering the description of the weak neutral current vector and axial vector properties, such as ground state properties mostly related to the dominance of neutrons participating in the materials of rare-events detectors [66]. On the basis of our nuclear DSM calculations and the COHERENT data, we will make an attempt to extract constraints on the nuclear form factors in the Helm [67], symmetrized Fermi [68] and Klein-Nystrand [69] approach, as well as to explore the neutron radial moments [70].
The paper has been organized as follows: in Sect. II we present the relevant formalism to accurately simulate the COHERENT data, while in Sect. III we introduce the DSM method and discuss the various form factor parametrizations considered. Sect. IV presents the main outcomes of this work and finally in Sect. V the main conclusions are discussed.
II CENS within deformed shell model calculations
Within the framework of the SM, the CENS differential cross section with respect to the nuclear recoil energy is written as [4, 27]
[TABLE]
where is the Fermi coupling constant, is the neutrino energy and the nuclear mass of the target , with protons and neutrons ( is the mass number). The vector and axial vector weak charges and , depend on the momentum variation of the proton and neutron nuclear form factors and , as [30]
[TABLE]
with the vector couplings for protons and neutrons taken as and respectively, and the weak mixing angle fixed to the PDG value [72]. The corresponding axial vector couplings for protons and neutrons are defined as and , while and , where the or sign accounts for the total number of protons or neutrons with spin up and down, respectively [5]. Note that the couplings are quenched for charged-current processes (see Refs. [3, 73]).
The COHERENT experiment has made the first ever observation of CENS with a CsI[Na] detector of mass kg exposed to neutrino emissions from the -DAR source at a distance of m, for a period of days. To adequately simulate the recent COHERENT data we consider the total cross section as the sum of the individual cross sections by taking also into account the stoichiometric ratio of the corresponding atom. For a given neutrino flavor and isotope , the number of CENS events reads [4]
[TABLE]
where
[TABLE]
The neutrino flux is , with representing the number of neutrinos per flavor produced for each proton on target (POT), where with . Our calculations consider the Geant4 SNS neutrino spectrum taken from the upper panel of Fig. S2 shown in Ref. [1]. Here, the various flavor components of the SNS neutrino spectrum, including also the monochromatic MeV prompt beam from pion decay at rest, are denoted as , while for each isotope , the number of target nuclei is expressed in terms of Avogadro’s number and the detector mass
[TABLE]
We furthermore stress that contributions to event rate from the sodium dopant are of the order – and can be safely ignored [74].
The recent observation of the CENS signal at COHERENT experiment was based on photoelectron (PE) measurements. To translate the nuclear recoil energy in terms of the number of PE, , we adopt the relation [1]
[TABLE]
In Eq. (3), the photoelectron dependence of the detector efficiency is given by the expression [2]
[TABLE]
with parameters , , and being the Heaviside function, defined as
[TABLE]
III Evaluation of the nuclear form factors
In CENS and direct dark matter detection searches, to account for the finite nuclear size, the nuclear form factor is defined as the Fourier transform of the nuclear charge density distribution [44]
[TABLE]
with . Following a model independent approach, the nuclear form factor can be expanded in terms of even moments of the charge density distribution [48]
[TABLE]
with the -th radial moment defined as
[TABLE]
From experimental physics perspectives, it is feasible to measure only the proton charge density distribution with high precision from electron scattering data [59]. For this reason, numerous studies rely on the approximation and thus assume . On the theoretical side, both the proton and neutron nuclear form factors can be treated separately, within the context of advanced nuclear physics methods such as, the large-scale Shell-Model [75, 76], the Quasiparticle Random Phase Approximation (QRPA) [77], Microscopic Quasiparticle Phonon Model (MQPM) [45] and the method of DSM calculations [27]. In the present work we employ the latter method. Our primary goal is to extract crucial information on the nuclear parameters entering the various form factor approaches from the recent data of the COHERENT experiment, relying on the various definitions of the nuclear form factor that we consider in the present study.
In the concept of DSM, for the calculation of the form factors relevant to the COHERENT detector materials 127I and 133Cs, we have adopted an effective interaction recently developed in Ref. [78] employing a model space consisting of the spherical orbitals , , , and with the closed core 100Sn. The effective interaction is obtained by renormalizing the CD-Bonn potential. The single particle energies for the five orbitals are taken to be 0.0, 0.4, 1.4, 1.3 and 1.6 MeV for protons and 0.0, 0.7, 2.1, 1.9 and 3.0 MeV for neutrons. We first perform an axially symmetric HF calculation and obtain the lowest intrinsic solution using the above effective interaction for each of the above nuclei. Then, excited intrinsic states are obtained by making particle-hole excitations over the lowest intrinsic states. At the final step, we perform angular momentum projection and band mixing and obtain the nuclear wave functions which are used for calculating different properties of these nuclei. We stress that including more orbits requires a new effective interaction that is beyond the scope of the present paper.
We have considered six intrinsic configurations for 127I and three intrinsic configurations for 133Cs. These intrinsic states are found to be sufficient to produce most of the important properties of these isotopes (complete details will be reported elsewhere). In Table 1, we tabulate the most important observables and outcomes of the nuclear structure calculations from DSM in the present work. Specifically, the observables include the magnetic moments of the two nuclei considered and the contribution of protons and neutrons to the orbital and spin parts giving better physical insight. Magnetic moments and spectroscopic properties of the two nuclei are calculated to check the reliability of the nuclear wave functions generated by DSM.
Besides realistic nuclear structure calculations within DSM, a rather reliable description of the nuclear form factor is the known as Helm approximation. The latter relies on the convolution of two nucleonic densities, one being a uniform density with cut-off radius, , (namely box or diffraction radius) characterizing the interior density and a second one that is associated with a Gaussian falloff in terms of the surface thickness, . In the Helm approximation the form factor is expressed in analytical form as [67]
[TABLE]
where denotes the 1st-order spherical Bessel function. The first three moments can be analytically expressed as [70]
[TABLE]
Following Ref. [66] we fix an ad-hoc value , obtained by fitting to muon spectroscopy data [58]. The latter has the advantage of improving the matching between the Helm and the symmetrized Fermi (SF) form factor that is discussed below. Adopting a conventional Fermi (Woods-Saxon) charge density distribution, the SF form factor is written in terms of two parameters in analytical form, as [68]
[TABLE]
with
[TABLE]
representing the half density radius and the diffuseness respectively. The surface thickness in this case is quantified through the relation [35]. In Ref. [70] the first three moments entering Eq. (10) are expressed in analytical form, for the case of the Fermi symmetrized form factor, as
[TABLE]
The COHERENT collaboration, has adopted the Klein-Nystrand (KN) form factor which follows from the convolution of a Yukawa potential with range fm over a Woods-Saxon distribution, approximated as a hard sphere with radius . The resulting form factor reads [69]
[TABLE]
whereas the corresponding root mean square (rms) radius becomes
[TABLE]
The form factor evaluated with DSM calculations is illustrated in Fig. 1 and is compared with the Helm, SF and KN parametrizations. As can be seen, in general, is not always a good approximation since minima and maxima of and occur at different values of the momentum transfer.
IV Results and discussion
The main results of the present work come out of a statistical analysis of the COHERENT data through the function taken from Ref. [1]
[TABLE]
where and are the systematic parameters to account for the uncertainties on the signal and background rates respectively, with fractional uncertainties and . The quantities and denote the -th bin of the beam-on prompt neutron background events and the statistical uncertainty respectively (see Ref. [1] for details). Here, is evaluated by weighting the available experimental values from the COHERENT data release [2] with the total energy delivered during the first run e.g. 7.47594 GWhr and the detector efficiency (see also Ref. [32]). In Eq. (19), represents the set of parameters for which our theoretical calculation on is evaluated. By minimizing over the nuisance parameters, we fit the COHERENT data and calculate which allows us to probe the nuclear parameters in question. Finally, in our calculations we restrict ourselves in the region corresponding to 12 energy bins in the range .
The aforementioned discrepancy between the DSM and the conventional Helm, SF and KN form factors motivates us to conduct a more systematic study of the relevant nuclear physics parameters. Fig. 2 illustrates the estimated number of events within DSM, and compares the recent COHERENT data with the calculations considering the phenomenological form factors. From the left panel of this figure it can be seen that an improved agreement with the experimental data is found in the context of the employed realistic DSM calculations. Indeed, our present DSM calculations result to a better fit of the experimental data with compared to , and evaluated in the framework of a Helm, SF and KN form factor approximations.
As demonstrated in Ref. [32] the resulted fit allows to accommodate new physics and therefore advanced nuclear physics models such as the DSM are essential for beyond the SM searches too. Despite the fact that this difference lies well within the present experimental error, we stress that future precise measurements expected during the next phases of COHERENT [50] or from the upcoming CENS reactor experiments [51, 52, 53, 54, 55, 56, 57] motivate the adoption of realistic nuclear structure methods especially for the accurate characterization of the nuclear target responses. For illustration purposes, the right panel of Fig. 2 depicts the difference in events between the DSM and each of the conventional form factor calculations e.g. , and compared to the beam-on prompt neutron background events as functions of the detected photoelectrons. For completeness, we note that the differences in events between the Helm and SF form factor calculations (not shown here) are lower than the level.
We now focus on the current potential of the COHERENT experiment to probe important ingredients of the nuclear form factors in question. The next stages of COHERENT experiment include future upgrades with Germanium, LAr and NaI[Tl] detectors with mass up to ton-scale [2] that will not be considered in our study (we are mainly interested in the study of Cs and I isotopes). The CsI detector subsystem will continue to take data and the COHERENT Collaboration aims to reduce the statistical uncertainties [2]. We are therefore motivated to explore the attainable future sensitivities by assuming two possible upgrades, namely scenario I and II. The number of events is scaled up in terms of the factor that quantifies the exposure time, the detector mass and the SNS beam power [see Eq. (4)] while, following Ref. [35], we choose an improved statistical/systematic uncertainty. Specifically, we consider (i) a conservative future scenario I with and half systematic uncertainty compared to COHERENT first run, and (ii) an optimistic future scenario II with and a systematic uncertainty that is 25% of the first phase of COHERENT. For the statistical uncertainty in each case and more details see Table 2. Finally, in order to cover future scenarios, our calculations rely on the following function
[TABLE]
where in this case denotes the number of events predicted within the context of the DSM.
In Ref. [35] it is shown that the recent CENS data offer a unique pathway to probe the neutron rms radius. We perform a sensitivity analysis based on the corresponding function and our present results are depicted in Fig. 3. For the current phase we find the best fit value fm in good agreement with Refs. [35, 64] (see Table 2), while the results do not depend significantly on the form factor used. Then, exploring the capability of a future COHERENT experiment with upgrades according to scenarios I and II we find the respective values fm in scenario I and fm in scenario II. From the latter we extract the conclusion that future COHERENT data alone (see Ref. [50] for details), will offer a better determination of compared to the current best limit reported in Ref. [63] that was obtained through a combined analysis of the available CENS and APV in Cs data. It is worth mentioning that such results remain essentially unaltered regardless of the form factor used (see also Ref. [35]). We finally stress that the present work involves weak charge nuclear radii obtained from the coherent data. We note however, that a more accurate comparison with the point nucleon radii involves the “weak charge skin” [61].
We now consider the model independent expansion of the form factor given in Eq. (10). In what follows, we will consider only the neutron form factor which dominates the CENS process. For simplicity we take into account only the two first (even) moments and perform a combined sensitivity analysis of the current and future COHERENT data on the basis of the function. In this calculation we restrict ourselves in the physical region [0,6] fm that is determined from the upper limit on fm from the PREM experiment [61] (see also Ref. [65]). The corresponding bounds are shown in Fig. 4 at , 90% and 99% C.L. The constraints are not yet competitive to current experimental results [59], while there are prospects of significant improvement in future measurements according to scenarios I and II. It can also be seen that the 4-th moment, , under the assumptions of the present study is not well constrained. We however emphasize that largely improved constraints are possible at multi-ton scale CENS detectors [48].
It is now worthwhile to explore the possibility of extracting simultaneous constraints on the parameters characterizing the Helm, SF and KN form factors, from CENS data. In our aim to explore the Helm form factor given in Eq. (12), we consider the parameterization with diffraction radius and we perform a 2-parameter fit based on the function. The allowed regions in the plane are illustrated in the upper panel of Fig. 5 at , 90% and 99% C.L., under the assumptions of the current (phase I) and the scenarios I and II. Although it becomes evident that future measurements will drastically improve the current constraints, it can be seen that CENS data are not sensitive to the surface thickness, . This conclusion is in agreement with a recent study of Ref. [65], while the prospect of probing is significant.
For the case of the SF form factor, we explore the allowed region in the parameter space. By marginalizing the relevant function, we present the contours of the half-density radius with the surface diffuseness at , 90% and 99% C.L in the middle panel of Fig. 5. The present results imply that in a future COHERENT experiment, the prospects of improvement with respect to the current constraints are rather promising and can be competitive with existing analyses [61, 70] on 208Pb from PREX data [60].
In a similar way, we explore the attainable constraints on the parameters entering the KN form factor. In this case, the , 90% and 99% C.L allowed regions are depicted in the lower panel of Fig. 5. Likewise, there is a large potential of improvement from future CENS measurements during the next phases of the COHERENT program. Finally, we perform a sensitivity fit based on the following parametrization of the effective nuclear radius [62]
[TABLE]
Marginalizing over , we find the best fit values
[TABLE]
being consistent with Eq. (15) and Ref. [66].
V Conclusions
The present work, relying on improved nuclear structure calculations employing DSM that starts with the same shell model inputs, gives a better interpretation of the current and future COHERENT data in which a large portion of the theoretical uncertainty originates from the calculation of the neutron nuclear form factors. We devoted a thorough analysis on the available CENS data and extracted constraints to the nuclear parameters characterizing the Helm, symmetrized Fermi and Klein-Nystrand form factor distributions. We also investigated the near- and long-term future sensitivities, within the context of two possible scenarios, and concluded that there is a large potential of improvement. We have checked that the constraints on the nuclear rms radius do not essentially depend on the form factor choice that is used to analyze the data. Moreover, we have shown that future COHERENT measurements alone will reach a better sensitivity on the neutron rms radius compared to the best current limits that were recently extracted from a combined analysis of the available data from CENS and APV data. Finally we have presented simultaneous constraints on the parameters characterizing the phenomenological form factors as well as for the first two moments of the neutron form factor (the sensitivity of the form factor on pairing and deformation will be studied in detail in a separate work). Reducing the latter uncertainty, possible deviations from the SM expectations may be extracted with high significance.
Acknowledgements.
DKP has been supported by the Spanish grants SEV-2014-0398 and FPA2017-85216-P (AEI/FEDER, UE), PROMETEO/2018/165 (Generalitat Valenciana) and the Spanish Red Consolider MultiDark FPA2017-90566-REDC. RS is thankful to SERB of Department of Science and Technology (Government of India) for financial support. DKP acknowledges stimulating discussions with K. Patton, C. Giunti and M. Tórtola.
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